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2,170 rows where agency_id = "SEC", document_type = "Notice" and posted_year = 2014 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2014-2205-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2015-01-22T04:59:59Z | 2014-12-31T14:57:27Z | 2014-30591 | 0 | 0 | 090000648199be8c | ||
| SEC-2014-2208-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2015-01-22T04:59:59Z | 2014-12-31T15:08:42Z | 2014-30589 | 0 | 0 | 090000648199c04a | ||
| SEC-2014-2206-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2014-12-31T15:00:28Z | 2014-30590 | 0 | 0 | 090000648199bf5c | |||
| SEC-2014-2204-0001 | SEC | Self-Regulatory Organizations; Proposed RuleChanges: BATS Exchange, Inc.; BATS Y-Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc. | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2015-01-22T04:59:59Z | 2014-12-31T14:46:48Z | 2014-30586 | 0 | 0 | 090000648199be2c | ||
| SEC-2014-2210-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2015-01-22T04:59:59Z | 2014-12-31T15:08:50Z | 2014-30592 | 0 | 0 | 090000648199c050 | ||
| SEC-2014-2207-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2015-01-22T04:59:59Z | 2014-12-31T15:01:29Z | 2014-30588 | 0 | 0 | 090000648199bfd6 | ||
| SEC-2014-2209-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2014-12-31T05:00:00Z | 2014 | 12 | 2014-12-31T05:00:00Z | 2015-01-22T04:59:59Z | 2014-12-31T15:08:48Z | 2014-30587 | 0 | 0 | 090000648199c04f | ||
| SEC-2014-2196-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T14:51:26Z | 2014-30440 | 0 | 0 | 0900006481999a2d | ||
| SEC-2014-2192-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T14:42:48Z | 2014-30445 | 0 | 0 | 090000648199993f | ||
| SEC-2014-2201-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2014-12-30T15:09:08Z | 2014-30444 | 0 | 0 | 0900006481999c88 | |||
| SEC-2014-2190-0001 | SEC | Applications: Pacer Funds Trust, et al. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2014-12-30T14:38:29Z | 2014-30436 | 0 | 0 | 0900006481999105 | |||
| SEC-2014-2195-0001 | SEC | Applications; Temporary Orders: Royal Bank of Canada, et al. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2014-12-30T14:51:04Z | 2014-30225 | 0 | 0 | 0900006481999a27 | |||
| SEC-2014-2197-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T14:51:31Z | 2014-30443 | 0 | 0 | 0900006481999a71 | ||
| SEC-2014-2198-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T14:52:11Z | 2014-30438 | 0 | 0 | 0900006481999a78 | ||
| SEC-2014-2200-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T15:08:44Z | 2014-30226 | 0 | 0 | 0900006481999c47 | ||
| SEC-2014-2191-0001 | SEC | Applications: William E. Simon and Sons, LLC; New Vernon Advisors, Inc. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2014-12-30T14:42:46Z | 2014-30435 | 0 | 0 | 090000648199993e | |||
| SEC-2014-2194-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T14:49:24Z | 2014-30441 | 0 | 0 | 0900006481999944 | ||
| SEC-2014-2193-0001 | SEC | Applications: Automated Matching Systems Exchange, LLC; Filing of Amendment No. 1 | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T14:49:18Z | 2014-30437 | 0 | 0 | 0900006481999942 | ||
| SEC-2014-2202-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSEMKT LLC | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2014-12-30T15:30:52Z | 2014-30439 | 0 | 0 | 0900006481999dbb | |||
| SEC-2014-2203-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. | Notice | 2014-12-30T05:00:00Z | 2014 | 12 | 2014-12-30T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-30T15:30:56Z | 2014-30442 | 0 | 0 | 0900006481999dbd | ||
| SEC-2014-2184-0001 | SEC | Applications for Deregistration | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2014-12-29T14:27:15Z | 2014-30278 | 0 | 0 | 0900006481995ff5 | |||
| SEC-2014-2182-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-29T14:26:02Z | 2014-30273 | 0 | 0 | 0900006481995f63 | ||
| SEC-2014-2181-0001 | SEC | Applications: Crestview Advisors, L.L.C. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2014-12-29T14:25:55Z | 2014-30277 | 0 | 0 | 0900006481995f61 | |||
| SEC-2014-2187-0001 | SEC | Trading Suspension Orders: American Heritage International Inc. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2014-12-29T14:34:05Z | 2014-30348 | 0 | 0 | 0900006481996091 | |||
| SEC-2014-2188-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-29T14:34:55Z | 2014-30276 | 0 | 0 | 090000648199654c | ||
| SEC-2014-2185-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-29T14:27:23Z | 2014-30272 | 0 | 0 | 0900006481995ff7 | ||
| SEC-2014-2186-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGX Exchange, Inc. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-29T14:33:12Z | 2014-30274 | 0 | 0 | 090000648199608a | ||
| SEC-2014-2183-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2014-12-29T05:00:00Z | 2014 | 12 | 2014-12-29T05:00:00Z | 2015-01-21T04:59:59Z | 2014-12-29T14:27:10Z | 2014-30275 | 0 | 0 | 0900006481995ff3 | ||
| SEC-2014-2170-0001 | SEC | Trading Suspension Orders: Treaty Energy Corp. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2014-12-24T15:22:21Z | 2014-30296 | 0 | 0 | 090000648199123e | |||
| SEC-2014-2177-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:35Z | 2014-30122 | 0 | 0 | 0900006481991481 | ||
| SEC-2014-2167-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:12Z | 2014-30118 | 0 | 0 | 0900006481991138 | ||
| SEC-2014-2180-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:36Z | 2014-30127 | 0 | 0 | 0900006481991486 | ||
| SEC-2014-2168-0001 | SEC | Applications: Forum Funds II and CVR Portfolio Funds, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2014-12-24T15:22:12Z | 2014-30130 | 0 | 0 | 090000648199113a | |||
| SEC-2014-2173-0001 | SEC | Applications: Forum Funds II and Acuitas Investments, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2014-12-24T15:22:25Z | 2014-30129 | 0 | 0 | 09000064819912dc | |||
| SEC-2014-2174-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:26Z | 2014-30123 | 0 | 0 | 09000064819912df | ||
| SEC-2014-2178-0001 | SEC | Applications: SSgA Funds Management, Inc., et al. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2014-12-24T15:22:36Z | 2014-30128 | 0 | 0 | 0900006481991483 | |||
| SEC-2014-2171-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2014-12-24T15:22:22Z | 2014-30120 | 0 | 0 | 090000648199128a | |||
| SEC-2014-2165-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:10Z | 2014-30124 | 0 | 0 | 09000064819910d7 | ||
| SEC-2014-2172-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:24Z | 2014-30125 | 0 | 0 | 09000064819912d7 | ||
| SEC-2014-2175-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:29Z | 2014-30119 | 0 | 0 | 0900006481991377 | ||
| SEC-2014-2176-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2014-12-24T15:22:34Z | 2014-30105 | 0 | 0 | 0900006481991430 | |||
| SEC-2014-2179-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:36Z | 2014-30126 | 0 | 0 | 0900006481991485 | ||
| SEC-2014-2166-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange, LLC | Notice | 2014-12-24T05:00:00Z | 2014 | 12 | 2014-12-24T05:00:00Z | 2015-01-15T04:59:59Z | 2014-12-24T15:22:11Z | 2014-30121 | 0 | 0 | 0900006481991135 | ||
| SEC-2014-2164-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2014-12-23T13:54:10Z | 2014-29964 | 0 | 0 | 090000648198eca2 | |||
| SEC-2014-2154-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2014-12-23T13:36:33Z | 2014-29970 | 0 | 0 | 090000648198e80b | |||
| SEC-2014-2155-0001 | SEC | Applications: Montage Managers Trust, et al. | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2014-12-23T13:36:35Z | 2014-29976 | 0 | 0 | 090000648198e80c | |||
| SEC-2014-2156-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2015-01-14T04:59:59Z | 2014-12-23T13:36:44Z | 2014-29965 | 0 | 0 | 090000648198e80f | ||
| SEC-2014-2161-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2014-12-23T13:44:53Z | 2014-29971 | 0 | 0 | 090000648198ead1 | |||
| SEC-2014-2162-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2014-12-23T13:51:50Z | 2014-29972 | 0 | 0 | 090000648198eb84 | |||
| SEC-2014-2163-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2015-01-14T04:59:59Z | 2014-12-23T13:53:39Z | 2014-29966 | 0 | 0 | 090000648198ec0b | ||
| SEC-2014-2160-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2014-12-23T13:44:33Z | 2014-29968 | 0 | 0 | 090000648198ea46 | |||
| SEC-2014-2157-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-23T05:00:00Z | 2014 | 12 | 2014-12-23T05:00:00Z | 2015-01-14T04:59:59Z | 2014-12-23T13:43:22Z | 2014-29969 | 0 | 0 | 090000648198e9c8 | ||
| SEC-2014-2147-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2014-12-22T14:18:48Z | 2014-29811 | 0 | 0 | 090000648198b205 | |||
| SEC-2014-2149-0001 | SEC | Self-Regulatory Organizations: Miami International Securities Exchange, LLC | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:19:35Z | 2014-29817 | 0 | 0 | 090000648198b284 | ||
| SEC-2014-2153-0001 | SEC | Self-Regulatory Organizations: Miami International Securities Exchange, LLC | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:21:26Z | 2014-29815 | 0 | 0 | 090000648198b37a | ||
| SEC-2014-2143-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes:BATS Exchange, Inc. | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:10:14Z | 2014-29814 | 0 | 0 | 090000648198b0a8 | ||
| SEC-2014-2151-0001 | SEC | Self-Regulatory Organizations: Miami International Securities Exchange, LLC | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:21:01Z | 2014-29819 | 0 | 0 | 090000648198b326 | ||
| SEC-2014-2142-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:05:01Z | 2014-29816 | 0 | 0 | 090000648198ab19 | ||
| SEC-2014-2144-0001 | SEC | Self-Regulatory Organizations: The Options Clearing Corp. | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:10:16Z | 2014-29820 | 0 | 0 | 090000648198b0a9 | ||
| SEC-2014-2152-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2014-12-22T14:21:05Z | 2014-29810 | 0 | 0 | 090000648198b328 | |||
| SEC-2014-2150-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc. | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2015-01-13T04:59:59Z | 2014-12-22T14:20:40Z | 2014-29818 | 0 | 0 | 090000648198b2c4 | ||
| SEC-2014-2148-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2014-12-22T14:19:18Z | 2014-29812 | 0 | 0 | 090000648198b247 | |||
| SEC-2014-2146-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2014-12-22T14:18:09Z | 2014-29813 | 0 | 0 | 090000648198b1ba | |||
| SEC-2014-2145-0001 | SEC | Applications: Wilshire Mutual Funds, Inc., et al. | Notice | 2014-12-22T05:00:00Z | 2014 | 12 | 2014-12-22T05:00:00Z | 2014-12-22T14:11:37Z | 2014-29809 | 0 | 0 | 090000648198b106 | |||
| SEC-2014-2140-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2014-12-19T05:00:00Z | 2014 | 12 | 2014-12-19T05:00:00Z | 2015-01-10T04:59:59Z | 2014-12-19T14:23:31Z | 2014-29699 | 0 | 0 | 0900006481985da4 | ||
| SEC-2014-2141-0001 | SEC | Applications: Garrison Capital Inc., et al. | Notice | 2014-12-19T05:00:00Z | 2014 | 12 | 2014-12-19T05:00:00Z | 2014-12-19T14:23:37Z | 2014-29697 | 0 | 0 | 0900006481985dfb | |||
| SEC-2014-2139-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX | Notice | 2014-12-19T05:00:00Z | 2014 | 12 | 2014-12-19T05:00:00Z | 2015-01-10T04:59:59Z | 2014-12-19T14:23:21Z | 2014-29698 | 0 | 0 | 0900006481985d9f | ||
| SEC-2014-2133-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-18T05:00:00Z | 2014 | 12 | 2014-12-18T05:00:00Z | 2015-01-09T04:59:59Z | 2014-12-18T14:04:05Z | 2014-29618 | 0 | 0 | 0900006481982168 | ||
| SEC-2014-2136-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange, LLC | Notice | 2014-12-18T05:00:00Z | 2014 | 12 | 2014-12-18T05:00:00Z | 2015-01-09T04:59:59Z | 2014-12-18T14:10:58Z | 2014-29616 | 0 | 0 | 0900006481982308 | ||
| SEC-2014-2138-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2014-12-18T05:00:00Z | 2014 | 12 | 2014-12-18T05:00:00Z | 2015-01-09T04:59:59Z | 2014-12-18T14:18:02Z | 2014-29617 | 0 | 0 | 090000648198245b | ||
| SEC-2014-2137-0001 | SEC | Trading Suspension Orders: Geo Finance Corp. | Notice | 2014-12-18T05:00:00Z | 2014 | 12 | 2014-12-18T05:00:00Z | 2014-12-18T14:17:32Z | 2014-29729 | 0 | 0 | 0900006481982409 | |||
| SEC-2014-2135-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc. | Notice | 2014-12-18T05:00:00Z | 2014 | 12 | 2014-12-18T05:00:00Z | 2015-01-09T04:59:59Z | 2014-12-18T14:08:11Z | 2014-29620 | 0 | 0 | 0900006481982301 | ||
| SEC-2014-2134-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2014-12-18T05:00:00Z | 2014 | 12 | 2014-12-18T05:00:00Z | 2015-01-09T04:59:59Z | 2014-12-18T14:07:35Z | 2014-29619 | 0 | 0 | 0900006481982286 | ||
| SEC-2014-2122-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:07:28Z | 2014-29498 | 0 | 0 | 090000648197e98a | ||
| SEC-2014-2117-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:03:19Z | 2014-29496 | 0 | 0 | 090000648197e0f6 | ||
| SEC-2014-2119-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:07:18Z | 2014-29495 | 0 | 0 | 090000648197e84f | ||
| SEC-2014-2127-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:08:16Z | 2014-29516 | 0 | 0 | 090000648197e876 | |||
| SEC-2014-2126-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:08:11Z | 2014-29515 | 0 | 0 | 090000648197ea1f | |||
| SEC-2014-2115-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:02:52Z | 2014-29494 | 0 | 0 | 090000648197e0bd | ||
| SEC-2014-2116-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:02:54Z | 2014-29512 | 0 | 0 | 090000648197e7f0 | |||
| SEC-2014-2128-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:08:21Z | 2014-29513 | 0 | 0 | 090000648197e879 | |||
| SEC-2014-2123-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange, LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:07:31Z | 2014-29621 | 0 | 0 | 090000648197e98c | ||
| SEC-2014-2130-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:08:59Z | 2014-29499 | 0 | 0 | 090000648197e888 | ||
| SEC-2014-2125-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:08:00Z | 2014-29492 | 0 | 0 | 090000648197e9f1 | ||
| SEC-2014-2124-0001 | SEC | Applications: Morgan Creek Global Equity Long/Short Institutional Fund, et al. | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:07:48Z | 2014-29500 | 0 | 0 | 090000648197e992 | |||
| SEC-2014-2120-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:07:20Z | 2014-29497 | 0 | 0 | 090000648197e850 | ||
| SEC-2014-2131-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:09:03Z | 2014-29514 | 0 | 0 | 090000648197eadb | |||
| SEC-2014-2132-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc. | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:09:05Z | 2014-29491 | 0 | 0 | 090000648197eadc | ||
| SEC-2014-2118-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:03:28Z | 2014-29493 | 0 | 0 | 090000648197e0fd | ||
| SEC-2014-2129-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market, LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-01-08T04:59:59Z | 2014-12-17T14:08:23Z | 2014-29511 | 0 | 0 | 090000648197e87a | ||
| SEC-2014-2121-0001 | SEC | Applications: ACAP Strategic Fund and SilverBay Capital Management, LLC | Notice | 2014-12-17T05:00:00Z | 2014 | 12 | 2014-12-17T05:00:00Z | 2014-12-17T14:07:22Z | 2014-29501 | 0 | 0 | 090000648197e851 | |||
| SEC-2014-2114-0001 | SEC | Meetings; Sunshine Act | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2014-12-16T14:47:03Z | 2014-29502 | 0 | 0 | 090000648197bc93 | |||
| SEC-2014-2111-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2015-01-07T04:59:59Z | 2014-12-16T14:38:37Z | 2014-29361 | 0 | 0 | 090000648197badc | ||
| SEC-2014-2113-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2015-01-07T04:59:59Z | 2014-12-16T14:46:45Z | 2014-29364 | 0 | 0 | 090000648197bc4b | ||
| SEC-2014-2110-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2015-01-07T04:59:59Z | 2014-12-16T14:38:35Z | 2014-29363 | 0 | 0 | 090000648197badb | ||
| SEC-2014-2107-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market, LLC | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2015-01-07T04:59:59Z | 2014-12-16T14:36:57Z | 2014-29362 | 0 | 0 | 090000648197ba30 | ||
| SEC-2014-2112-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2014-12-16T14:46:14Z | 2014-29365 | 0 | 0 | 090000648197bc01 | |||
| SEC-2014-2108-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The Depository Trust Co. | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2014-12-16T14:37:04Z | 2014-29360 | 0 | 0 | 090000648197ba33 | |||
| SEC-2014-2109-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2014-12-16T05:00:00Z | 2014 | 12 | 2014-12-16T05:00:00Z | 2014-12-16T14:38:25Z | 2014-29366 | 0 | 0 | 090000648197ba99 | |||
| SEC-2014-2104-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc. | Notice | 2014-12-15T05:00:00Z | 2014 | 12 | 2014-12-15T05:00:00Z | 2015-01-06T04:59:59Z | 2014-12-15T13:57:40Z | 2014-29244 | 0 | 0 | 09000064819768b4 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;