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2,234 rows where agency_id = "SEC", document_type = "Notice" and posted_year = 2013 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SEC-2013-2258-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:20:52Z | 2013-31238 | 0 | 0 | 09000064814e4107 | |||
| SEC-2013-2263-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:23:18Z | 2013-31230 | 0 | 0 | 09000064814e41aa | |||
| SEC-2013-2264-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2014-01-22T04:59:59Z | 2013-12-31T15:24:04Z | 2013-31229 | 0 | 0 | 09000064814e4239 | ||
| SEC-2013-2266-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:24:22Z | 2013-31243 | 0 | 0 | 09000064814e4240 | |||
| SEC-2013-2259-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2014-01-22T04:59:59Z | 2013-12-31T15:22:51Z | 2013-31227 | 0 | 0 | 09000064814e4154 | ||
| SEC-2013-2262-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:23:14Z | 2013-31237 | 0 | 0 | 09000064814e41a7 | |||
| SEC-2013-2265-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:24:07Z | 2013-31239 | 0 | 0 | 09000064814e423c | |||
| SEC-2013-2260-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:22:53Z | 2013-31242 | 0 | 0 | 09000064814e4155 | |||
| SEC-2013-2267-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:24:30Z | 2013-31240 | 0 | 0 | 09000064814e4289 | |||
| SEC-2013-2268-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority,Inc. | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2014-01-22T04:59:59Z | 2013-12-31T15:25:07Z | 2013-31226 | 0 | 0 | 09000064814e42ef | ||
| SEC-2013-2261-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-31T05:00:00Z | 2013 | 12 | 2013-12-31T05:00:00Z | 2013-12-31T15:23:09Z | 2013-31241 | 0 | 0 | 09000064814e41a4 | |||
| SEC-2013-2247-0001 | SEC | Applications: IndexIQ ETF Trust,et al. | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:11:23Z | 2013-31137 | 0 | 0 | 09000064814e19be | |||
| SEC-2013-2249-0001 | SEC | Applications: IndexIQ ETF Trust, et al. | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:11:32Z | 2013-31136 | 0 | 0 | 09000064814e1a02 | |||
| SEC-2013-2257-0001 | SEC | Applications for Deregistration | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:13:22Z | 2013-31135 | 0 | 0 | 09000064814e1b87 | |||
| SEC-2013-2252-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:12:56Z | 2013-31138 | 0 | 0 | 09000064814e1ae6 | |||
| SEC-2013-2251-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:12:39Z | 2013-31134 | 0 | 0 | 09000064814e1a98 | |||
| SEC-2013-2256-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:13:18Z | 2013-31130 | 0 | 0 | 09000064814e1b85 | |||
| SEC-2013-2254-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:13:08Z | 2013-31132 | 0 | 0 | 09000064814e1b30 | |||
| SEC-2013-2253-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2014-01-22T04:59:59Z | 2013-12-30T14:12:59Z | 2013-31128 | 0 | 0 | 09000064814e1b29 | ||
| SEC-2013-2246-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:09:42Z | 2013-31131 | 0 | 0 | 09000064814e18ef | |||
| SEC-2013-2248-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2014-01-22T04:59:59Z | 2013-12-30T14:11:28Z | 2013-31129 | 0 | 0 | 09000064814e19ff | ||
| SEC-2013-2255-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2013-12-30T05:00:00Z | 2013 | 12 | 2013-12-30T05:00:00Z | 2013-12-30T14:13:11Z | 2013-31133 | 0 | 0 | 09000064814e1b32 | |||
| SEC-2013-2229-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:14:35Z | 2013-30969 | 0 | 0 | 09000064814de341 | ||
| SEC-2013-2236-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:17:07Z | 2013-30932 | 0 | 0 | 09000064814de4f9 | ||
| SEC-2013-2240-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:17:44Z | 2013-30941 | 0 | 0 | 09000064814de9f0 | ||
| SEC-2013-2238-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:17:22Z | 2013-30936 | 0 | 0 | 09000064814de954 | ||
| SEC-2013-2239-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:17:34Z | 2013-30963 | 0 | 0 | 09000064814de9aa | ||
| SEC-2013-2241-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:18:14Z | 2013-30940 | 0 | 0 | 09000064814deab7 | ||
| SEC-2013-2235-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:17:03Z | 2013-30965 | 0 | 0 | 09000064814de4f7 | ||
| SEC-2013-2242-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2013-12-27T14:18:25Z | 2013-30937 | 0 | 0 | 09000064814deaeb | |||
| SEC-2013-2243-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock ExchangeLLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:18:27Z | 2013-30964 | 0 | 0 | 09000064814deaec | ||
| SEC-2013-2233-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2013-12-27T14:15:16Z | 2013-30931 | 0 | 0 | 09000064814de3ce | |||
| SEC-2013-2237-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:17:16Z | 2013-30934 | 0 | 0 | 09000064814de950 | ||
| SEC-2013-2244-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:18:46Z | 2013-30967 | 0 | 0 | 09000064814deb50 | ||
| SEC-2013-2245-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:18:57Z | 2013-30966 | 0 | 0 | 09000064814debb0 | ||
| SEC-2013-2234-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:16:50Z | 2013-30968 | 0 | 0 | 09000064814de4b4 | ||
| SEC-2013-2231-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:15:05Z | 2013-30939 | 0 | 0 | 09000064814de382 | ||
| SEC-2013-2232-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2014-01-18T04:59:59Z | 2013-12-27T14:15:11Z | 2013-30933 | 0 | 0 | 09000064814de386 | ||
| SEC-2013-2230-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-27T05:00:00Z | 2013 | 12 | 2013-12-27T05:00:00Z | 2013-12-27T14:15:03Z | 2013-30938 | 0 | 0 | 09000064814de380 | |||
| SEC-2013-2218-0001 | SEC | Exemption Orders: Financial Industry Regulatory Authority, Inc. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2013-12-26T14:27:01Z | 2013-30764 | 0 | 0 | 09000064814dca88 | |||
| SEC-2013-2221-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: OneChicago, LLC | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:27:26Z | 2013-30766 | 0 | 0 | 09000064814dcb1f | ||
| SEC-2013-2228-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:28:13Z | 2013-30759 | 0 | 0 | 09000064814dcc2a | ||
| SEC-2013-2217-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:26:55Z | 2013-30760 | 0 | 0 | 09000064814dca84 | ||
| SEC-2013-2222-0001 | SEC | Applications: Forethought Variable Insurance Trust, et al. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2013-12-26T14:27:34Z | 2013-30771 | 0 | 0 | 09000064814dcb62 | |||
| SEC-2013-2224-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:27:43Z | 2013-30758 | 0 | 0 | 09000064814dcba9 | ||
| SEC-2013-2227-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2013-12-26T14:28:11Z | 2013-30765 | 0 | 0 | 09000064814dcc29 | |||
| SEC-2013-2220-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:27:22Z | 2013-30769 | 0 | 0 | 09000064814dcb1d | ||
| SEC-2013-2223-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:27:39Z | 2013-30770 | 0 | 0 | 09000064814dcba5 | ||
| SEC-2013-2219-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:27:16Z | 2013-30768 | 0 | 0 | 09000064814dcae6 | ||
| SEC-2013-2225-0001 | SEC | Exemption Orders: Certain Business Development Companies | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2013-12-26T14:27:51Z | 2013-30763 | 0 | 0 | 09000064814dcbda | |||
| SEC-2013-2226-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:27:59Z | 2013-30767 | 0 | 0 | 09000064814dcbe0 | ||
| SEC-2013-2215-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:26:21Z | 2013-30761 | 0 | 0 | 09000064814dc9f0 | ||
| SEC-2013-2216-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC | Notice | 2013-12-26T05:00:00Z | 2013 | 12 | 2013-12-26T05:00:00Z | 2014-01-17T04:59:59Z | 2013-12-26T14:26:53Z | 2013-30762 | 0 | 0 | 09000064814dca83 | ||
| SEC-2013-2211-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-01-15T04:59:59Z | 2013-12-24T14:26:44Z | 2013-30594 | 0 | 0 | 09000064814d53b5 | ||
| SEC-2013-2205-0001 | SEC | Suspension of Trading Orders: CompuSonics Video Corp. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2013-12-24T14:24:25Z | 2013-30796 | 0 | 0 | 09000064814d527e | |||
| SEC-2013-2214-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-01-15T04:59:59Z | 2013-12-24T14:28:54Z | 2013-30595 | 0 | 0 | 09000064814d5548 | ||
| SEC-2013-2213-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-01-15T04:59:59Z | 2013-12-24T14:27:30Z | 2013-30592 | 0 | 0 | 09000064814d547a | ||
| SEC-2013-2207-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2013-12-24T14:26:22Z | 2013-30631 | 0 | 0 | 09000064814d531e | |||
| SEC-2013-2209-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-01-15T04:59:59Z | 2013-12-24T14:26:30Z | 2013-30593 | 0 | 0 | 09000064814d5369 | ||
| SEC-2013-2206-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2013-12-24T14:26:11Z | 2013-30591 | 0 | 0 | 09000064814d52d4 | |||
| SEC-2013-2210-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-01-15T04:59:59Z | 2013-12-24T14:26:39Z | 2013-30590 | 0 | 0 | 09000064814d536e | ||
| SEC-2013-2208-0001 | SEC | Proposed Interagency Policy Statement: Joint Standards for Assessing the Diversity Policies and Practices of Regulated Entities | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-02-08T04:59:59Z | 2013-12-24T14:26:25Z | 2013-30629 | 0 | 0 | 09000064814d5320 | ||
| SEC-2013-2212-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC | Notice | 2013-12-24T05:00:00Z | 2013 | 12 | 2013-12-24T05:00:00Z | 2014-01-15T04:59:59Z | 2013-12-24T14:27:12Z | 2013-30589 | 0 | 0 | 09000064814d5401 | ||
| SEC-2013-2202-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:22Z | 2013-30440 | 0 | 0 | 09000064814d303c | ||
| SEC-2013-2189-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:25Z | 2013-30445 | 0 | 0 | 09000064814d2e6a | ||
| SEC-2013-2203-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:25Z | 2013-30441 | 0 | 0 | 09000064814d3085 | ||
| SEC-2013-2197-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:26Z | 2013-30439 | 0 | 0 | 09000064814d2fdb | ||
| SEC-2013-2194-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2013-12-23T14:03:23Z | 2013-30442 | 0 | 0 | 09000064814d2f47 | |||
| SEC-2013-2199-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:22Z | 2013-30444 | 0 | 0 | 09000064814d3033 | ||
| SEC-2013-2191-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:25Z | 2013-30454 | 0 | 0 | 09000064814d2eb5 | ||
| SEC-2013-2187-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:21Z | 2013-30450 | 0 | 0 | 09000064814d2e1f | ||
| SEC-2013-2196-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:24Z | 2013-30447 | 0 | 0 | 09000064814d2fd8 | ||
| SEC-2013-2188-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:24Z | 2013-30453 | 0 | 0 | 09000064814d2e69 | ||
| SEC-2013-2190-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:26Z | 2013-30451 | 0 | 0 | 09000064814d2e70 | ||
| SEC-2013-2193-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:25Z | 2013-30446 | 0 | 0 | 09000064814d2f06 | ||
| SEC-2013-2198-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:23Z | 2013-30443 | 0 | 0 | 09000064814d2fe1 | ||
| SEC-2013-2200-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:26Z | 2013-30448 | 0 | 0 | 09000064814d3037 | ||
| SEC-2013-2204-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:23Z | 2013-30438 | 0 | 0 | 09000064814d3088 | ||
| SEC-2013-2201-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:23Z | 2013-30449 | 0 | 0 | 09000064814d3039 | ||
| SEC-2013-2195-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange Inc. | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:22Z | 2013-30499 | 0 | 0 | 09000064814d2fa8 | ||
| SEC-2013-2192-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2013-12-23T05:00:00Z | 2013 | 12 | 2013-12-23T05:00:00Z | 2014-01-14T04:59:59Z | 2013-12-23T14:03:24Z | 2013-30452 | 0 | 0 | 09000064814d2eb8 | ||
| SEC-2013-2181-0001 | SEC | Suspension of Trading Orders: The Enlightened Gourmet, Inc., Eternal Image,Inc., NMT Medical, Inc., and Wits Basin Precious Minerals, Inc. | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2013-12-20T14:08:21Z | 2013-30474 | 0 | 0 | 09000064814ce275 | |||
| SEC-2013-2183-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:08:39Z | 2013-30264 | 0 | 0 | 09000064814ce2c2 | ||
| SEC-2013-2174-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc. | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:05:18Z | 2013-30267 | 0 | 0 | 09000064814ce10f | ||
| SEC-2013-2186-0001 | SEC | Applications: Catalyst Capital Advisors LLC and Mutual Fund Series Trust | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2013-12-20T14:09:40Z | 2013-30272 | 0 | 0 | 09000064814ce3eb | |||
| SEC-2013-2176-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:07:47Z | 2013-30265 | 0 | 0 | 09000064814ce1e5 | ||
| SEC-2013-2185-0001 | SEC | Suspension of Trading Orders: Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp. | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2013-12-20T14:09:39Z | 2013-30473 | 0 | 0 | 09000064814ce39a | |||
| SEC-2013-2182-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:08:31Z | 2013-30270 | 0 | 0 | 09000064814ce2bc | ||
| SEC-2013-2184-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp. | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:08:43Z | 2013-30268 | 0 | 0 | 09000064814ce2c4 | ||
| SEC-2013-2175-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:06:36Z | 2013-30269 | 0 | 0 | 09000064814ce18f | ||
| SEC-2013-2178-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2013-12-20T14:08:09Z | 2013-30274 | 0 | 0 | 09000064814ce22b | |||
| SEC-2013-2179-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:08:12Z | 2013-30271 | 0 | 0 | 09000064814ce26f | ||
| SEC-2013-2177-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2014-01-11T04:59:59Z | 2013-12-20T14:07:49Z | 2013-30266 | 0 | 0 | 09000064814ce1e6 | ||
| SEC-2013-2180-0001 | SEC | Agency Information Collection Activities; Proposals, Submissions, and Approvals | Notice | 2013-12-20T05:00:00Z | 2013 | 12 | 2013-12-20T05:00:00Z | 2013-12-20T14:08:19Z | 2013-30273 | 0 | 0 | 09000064814ce274 | |||
| SEC-2013-2172-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC | Notice | 2013-12-19T05:00:00Z | 2013 | 12 | 2013-12-19T05:00:00Z | 2014-01-10T04:59:59Z | 2013-12-19T15:06:16Z | 2013-30181 | 0 | 0 | 09000064814cb07f | ||
| SEC-2013-2170-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC | Notice | 2013-12-19T05:00:00Z | 2013 | 12 | 2013-12-19T05:00:00Z | 2014-01-10T04:59:59Z | 2013-12-19T14:58:59Z | 2013-30178 | 0 | 0 | 09000064814cb003 | ||
| SEC-2013-2173-0001 | SEC | Applications: Wells Fargo Funds Trust, et al. | Notice | 2013-12-19T05:00:00Z | 2013 | 12 | 2013-12-19T05:00:00Z | 2013-12-19T15:08:17Z | 2013-30182 | 0 | 0 | 09000064814cb539 | |||
| SEC-2013-2169-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc. | Notice | 2013-12-19T05:00:00Z | 2013 | 12 | 2013-12-19T05:00:00Z | 2014-01-10T04:59:59Z | 2013-12-19T14:56:23Z | 2013-30179 | 0 | 0 | 09000064814caf41 | ||
| SEC-2013-2171-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC | Notice | 2013-12-19T05:00:00Z | 2013 | 12 | 2013-12-19T05:00:00Z | 2014-01-10T04:59:59Z | 2013-12-19T14:59:01Z | 2013-30180 | 0 | 0 | 09000064814cb004 | ||
| SEC-2013-2156-0001 | SEC | Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc. | Notice | 2013-12-18T05:00:00Z | 2013 | 12 | 2013-12-18T05:00:00Z | 2014-01-09T04:59:59Z | 2013-12-19T14:11:57Z | 2013-30047 | 0 | 0 | 09000064814c8a3d |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;