documents
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
32 rows where agency_id = "CFTC", document_type = "Rule" and posted_year = 2020 sorted by posted_date descending
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Suggested facets: title, posted_date, posted_month, comment_start_date, posted_date (date), comment_start_date (date), last_modified (date)
| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CFTC-2020-0129-0001 | CFTC | Swap Execution Facility Requirements | Rule | 2020-12-18T05:00:00Z | 2020 | 12 | 2020-12-18T05:00:00Z | 2020-12-18T13:13:46Z | 2020-26555 | 0 | 0 | 09000064849a751e | |||
| CFTC-2020-0128-0001 | CFTC | Exemption from Registration for Certain Foreign Intermediaries | Rule | 2020-12-07T05:00:00Z | 2020 | 12 | 2020-12-07T05:00:00Z | 2020-12-07T12:57:00Z | 2020-23810 | 0 | 0 | 0900006484989eb2 | |||
| CFTC-2020-0124-0001 | CFTC | Swap Clearing Requirement Exemptions | Rule | 2020-11-30T05:00:00Z | 2020 | 11 | 2020-11-30T05:00:00Z | 2020-11-30T12:53:47Z | 2020-25394 | 0 | 0 | 090000648497c3df | |||
| CFTC-2020-0118-0001 | CFTC | Swap Data Recordkeeping and Reporting Requirements | Rule | 2020-11-25T05:00:00Z | 2020 | 11 | 2020-11-25T05:00:00Z | 2020-11-25T12:53:20Z | 2020-21569 | 0 | 0 | 0900006484975d1f | |||
| CFTC-2020-0117-0001 | CFTC | Real-Time Public Reporting Requirements | Rule | 2020-11-25T05:00:00Z | 2020 | 11 | 2020-11-25T05:00:00Z | 2020-11-25T12:52:24Z | 2020-21568 | 0 | 0 | 0900006484975891 | |||
| CFTC-2020-0119-0001 | CFTC | Certain Swap Data Repository and Data Reporting Requirements | Rule | 2020-11-25T05:00:00Z | 2020 | 11 | 2020-11-25T05:00:00Z | 2020-11-25T12:56:06Z | 2020-21570 | 0 | 0 | 0900006484975e08 | |||
| CFTC-2020-0113-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:49:58Z | 2020-24662 | 0 | 0 | 0900006484973228 | |||
| CFTC-2020-0116-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:51:14Z | 2020-24661 | 0 | 0 | 090000648497338a | |||
| CFTC-2020-0110-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:42:50Z | 2020-24660 | 0 | 0 | 09000064849729b5 | |||
| CFTC-2020-0112-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:46:07Z | 2020-24659 | 0 | 0 | 0900006484972c8c | |||
| CFTC-2020-0114-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:50:20Z | 2020-24658 | 0 | 0 | 0900006484973275 | |||
| CFTC-2020-0111-0001 | CFTC | Customer Margin Rules Relating to Security Futures | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:46:00Z | 2020-24353 | 0 | 0 | 0900006484972c89 | |||
| CFTC-2020-0109-0001 | CFTC | Compliance Requirements for Commodity Pool Operators | Rule | 2020-11-10T05:00:00Z | 2020 | 11 | 2020-11-10T05:00:00Z | 2020-11-10T12:53:45Z | 2020-22874 | 0 | 0 | 0900006484956954 | |||
| CFTC-2020-0108-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-11-09T05:00:00Z | 2020 | 11 | 2020-11-09T05:00:00Z | 2020-11-09T13:02:09Z | 2020-23473 | 0 | 0 | 0900006484953802 | |||
| CFTC-2020-0106-0001 | CFTC | Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction | Rule | 2020-11-03T05:00:00Z | 2020 | 11 | 2020-11-03T05:00:00Z | 2020-11-03T12:54:22Z | 2020-23167 | 0 | 0 | 0900006484948452 | |||
| CFTC-2020-0097-0001 | CFTC | Registration with Alternative Compliance for Non-United States Derivatives Clearing Organizations | Rule | 2020-10-21T04:00:00Z | 2020 | 10 | 2020-10-21T04:00:00Z | 2020-10-21T11:53:57Z | 2020-21306 | 0 | 0 | 090000648491f589 | |||
| CFTC-2020-0088-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction | Rule | 2020-09-25T04:00:00Z | 2020 | 9 | 2020-09-25T04:00:00Z | 2020-09-25T11:52:54Z | 2020-21100 | 0 | 0 | 090000648487904b | |||
| CFTC-2020-0078-0001 | CFTC | Capital Requirements of Swap Dealers and Major Swap Participants | Rule | 2020-09-15T04:00:00Z | 2020 | 9 | 2020-09-15T04:00:00Z | 2020-09-15T11:45:06Z | 2020-16492 | 0 | 0 | 09000064848590eb | |||
| CFTC-2020-0077-0001 | CFTC | Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants | Rule | 2020-09-14T04:00:00Z | 2020 | 9 | 2020-09-14T04:00:00Z | 2020-09-14T11:51:50Z | 2020-16489 | 0 | 0 | 0900006484856a4a | |||
| CFTC-2020-0068-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Rule | 2020-07-31T04:00:00Z | 2020 | 7 | 2020-07-31T04:00:00Z | 2020-07-31T11:59:54Z | 2020-15525 | 0 | 0 | 09000064847c3acd | |||
| CFTC-2020-0067-0001 | CFTC | Post-Trade Name Give-Up on Swap Execution Facilities | Rule | 2020-07-24T04:00:00Z | 2020 | 7 | 2020-07-24T04:00:00Z | 2020-07-24T12:01:15Z | 2020-14343 | 0 | 0 | 09000064847a295e | |||
| CFTC-2020-0066-0001 | CFTC | Exemption From the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures | Rule | 2020-07-22T04:00:00Z | 2020 | 7 | 2020-07-22T04:00:00Z | 2020-07-22T12:02:39Z | 2020-14390 | 0 | 0 | 0900006484792e5a | |||
| CFTC-2020-0060-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-07-10T04:00:00Z | 2020 | 7 | 2020-07-10T04:00:00Z | 2020-07-10T12:17:51Z | 2020-12033 | 0 | 0 | 090000648473b37b | |||
| CFTC-2020-0058-0001 | CFTC | Registration and Compliance Requirements: Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions Under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications | Rule | 2020-07-08T04:00:00Z | 2020 | 7 | 2020-07-08T04:00:00Z | 2020-07-08T11:49:24Z | 2020-12607 | 0 | 0 | 0900006484730959 | |||
| CFTC-2020-0054-0001 | CFTC | Retail Commodity Transactions Involving Certain Digital Assets | Rule | 2020-06-24T04:00:00Z | 2020 | 6 | 2020-06-24T04:00:00Z | 2020-06-24T11:47:48Z | 2020-11827 | 0 | 0 | 090000648470421d | |||
| CFTC-2020-0048-0001 | CFTC | Derivatives Clearing Organization General Provisions and Core Principles | Rule | 2020-06-12T04:00:00Z | 2020 | 6 | 2020-06-12T04:00:00Z | 2020-06-12T11:50:43Z | 2020-10809 | 0 | 0 | 09000064846e87bb | |||
| CFTC-2020-0042-0001 | CFTC | Privacy of Consumer Financial Information | Rule | 2020-05-18T04:00:00Z | 2020 | 5 | 2020-05-18T04:00:00Z | 2020-05-18T11:58:15Z | 2020-08552 | 0 | 0 | 0900006484630906 | |||
| CFTC-2020-0039-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-05-11T04:00:00Z | 2020 | 5 | 2020-05-11T04:00:00Z | 2020-05-11T11:45:32Z | 2020-08601 | 0 | 0 | 09000064845b5411 | |||
| CFTC-2020-0023-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-04-09T04:00:00Z | 2020 | 4 | 2020-04-09T04:00:00Z | 2020-04-09T11:47:49Z | 2020-06625 | 0 | 0 | 09000064844956fd | |||
| CFTC-2020-0020-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-03-18T04:00:00Z | 2020 | 3 | 2020-03-18T04:00:00Z | 2020-03-18T12:52:55Z | 2020-05097 | 0 | 0 | 0900006484450a73 | |||
| CFTC-2020-0003-0001 | CFTC | Derivatives Clearing Organization General Provisions and Core Principles | Rule | 2020-01-27T05:00:00Z | 2020 | 1 | 2020-01-27T05:00:00Z | 2020-01-27T12:48:59Z | 2020-01065 | 0 | 0 | 09000064842f58f2 | |||
| CFTC-2020-0002-0001 | CFTC | Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2020 | Rule | 2020-01-13T05:00:00Z | 2020 | 1 | 2020-01-13T05:00:00Z | 2020-01-13T15:56:53Z | 2020-00313 | 0 | 0 | 0900006484291807 |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;