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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

35 rows where agency_id = "EBSA", document_type = "Notice" and posted_year = 2016 sorted by posted_date descending

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posted_year 1

  • 2016 · 35 ✖

document_type 1

  • Notice · 35 ✖

agency_id 1

  • EBSA · 35 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
EBSA-2016-0016-0005 EBSA UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2016–17; Exemption Application No. D–11863] EBSA-2016-0016 Notice of Temporary Exemption involving UBS Notice   2016-12-22T05:00:00Z 2016 12 2016-12-22T05:00:00Z   2016-12-22T17:30:26Z   0 0 0900006482431816
EBSA-2016-0019-0006 EBSA JPMorgan Chase & Co. [Prohibited Transaction Exemption 2016–15; Exemption Application No D-11861] EBSA-2016-0019 Notice of Temporary Exemption involving JPMorgan Chase Notice   2016-12-22T05:00:00Z 2016 12 2016-12-22T05:00:00Z   2016-12-22T17:42:30Z   0 0 0900006482431819
EBSA-2016-0017-0004 EBSA Deutsche Investment Management Americas Inc. and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2016–13; Exemption Application No. D-11856] EBSA-2016-0017 Notice of Temporary Exemption involving Deutsche Bank Notice   2016-12-22T05:00:00Z 2016 12 2016-12-22T05:00:00Z   2016-12-22T17:33:41Z   0 0 0900006482431817
EBSA-2016-0018-0003 EBSA Citigroup, Inc. [Prohibited Transaction Exemption 2016–14; Exemption Application No. D-11859] EBSA-2016-0018 Notice of Temporary Exemption involving Citigroup Notice   2016-12-22T05:00:00Z 2016 12 2016-12-22T05:00:00Z   2016-12-22T17:39:19Z   0 0 0900006482431818
EBSA-2016-0020-0006 EBSA Barclays Capital Inc. [Prohibited Transaction Exemption 2016–16; Exemption Application No. D-11862] EBSA-2016-0020 Notice of Temporary Exemption involving Barclays Notice   2016-12-22T05:00:00Z 2016 12 2016-12-22T05:00:00Z   2016-12-22T17:47:55Z   0 0 090000648243181b
EBSA-2016-0021-0001 EBSA JPMorgan Chase & Co. [Prohibited Transaction Exemption 2017–03; Application No. D-11906] EBSA-2016-0021 Notice of Proposed Exemption involving JPMorgan Chase Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2017-01-21T04:59:59Z 2017-04-01T01:00:29Z   0 0 09000064823ab145
EBSA-2016-0017-0001 EBSA Deutsche Investment Management Americas Inc. and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2016–13; Exemption Application No. D-11856] EBSA-2016-0017 Notice of Proposed Temporary Exemption involving Deutsche Bank Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2016-11-27T04:59:59Z 2017-01-10T02:03:01Z   0 0 09000064823aaf27
EBSA-2016-0020-0001 EBSA Barclays Capital Inc. [Prohibited Transaction Exemption 2016–16; Exemption Application No. D-11862] EBSA-2016-0020 Notice of Proposed Temporary Exemption involving Barclays Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2016-11-27T04:59:59Z 2016-12-17T21:21:45Z   0 0 09000064823ab142
EBSA-2016-0018-0001 EBSA Citigroup, Inc. [Prohibited Transaction Exemption 2016–14; Exemption Application No. D-11859] EBSA-2016-0018 Notice of Proposed Temporary Exemption involving Citigroup Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2016-11-27T04:59:59Z 2016-11-29T02:00:59Z   0 0 09000064823ab13c
EBSA-2016-0019-0001 EBSA JPMorgan Chase & Co. [Prohibited Transaction Exemption 2016–15; Exemption Application No D-11861] EBSA-2016-0019 Notice of Proposed Temporary Exemption involving JPMorgan Chase Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2016-11-29T04:59:59Z 2017-01-10T02:00:52Z   0 0 09000064823ab13d
EBSA-2016-0022-0001 EBSA UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2017–07; Exemption Application No. D–11907] EBSA-2016-0022 Notice of Proposed Exemption involving UBS Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2017-01-06T04:59:59Z 2017-04-18T01:01:06Z   0 0 09000064823ab53b
EBSA-2016-0023-0001 EBSA Deutsche Investment Management Americas Inc. (DIMA) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2017–04; Exemption Application No. D–11908] EBSA-2016-0023 Notice of Proposed Exemption involving Deutsche Bank Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2017-01-18T04:59:59Z 2017-04-01T01:01:52Z   0 0 09000064823ab53c
EBSA-2016-0025-0001 EBSA Barclays Capital Inc. [Prohibited Transaction Exemption 2017–06; Exemption Application No. D-11910] EBSA-2016-0025 Notice of Proposed Exemption involving Barclays Notice   2016-11-21T05:00:00Z 2016 11 2016-11-21T05:00:00Z 2017-01-06T04:59:59Z 2017-04-01T01:00:23Z   0 0 09000064823ab989
EBSA-2016-0016-0001 EBSA UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2016–17; Exemption Application No. D–11863] EBSA-2016-0016 Notice of Proposed Temporary Exemption involving UBS Notice   2016-11-18T05:00:00Z 2016 11 2016-11-18T05:00:00Z 2016-11-23T04:59:59Z 2016-12-15T02:00:50Z   0 0 09000064823a1313
EBSA-2016-0014-0004 EBSA Northern Trust Corporation [Prohibited Transaction Exemption 2016–11; Exemption Application No. D–11875] EBSA-2016-0014 Notice of Temporary Exemption involving Northern Trust Corporation Notice   2016-10-28T04:00:00Z 2016 10 2016-10-28T04:00:00Z   2016-10-28T20:27:07Z   0 0 090000648235c18b
EBSA-2016-0015-0004 EBSA Extension of PTE 2015–15 Involving Deutsche Bank AG [Prohibited Transaction Exemption 2016–12; Exemption Application No. D–11879] EBSA-2016-0015 Notice of Extension of PTE 2015–15 Notice   2016-10-28T04:00:00Z 2016 10 2016-10-28T04:00:00Z   2016-10-28T20:31:28Z   0 0 090000648235c18d
EBSA-2016-0013-0004 EBSA Royal Bank of Canada [Prohibited Transaction Exemption 2016–10; Exemption Application No. D–11868] EBSA-2016-0013 Notice of Temporary Exemption involving Royal Bank of Canada Notice   2016-10-28T04:00:00Z 2016 10 2016-10-28T04:00:00Z   2016-10-28T20:21:11Z   0 0 090000648235c18a
EBSA-2016-0001-0002 EBSA The Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan [Prohibited Transaction Exemption 2016–03; Exemption Application No. D–11813] EBSA-2016-0001 Notice of Exemption involving the Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T19:36:35Z   0 0 0900006482318d29
EBSA-2016-0004-0012 EBSA Baxter International Inc. [Prohibited Transaction Exemption 2016–08; Exemption Application No. D–11866] EBSA-2016-0004 Notice of Exemption involving Baxter International Inc. Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T20:03:14Z   0 0 0900006482319538
EBSA-2016-0008-0006 EBSA Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–09; Exemption Application Nos. D–11871 and D–11872 ] EBSA-2016-0008 Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11871, D-11872] Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T20:18:37Z   0 0 090000648231955d
EBSA-2016-0002-0004 EBSA Plumbers’ Pension Fund, Local 130, U.A. [Prohibited Transaction Exemption 2016–04; Exemption Application No. D–11822] EBSA-2016-0002 Notice of Exemption involving Plumbers’ Pension Fund, Local 130, U.A. Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T19:38:19Z   0 0 0900006482318092
EBSA-2016-0003-0002 EBSA Liberty Media 401(k) Savings Plan [Prohibited Transaction Exemption 2016–07; Exemption Application No. D–11858] EBSA-2016-0003 Notice of Exemption involving Liberty Media 401(k) Savings Plan Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T19:53:33Z   0 0 09000064823180dc
EBSA-2016-0007-0004 EBSA Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–06; Exemption Application Nos. D–11851 and D–11852] EBSA-2016-0007 Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11851, D-11852] Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T20:14:48Z   0 0 090000648231955a
EBSA-2016-0006-0004 EBSA Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–05; Exemption Application Nos. D–11846 and D–11847] EBSA-2016-0006 Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11846, D-11847] Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T20:09:27Z   0 0 0900006482319558
EBSA-2016-0013-0001 EBSA Royal Bank of Canada [Prohibited Transaction Exemption 2016–10; Exemption Application No. D–11868] EBSA-2016-0013 Notice of Proposed Temporary Exemption involving Royal Bank of Canada Notice   2016-10-13T04:00:00Z 2016 10 2016-10-13T04:00:00Z 2016-10-20T03:59:59Z 2016-10-21T01:02:01Z   0 0 09000064822f4875
EBSA-2016-0014-0001 EBSA Northern Trust Corporation [Prohibited Transaction Exemption 2016–11; Exemption Application No. D–11875] EBSA-2016-0014 Notice of Proposed Temporary Exemption involving Northern Trust Corporation Notice   2016-10-13T04:00:00Z 2016 10 2016-10-13T04:00:00Z 2016-10-20T03:59:59Z 2016-10-22T01:01:37Z   0 0 09000064822f48e6
EBSA-2016-0015-0001 EBSA Extension of PTE 2015–15 Involving Deutsche Bank AG [Prohibited Transaction Exemption 2016–12; Exemption Application No. D–11879] EBSA-2016-0015 Notice of Proposed Extension of PTE 2015–15 Notice   2016-10-13T04:00:00Z 2016 10 2016-10-13T04:00:00Z 2016-10-20T03:59:59Z 2016-10-21T01:00:55Z   0 0 09000064822f48ed
EBSA-2016-0006-0001 EBSA Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–05; Exemption Application Nos. D–11846 and D–11847] EBSA-2016-0006 Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11846, D-11847] Notice   2016-05-12T04:00:00Z 2016 5 2016-05-12T04:00:00Z 2016-07-06T03:59:59Z 2016-07-07T13:01:30Z   0 0 0900006481fc850e
EBSA-2016-0007-0001 EBSA Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–06; Exemption Application Nos. D–11851 and D–11852] EBSA-2016-0007 Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11851, D-11852] Notice   2016-05-12T04:00:00Z 2016 5 2016-05-12T04:00:00Z 2016-07-06T03:59:59Z 2016-07-07T13:02:13Z   0 0 0900006481fc884a
EBSA-2016-0005-0001 EBSA ABARTA, Inc. Pension Plan [Application No. D–11825] EBSA-2016-0005 Notice of Proposed Exemption involving ABARTA Inc. Pension Plan Notice   2016-05-12T04:00:00Z 2016 5 2016-05-12T04:00:00Z 2016-06-27T03:59:59Z 2016-07-07T13:01:41Z   0 0 0900006481fc84c4
EBSA-2016-0008-0001 EBSA Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–09; Exemption Application Nos. D–11871 and D–11872 ] EBSA-2016-0008 Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11871, D-11872] Notice   2016-05-12T04:00:00Z 2016 5 2016-05-12T04:00:00Z 2016-07-06T03:59:59Z 2016-07-21T01:01:13Z   0 0 0900006481fc8b68
EBSA-2016-0002-0001 EBSA Plumbers’ Pension Fund, Local 130, U.A. [Prohibited Transaction Exemption 2016–04; Exemption Application No. D–11822] EBSA-2016-0002 Notice of Proposed Exemption involving Plumbers’ Pension Fund, Local 130, U.A. Notice   2016-04-28T04:00:00Z 2016 4 2016-04-28T04:00:00Z 2016-06-13T03:59:59Z 2016-05-23T19:00:26Z   0 0 0900006481f95551
EBSA-2016-0003-0001 EBSA Liberty Media 401(k) Savings Plan [Prohibited Transaction Exemption 2016–07; Exemption Application No. D–11858] EBSA-2016-0003 Notice of Proposed Exemption involving Liberty Media 401(k) Savings Plan Notice   2016-04-28T04:00:00Z 2016 4 2016-04-28T04:00:00Z 2016-06-05T03:59:59Z 2016-04-28T14:41:34Z   0 0 0900006481f95556
EBSA-2016-0001-0001 EBSA The Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan [Prohibited Transaction Exemption 2016–03; Exemption Application No. D–11813] EBSA-2016-0001 Notice of Proposed Exemption involving the Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan Notice   2016-04-28T04:00:00Z 2016 4 2016-04-28T04:00:00Z 2016-05-29T03:59:59Z 2016-04-28T14:12:16Z   0 0 0900006481f9554e
EBSA-2016-0004-0001 EBSA Baxter International Inc. [Prohibited Transaction Exemption 2016–08; Exemption Application No. D–11866] EBSA-2016-0004 Notice of Proposed Exemption involving Baxter International Inc. Notice   2016-04-28T04:00:00Z 2016 4 2016-04-28T04:00:00Z 2016-06-03T03:59:59Z 2016-07-30T01:01:31Z   0 0 0900006481f956fe

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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