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1,942 rows where agency_id = "SEC", document_type = "Notice" and posted_year = 2019 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2019-1994-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2019-12-31T05:00:00Z | 2019 | 12 | 2019-12-31T05:00:00Z | 2019-12-31T12:51:20Z | 2019-28212 | 0 | 0 | 090000648425d327 | |||
| SEC-2019-1996-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-31T05:00:00Z | 2019 | 12 | 2019-12-31T05:00:00Z | 2019-12-31T12:53:46Z | 2019-28215 | 0 | 0 | 090000648425d4a2 | |||
| SEC-2019-1997-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2019-12-31T05:00:00Z | 2019 | 12 | 2019-12-31T05:00:00Z | 2019-12-31T12:53:51Z | 2019-28216 | 0 | 0 | 090000648425d4e9 | |||
| SEC-2019-1995-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-31T05:00:00Z | 2019 | 12 | 2019-12-31T05:00:00Z | 2019-12-31T12:51:27Z | 2019-28217 | 0 | 0 | 090000648425d384 | |||
| SEC-2019-1987-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:42:01Z | 2019-28025 | 0 | 0 | 0900006484256e59 | |||
| SEC-2019-1978-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:40:21Z | 2019-28022 | 0 | 0 | 0900006484256cae | |||
| SEC-2019-1963-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:37:15Z | 2019-28170 | 0 | 0 | 0900006484256a28 | |||
| SEC-2019-1968-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:38:31Z | 2019-28174 | 0 | 0 | 0900006484256ace | |||
| SEC-2019-1976-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:39:57Z | 2019-28079 | 0 | 0 | 0900006484256c3a | |||
| SEC-2019-1981-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:40:59Z | 2019-28024 | 0 | 0 | 0900006484256d32 | |||
| SEC-2019-1965-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:37:53Z | 2019-28023 | 0 | 0 | 0900006484256a2d | |||
| SEC-2019-1970-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:38:49Z | 2019-28176 | 0 | 0 | 0900006484256b47 | |||
| SEC-2019-1975-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:39:52Z | 2019-28030 | 0 | 0 | 0900006484256c38 | |||
| SEC-2019-1979-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:40:29Z | 2019-28029 | 0 | 0 | 0900006484256cb2 | |||
| SEC-2019-1988-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:42:17Z | 2019-28168 | 0 | 0 | 0900006484256eb3 | |||
| SEC-2019-1972-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGA Exchange, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:39:16Z | 2019-28175 | 0 | 0 | 0900006484256bbc | |||
| SEC-2019-1977-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:40:15Z | 2019-28173 | 0 | 0 | 0900006484256cab | |||
| SEC-2019-1989-0001 | SEC | Application: Inter-American Development Bank | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:43:09Z | 2019-28050 | 0 | 0 | 0900006484256f8b | |||
| SEC-2019-1993-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:43:49Z | 2019-28089 | 0 | 0 | 090000648425703e | |||
| SEC-2019-1964-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:37:32Z | 2019-28169 | 0 | 0 | 0900006484256a2b | |||
| SEC-2019-1980-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:40:41Z | 2019-28021 | 0 | 0 | 0900006484256d2b | |||
| SEC-2019-1973-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:39:20Z | 2019-28087 | 0 | 0 | 0900006484256bbf | |||
| SEC-2019-1984-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:41:26Z | 2019-28171 | 0 | 0 | 0900006484256df4 | |||
| SEC-2019-1971-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:38:51Z | 2019-28084 | 0 | 0 | 0900006484256b48 | |||
| SEC-2019-1982-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:41:06Z | 2019-28076 | 0 | 0 | 0900006484256d95 | |||
| SEC-2019-1983-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:41:08Z | 2019-28028 | 0 | 0 | 0900006484256d96 | |||
| SEC-2019-1986-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:41:59Z | 2019-28077 | 0 | 0 | 0900006484256e58 | |||
| SEC-2019-1966-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:38:23Z | 2019-28027 | 0 | 0 | 0900006484256acb | |||
| SEC-2019-1985-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX PEARL, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:41:41Z | 2019-28085 | 0 | 0 | 0900006484256df7 | |||
| SEC-2019-1967-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:38:24Z | 2019-28086 | 0 | 0 | 0900006484256acc | |||
| SEC-2019-1991-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:43:27Z | 2019-28083 | 0 | 0 | 0900006484256fda | |||
| SEC-2019-1992-0001 | SEC | Meetings: Asset Management Advisory Committee | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:43:29Z | 2019-28003 | 0 | 0 | 0900006484256fdb | |||
| SEC-2019-1990-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:43:19Z | 2019-28026 | 0 | 0 | 0900006484256f91 | |||
| SEC-2019-1969-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:38:40Z | 2019-28166 | 0 | 0 | 0900006484256ad1 | |||
| SEC-2019-1974-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2019-12-30T05:00:00Z | 2019 | 12 | 2019-12-30T05:00:00Z | 2019-12-30T12:39:36Z | 2019-28172 | 0 | 0 | 0900006484256bc1 | |||
| SEC-2019-1952-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:31:52Z | 2019-27863 | 0 | 0 | 0900006484252861 | |||
| SEC-2019-1959-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:32:14Z | 2019-27852 | 0 | 0 | 0900006484252d89 | |||
| SEC-2019-1953-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:31:53Z | 2019-27870 | 0 | 0 | 09000064842528ab | |||
| SEC-2019-1954-0001 | SEC | New York Stock Exchange LLC | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:31:54Z | 2019-27871 | 0 | 0 | 09000064842528b2 | |||
| SEC-2019-1956-0001 | SEC | Application: Allianz Life Insurance Company of North America, et al. | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:31:55Z | 2019-27917 | 0 | 0 | 09000064842528f4 | |||
| SEC-2019-1958-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:32:09Z | 2019-27873 | 0 | 0 | 0900006484252d87 | |||
| SEC-2019-1961-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: MIAX Emerald, LLC | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:32:21Z | 2019-27874 | 0 | 0 | 0900006484252e18 | |||
| SEC-2019-1960-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:32:36Z | 2019-27875 | 0 | 0 | 0900006484252dcf | |||
| SEC-2019-1962-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:32:33Z | 2019-27853 | 0 | 0 | 090000648425355d | |||
| SEC-2019-1955-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit, LLC | Notice | 2019-12-27T05:00:00Z | 2019 | 12 | 2019-12-27T05:00:00Z | 2019-12-27T15:31:55Z | 2019-27872 | 0 | 0 | 09000064842528f3 | |||
| SEC-2019-1950-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:54:07Z | 2019-27728 | 0 | 0 | 090000648424ffa2 | |||
| SEC-2019-1947-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:52:35Z | 2019-27729 | 0 | 0 | 090000648424fe96 | |||
| SEC-2019-1939-0001 | SEC | Filing: Program for Allocation of Regulatory Responsibilities | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:50:21Z | 2019-27696 | 0 | 0 | 090000648424f8ff | |||
| SEC-2019-1949-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:53:18Z | 2019-27734 | 0 | 0 | 090000648424ff22 | |||
| SEC-2019-1951-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:55:24Z | 2019-27733 | 0 | 0 | 0900006484250021 | |||
| SEC-2019-1940-0001 | SEC | Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2020 | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:50:49Z | 2019-27697 | 0 | 0 | 090000648424fd4d | |||
| SEC-2019-1946-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange LLC | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:52:22Z | 2019-27731 | 0 | 0 | 090000648424fe93 | |||
| SEC-2019-1944-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:52:08Z | 2019-27726 | 0 | 0 | 090000648424fe4d | |||
| SEC-2019-1941-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:50:54Z | 2019-27724 | 0 | 0 | 090000648424fd4f | |||
| SEC-2019-1942-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE National, Inc. | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:51:15Z | 2019-27730 | 0 | 0 | 090000648424fda7 | |||
| SEC-2019-1945-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:52:10Z | 2019-27725 | 0 | 0 | 090000648424fe8e | |||
| SEC-2019-1943-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:51:52Z | 2019-27732 | 0 | 0 | 090000648424fe04 | |||
| SEC-2019-1935-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp. | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:20:08Z | 2019-27589 | 0 | 0 | 09000064842484e4 | |||
| SEC-2019-1930-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American, LLC | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:15:00Z | 2019-27594 | 0 | 0 | 0900006484248289 | |||
| SEC-2019-1933-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:18:10Z | 2019-27591 | 0 | 0 | 09000064842483cf | |||
| SEC-2019-1934-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX, LLC | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:18:13Z | 2019-27585 | 0 | 0 | 09000064842483d0 | |||
| SEC-2019-1929-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:09:26Z | 2019-27593 | 0 | 0 | 0900006484248285 | |||
| SEC-2019-1936-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:20:11Z | 2019-27590 | 0 | 0 | 09000064842484e5 | |||
| SEC-2019-1938-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:21:14Z | 2019-27592 | 0 | 0 | 0900006484248580 | |||
| SEC-2019-1937-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe, Ltd. | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:21:06Z | 2019-27587 | 0 | 0 | 090000648424857d | |||
| SEC-2019-1931-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Long-Term Stock Exchange | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:15:02Z | 2019-27588 | 0 | 0 | 090000648424828a | |||
| SEC-2019-1932-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2019-12-23T14:15:33Z | 2019-27586 | 0 | 0 | 0900006484248372 | |||
| SEC-2019-1913-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:48:23Z | 2019-27456 | 0 | 0 | 090000648423ff4f | |||
| SEC-2019-1926-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGA Exchange, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:53:06Z | 2019-27453 | 0 | 0 | 09000064842401e5 | |||
| SEC-2019-1916-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:49:51Z | 2019-27454 | 0 | 0 | 090000648423ffd4 | |||
| SEC-2019-1922-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE American LLC | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:52:07Z | 2019-27457 | 0 | 0 | 0900006484240100 | |||
| SEC-2019-1928-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:53:21Z | 2019-27451 | 0 | 0 | 09000064842401ea | |||
| SEC-2019-1927-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:53:19Z | 2019-27460 | 0 | 0 | 09000064842401e9 | |||
| SEC-2019-1917-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:50:10Z | 2019-27459 | 0 | 0 | 090000648424001a | |||
| SEC-2019-1918-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq ISE, LLC | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:50:41Z | 2019-27448 | 0 | 0 | 0900006484240063 | |||
| SEC-2019-1924-0001 | SEC | Application: Prospect Capital Corp., et al. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:53:01Z | 2019-27447 | 0 | 0 | 0900006484240193 | |||
| SEC-2019-1923-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:52:40Z | 2019-27452 | 0 | 0 | 090000648424018b | |||
| SEC-2019-1920-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:50:55Z | 2019-27455 | 0 | 0 | 0900006484240069 | |||
| SEC-2019-1914-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:49:36Z | 2019-27458 | 0 | 0 | 090000648423ff90 | |||
| SEC-2019-1915-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq GEMX, LLC | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:49:49Z | 2019-27449 | 0 | 0 | 090000648423ffd3 | |||
| SEC-2019-1925-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq BX, Inc. | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:53:03Z | 2019-27450 | 0 | 0 | 0900006484240194 | |||
| SEC-2019-1921-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq MRX, LLC | Notice | 2019-12-20T05:00:00Z | 2019 | 12 | 2019-12-20T05:00:00Z | 2019-12-20T12:51:04Z | 2019-27461 | 0 | 0 | 090000648424006b | |||
| SEC-2019-1910-0001 | SEC | Meetings; Sunshine Act | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:55:23Z | 2019-27463 | 0 | 0 | 0900006484235bb7 | |||
| SEC-2019-1908-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe C2 Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:54:47Z | 2019-27341 | 0 | 0 | 0900006484235baf | |||
| SEC-2019-1905-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGA Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:53:40Z | 2019-27348 | 0 | 0 | 0900006484235b05 | |||
| SEC-2019-1907-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:54:11Z | 2019-27347 | 0 | 0 | 0900006484235b63 | |||
| SEC-2019-1904-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BZX Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:53:08Z | 2019-27343 | 0 | 0 | 0900006484235b02 | |||
| SEC-2019-1911-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:57:20Z | 2019-27344 | 0 | 0 | 0900006484235c66 | |||
| SEC-2019-1902-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe EDGX Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:52:57Z | 2019-27349 | 0 | 0 | 0900006484235aff | |||
| SEC-2019-1903-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:53:04Z | 2019-27342 | 0 | 0 | 0900006484235b01 | |||
| SEC-2019-1906-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe BYX Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:54:08Z | 2019-27346 | 0 | 0 | 0900006484235b62 | |||
| SEC-2019-1909-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:54:59Z | 2019-27345 | 0 | 0 | 0900006484235bb2 | |||
| SEC-2019-1912-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX, LLC | Notice | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2019-12-19T12:58:13Z | 2019-27350 | 0 | 0 | 0900006484235d02 | |||
| SEC-2019-1900-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:51:28Z | 2019-27206 | 0 | 0 | 090000648422956a | |||
| SEC-2019-1894-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:45:05Z | 2019-27198 | 0 | 0 | 0900006484228c1b | |||
| SEC-2019-1899-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq PHLX LLC | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:51:19Z | 2019-27204 | 0 | 0 | 0900006484229512 | |||
| SEC-2019-1897-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Chicago, Inc. | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:49:08Z | 2019-27216 | 0 | 0 | 0900006484229023 | |||
| SEC-2019-1898-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Nasdaq Stock Market, LLC | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:50:34Z | 2019-27196 | 0 | 0 | 09000064842290c6 | |||
| SEC-2019-1893-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Cboe Exchange, Inc. | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:42:16Z | 2019-27194 | 0 | 0 | 0900006484228c19 | |||
| SEC-2019-1895-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd. | Notice | 2019-12-18T05:00:00Z | 2019 | 12 | 2019-12-18T05:00:00Z | 2019-12-18T13:47:56Z | 2019-27197 | 0 | 0 | 0900006484228fc2 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;