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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

25 rows where agency_id = "SEC", document_type = "Proposed Rule" and posted_year = 2009 sorted by posted_date descending

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Suggested facets: title, posted_date, posted_month, comment_start_date, comment_end_date, last_modified, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2009 · 25 ✖

document_type 1

  • Proposed Rule · 25 ✖

agency_id 1

  • SEC · 25 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2009-1817-0001 SEC   Revisions To Rule 163 Proposed Rule   2009-12-28T05:00:00Z 2009 12 2009-12-28T05:00:00Z 2010-01-28T04:59:59Z 2011-06-11T17:59:36Z E9-30589 0 0 0900006480a720d0
SEC-2009-1774-0001 SEC   Facilitating Shareholder Director Nominations Proposed Rule   2009-12-18T05:00:00Z 2009 12 2009-12-18T05:00:00Z 2010-01-20T04:59:59Z 2011-06-11T17:59:35Z E9-30076 0 0 0900006480a6de04
SEC-2009-1704-0001 SEC   Proposed Rules for Nationally Recognized Statistical Rating Organizations Proposed Rule   2009-12-04T05:00:00Z 2009 12 2009-12-04T05:00:00Z 2010-02-03T04:59:59Z 2011-06-11T17:59:35Z E9-28497 0 0 0900006480a62afa
SEC-2009-1642-0001 SEC   Regulation of Non-Public Trading Interest Proposed Rule   2009-11-23T05:00:00Z 2009 11 2009-11-23T05:00:00Z 2010-02-23T04:59:59Z 2011-06-11T17:59:35Z E9-27951 0 0 0900006480a5c85a
SEC-2009-1516-0001 SEC   Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933 Proposed Rule   2009-10-27T04:00:00Z 2009 10 2009-10-27T04:00:00Z   2011-06-11T17:59:34Z E9-25811 0 0 0900006480a4c02b
SEC-2009-1515-0001 SEC   Credit Ratings Disclosure Proposed Rule   2009-10-27T04:00:00Z 2009 10 2009-10-27T04:00:00Z   2011-06-11T17:59:34Z E9-25813 0 0 0900006480a4c002
SEC-2009-1503-0001 SEC   Extensions of Filing Accommodations: Static Pool Information in Filings with Respect to Asset-Backed Securities Proposed Rule   2009-10-23T04:00:00Z 2009 10 2009-10-23T04:00:00Z 2009-11-24T04:59:59Z 2011-06-11T17:59:33Z E9-25496 0 0 0900006480a49ab7
SEC-2009-1487-0001 SEC   Amendments to Rules Requiring Internet Availability of Proxy Materials Proposed Rule   2009-10-21T04:00:00Z 2009 10 2009-10-21T04:00:00Z 2009-11-21T04:59:59Z 2011-06-11T17:59:33Z E9-25232 0 0 0900006480a4722f
SEC-2009-1470-0001 SEC   Concept Release on Possible Rescission of Rule 436(g) Under The Securities Act of 1933 Proposed Rule   2009-10-15T04:00:00Z 2009 10 2009-10-15T04:00:00Z 2009-12-15T04:59:59Z 2011-06-11T17:59:32Z E9-24547 0 0 0900006480a421dc
SEC-2009-1472-0001 SEC   Credit Ratings Disclosure Proposed Rule   2009-10-15T04:00:00Z 2009 10 2009-10-15T04:00:00Z 2009-12-15T04:59:59Z 2011-06-11T17:59:32Z E9-24546 0 0 0900006480a42280
SEC-2009-1456-0001 SEC   References to Ratings of Nationally Recognized Statistical Rating Organizations Proposed Rule   2009-10-09T04:00:00Z 2009 10 2009-10-09T04:00:00Z 2009-12-09T04:59:59Z 2011-06-11T17:59:31Z E9-24365 0 0 0900006480a3f292
SEC-2009-1355-0001 SEC   Elimination of Flash Order Exception From Rule 602 of Regulation NMS Proposed Rule   2009-09-23T04:00:00Z 2009 9 2009-09-23T04:00:00Z 2009-11-24T04:59:59Z 2011-06-11T17:59:31Z E9-22911 0 0 0900006480a29c09
SEC-2009-1181-0001 SEC   Amendments to Regulation SHO Proposed Rule   2009-08-20T04:00:00Z 2009 8 2009-08-20T04:00:00Z 2009-09-22T03:59:59Z 2011-06-11T17:59:30Z E9-19989 0 0 0900006480a0e0da
SEC-2009-1114-0001 SEC   Political Contributions by Certain Investment Advisers Proposed Rule   2009-08-07T04:00:00Z 2009 8 2009-08-07T04:00:00Z 2009-10-07T03:59:59Z 2011-06-11T17:59:29Z E9-18807 0 0 0900006480a031b7
SEC-2009-1023-0001 SEC   Proposed Amendment to Municipal Securities Disclosure Proposed Rule   2009-07-24T04:00:00Z 2009 7 2009-07-24T04:00:00Z 2009-09-09T03:59:59Z 2011-06-11T17:59:28Z E9-17466 0 0 09000064809fa17d
SEC-2009-0990-0001 SEC   Proxy Disclosure and Solicitation Enhancements Proposed Rule   2009-07-17T04:00:00Z 2009 7 2009-07-17T04:00:00Z 2009-09-16T03:59:59Z 2011-06-11T17:59:28Z E9-16764 0 0 09000064809f3e86
SEC-2009-0908-0001 SEC   Money Market Fund Reform Proposed Rule   2009-07-08T04:00:00Z 2009 7 2009-07-08T04:00:00Z 2009-09-09T03:59:59Z 2011-06-11T17:59:27Z E9-15906 0 0 09000064809ec1d3
SEC-2009-0909-0001 SEC   Shareholder Approval of Executive Compensation of TARP Recipients Proposed Rule   2009-07-08T04:00:00Z 2009 7 2009-07-08T04:00:00Z 2009-09-09T03:59:59Z 2011-06-11T17:59:28Z E9-16037 0 0 09000064809ec1d5
SEC-2009-0831-0001 SEC   Facilitating Shareholder Director Nominations Proposed Rule   2009-06-18T04:00:00Z 2009 6 2009-06-18T04:00:00Z 2009-08-18T03:59:59Z 2011-06-11T17:59:27Z E9-14090 0 0 09000064809d291e
SEC-2009-0702-0001 SEC   Custody of Funds or Securities of Clients by Investment Advisers Proposed Rule   2009-05-27T04:00:00Z 2009 5 2009-05-27T04:00:00Z 2009-07-29T03:59:59Z 2011-06-11T17:59:26Z E9-12182 0 0 09000064809b8eb1
SEC-2009-0550-0001 SEC   Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act Proposed Rule   2009-04-20T04:00:00Z 2009 4 2009-04-20T04:00:00Z 2009-05-21T03:59:59Z 2011-06-11T17:59:25Z E9-08977 0 0 090000648095e58e
SEC-2009-0540-0001 SEC   Amendments to Regulation SHO Proposed Rule   2009-04-20T04:00:00Z 2009 4 2009-04-20T04:00:00Z 2009-06-20T03:59:59Z 2011-06-11T17:59:25Z E9-08730 0 0 090000648095e4a9
SEC-2009-0176-0001 SEC   Roadmap for Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers Proposed Rule   2009-02-09T05:00:00Z 2009 2 2009-02-09T05:00:00Z 2009-04-21T03:59:59Z 2009-02-09T15:35:07Z E9-02607 0 0 090000648084d858
SEC-2009-0181-0001 SEC   Re-proposed Rules for Nationally Recognized Statistical Rating Organizations Proposed Rule   2009-02-09T05:00:00Z 2009 2 2009-02-09T05:00:00Z 2009-03-27T03:59:59Z 2009-02-09T15:37:28Z E9-02514 0 0 090000648084d8a3
SEC-2009-0101-0001 SEC   List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Proposed Rule   2009-01-26T05:00:00Z 2009 1 2009-01-26T05:00:00Z 2009-02-26T04:59:59Z 2009-01-26T21:46:14Z E9-01173 0 0 090000648083093a

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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