documents
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1,660 rows where agency_id = "SEC", document_type = "Notice" and posted_year = 2023 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2017-2096-0005 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2023-12-29T05:00:00Z | 2023 | 12 | 2023-12-29T05:00:00Z | 2023-12-29T13:37:11Z | 2023-28785 | 0 | 0 | 0900006486365a3d | |||
| SEC-2023-1516-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:32:51Z | 2023-28612 | 0 | 0 | 0900006486361796 | |||
| SEC-2023-1517-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:32:55Z | 2023-28608 | 0 | 0 | 09000064863617e0 | |||
| SEC-2023-1514-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:32:28Z | 2023-28706 | 0 | 0 | 0900006486361729 | |||
| SEC-2023-1515-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:32:38Z | 2023-28613 | 0 | 0 | 090000648636172f | |||
| SEC-2023-1523-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:40Z | 2023-28603 | 0 | 0 | 09000064863618c3 | |||
| SEC-2023-1511-0001 | SEC | Application: MainStay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:31:17Z | 2023-28671 | 0 | 0 | 0900006486361063 | |||
| SEC-2023-1518-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BYX Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:10Z | 2023-28604 | 0 | 0 | 090000648636182d | |||
| SEC-2023-1519-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:17Z | 2023-28611 | 0 | 0 | 0900006486361833 | |||
| SEC-2023-1512-0001 | SEC | Application: Nuveen EnhancedFloating Rate Income Fund, et al. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:31:50Z | 2023-28672 | 0 | 0 | 09000064863616b0 | |||
| SEC-2023-1524-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:48Z | 2023-28610 | 0 | 0 | 090000648636190c | |||
| SEC-2023-1520-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:22Z | 2023-28704 | 0 | 0 | 0900006486361878 | |||
| SEC-2023-1526-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGA Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:34:04Z | 2023-28609 | 0 | 0 | 0900006486361968 | |||
| SEC-2023-1522-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:31Z | 2023-28605 | 0 | 0 | 0900006486361880 | |||
| SEC-2023-1513-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe C2 Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:32:14Z | 2023-28606 | 0 | 0 | 09000064863616e8 | |||
| SEC-2023-1521-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:28Z | 2023-28705 | 0 | 0 | 090000648636187d | |||
| SEC-2023-1525-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2023-12-28T13:33:58Z | 2023-28607 | 0 | 0 | 0900006486361912 | |||
| SEC-2023-1508-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MEMX LLC | Notice | 2023-12-27T05:00:00Z | 2023 | 12 | 2023-12-27T05:00:00Z | 2023-12-27T13:21:40Z | 2023-28453 | 0 | 0 | 090000648635c4e9 | |||
| SEC-2023-1507-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2023-12-27T05:00:00Z | 2023 | 12 | 2023-12-27T05:00:00Z | 2023-12-27T13:21:23Z | 2023-28452 | 0 | 0 | 090000648635c48e | |||
| SEC-2023-1509-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2023-12-27T05:00:00Z | 2023 | 12 | 2023-12-27T05:00:00Z | 2023-12-27T13:21:52Z | 2023-28457 | 0 | 0 | 090000648635c534 | |||
| SEC-2023-1510-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2023-12-27T05:00:00Z | 2023 | 12 | 2023-12-27T05:00:00Z | 2023-12-27T13:22:04Z | 2023-28454 | 0 | 0 | 090000648635c57f | |||
| SEC-2023-1505-0001 | SEC | Self-Regulatory Organizations;Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2023-12-26T05:00:00Z | 2023 | 12 | 2023-12-26T05:00:00Z | 2023-12-26T13:22:14Z | 2023-28326 | 0 | 0 | 0900006486359d72 | |||
| SEC-2023-1506-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-26T05:00:00Z | 2023 | 12 | 2023-12-26T05:00:00Z | 2023-12-26T13:23:14Z | 2023-28328 | 0 | 0 | 0900006486359e94 | |||
| SEC-2023-1503-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2023-12-26T05:00:00Z | 2023 | 12 | 2023-12-26T05:00:00Z | 2023-12-26T13:21:45Z | 2023-28327 | 0 | 0 | 09000064863598de | |||
| SEC-2023-1504-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2023-12-26T05:00:00Z | 2023 | 12 | 2023-12-26T05:00:00Z | 2023-12-26T13:21:47Z | 2023-28325 | 0 | 0 | 09000064863598e0 | |||
| SEC-2023-1498-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:12:06Z | 2023-28192 | 0 | 0 | 0900006486351180 | |||
| SEC-2023-1496-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:11:21Z | 2023-28195 | 0 | 0 | 090000648634fc34 | |||
| SEC-2023-1500-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:12:31Z | 2023-28193 | 0 | 0 | 090000648635121a | |||
| SEC-2023-1501-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:12:42Z | 2023-28197 | 0 | 0 | 0900006486351260 | |||
| SEC-2023-1502-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market LLC | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:12:55Z | 2023-28196 | 0 | 0 | 09000064863512d9 | |||
| SEC-2023-1497-0001 | SEC | Intention to Cancel Registration Pursuant to the Investment Advisers Act | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:11:57Z | 2023-28212 | 0 | 0 | 0900006486351149 | |||
| SEC-2023-1499-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-22T05:00:00Z | 2023 | 12 | 2023-12-22T05:00:00Z | 2023-12-22T13:12:24Z | 2023-28194 | 0 | 0 | 09000064863511ce | |||
| SEC-2014-2037-0006 | SEC | Submission for OMB Review; Comment Request; Extension: Rule 15c2–1 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:42:37Z | 2023-28114 | 0 | 0 | 090000648634dc99 | |||
| SEC-2023-1492-0001 | SEC | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM–7150–1 and Rule 7250 (Quote Mitigation) | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:43:16Z | 2023-28042 | 0 | 0 | 090000648634dce7 | |||
| SEC-2020-1879-0004 | SEC | Submission for OMB Review; Comment Request; Extension: Rule 19a–1 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:43:03Z | 2023-28118 | 0 | 0 | 090000648634dce2 | |||
| SEC-2023-1495-0001 | SEC | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:44:52Z | 2023-28040 | 0 | 0 | 090000648634e22e | |||
| SEC-2023-1493-0001 | SEC | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:43:24Z | 2023-28039 | 0 | 0 | 090000648634e13d | |||
| SEC-2023-1491-0001 | SEC | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:41:35Z | 2023-28043 | 0 | 0 | 090000648634dbfd | |||
| SEC-2023-1494-0001 | SEC | Submission for OMB Review; Comment Request; Extension: Rule 2a–5 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:44:34Z | 2023-28115 | 0 | 0 | 090000648634e1d6 | |||
| SEC-2020-2101-0004 | SEC | Submission forOMB Review; Comment Request; Extension: Rule 489 and Form F–N | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:45:02Z | 2023-28117 | 0 | 0 | 090000648634e231 | |||
| SEC-2021-0365-0003 | SEC | Submission for OMB Review; Comment Request; Extension: Form 2–E | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:45:16Z | 2023-28116 | 0 | 0 | 090000648634e285 | |||
| SEC-2023-1490-0001 | SEC | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:40:18Z | 2023-28041 | 0 | 0 | 090000648634d9c6 | |||
| SEC-2018-0450-0004 | SEC | Submission for OMB Review; Comment Request; Extension: Rule 17g–1 | Notice | 2023-12-21T05:00:00Z | 2023 | 12 | 2023-12-21T05:00:00Z | 2023-12-21T13:41:38Z | 2023-28119 | 0 | 0 | 090000648634dbfe | |||
| SEC-2023-1484-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:28:33Z | 2023-27917 | 0 | 0 | 090000648634bc11 | |||
| SEC-2023-1471-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:21:35Z | 2023-27911 | 0 | 0 | 090000648634b1a2 | |||
| SEC-2023-1486-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:29:56Z | 2023-27915 | 0 | 0 | 090000648634bd01 | |||
| SEC-2023-1478-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:27:03Z | 2023-27909 | 0 | 0 | 090000648634baef | |||
| SEC-2023-1477-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:26:52Z | 2023-27923 | 0 | 0 | 090000648634baec | |||
| SEC-2023-1480-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:27:38Z | 2023-27916 | 0 | 0 | 090000648634bb57 | |||
| SEC-2023-1472-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:22:46Z | 2023-27912 | 0 | 0 | 090000648634b1a6 | |||
| SEC-2023-1481-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:27:59Z | 2023-27918 | 0 | 0 | 090000648634bbb8 | |||
| SEC-2023-1485-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:29:25Z | 2023-27927 | 0 | 0 | 090000648634bca4 | |||
| SEC-2023-1482-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BYX Exchange, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:28:01Z | 2023-27922 | 0 | 0 | 090000648634bbb9 | |||
| SEC-2023-1488-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:30:22Z | 2023-27924 | 0 | 0 | 090000648634bd51 | |||
| SEC-2023-1473-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:25:51Z | 2023-27910 | 0 | 0 | 090000648634ba37 | |||
| SEC-2023-1474-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:25:59Z | 2023-27920 | 0 | 0 | 090000648634ba39 | |||
| SEC-2023-1487-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:30:18Z | 2023-27926 | 0 | 0 | 090000648634bd4f | |||
| SEC-2023-1489-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:30:25Z | 2023-27914 | 0 | 0 | 090000648634bd52 | |||
| SEC-2023-1479-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGA Exchange, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:27:22Z | 2023-27925 | 0 | 0 | 090000648634bb52 | |||
| SEC-2023-1483-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:28:20Z | 2023-27921 | 0 | 0 | 090000648634bc0d | |||
| SEC-2023-1476-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:26:49Z | 2023-27919 | 0 | 0 | 090000648634baeb | |||
| SEC-2023-1475-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:26:41Z | 2023-27913 | 0 | 0 | 090000648634bae8 | |||
| SEC-2023-0774-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2023-12-20T05:00:00Z | 2023 | 12 | 2023-12-20T05:00:00Z | 2023-12-20T13:27:35Z | 2023-27887 | 0 | 0 | 090000648634bb56 | |||
| SEC-2023-1463-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:19:23Z | 2023-27782 | 0 | 0 | 0900006486346a6e | |||
| SEC-2023-1464-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:19:30Z | 2023-27785 | 0 | 0 | 0900006486346ad1 | |||
| SEC-2023-1466-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market LLC | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:19:43Z | 2023-27805 | 0 | 0 | 0900006486346ad5 | |||
| SEC-2023-1465-0001 | SEC | Order: Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2024 | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:19:40Z | 2023-27770 | 0 | 0 | 0900006486346ad4 | |||
| SEC-2023-1462-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL LLC | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:18:52Z | 2023-27784 | 0 | 0 | 0900006486346300 | |||
| SEC-2023-1468-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:20:04Z | 2023-27809 | 0 | 0 | 0900006486346b22 | |||
| SEC-2023-1469-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:20:26Z | 2023-27786 | 0 | 0 | 0900006486346b69 | |||
| SEC-2023-1467-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:19:45Z | 2023-27807 | 0 | 0 | 0900006486346ad6 | |||
| SEC-2023-1470-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-19T05:00:00Z | 2023 | 12 | 2023-12-19T05:00:00Z | 2023-12-19T13:20:37Z | 2023-27806 | 0 | 0 | 0900006486346b6e | |||
| SEC-2023-1458-0001 | SEC | Meetings; Sunshine Act | Notice | 2023-12-18T05:00:00Z | 2023 | 12 | 2023-12-18T05:00:00Z | 2023-12-18T13:14:09Z | 2023-27848 | 0 | 0 | 090000648634345c | |||
| SEC-2023-1459-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2023-12-18T05:00:00Z | 2023 | 12 | 2023-12-18T05:00:00Z | 2023-12-18T13:14:31Z | 2023-27675 | 0 | 0 | 09000064863434ac | |||
| SEC-2023-1461-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2023-12-18T05:00:00Z | 2023 | 12 | 2023-12-18T05:00:00Z | 2023-12-18T13:16:46Z | 2023-27676 | 0 | 0 | 09000064863439f7 | |||
| SEC-2023-1460-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2023-12-18T05:00:00Z | 2023 | 12 | 2023-12-18T05:00:00Z | 2023-12-18T13:15:15Z | 2023-27674 | 0 | 0 | 0900006486343908 | |||
| SEC-2023-1453-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:20:05Z | 2023-27525 | 0 | 0 | 090000648633c5a8 | |||
| SEC-2021-0040-0004 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:21:08Z | 2023-27570 | 0 | 0 | 090000648633c623 | |||
| SEC-2023-1454-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:20:56Z | 2023-27527 | 0 | 0 | 090000648633c61e | |||
| SEC-2020-1878-0004 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:21:49Z | 2023-27569 | 0 | 0 | 090000648633c6ba | |||
| SEC-2017-1871-0006 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:19:47Z | 2023-27571 | 0 | 0 | 090000648633bfd8 | |||
| SEC-2023-1455-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:21:01Z | 2023-27526 | 0 | 0 | 090000648633c620 | |||
| SEC-2023-1456-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:21:03Z | 2023-27528 | 0 | 0 | 090000648633c621 | |||
| SEC-2023-1450-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:19:49Z | 2023-27529 | 0 | 0 | 090000648633bfd9 | |||
| SEC-2023-1452-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:19:54Z | 2023-27530 | 0 | 0 | 090000648633bfdb | |||
| SEC-2023-1457-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2023-12-15T05:00:00Z | 2023 | 12 | 2023-12-15T05:00:00Z | 2023-12-15T13:21:52Z | 2023-27531 | 0 | 0 | 090000648633c6bc | |||
| SEC-2023-1443-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:14:16Z | 2023-27397 | 0 | 0 | 090000648633942d | |||
| SEC-2023-1444-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:14:20Z | 2023-27401 | 0 | 0 | 090000648633942f | |||
| SEC-2023-1448-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:16:32Z | 2023-27399 | 0 | 0 | 0900006486339a9c | |||
| SEC-2023-1449-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:16:36Z | 2023-27402 | 0 | 0 | 0900006486339a9e | |||
| SEC-2023-1447-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:16:05Z | 2023-27398 | 0 | 0 | 09000064863399cd | |||
| SEC-2023-1446-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:15:05Z | 2023-27404 | 0 | 0 | 09000064863394fc | |||
| SEC-2023-1442-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:13:33Z | 2023-27400 | 0 | 0 | 09000064863393b4 | |||
| SEC-2023-1445-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market LLC | Notice | 2023-12-14T05:00:00Z | 2023 | 12 | 2023-12-14T05:00:00Z | 2023-12-14T13:14:25Z | 2023-27403 | 0 | 0 | 0900006486339432 | |||
| SEC-2023-1432-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2023-12-13T05:00:00Z | 2023 | 12 | 2023-12-13T05:00:00Z | 2023-12-13T13:15:55Z | 2023-27270 | 0 | 0 | 09000064863313f8 | |||
| SEC-2018-0083-0005 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2023-12-13T05:00:00Z | 2023 | 12 | 2023-12-13T05:00:00Z | 2023-12-13T13:14:46Z | 2023-27325 | 0 | 0 | 09000064863304b7 | |||
| SEC-2023-1439-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2023-12-13T05:00:00Z | 2023 | 12 | 2023-12-13T05:00:00Z | 2023-12-13T13:17:56Z | 2023-27259 | 0 | 0 | 09000064863319df | |||
| SEC-2023-1437-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MEMX, LLC | Notice | 2023-12-13T05:00:00Z | 2023 | 12 | 2023-12-13T05:00:00Z | 2023-12-13T13:17:38Z | 2023-27261 | 0 | 0 | 0900006486331993 | |||
| SEC-2023-1438-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2023-12-13T05:00:00Z | 2023 | 12 | 2023-12-13T05:00:00Z | 2023-12-13T13:17:50Z | 2023-27262 | 0 | 0 | 09000064863319dc | |||
| SEC-2023-1433-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2023-12-13T05:00:00Z | 2023 | 12 | 2023-12-13T05:00:00Z | 2023-12-13T13:16:18Z | 2023-27273 | 0 | 0 | 0900006486331495 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;