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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

32 rows where agency_id = "CFTC", document_type = "Rule" and posted_year = 2020 sorted by posted_date descending

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posted_year 1

  • 2020 · 32 ✖

document_type 1

  • Rule · 32 ✖

agency_id 1

  • CFTC · 32 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2020-0129-0001 CFTC   Swap Execution Facility Requirements Rule   2020-12-18T05:00:00Z 2020 12 2020-12-18T05:00:00Z   2020-12-18T13:13:46Z 2020-26555 0 0 09000064849a751e
CFTC-2020-0128-0001 CFTC   Exemption from Registration for Certain Foreign Intermediaries Rule   2020-12-07T05:00:00Z 2020 12 2020-12-07T05:00:00Z   2020-12-07T12:57:00Z 2020-23810 0 0 0900006484989eb2
CFTC-2020-0124-0001 CFTC   Swap Clearing Requirement Exemptions Rule   2020-11-30T05:00:00Z 2020 11 2020-11-30T05:00:00Z   2020-11-30T12:53:47Z 2020-25394 0 0 090000648497c3df
CFTC-2020-0118-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements Rule   2020-11-25T05:00:00Z 2020 11 2020-11-25T05:00:00Z   2020-11-25T12:53:20Z 2020-21569 0 0 0900006484975d1f
CFTC-2020-0117-0001 CFTC   Real-Time Public Reporting Requirements Rule   2020-11-25T05:00:00Z 2020 11 2020-11-25T05:00:00Z   2020-11-25T12:52:24Z 2020-21568 0 0 0900006484975891
CFTC-2020-0119-0001 CFTC   Certain Swap Data Repository and Data Reporting Requirements Rule   2020-11-25T05:00:00Z 2020 11 2020-11-25T05:00:00Z   2020-11-25T12:56:06Z 2020-21570 0 0 0900006484975e08
CFTC-2020-0113-0001 CFTC   Foreign Futures and Options Transactions Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:49:58Z 2020-24662 0 0 0900006484973228
CFTC-2020-0116-0001 CFTC   Foreign Futures and Options Transactions Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:51:14Z 2020-24661 0 0 090000648497338a
CFTC-2020-0110-0001 CFTC   Foreign Futures and Options Transactions Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:42:50Z 2020-24660 0 0 09000064849729b5
CFTC-2020-0112-0001 CFTC   Foreign Futures and Options Transactions Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:46:07Z 2020-24659 0 0 0900006484972c8c
CFTC-2020-0114-0001 CFTC   Foreign Futures and Options Transactions Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:50:20Z 2020-24658 0 0 0900006484973275
CFTC-2020-0111-0001 CFTC   Customer Margin Rules Relating to Security Futures Rule   2020-11-24T05:00:00Z 2020 11 2020-11-24T05:00:00Z   2020-11-24T12:46:00Z 2020-24353 0 0 0900006484972c89
CFTC-2020-0109-0001 CFTC   Compliance Requirements for Commodity Pool Operators Rule   2020-11-10T05:00:00Z 2020 11 2020-11-10T05:00:00Z   2020-11-10T12:53:45Z 2020-22874 0 0 0900006484956954
CFTC-2020-0108-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Rule   2020-11-09T05:00:00Z 2020 11 2020-11-09T05:00:00Z   2020-11-09T13:02:09Z 2020-23473 0 0 0900006484953802
CFTC-2020-0106-0001 CFTC   Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction Rule   2020-11-03T05:00:00Z 2020 11 2020-11-03T05:00:00Z   2020-11-03T12:54:22Z 2020-23167 0 0 0900006484948452
CFTC-2020-0097-0001 CFTC   Registration with Alternative Compliance for Non-United States Derivatives Clearing Organizations Rule   2020-10-21T04:00:00Z 2020 10 2020-10-21T04:00:00Z   2020-10-21T11:53:57Z 2020-21306 0 0 090000648491f589
CFTC-2020-0088-0001 CFTC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction Rule   2020-09-25T04:00:00Z 2020 9 2020-09-25T04:00:00Z   2020-09-25T11:52:54Z 2020-21100 0 0 090000648487904b
CFTC-2020-0078-0001 CFTC   Capital Requirements of Swap Dealers and Major Swap Participants Rule   2020-09-15T04:00:00Z 2020 9 2020-09-15T04:00:00Z   2020-09-15T11:45:06Z 2020-16492 0 0 09000064848590eb
CFTC-2020-0077-0001 CFTC   Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants Rule   2020-09-14T04:00:00Z 2020 9 2020-09-14T04:00:00Z   2020-09-14T11:51:50Z 2020-16489 0 0 0900006484856a4a
CFTC-2020-0068-0001 CFTC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Rule   2020-07-31T04:00:00Z 2020 7 2020-07-31T04:00:00Z   2020-07-31T11:59:54Z 2020-15525 0 0 09000064847c3acd
CFTC-2020-0067-0001 CFTC   Post-Trade Name Give-Up on Swap Execution Facilities Rule   2020-07-24T04:00:00Z 2020 7 2020-07-24T04:00:00Z   2020-07-24T12:01:15Z 2020-14343 0 0 09000064847a295e
CFTC-2020-0066-0001 CFTC   Exemption From the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures Rule   2020-07-22T04:00:00Z 2020 7 2020-07-22T04:00:00Z   2020-07-22T12:02:39Z 2020-14390 0 0 0900006484792e5a
CFTC-2020-0060-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Rule   2020-07-10T04:00:00Z 2020 7 2020-07-10T04:00:00Z   2020-07-10T12:17:51Z 2020-12033 0 0 090000648473b37b
CFTC-2020-0058-0001 CFTC   Registration and Compliance Requirements: Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions Under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications Rule   2020-07-08T04:00:00Z 2020 7 2020-07-08T04:00:00Z   2020-07-08T11:49:24Z 2020-12607 0 0 0900006484730959
CFTC-2020-0054-0001 CFTC   Retail Commodity Transactions Involving Certain Digital Assets Rule   2020-06-24T04:00:00Z 2020 6 2020-06-24T04:00:00Z   2020-06-24T11:47:48Z 2020-11827 0 0 090000648470421d
CFTC-2020-0048-0001 CFTC   Derivatives Clearing Organization General Provisions and Core Principles Rule   2020-06-12T04:00:00Z 2020 6 2020-06-12T04:00:00Z   2020-06-12T11:50:43Z 2020-10809 0 0 09000064846e87bb
CFTC-2020-0042-0001 CFTC   Privacy of Consumer Financial Information Rule   2020-05-18T04:00:00Z 2020 5 2020-05-18T04:00:00Z   2020-05-18T11:58:15Z 2020-08552 0 0 0900006484630906
CFTC-2020-0039-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Rule   2020-05-11T04:00:00Z 2020 5 2020-05-11T04:00:00Z   2020-05-11T11:45:32Z 2020-08601 0 0 09000064845b5411
CFTC-2020-0023-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Rule   2020-04-09T04:00:00Z 2020 4 2020-04-09T04:00:00Z   2020-04-09T11:47:49Z 2020-06625 0 0 09000064844956fd
CFTC-2020-0020-0001 CFTC   Foreign Futures and Options Transactions Rule   2020-03-18T04:00:00Z 2020 3 2020-03-18T04:00:00Z   2020-03-18T12:52:55Z 2020-05097 0 0 0900006484450a73
CFTC-2020-0003-0001 CFTC   Derivatives Clearing Organization General Provisions and Core Principles Rule   2020-01-27T05:00:00Z 2020 1 2020-01-27T05:00:00Z   2020-01-27T12:48:59Z 2020-01065 0 0 09000064842f58f2
CFTC-2020-0002-0001 CFTC   Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2020 Rule   2020-01-13T05:00:00Z 2020 1 2020-01-13T05:00:00Z   2020-01-13T15:56:53Z 2020-00313 0 0 0900006484291807

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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