documents

Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

32 rows where agency_id = "CFTC", document_type = "Rule" and posted_year = 2012 sorted by posted_date descending

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posted_year 1

  • 2012 · 32 ✖

document_type 1

  • Rule · 32 ✖

agency_id 1

  • CFTC · 32 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2012-0153-0001 CFTC   Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act; CFR Correction Rule   2012-12-28T05:00:00Z 2012 12 2012-12-28T05:00:00Z   2012-12-28T14:42:54Z 2012-31273 0 0 090000648119ddb2
CFTC-2012-0149-0001 CFTC   Adaptation of Regulations to Incorporate Swaps - Records of Transactions Rule   2012-12-21T05:00:00Z 2012 12 2012-12-21T05:00:00Z   2012-12-21T14:34:27Z 2012-30691 0 0 090000648119571c
CFTC-2012-0147-0001 CFTC   Fees for Reviews of Rule Enforcement Programs: Designated Contract Markets and Registered Futures Associations Rule   2012-12-14T05:00:00Z 2012 12 2012-12-14T05:00:00Z   2012-12-14T13:52:46Z 2012-30224 0 0 090000648118c5d9
CFTC-2012-0146-0001 CFTC   Clearing Requirement Determinations Rule   2012-12-13T05:00:00Z 2012 12 2012-12-13T05:00:00Z   2012-12-13T13:47:49Z 2012-29211 0 0 090000648118afef
CFTC-2012-0136-0001 CFTC   Adaptation of Regulations to Incorporate Swaps Rule   2012-11-02T04:00:00Z 2012 11 2012-11-02T04:00:00Z   2012-11-02T15:34:08Z 2012-25764 0 0 090000648115a5b7
CFTC-2012-0133-0001 CFTC   Adjustment of Civil Monetary Penalties for Inflation Rule   2012-10-25T04:00:00Z 2012 10 2012-10-25T04:00:00Z   2012-10-25T13:16:35Z 2012-26090 0 0 0900006481150294
CFTC-2012-0121-0001 CFTC   Swap Dealers and Major Swap Participants: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements Rule   2012-09-11T04:00:00Z 2012 9 2012-09-11T04:00:00Z   2012-09-11T13:06:06Z 2012-21414 0 0 0900006481110fe6
CFTC-2012-0115-0001 CFTC   Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting from Dodd-Frank Act Rule   2012-09-05T04:00:00Z 2012 9 2012-09-05T04:00:00Z   2012-09-05T12:46:32Z 2012-21606 0 0 0900006481105d30
CFTC-2012-0112-0001 CFTC   Registration of Intermediaries Rule   2012-08-28T04:00:00Z 2012 8 2012-08-28T04:00:00Z   2012-08-28T13:00:46Z 2012-20962 0 0 09000064810f4717
CFTC-2012-0102-0001 CFTC   Definitions; Mixed Swaps; Security-Based Swap Agreement Recordkeeping Rule   2012-08-13T04:00:00Z 2012 8 2012-08-13T04:00:00Z   2012-08-13T13:21:54Z 2012-18003 0 0 09000064810d11e9
CFTC-2012-0103-0001 CFTC   Real-Time Public Reporting of Swap Transaction Data; Correction Rule   2012-08-13T04:00:00Z 2012 8 2012-08-13T04:00:00Z   2012-08-13T13:22:19Z 2012-19664 0 0 09000064810d1250
CFTC-2012-0099-0001 CFTC   Swap Transaction Compliance and Implementation Schedule: Clearing Requirement under Commodity Exchange Act Rule   2012-07-30T04:00:00Z 2012 7 2012-07-30T04:00:00Z   2012-07-30T13:03:46Z 2012-18383 0 0 09000064810b7600
CFTC-2012-0089-0001 CFTC   End-User Exception to the Clearing Requirement for Swaps Rule   2012-07-19T04:00:00Z 2012 7 2012-07-19T04:00:00Z   2012-07-19T12:49:02Z 2012-17291 0 0 09000064810a4293
CFTC-2012-0087-0001 CFTC   Second Amendment to Swap Regulation Order Rule   2012-07-13T04:00:00Z 2012 7 2012-07-13T04:00:00Z   2012-07-13T12:25:43Z 2012-16987 0 0 0900006481093504
CFTC-2012-0081-0001 CFTC   Definitions; Corrections: Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant and Eligible Contract Participant Rule   2012-07-05T04:00:00Z 2012 7 2012-07-05T04:00:00Z   2012-07-05T12:54:09Z 2012-16409 0 0 090000648107a393
CFTC-2012-0078-0001 CFTC   Customer Clearing Documentation, etc.; Core Principles and Other Requirements for Designated Contract Markets: Corrections Rule   2012-06-25T04:00:00Z 2012 6 2012-06-25T04:00:00Z   2012-06-25T12:55:24Z 2012-14655 0 0 09000064810637f9
CFTC-2012-0075-0001 CFTC   Core Principles and Other Requirements for Designated Contract Markets Rule   2012-06-19T04:00:00Z 2012 6 2012-06-19T04:00:00Z   2012-06-19T12:51:26Z 2012-12746 0 0 0900006481054a77
CFTC-2012-0068-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps Rule   2012-06-12T04:00:00Z 2012 6 2012-06-12T04:00:00Z   2012-06-12T13:23:05Z 2012-12531 0 0 09000064810431dc
CFTC-2012-0058-0001 CFTC   Definitions: Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant and Eligible Contract Participant Rule   2012-05-23T04:00:00Z 2012 5 2012-05-23T04:00:00Z 2012-07-24T03:59:59Z 2012-05-23T12:37:41Z 2012-10562 0 0 0900006481019e81
CFTC-2012-0054-0001 CFTC   FY 2011 Schedule of Fees: Reviews of Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations Rule   2012-05-07T04:00:00Z 2012 5 2012-05-07T04:00:00Z   2012-05-07T13:06:08Z 2012-10898 0 0 090000648100663c
CFTC-2012-0049-0001 CFTC   Commodity Options Rule   2012-04-27T04:00:00Z 2012 4 2012-04-27T04:00:00Z 2012-06-27T03:59:59Z 2012-04-27T12:35:32Z 2012-09888 0 0 0900006480ffeb3e
CFTC-2012-0046-0001 CFTC   Customer Clearing Documentation, Timing of Acceptance for Clearing, Clearing Member Risk Management Rule   2012-04-09T04:00:00Z 2012 4 2012-04-09T04:00:00Z   2012-04-09T13:11:03Z 2012-07477 0 0 0900006480fec0ae
CFTC-2012-0044-0001 CFTC   Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules, etc. Rule   2012-04-03T04:00:00Z 2012 4 2012-04-03T04:00:00Z   2012-04-03T12:53:07Z 2012-05317 0 0 0900006480fe78ba
CFTC-2012-0039-0001 CFTC   Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations Rule   2012-03-26T04:00:00Z 2012 3 2012-03-26T04:00:00Z   2012-03-26T12:55:25Z C1-2012-3390 0 0 0900006480fe1028
CFTC-2012-0022-0001 CFTC   Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations Rule   2012-02-24T05:00:00Z 2012 2 2012-02-24T05:00:00Z   2012-02-24T14:17:20Z 2012-03390 0 0 0900006480fc012e
CFTC-2012-0021-0001 CFTC   Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties Rule   2012-02-17T05:00:00Z 2012 2 2012-02-17T05:00:00Z   2012-02-17T13:31:04Z 2012-01244 0 0 0900006480fb8f95
CFTC-2012-0016-0001 CFTC   Protection of Cleared Swaps Customer Contracts and Collateral: Conforming Amendments to the Commodity Broker Bankruptcy Provisions Rule   2012-02-07T05:00:00Z 2012 2 2012-02-07T05:00:00Z   2012-02-07T14:43:46Z 2012-01033 0 0 0900006480faf6fb
CFTC-2012-0009-0001 CFTC   Registration of Swap Dealers and Major Swap Participants; Correction Rule   2012-01-25T05:00:00Z 2012 1 2012-01-25T05:00:00Z   2012-01-25T13:32:17Z 2012-01507 0 0 0900006480fa3d0e
CFTC-2012-0007-0001 CFTC   Real-Time Public Reporting of Swap Transaction Data; Correction Rule   2012-01-20T05:00:00Z 2012 1 2012-01-20T05:00:00Z   2012-01-20T13:31:36Z 2012-01031 0 0 0900006480f9d176
CFTC-2012-0005-0001 CFTC   Registration of Swap Dealers and Major Swap Participants Rule   2012-01-19T05:00:00Z 2012 1 2012-01-19T05:00:00Z   2012-01-19T14:05:41Z 2012-00792 0 0 0900006480f9b040
CFTC-2012-0004-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements Rule   2012-01-13T05:00:00Z 2012 1 2012-01-13T05:00:00Z   2012-01-13T14:24:00Z 2011-33199 0 0 0900006480f95920
CFTC-2012-0002-0001 CFTC   Real-Time Public Reporting of Swap Transaction Data Rule   2012-01-09T05:00:00Z 2012 1 2012-01-09T05:00:00Z   2012-01-09T12:51:14Z 2011-33173 0 0 0900006480f904b9

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;