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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

15 rows where agency_id = "OCC", document_type = "Proposed Rule" and posted_year = 2011 sorted by posted_date descending

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Suggested facets: docket_id, title, subtype, posted_month, last_modified, withdrawn, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2011 · 15 ✖

document_type 1

  • Proposed Rule · 15 ✖

agency_id 1

  • OCC · 15 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
OCC-2010-0003-0012 OCC Risk-Based Capital Guidelines: Market Risk OCC-2010-0003 Risk-Based Capital Guidelines: Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions Proposed Rule Notice of Proposed Rulemaking (NPRM) 2011-12-21T05:00:00Z 2011 12 2011-12-21T05:00:00Z 2012-02-04T04:59:59Z 2023-02-03T02:00:55Z 2011-32073 0 0 0900006480f87193
OCC-2011-0019-0009 OCC Alternatives to the Use of External Credit Ratings in the Regulations of the OCC OCC-2011-0019 Alternatives to the Use of External Credit Ratings Proposed Rule Notice of Proposed Rulemaking (NPRM) 2011-12-09T05:00:00Z 2011 12 2011-12-09T05:00:00Z   2012-03-24T19:36:37Z 2011-31574 0 0 0900006480f7edc0
OCC-2011-0019-0001 OCC Alternatives to the Use of External Credit Ratings in the Regulations of the OCC OCC-2011-0019 Alternatives to the Use of External Credit Ratings in the Regulations of the Office of the Comptroller of the Currency Proposed Rule Notice of Proposed Rulemaking (NPRM) 2011-11-29T05:00:00Z 2011 11 2011-11-29T05:00:00Z 2011-12-30T04:59:59Z 2011-11-29T18:16:16Z 2011-30428 0 0 0900006480f75a8f
OCC-2011-0014-0026 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships with, Hedge Funds and Private Equity Funds Proposed Rule Notice of Proposed Rulemaking (NPRM) 2011-11-07T05:00:00Z 2011 11 2011-11-07T05:00:00Z 2012-01-14T04:59:59Z 2011-11-07T14:58:04Z 2011-27184 0 0 0900006480f6700f
OCC-2011-0014-0001 OCC Volcker Rule - Prohibition on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds OCC-2011-0014 Proprietary on Proprietary Trading and Certain Relationships with Hedge and Private Equity Funds Proposed Rule Status 2011-07-29T04:00:00Z 2011 7 2011-07-29T04:00:00Z   2016-02-25T20:20:48Z   0 0 0900006480ecf650
OCC-2011-0008-0016 OCC Margin and Capital Requirements for Covered Swap Entities OCC-2011-0008 Margin and Capital Requirements for Covered Swap Entities Proposed Rule Extension of Comment Period 2011-06-24T04:00:00Z 2011 6 2011-06-24T04:00:00Z 2011-07-12T03:59:59Z 2014-09-25T15:11:40Z 2011-16004 0 0 0900006480eb3240
OCC-2011-0002-0107 OCC Credit Risk Retention by Securitizers OCC-2011-0002 Office of Thrift Supervision Integration; Dodd-Frank Act Implementation; Correction Proposed Rule   2011-06-24T00:00:00Z 2011 6     2011-06-27T15:01:04Z   0 1 0900006480eb323f
OCC-2011-0002-0106 OCC Credit Risk Retention by Securitizers OCC-2011-0002 Credit Risk Retention Proposed Rule Extension of Comment Period 2011-06-10T04:00:00Z 2011 6 2011-06-10T04:00:00Z 2011-08-02T03:59:59Z 2013-04-13T01:02:49Z 2011-14444 0 0 0900006480e446af
OCC-2011-0006-0004 OCC OTS Integration; Dodd-Frank Implementation OCC-2011-0006 Office of Thrift Supervision Integration; Dodd-Frank Act Implementation; Correction Proposed Rule Correction 2011-06-06T04:00:00Z 2011 6 2011-06-06T04:00:00Z   2012-03-24T19:36:59Z 2011-13887 0 0 0900006480e3d16e
OCC-2011-0006-0001 OCC OTS Integration; Dodd-Frank Implementation OCC-2011-0006 Office of Thrift Supervision Integration; Dodd-Frank Act Implementation Proposed Rule NPRM 2011-05-26T04:00:00Z 2011 5 2011-05-26T04:00:00Z 2011-06-28T03:59:59Z 2011-06-11T17:52:30Z 2011-12859 0 0 0900006480e32c21
OCC-2011-0008-0001 OCC Margin and Capital Requirements for Covered Swap Entities OCC-2011-0008 Margin and Capital Requirements for Covered Swap Entities Agencies Proposed Rule NPRM 2011-05-11T04:00:00Z 2011 5 2011-05-11T04:00:00Z 2011-06-25T03:59:59Z 2014-09-25T15:22:13Z 2011-10432 0 0 0900006480c6c042
OCC-2011-0002-0001 OCC Credit Risk Retention by Securitizers OCC-2011-0002 Credit Risk Retention Proposed Rule NPRM 2011-04-29T04:00:00Z 2011 4 2011-04-29T04:00:00Z 2011-06-11T03:59:59Z 2013-07-31T01:02:44Z 2011-08364 0 0 0900006480c3be93
OCC-2011-0007-0001 OCC Regulation of Retail Foreign Exchange Transactions OCC-2011-0007 Retail Foreign Exchange Transactions Proposed Rule NPRM 2011-04-22T04:00:00Z 2011 4 2011-04-22T04:00:00Z 2011-05-24T03:59:59Z 2011-06-11T17:52:30Z 2011-09821 0 0 0900006480c358c3
OCC-2011-0001-0001 OCC Incentive-Based Compensation Arrangements OCC-2011-0001 Incentive-based Compensation Arrangements Proposed Rule NPRM 2011-04-14T04:00:00Z 2011 4 2011-04-14T04:00:00Z 2011-06-01T03:59:59Z 2024-04-12T19:41:37Z 2011-07937 0 0 0900006480c2c548
OCC-2010-0003-0001 OCC Risk-Based Capital Guidelines: Market Risk OCC-2010-0003 Risk-Based Capital Guidelines: Market Risk Proposed Rule NPRM 2011-01-11T05:00:00Z 2011 1 2011-01-11T05:00:00Z 2011-04-12T03:59:59Z 2011-06-11T17:52:24Z 2010-32189 0 0 0900006480bc8c16

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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