documents
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35 rows where agency_id = "EBSA", document_type = "Notice" and posted_year = 2016 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EBSA-2016-0016-0005 | EBSA | UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2016–17; Exemption Application No. D–11863] EBSA-2016-0016 | Notice of Temporary Exemption involving UBS | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T17:30:26Z | 0 | 0 | 0900006482431816 | |||
| EBSA-2016-0019-0006 | EBSA | JPMorgan Chase & Co. [Prohibited Transaction Exemption 2016–15; Exemption Application No D-11861] EBSA-2016-0019 | Notice of Temporary Exemption involving JPMorgan Chase | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T17:42:30Z | 0 | 0 | 0900006482431819 | |||
| EBSA-2016-0017-0004 | EBSA | Deutsche Investment Management Americas Inc. and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2016–13; Exemption Application No. D-11856] EBSA-2016-0017 | Notice of Temporary Exemption involving Deutsche Bank | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T17:33:41Z | 0 | 0 | 0900006482431817 | |||
| EBSA-2016-0018-0003 | EBSA | Citigroup, Inc. [Prohibited Transaction Exemption 2016–14; Exemption Application No. D-11859] EBSA-2016-0018 | Notice of Temporary Exemption involving Citigroup | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T17:39:19Z | 0 | 0 | 0900006482431818 | |||
| EBSA-2016-0020-0006 | EBSA | Barclays Capital Inc. [Prohibited Transaction Exemption 2016–16; Exemption Application No. D-11862] EBSA-2016-0020 | Notice of Temporary Exemption involving Barclays | Notice | 2016-12-22T05:00:00Z | 2016 | 12 | 2016-12-22T05:00:00Z | 2016-12-22T17:47:55Z | 0 | 0 | 090000648243181b | |||
| EBSA-2016-0021-0001 | EBSA | JPMorgan Chase & Co. [Prohibited Transaction Exemption 2017–03; Application No. D-11906] EBSA-2016-0021 | Notice of Proposed Exemption involving JPMorgan Chase | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2017-01-21T04:59:59Z | 2017-04-01T01:00:29Z | 0 | 0 | 09000064823ab145 | ||
| EBSA-2016-0017-0001 | EBSA | Deutsche Investment Management Americas Inc. and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2016–13; Exemption Application No. D-11856] EBSA-2016-0017 | Notice of Proposed Temporary Exemption involving Deutsche Bank | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2016-11-27T04:59:59Z | 2017-01-10T02:03:01Z | 0 | 0 | 09000064823aaf27 | ||
| EBSA-2016-0020-0001 | EBSA | Barclays Capital Inc. [Prohibited Transaction Exemption 2016–16; Exemption Application No. D-11862] EBSA-2016-0020 | Notice of Proposed Temporary Exemption involving Barclays | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2016-11-27T04:59:59Z | 2016-12-17T21:21:45Z | 0 | 0 | 09000064823ab142 | ||
| EBSA-2016-0018-0001 | EBSA | Citigroup, Inc. [Prohibited Transaction Exemption 2016–14; Exemption Application No. D-11859] EBSA-2016-0018 | Notice of Proposed Temporary Exemption involving Citigroup | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2016-11-27T04:59:59Z | 2016-11-29T02:00:59Z | 0 | 0 | 09000064823ab13c | ||
| EBSA-2016-0019-0001 | EBSA | JPMorgan Chase & Co. [Prohibited Transaction Exemption 2016–15; Exemption Application No D-11861] EBSA-2016-0019 | Notice of Proposed Temporary Exemption involving JPMorgan Chase | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2016-11-29T04:59:59Z | 2017-01-10T02:00:52Z | 0 | 0 | 09000064823ab13d | ||
| EBSA-2016-0022-0001 | EBSA | UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2017–07; Exemption Application No. D–11907] EBSA-2016-0022 | Notice of Proposed Exemption involving UBS | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2017-01-06T04:59:59Z | 2017-04-18T01:01:06Z | 0 | 0 | 09000064823ab53b | ||
| EBSA-2016-0023-0001 | EBSA | Deutsche Investment Management Americas Inc. (DIMA) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG [Prohibited Transaction Exemption 2017–04; Exemption Application No. D–11908] EBSA-2016-0023 | Notice of Proposed Exemption involving Deutsche Bank | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2017-01-18T04:59:59Z | 2017-04-01T01:01:52Z | 0 | 0 | 09000064823ab53c | ||
| EBSA-2016-0025-0001 | EBSA | Barclays Capital Inc. [Prohibited Transaction Exemption 2017–06; Exemption Application No. D-11910] EBSA-2016-0025 | Notice of Proposed Exemption involving Barclays | Notice | 2016-11-21T05:00:00Z | 2016 | 11 | 2016-11-21T05:00:00Z | 2017-01-06T04:59:59Z | 2017-04-01T01:00:23Z | 0 | 0 | 09000064823ab989 | ||
| EBSA-2016-0016-0001 | EBSA | UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O’Connor LLC; and Certain Future Affiliates in UBS’s Asset Management and Wealth Management Americas Divisions [Prohibited Transaction Exemption 2016–17; Exemption Application No. D–11863] EBSA-2016-0016 | Notice of Proposed Temporary Exemption involving UBS | Notice | 2016-11-18T05:00:00Z | 2016 | 11 | 2016-11-18T05:00:00Z | 2016-11-23T04:59:59Z | 2016-12-15T02:00:50Z | 0 | 0 | 09000064823a1313 | ||
| EBSA-2016-0014-0004 | EBSA | Northern Trust Corporation [Prohibited Transaction Exemption 2016–11; Exemption Application No. D–11875] EBSA-2016-0014 | Notice of Temporary Exemption involving Northern Trust Corporation | Notice | 2016-10-28T04:00:00Z | 2016 | 10 | 2016-10-28T04:00:00Z | 2016-10-28T20:27:07Z | 0 | 0 | 090000648235c18b | |||
| EBSA-2016-0015-0004 | EBSA | Extension of PTE 2015–15 Involving Deutsche Bank AG [Prohibited Transaction Exemption 2016–12; Exemption Application No. D–11879] EBSA-2016-0015 | Notice of Extension of PTE 2015–15 | Notice | 2016-10-28T04:00:00Z | 2016 | 10 | 2016-10-28T04:00:00Z | 2016-10-28T20:31:28Z | 0 | 0 | 090000648235c18d | |||
| EBSA-2016-0013-0004 | EBSA | Royal Bank of Canada [Prohibited Transaction Exemption 2016–10; Exemption Application No. D–11868] EBSA-2016-0013 | Notice of Temporary Exemption involving Royal Bank of Canada | Notice | 2016-10-28T04:00:00Z | 2016 | 10 | 2016-10-28T04:00:00Z | 2016-10-28T20:21:11Z | 0 | 0 | 090000648235c18a | |||
| EBSA-2016-0001-0002 | EBSA | The Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan [Prohibited Transaction Exemption 2016–03; Exemption Application No. D–11813] EBSA-2016-0001 | Notice of Exemption involving the Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T19:36:35Z | 0 | 0 | 0900006482318d29 | |||
| EBSA-2016-0004-0012 | EBSA | Baxter International Inc. [Prohibited Transaction Exemption 2016–08; Exemption Application No. D–11866] EBSA-2016-0004 | Notice of Exemption involving Baxter International Inc. | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T20:03:14Z | 0 | 0 | 0900006482319538 | |||
| EBSA-2016-0008-0006 | EBSA | Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–09; Exemption Application Nos. D–11871 and D–11872 ] EBSA-2016-0008 | Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11871, D-11872] | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T20:18:37Z | 0 | 0 | 090000648231955d | |||
| EBSA-2016-0002-0004 | EBSA | Plumbers’ Pension Fund, Local 130, U.A. [Prohibited Transaction Exemption 2016–04; Exemption Application No. D–11822] EBSA-2016-0002 | Notice of Exemption involving Plumbers’ Pension Fund, Local 130, U.A. | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T19:38:19Z | 0 | 0 | 0900006482318092 | |||
| EBSA-2016-0003-0002 | EBSA | Liberty Media 401(k) Savings Plan [Prohibited Transaction Exemption 2016–07; Exemption Application No. D–11858] EBSA-2016-0003 | Notice of Exemption involving Liberty Media 401(k) Savings Plan | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T19:53:33Z | 0 | 0 | 09000064823180dc | |||
| EBSA-2016-0007-0004 | EBSA | Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–06; Exemption Application Nos. D–11851 and D–11852] EBSA-2016-0007 | Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11851, D-11852] | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T20:14:48Z | 0 | 0 | 090000648231955a | |||
| EBSA-2016-0006-0004 | EBSA | Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–05; Exemption Application Nos. D–11846 and D–11847] EBSA-2016-0006 | Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11846, D-11847] | Notice | 2016-10-19T04:00:00Z | 2016 | 10 | 2016-10-19T04:00:00Z | 2016-10-19T20:09:27Z | 0 | 0 | 0900006482319558 | |||
| EBSA-2016-0013-0001 | EBSA | Royal Bank of Canada [Prohibited Transaction Exemption 2016–10; Exemption Application No. D–11868] EBSA-2016-0013 | Notice of Proposed Temporary Exemption involving Royal Bank of Canada | Notice | 2016-10-13T04:00:00Z | 2016 | 10 | 2016-10-13T04:00:00Z | 2016-10-20T03:59:59Z | 2016-10-21T01:02:01Z | 0 | 0 | 09000064822f4875 | ||
| EBSA-2016-0014-0001 | EBSA | Northern Trust Corporation [Prohibited Transaction Exemption 2016–11; Exemption Application No. D–11875] EBSA-2016-0014 | Notice of Proposed Temporary Exemption involving Northern Trust Corporation | Notice | 2016-10-13T04:00:00Z | 2016 | 10 | 2016-10-13T04:00:00Z | 2016-10-20T03:59:59Z | 2016-10-22T01:01:37Z | 0 | 0 | 09000064822f48e6 | ||
| EBSA-2016-0015-0001 | EBSA | Extension of PTE 2015–15 Involving Deutsche Bank AG [Prohibited Transaction Exemption 2016–12; Exemption Application No. D–11879] EBSA-2016-0015 | Notice of Proposed Extension of PTE 2015–15 | Notice | 2016-10-13T04:00:00Z | 2016 | 10 | 2016-10-13T04:00:00Z | 2016-10-20T03:59:59Z | 2016-10-21T01:00:55Z | 0 | 0 | 09000064822f48ed | ||
| EBSA-2016-0006-0001 | EBSA | Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–05; Exemption Application Nos. D–11846 and D–11847] EBSA-2016-0006 | Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11846, D-11847] | Notice | 2016-05-12T04:00:00Z | 2016 | 5 | 2016-05-12T04:00:00Z | 2016-07-06T03:59:59Z | 2016-07-07T13:01:30Z | 0 | 0 | 0900006481fc850e | ||
| EBSA-2016-0007-0001 | EBSA | Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–06; Exemption Application Nos. D–11851 and D–11852] EBSA-2016-0007 | Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11851, D-11852] | Notice | 2016-05-12T04:00:00Z | 2016 | 5 | 2016-05-12T04:00:00Z | 2016-07-06T03:59:59Z | 2016-07-07T13:02:13Z | 0 | 0 | 0900006481fc884a | ||
| EBSA-2016-0005-0001 | EBSA | ABARTA, Inc. Pension Plan [Application No. D–11825] EBSA-2016-0005 | Notice of Proposed Exemption involving ABARTA Inc. Pension Plan | Notice | 2016-05-12T04:00:00Z | 2016 | 5 | 2016-05-12T04:00:00Z | 2016-06-27T03:59:59Z | 2016-07-07T13:01:41Z | 0 | 0 | 0900006481fc84c4 | ||
| EBSA-2016-0008-0001 | EBSA | Sears Holdings 401(k) Savings Plan and Sears Holdings Puerto Rico Savings Plan [Prohibited Transaction Exemption 2016–09; Exemption Application Nos. D–11871 and D–11872 ] EBSA-2016-0008 | Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11871, D-11872] | Notice | 2016-05-12T04:00:00Z | 2016 | 5 | 2016-05-12T04:00:00Z | 2016-07-06T03:59:59Z | 2016-07-21T01:01:13Z | 0 | 0 | 0900006481fc8b68 | ||
| EBSA-2016-0002-0001 | EBSA | Plumbers’ Pension Fund, Local 130, U.A. [Prohibited Transaction Exemption 2016–04; Exemption Application No. D–11822] EBSA-2016-0002 | Notice of Proposed Exemption involving Plumbers’ Pension Fund, Local 130, U.A. | Notice | 2016-04-28T04:00:00Z | 2016 | 4 | 2016-04-28T04:00:00Z | 2016-06-13T03:59:59Z | 2016-05-23T19:00:26Z | 0 | 0 | 0900006481f95551 | ||
| EBSA-2016-0003-0001 | EBSA | Liberty Media 401(k) Savings Plan [Prohibited Transaction Exemption 2016–07; Exemption Application No. D–11858] EBSA-2016-0003 | Notice of Proposed Exemption involving Liberty Media 401(k) Savings Plan | Notice | 2016-04-28T04:00:00Z | 2016 | 4 | 2016-04-28T04:00:00Z | 2016-06-05T03:59:59Z | 2016-04-28T14:41:34Z | 0 | 0 | 0900006481f95556 | ||
| EBSA-2016-0001-0001 | EBSA | The Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan [Prohibited Transaction Exemption 2016–03; Exemption Application No. D–11813] EBSA-2016-0001 | Notice of Proposed Exemption involving the Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan | Notice | 2016-04-28T04:00:00Z | 2016 | 4 | 2016-04-28T04:00:00Z | 2016-05-29T03:59:59Z | 2016-04-28T14:12:16Z | 0 | 0 | 0900006481f9554e | ||
| EBSA-2016-0004-0001 | EBSA | Baxter International Inc. [Prohibited Transaction Exemption 2016–08; Exemption Application No. D–11866] EBSA-2016-0004 | Notice of Proposed Exemption involving Baxter International Inc. | Notice | 2016-04-28T04:00:00Z | 2016 | 4 | 2016-04-28T04:00:00Z | 2016-06-03T03:59:59Z | 2016-07-30T01:01:31Z | 0 | 0 | 0900006481f956fe |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;