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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

25 rows where agency_id = "CFTC", document_type = "Rule" and posted_year = 2011 sorted by posted_date descending

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posted_year 1

  • 2011 · 25 ✖

document_type 1

  • Rule · 25 ✖

agency_id 1

  • CFTC · 25 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2011-0157-0001 CFTC   Amendment to July 14, 2011 Order for Swap Regulation Rule   2011-12-23T05:00:00Z 2011 12 2011-12-23T05:00:00Z   2011-12-23T13:36:05Z 2011-32841 0 0 0900006480f887e1
CFTC-2011-0158-0001 CFTC   Registration of Foreign Boards of Trade Rule   2011-12-23T05:00:00Z 2011 12 2011-12-23T05:00:00Z   2011-12-23T13:38:12Z 2011-31637 0 0 0900006480f8882d
CFTC-2011-0150-0001 CFTC   Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions Rule   2011-12-19T05:00:00Z 2011 12 2011-12-19T05:00:00Z   2011-12-19T14:08:27Z 2011-31689 0 0 0900006480f85980
CFTC-2011-0149-0001 CFTC   Retail Commodity Transactions Under Commodity Exchange Act: Interpretation; Request for Comments Rule   2011-12-14T05:00:00Z 2011 12 2011-12-14T05:00:00Z 2012-02-14T04:59:59Z 2011-12-14T13:51:47Z 2011-31355 0 0 0900006480f824a8
CFTC-2011-0139-0001 CFTC   Position Limits for Futures and Swaps Rule   2011-11-18T05:00:00Z 2011 11 2011-11-18T05:00:00Z 2012-01-18T04:59:59Z 2011-11-18T13:58:35Z 2011-28809 0 0 0900006480f6f616
CFTC-2011-0138-0001 CFTC   Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. Rule   2011-11-16T05:00:00Z 2011 11 2011-11-16T05:00:00Z   2011-11-16T14:18:16Z 2011-28549 0 0 0900006480f6d6f2
CFTC-2011-0136-0001 CFTC   Derivatives Clearing Organization General Provisions and Core Principles Rule   2011-11-08T05:00:00Z 2011 11 2011-11-08T05:00:00Z   2011-11-08T13:42:12Z 2011-27536 0 0 0900006480f6822d
CFTC-2011-0128-0001 CFTC   Authority of Judgment Officers to Hear Cases Rule   2011-10-12T04:00:00Z 2011 10 2011-10-12T04:00:00Z   2011-10-12T12:50:45Z 2011-25898 0 0 0900006480f50fd0
CFTC-2011-0126-0001 CFTC   Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index: Commission Certification Procedures Rule   2011-09-26T04:00:00Z 2011 9 2011-09-26T04:00:00Z   2011-09-26T13:19:07Z 2011-24609 0 0 0900006480f2be0b
CFTC-2011-0119-0001 CFTC   Retail Foreign Exchange Transactions Rule   2011-09-12T04:00:00Z 2011 9 2011-09-12T04:00:00Z   2011-09-12T12:54:08Z 2011-23155 0 0 0900006480f16d70
CFTC-2011-0117-0001 CFTC   Swap Data Repositories: Registration Standards, Duties and Core Principles Rule   2011-09-01T04:00:00Z 2011 9 2011-09-01T04:00:00Z   2011-09-01T12:35:58Z 2011-20817 0 0 0900006480f0dfb1
CFTC-2011-0110-0001 CFTC   Whistleblower Incentives and Protection Rule   2011-08-25T04:00:00Z 2011 8 2011-08-25T04:00:00Z   2011-08-25T13:13:32Z 2011-20423 0 0 0900006480eee28a
CFTC-2011-0109-0001 CFTC   Agricultural Swaps Rule   2011-08-10T04:00:00Z 2011 8 2011-08-10T04:00:00Z   2011-08-10T15:47:14Z 2011-20337 0 0 0900006480edd107
CFTC-2011-0106-0001 CFTC   Provisions Common to Registered Entities; Correction Rule   2011-08-01T04:00:00Z 2011 8 2011-08-01T04:00:00Z   2011-08-01T14:00:06Z 2011-19385 0 0 0900006480ed1e90
CFTC-2011-0103-0001 CFTC   Provisions Common to Registered Entities Rule   2011-07-27T04:00:00Z 2011 7 2011-07-27T04:00:00Z   2011-07-27T12:33:35Z 2011-18661 0 0 0900006480ecd32e
CFTC-2011-0100-0001 CFTC   Process for Review of Swaps for Mandatory Clearing Rule   2011-07-26T04:00:00Z 2011 7 2011-07-26T04:00:00Z   2011-07-26T14:45:01Z 2011-18663 0 0 0900006480ecb767
CFTC-2011-0099-0001 CFTC   Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to Use of Credit Ratings Rule   2011-07-25T04:00:00Z 2011 7 2011-07-25T04:00:00Z   2011-07-25T13:31:44Z 2011-18777 0 0 0900006480eca183
CFTC-2011-0098-0001 CFTC   Large Trader Reporting for Physical Commodity Swaps Rule   2011-07-22T04:00:00Z 2011 7 2011-07-22T04:00:00Z   2011-07-22T13:13:12Z 2011-18054 0 0 0900006480ec954d
CFTC-2011-0097-0001 CFTC   Business Affiliate Marketing and Disposal of Consumer Information Rules Rule   2011-07-22T04:00:00Z 2011 7 2011-07-22T04:00:00Z   2011-07-22T13:10:56Z 2011-17711 0 0 0900006480ec8cb8
CFTC-2011-0096-0001 CFTC   Privacy of Consumer Financial Information; Conforming Amendments under Dodd-Frank Act Rule   2011-07-22T04:00:00Z 2011 7 2011-07-22T04:00:00Z   2011-07-22T13:09:47Z 2011-17710 0 0 0900006480ec8c86
CFTC-2011-0094-0001 CFTC   Effective Date for Swap Regulation Rule   2011-07-19T04:00:00Z 2011 7 2011-07-19T04:00:00Z   2011-07-19T14:03:01Z 2011-18248 0 0 0900006480ec61c4
CFTC-2011-0088-0001 CFTC   Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices; Prohibition on Price Manipulation Rule   2011-07-14T04:00:00Z 2011 7 2011-07-14T04:00:00Z   2011-07-14T12:20:24Z 2011-17549 0 0 0900006480ec1c69
CFTC-2011-0087-0001 CFTC   Agricultural Commodity Definition Rule   2011-07-13T04:00:00Z 2011 7 2011-07-13T04:00:00Z   2011-07-13T12:10:12Z 2011-17626 0 0 0900006480ec12be
CFTC-2011-0065-0001 CFTC   Commodity Pool Operators: Relief from Compliance with Certain Disclosure, Reporting and Recordkeeping Requirements, etc. Rule   2011-05-18T04:00:00Z 2011 5 2011-05-18T04:00:00Z   2011-06-11T17:04:23Z 2011-11551 0 0 0900006480d41604
CFTC-2011-0044-0001 CFTC   Order of Commodity Futures Trading Commission Relating to Continuation, Shutdown, and Resumption of Certain Commission Operations in Event of Lapse in Appropriations Rule   2011-04-14T04:00:00Z 2011 4 2011-04-14T04:00:00Z   2011-04-14T12:24:58Z 2011-09031 0 0 0900006480c2c629

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;