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1,927 rows where agency_id = "SEC", document_type = "Notice" and posted_year = 2021 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2021-1828-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:30Z | 2021-28250 | 0 | 0 | 0900006484effc3c | |||
| SEC-2021-1829-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:36Z | 2021-28326 | 0 | 0 | 0900006484effc88 | |||
| SEC-2021-1830-0001 | SEC | Application: FMI Funds, Inc., et al. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:40Z | 2021-28235 | 0 | 0 | 0900006484effc8d | |||
| SEC-2021-1823-0001 | SEC | Application: Capital Group ETF Trust, et al. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:11Z | 2021-28234 | 0 | 0 | 0900006484effb9d | |||
| SEC-2021-1817-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:08:42Z | 2021-28249 | 0 | 0 | 0900006484effaef | |||
| SEC-2021-1831-0001 | SEC | Variant Alternative Income Fund, et al. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:49Z | 2021-28324 | 0 | 0 | 0900006484effcd1 | |||
| SEC-2021-1818-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:08:48Z | 2021-28327 | 0 | 0 | 0900006484effaf2 | |||
| SEC-2021-1820-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:08:57Z | 2021-28246 | 0 | 0 | 0900006484effb45 | |||
| SEC-2021-1819-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:08:54Z | 2021-28245 | 0 | 0 | 0900006484effb42 | |||
| SEC-2021-1821-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:00Z | 2021-28328 | 0 | 0 | 0900006484effb48 | |||
| SEC-2021-1832-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:51Z | 2021-28255 | 0 | 0 | 0900006484effcd4 | |||
| SEC-2021-1826-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:26Z | 2021-28244 | 0 | 0 | 0900006484effc39 | |||
| SEC-2021-1825-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:19Z | 2021-28254 | 0 | 0 | 0900006484effbf5 | |||
| SEC-2021-1816-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:08:35Z | 2021-28248 | 0 | 0 | 0900006484effabe | |||
| SEC-2021-1824-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:16Z | 2021-28247 | 0 | 0 | 0900006484effbf0 | |||
| SEC-2021-1822-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:01Z | 2021-28252 | 0 | 0 | 0900006484effb49 | |||
| SEC-2021-1827-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2021-12-29T05:00:00Z | 2021 | 12 | 2021-12-29T05:00:00Z | 2021-12-29T13:09:27Z | 2021-28251 | 0 | 0 | 0900006484effc3a | |||
| SEC-2021-1811-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd. | Notice | 2021-12-28T05:00:00Z | 2021 | 12 | 2021-12-28T05:00:00Z | 2021-12-28T12:50:04Z | 2021-28110 | 0 | 0 | 0900006484efe0aa | |||
| SEC-2021-1812-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-28T05:00:00Z | 2021 | 12 | 2021-12-28T05:00:00Z | 2021-12-28T12:50:51Z | 2021-28112 | 0 | 0 | 0900006484efed7c | |||
| SEC-2021-1815-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-28T05:00:00Z | 2021 | 12 | 2021-12-28T05:00:00Z | 2021-12-28T12:51:13Z | 2021-28127 | 0 | 0 | 0900006484efee03 | |||
| SEC-2021-1810-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc | Notice | 2021-12-28T05:00:00Z | 2021 | 12 | 2021-12-28T05:00:00Z | 2021-12-28T12:50:03Z | 2021-28108 | 0 | 0 | 0900006484efe063 | |||
| SEC-2021-1814-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals: Investors Exchange LLC | Notice | 2021-12-28T05:00:00Z | 2021 | 12 | 2021-12-28T05:00:00Z | 2021-12-28T12:51:08Z | 2021-28109 | 0 | 0 | 0900006484efedbe | |||
| SEC-2021-1813-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd. | Notice | 2021-12-28T05:00:00Z | 2021 | 12 | 2021-12-28T05:00:00Z | 2021-12-28T12:51:02Z | 2021-28111 | 0 | 0 | 0900006484efedb8 | |||
| SEC-2021-1809-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-27T05:00:00Z | 2021 | 12 | 2021-12-27T05:00:00Z | 2021-12-27T12:50:37Z | 2021-27925 | 0 | 0 | 0900006484efd853 | |||
| SEC-2021-1806-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2021-12-27T05:00:00Z | 2021 | 12 | 2021-12-27T05:00:00Z | 2021-12-27T12:50:04Z | 2021-27824 | 0 | 0 | 0900006484efd792 | |||
| SEC-2021-1805-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2021-12-27T05:00:00Z | 2021 | 12 | 2021-12-27T05:00:00Z | 2021-12-27T12:49:45Z | 2021-27924 | 0 | 0 | 0900006484efd744 | |||
| SEC-2021-1808-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2021-12-27T05:00:00Z | 2021 | 12 | 2021-12-27T05:00:00Z | 2021-12-27T12:50:34Z | 2021-27922 | 0 | 0 | 0900006484efd84f | |||
| SEC-2021-1807-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2021-12-27T05:00:00Z | 2021 | 12 | 2021-12-27T05:00:00Z | 2021-12-27T12:50:25Z | 2021-27927 | 0 | 0 | 0900006484efd806 | |||
| SEC-2021-1801-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:40:11Z | 2021-27923 | 0 | 0 | 0900006484ee7edf | |||
| SEC-2021-1793-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:39:04Z | 2021-27809 | 0 | 0 | 0900006484ee7d35 | |||
| SEC-2021-1799-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC, NYSE American, LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:40:04Z | 2021-27815 | 0 | 0 | 0900006484ee7e8d | |||
| SEC-2021-1797-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BYX Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:39:46Z | 2021-27921 | 0 | 0 | 0900006484ee7e27 | |||
| SEC-2021-1790-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGA Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:38:46Z | 2021-27820 | 0 | 0 | 0900006484ee2087 | |||
| SEC-2021-1791-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX, LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:38:56Z | 2021-27808 | 0 | 0 | 0900006484ee208c | |||
| SEC-2021-1803-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:40:46Z | 2021-27822 | 0 | 0 | 0900006484ee7fca | |||
| SEC-2021-1798-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:39:47Z | 2021-27821 | 0 | 0 | 0900006484ee7e28 | |||
| SEC-2021-1804-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc., Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and The NASDAQ Stock Market LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:41:09Z | 2021-27818 | 0 | 0 | 0900006484ee805b | |||
| SEC-2021-1792-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:38:58Z | 2021-27817 | 0 | 0 | 0900006484ee7d32 | |||
| SEC-2021-1789-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:38:45Z | 2021-27819 | 0 | 0 | 0900006484ee2086 | |||
| SEC-2021-1802-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:40:36Z | 2021-27810 | 0 | 0 | 0900006484ee7f60 | |||
| SEC-2021-1795-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:39:39Z | 2021-27813 | 0 | 0 | 0900006484ee7dc4 | |||
| SEC-2021-1800-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:40:06Z | 2021-27926 | 0 | 0 | 0900006484ee7e8f | |||
| SEC-2021-1794-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:39:38Z | 2021-27816 | 0 | 0 | 0900006484ee7dc3 | |||
| SEC-2021-1796-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-23T05:00:00Z | 2021 | 12 | 2021-12-23T05:00:00Z | 2021-12-23T12:39:45Z | 2021-27814 | 0 | 0 | 0900006484ee7dca | |||
| SEC-2021-1785-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:01:08Z | 2021-27661 | 0 | 0 | 0900006484ee0b8e | |||
| SEC-2021-1787-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:01:34Z | 2021-27656 | 0 | 0 | 0900006484ee0c30 | |||
| SEC-2021-1780-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T12:59:52Z | 2021-27662 | 0 | 0 | 0900006484ee0a02 | |||
| SEC-2021-1784-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:00:45Z | 2021-27658 | 0 | 0 | 0900006484ee0b2b | |||
| SEC-2021-1783-0001 | SEC | Application: Neuberger Berman BDC LLC, et al. | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:00:44Z | 2021-27697 | 0 | 0 | 0900006484ee0b2a | |||
| SEC-2021-1788-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:01:36Z | 2021-27660 | 0 | 0 | 0900006484ee0c67 | |||
| SEC-2021-1782-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe C2 Exchange, Inc. | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:00:42Z | 2021-27657 | 0 | 0 | 0900006484ee0b28 | |||
| SEC-2021-1779-0001 | SEC | Joint Industry Plan: National Market System Plan Governing the Consolidated Audit Trail; Withdrawal | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T12:59:48Z | 2021-27749 | 0 | 0 | 0900006484ee09fe | |||
| SEC-2021-1786-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T13:01:12Z | 2021-27663 | 0 | 0 | 0900006484ee0bd2 | |||
| SEC-2021-1781-0001 | SEC | Order: Nasdaq BX, Inc., The Nasdaq Stock Market, LLC, and Nasdaq PHLX, LLC | Notice | 2021-12-22T05:00:00Z | 2021 | 12 | 2021-12-22T05:00:00Z | 2021-12-22T12:59:53Z | 2021-27664 | 0 | 0 | 0900006484ee0a03 | |||
| SEC-2021-1775-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:47:23Z | 2021-27544 | 0 | 0 | 0900006484ed82e3 | |||
| SEC-2021-1774-0001 | SEC | Order: Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2022 | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:47:05Z | 2021-27529 | 0 | 0 | 0900006484ed82a5 | |||
| SEC-2021-1777-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit, LLC | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:47:28Z | 2021-27546 | 0 | 0 | 0900006484ed8339 | |||
| SEC-2021-1776-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange, LLC | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:47:26Z | 2021-27541 | 0 | 0 | 0900006484ed8335 | |||
| SEC-2021-1772-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange, Inc. | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:46:29Z | 2021-27542 | 0 | 0 | 0900006484ed821a | |||
| SEC-2021-1773-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:46:45Z | 2021-27543 | 0 | 0 | 0900006484ed8262 | |||
| SEC-2021-1778-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-21T05:00:00Z | 2021 | 12 | 2021-12-21T05:00:00Z | 2021-12-21T12:47:30Z | 2021-27545 | 0 | 0 | 0900006484ed833b | |||
| SEC-2021-1768-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Exchange LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:49Z | 2021-27427 | 0 | 0 | 0900006484ed6248 | |||
| SEC-2015-1855-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:41:07Z | 2021-27500 | 0 | 0 | 0900006484ed6295 | |||
| SEC-2021-1770-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:41:11Z | 2021-27418 | 0 | 0 | 0900006484ed6298 | |||
| SEC-2021-1758-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:39:36Z | 2021-27423 | 0 | 0 | 0900006484ed5cb3 | |||
| SEC-2021-1759-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:39:41Z | 2021-27421 | 0 | 0 | 0900006484ed5cfd | |||
| SEC-2013-0313-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:41:04Z | 2021-27497 | 0 | 0 | 0900006484ed6294 | |||
| SEC-2021-1769-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:52Z | 2021-27419 | 0 | 0 | 0900006484ed624a | |||
| SEC-2021-1771-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:41:13Z | 2021-27429 | 0 | 0 | 0900006484ed629a | |||
| SEC-2021-1763-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MEMX, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:17Z | 2021-27422 | 0 | 0 | 0900006484ed61a4 | |||
| SEC-2021-1764-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:20Z | 2021-27425 | 0 | 0 | 0900006484ed61a6 | |||
| SEC-2021-1765-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:21Z | 2021-27428 | 0 | 0 | 0900006484ed61a7 | |||
| SEC-2021-1766-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:26Z | 2021-27426 | 0 | 0 | 0900006484ed61ab | |||
| SEC-2021-1762-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:10Z | 2021-27420 | 0 | 0 | 0900006484ed6162 | |||
| SEC-2021-1760-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:39:44Z | 2021-27417 | 0 | 0 | 0900006484ed5cff | |||
| SEC-2021-1761-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:05Z | 2021-27424 | 0 | 0 | 0900006484ed615e | |||
| SEC-2015-1378-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:40:57Z | 2021-27498 | 0 | 0 | 0900006484ed624e | |||
| SEC-2010-1753-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-20T05:00:00Z | 2021 | 12 | 2021-12-20T05:00:00Z | 2021-12-20T12:41:32Z | 2021-27499 | 0 | 0 | 0900006484ed6311 | |||
| SEC-2021-1756-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2021-12-17T05:00:00Z | 2021 | 12 | 2021-12-17T05:00:00Z | 2021-12-17T12:45:35Z | 2021-27308 | 0 | 0 | 0900006484ed1deb | |||
| SEC-2021-1755-0001 | SEC | Application: Fairway Private Equity and Venture Capital Opportunities Fund | Notice | 2021-12-17T05:00:00Z | 2021 | 12 | 2021-12-17T05:00:00Z | 2021-12-17T12:45:13Z | 2021-27313 | 0 | 0 | 0900006484ed1d61 | |||
| SEC-2021-1757-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2021-12-17T05:00:00Z | 2021 | 12 | 2021-12-17T05:00:00Z | 2021-12-17T12:45:49Z | 2021-27310 | 0 | 0 | 0900006484ed1e35 | |||
| SEC-2021-1753-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd. | Notice | 2021-12-17T05:00:00Z | 2021 | 12 | 2021-12-17T05:00:00Z | 2021-12-17T12:44:50Z | 2021-27309 | 0 | 0 | 0900006484ed1d0e | |||
| SEC-2021-1752-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-17T05:00:00Z | 2021 | 12 | 2021-12-17T05:00:00Z | 2021-12-17T12:44:39Z | 2021-27291 | 0 | 0 | 0900006484ed14b9 | |||
| SEC-2021-1754-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-17T05:00:00Z | 2021 | 12 | 2021-12-17T05:00:00Z | 2021-12-17T12:44:51Z | 2021-27290 | 0 | 0 | 0900006484ed1d0f | |||
| SEC-2021-1751-0001 | SEC | Self-Regulatory Organizations: New York Stock Exchange, LLC | Notice | 2021-12-16T05:00:00Z | 2021 | 12 | 2021-12-16T05:00:00Z | 2021-12-16T12:53:00Z | 2021-27180 | 0 | 0 | 0900006484ecfb41 | |||
| SEC-2021-1750-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2021-12-15T05:00:00Z | 2021 | 12 | 2021-12-15T05:00:00Z | 2021-12-15T12:45:20Z | 2021-27073 | 0 | 0 | 0900006484ecb09e | |||
| SEC-2021-1748-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2021-12-15T05:00:00Z | 2021 | 12 | 2021-12-15T05:00:00Z | 2021-12-15T12:43:30Z | 2021-27072 | 0 | 0 | 0900006484ecae28 | |||
| SEC-2021-1747-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BYX Exchange, Inc. | Notice | 2021-12-15T05:00:00Z | 2021 | 12 | 2021-12-15T05:00:00Z | 2021-12-15T12:42:32Z | 2021-27075 | 0 | 0 | 0900006484ecae24 | |||
| SEC-2021-1749-0001 | SEC | Application: Oaktree Fund Advisors, LLC and Oaktree Diversified Income Fund Inc. | Notice | 2021-12-15T05:00:00Z | 2021 | 12 | 2021-12-15T05:00:00Z | 2021-12-15T12:44:08Z | 2021-27158 | 0 | 0 | 0900006484ecaf3a | |||
| SEC-2021-1741-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:44:21Z | 2021-26969 | 0 | 0 | 0900006484ec60cf | |||
| SEC-2021-1744-0001 | SEC | Privacy Act; Systems of Records | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:44:41Z | 2021-26991 | 0 | 0 | 0900006484ec6520 | |||
| SEC-2021-1743-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC; MIAX PEARL, LLC | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:44:36Z | 2021-26861 | 0 | 0 | 0900006484ec651c | |||
| SEC-2021-1745-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:45:37Z | 2021-26967 | 0 | 0 | 0900006484ec662d | |||
| SEC-2021-1371-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:45:18Z | 2021-26854 | 0 | 0 | 0900006484ec65de | |||
| SEC-2021-1746-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:45:41Z | 2021-26970 | 0 | 0 | 0900006484ec6673 | |||
| SEC-2021-1742-0001 | SEC | Application: MassMutual Access Pine Point Fund, et al. | Notice | 2021-12-14T05:00:00Z | 2021 | 12 | 2021-12-14T05:00:00Z | 2021-12-14T12:44:23Z | 2021-26968 | 0 | 0 | 0900006484ec60d0 | |||
| SEC-2021-1740-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2021-12-13T05:00:00Z | 2021 | 12 | 2021-12-13T05:00:00Z | 2021-12-13T12:44:50Z | 2021-26862 | 0 | 0 | 0900006484ec09fd | |||
| SEC-2021-1738-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC; MIAX Emerald, LLC | Notice | 2021-12-13T05:00:00Z | 2021 | 12 | 2021-12-13T05:00:00Z | 2021-12-13T12:44:37Z | 2021-26863 | 0 | 0 | 0900006484ec0978 | |||
| SEC-2021-1734-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2021-12-13T05:00:00Z | 2021 | 12 | 2021-12-13T05:00:00Z | 2021-12-13T12:42:52Z | 2021-26858 | 0 | 0 | 0900006484ec05ac | |||
| SEC-2021-1363-0002 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2021-12-13T05:00:00Z | 2021 | 12 | 2021-12-13T05:00:00Z | 2021-12-13T12:43:36Z | 2021-26855 | 0 | 0 | 0900006484ec0867 |
Advanced export
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;