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292 rows where agency_id = "CFTC" and document_type = "Rule" sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CFTC-2026-0034-0001 | CFTC | Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction | Rule | 2026-01-28T05:00:00Z | 2026 | 1 | 2026-01-28T05:00:00Z | 2026-01-28T17:30:59Z | 2026-01712 | 0 | 0 | 09000064b9186d6c | |||
| CFTC-2025-1038-0001 | CFTC | Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants | Rule | 2025-12-30T05:00:00Z | 2025 | 12 | 2025-12-30T05:00:00Z | 2025-12-30T18:49:21Z | 2025-23953 | 0 | 0 | 09000064b910c3e9 | |||
| CFTC-2025-0939-0001 | CFTC | Withdrawal of Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets | Rule | 2025-12-16T05:00:00Z | 2025 | 12 | 2025-12-16T05:00:00Z | 2025-12-16T17:20:39Z | 2025-22872 | 0 | 0 | 09000064b90da746 | |||
| CFTC-2025-0908-0001 | CFTC | Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations | Rule | 2025-12-15T05:00:00Z | 2025 | 12 | 2025-12-15T05:00:00Z | 2025-12-15T17:24:35Z | 2025-22807 | 0 | 0 | 09000064b90d3421 | |||
| CFTC-2025-0741-0001 | CFTC | Rules of Practice and Rules Relating to Investigations | Rule | 2025-12-03T05:00:00Z | 2025 | 12 | 2025-12-03T05:00:00Z | 2025-12-03T18:22:13Z | 2025-21888 | 0 | 0 | 09000064b90abe1b | |||
| CFTC-2025-0675-0001 | CFTC | Order: Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations | Rule | 2025-10-02T04:00:00Z | 2025 | 10 | 2025-10-02T04:00:00Z | 2025-10-02T23:46:05Z | 2025-19319 | 0 | 0 | 09000064b8ff0599 | |||
| CFTC-2025-0577-0001 | CFTC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-09-19T04:00:00Z | 2025 | 9 | 2025-09-19T04:00:00Z | 2025-09-19T16:33:37Z | 2025-18228 | 0 | 0 | 09000064b8fba3fb | |||
| CFTC-2025-0477-0001 | CFTC | Commission Guidance; Withdrawal | Rule | 2025-09-15T04:00:00Z | 2025 | 9 | 2025-09-15T04:00:00Z | 2025-09-15T16:34:31Z | 2025-17793 | 0 | 0 | 09000064b8f890c5 | |||
| CFTC-2025-0048-0001 | CFTC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-06-16T04:00:00Z | 2025 | 6 | 2025-06-16T04:00:00Z | 2025-06-16T16:22:18Z | 2025-11057 | 0 | 0 | 09000064b8e1204e | |||
| CFTC-2025-0014-0001 | CFTC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-04-11T04:00:00Z | 2025 | 4 | 2025-04-11T04:00:00Z | 2025-04-11T12:07:47Z | 2025-05267 | 0 | 0 | 0900006486a87ed2 | |||
| CFTC-2025-0009-0001 | CFTC | Reporting Requirements for All Filers and Large Hedge Fund Advisers | Rule | 2025-02-05T05:00:00Z | 2025 | 2 | 2025-02-05T05:00:00Z | 2025-02-05T12:23:23Z | 2025-02138 | 0 | 0 | 0900006486933727 | |||
| CFTC-2025-0005-0001 | CFTC | Civil Monetary Penalty Inflation Adjustment | Rule | 2025-01-24T05:00:00Z | 2025 | 1 | 2025-01-24T05:00:00Z | 2025-01-24T12:34:57Z | 2025-01724 | 0 | 0 | 09000064868f4fe6 | |||
| CFTC-2025-0003-0001 | CFTC | Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations | Rule | 2025-01-22T05:00:00Z | 2025 | 1 | 2025-01-22T05:00:00Z | 2025-01-22T12:55:25Z | 2024-30927 | 0 | 0 | 09000064868edfcb | |||
| CFTC-2025-0004-0001 | CFTC | Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants | Rule | 2025-01-22T05:00:00Z | 2025 | 1 | 2025-01-22T05:00:00Z | 2025-01-22T12:55:47Z | 2024-31177 | 0 | 0 | 09000064868ee06c | |||
| CFTC-2024-0087-0001 | CFTC | Provisions Common to Registered Entities; Correction | Rule | 2024-12-06T05:00:00Z | 2024 | 12 | 2024-12-06T05:00:00Z | 2024-12-06T13:37:06Z | 2024-28742 | 0 | 0 | 090000648684ba0a | |||
| CFTC-2024-0083-0001 | CFTC | Provisions Common to Registered Entities | Rule | 2024-11-07T05:00:00Z | 2024 | 11 | 2024-11-07T05:00:00Z | 2024-11-07T12:44:57Z | 2024-24388 | 0 | 0 | 09000064868035ca | |||
| CFTC-2024-0076-0001 | CFTC | Guidance: Listing of Voluntary Carbon Credit Derivative Contracts | Rule | 2024-10-15T04:00:00Z | 2024 | 10 | 2024-10-15T04:00:00Z | 2024-10-15T12:10:08Z | 2024-23105 | 0 | 0 | 09000064867ce631 | |||
| CFTC-2024-0073-0001 | CFTC | Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Qualified Eligible Person Definition, Minimum Disclosure Requirements for Pools and Trading Programs, Permitting Monthly Account Statements for Funds of Funds | Rule | 2024-09-26T04:00:00Z | 2024 | 9 | 2024-09-26T04:00:00Z | 2024-09-26T12:28:09Z | 2024-21682 | 0 | 0 | 090000648678e4bc | |||
| CFTC-2024-0066-0001 | CFTC | Provisions to Incorporate Changes in the Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text | Rule | 2024-09-04T04:00:00Z | 2024 | 9 | 2024-09-04T04:00:00Z | 2024-09-04T12:17:21Z | 2024-18445 | 0 | 0 | 09000064866bf9e9 | |||
| CFTC-2024-0060-0001 | CFTC | Foreign Boards of Trade | Rule | 2024-08-15T04:00:00Z | 2024 | 8 | 2024-08-15T04:00:00Z | 2024-08-15T12:12:07Z | 2024-17828 | 0 | 0 | 0900006486649cfc | |||
| CFTC-2024-0054-0001 | CFTC | Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico | Rule | 2024-07-18T04:00:00Z | 2024 | 7 | 2024-07-18T04:00:00Z | 2024-07-18T12:11:56Z | 2024-15093 | 0 | 0 | 09000064865f81e0 | |||
| CFTC-2024-0052-0001 | CFTC | Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union | Rule | 2024-07-18T04:00:00Z | 2024 | 7 | 2024-07-18T04:00:00Z | 2024-07-18T12:11:48Z | 2024-15095 | 0 | 0 | 09000064865f81db | |||
| CFTC-2024-0055-0001 | CFTC | Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting RequirementsApplicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority | Rule | 2024-07-18T04:00:00Z | 2024 | 7 | 2024-07-18T04:00:00Z | 2024-07-18T12:12:30Z | 2024-15094 | 0 | 0 | 09000064865f8285 | |||
| CFTC-2024-0053-0001 | CFTC | Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan | Rule | 2024-07-18T04:00:00Z | 2024 | 7 | 2024-07-18T04:00:00Z | 2024-07-18T12:11:53Z | 2024-15092 | 0 | 0 | 09000064865f81dd | |||
| CFTC-2024-0045-0001 | CFTC | Privacy Act Regulations | Rule | 2024-06-17T04:00:00Z | 2024 | 6 | 2024-06-17T04:00:00Z | 2024-06-17T12:35:26Z | 2024-12685 | 0 | 0 | 09000064865b9de6 | |||
| CFTC-2024-0039-0001 | CFTC | Large Trader Reporting Requirements | Rule | 2024-06-03T04:00:00Z | 2024 | 6 | 2024-06-03T04:00:00Z | 2024-06-03T12:34:55Z | 2024-11798 | 0 | 0 | 09000064865926f7 | |||
| CFTC-2024-0038-0001 | CFTC | Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants | Rule | 2024-05-23T04:00:00Z | 2024 | 5 | 2024-05-23T04:00:00Z | 2024-05-23T11:59:45Z | 2024-10342 | 0 | 0 | 090000648657cdd4 | |||
| CFTC-2024-0034-0001 | CFTC | Swap Confirmation Requirements for Swap Execution Facilities | Rule | 2024-05-01T04:00:00Z | 2024 | 5 | 2024-05-01T04:00:00Z | 2024-05-01T12:14:32Z | 2024-09368 | 0 | 0 | 090000648652cc4c | |||
| CFTC-2024-0006-0001 | CFTC | Civil Monetary Penalty Inflation Adjustment | Rule | 2024-01-24T05:00:00Z | 2024 | 1 | 2024-01-24T05:00:00Z | 2024-01-24T13:30:04Z | 2024-01341 | 0 | 0 | 09000064863bdc9b | |||
| CFTC-2023-0099-0001 | CFTC | Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations | Rule | 2023-10-30T04:00:00Z | 2023 | 10 | 2023-10-30T04:00:00Z | 2023-10-30T12:35:25Z | 2023-23821 | 0 | 0 | 09000064861844a0 | |||
| CFTC-2023-0069-0001 | CFTC | Reporting and Information Requirements for Derivatives Clearing Organizations | Rule | 2023-08-08T04:00:00Z | 2023 | 8 | 2023-08-08T04:00:00Z | 2023-08-08T12:12:08Z | 2023-16591 | 0 | 0 | 0900006485dfb75c | |||
| CFTC-2023-0061-0001 | CFTC | Governance Requirements for Derivatives Clearing Organizations | Rule | 2023-07-13T04:00:00Z | 2023 | 7 | 2023-07-13T04:00:00Z | 2023-07-13T12:00:21Z | 2023-14361 | 0 | 0 | 0900006485c9d97d | |||
| CFTC-2023-0018-0001 | CFTC | Order: Designating the Unique Product Identifier and Product Classification System To Be Used in Recordkeeping and Swap Data Reporting | Rule | 2023-02-24T05:00:00Z | 2023 | 2 | 2023-02-24T05:00:00Z | 2023-02-24T13:34:28Z | 2023-03661 | 0 | 0 | 09000064856fe5c0 | |||
| CFTC-2023-0011-0001 | CFTC | Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Corrections | Rule | 2023-02-10T05:00:00Z | 2023 | 2 | 2023-02-10T05:00:00Z | 2023-02-10T12:49:56Z | 2023-01979 | 0 | 0 | 0900006485653f14 | |||
| CFTC-2023-0002-0001 | CFTC | Civil Monetary Penalty Inflation Adjustment | Rule | 2023-01-11T05:00:00Z | 2023 | 1 | 2023-01-11T05:00:00Z | 2023-01-11T12:45:40Z | 2023-00396 | 0 | 0 | 09000064855dd519 | |||
| CFTC-2022-0060-0001 | CFTC | Clearing Requirement Determination under the Commodity Exchange Act for Interest Rate Swaps to Account for the Transition from London Interbank Offered Rate and Other Interbank Offered Rates to Alternative Reference Rates | Rule | 2022-08-24T04:00:00Z | 2022 | 8 | 2022-08-24T04:00:00Z | 2022-08-24T11:42:59Z | 2022-17736 | 0 | 0 | 090000648526d2e3 | |||
| CFTC-2022-0041-0001 | CFTC | Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations; Correction | Rule | 2022-07-12T04:00:00Z | 2022 | 7 | 2022-07-12T04:00:00Z | 2022-07-12T12:14:29Z | 2022-14820 | 0 | 0 | 09000064851bd4d8 | |||
| CFTC-2022-0030-0001 | CFTC | Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations | Rule | 2022-06-17T04:00:00Z | 2022 | 6 | 2022-06-17T04:00:00Z | 2022-06-17T12:02:22Z | 2022-13141 | 0 | 0 | 0900006485178d8c | |||
| CFTC-2022-0001-0001 | CFTC | Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2022 | Rule | 2022-01-13T05:00:00Z | 2022 | 1 | 2022-01-13T05:00:00Z | 2022-01-13T12:46:44Z | 2022-00595 | 0 | 0 | 0900006484f1e3a5 | |||
| CFTC-2021-0042-0001 | CFTC | Changing Position Title of Judgment Officer to Administrative Judge | Rule | 2021-11-18T05:00:00Z | 2021 | 11 | 2021-11-18T05:00:00Z | 2021-11-18T13:19:38Z | 2021-24449 | 0 | 0 | 0900006484e5fd05 | |||
| CFTC-2021-0021-0001 | CFTC | Bankruptcy Regulations | Rule | 2021-04-13T04:00:00Z | 2021 | 4 | 2021-04-13T04:00:00Z | 2021-04-13T11:53:48Z | 2020-28300 | 0 | 0 | 0900006484aa47ff | |||
| CFTC-2021-0015-0001 | CFTC | Swap Execution Facilities | Rule | 2021-02-11T05:00:00Z | 2021 | 2 | 2021-02-11T05:00:00Z | 2021-02-11T12:39:23Z | 2020-28944 | 0 | 0 | 0900006484a32932 | |||
| CFTC-2021-0014-0001 | CFTC | Exemptions from Swap Trade Execution Requirement | Rule | 2021-02-11T05:00:00Z | 2021 | 2 | 2021-02-11T05:00:00Z | 2021-02-11T12:38:23Z | 2020-28943 | 0 | 0 | 0900006484a2e454 | |||
| CFTC-2021-0012-0001 | CFTC | Annual Adjustment of Civil Monetary Penalties To Reflect Inflation | Rule | 2021-02-02T05:00:00Z | 2021 | 2 | 2021-02-02T05:00:00Z | 2021-02-02T12:57:02Z | 2021-00897 | 0 | 0 | 0900006484a13d5d | |||
| CFTC-2021-0008-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2021-01-25T05:00:00Z | 2021 | 1 | 2021-01-25T05:00:00Z | 2021-01-25T12:38:07Z | 2020-27508 | 0 | 0 | 09000064849feae0 | |||
| CFTC-2021-0005-0001 | CFTC | Position Limits for Derivatives | Rule | 2021-01-14T05:00:00Z | 2021 | 1 | 2021-01-14T05:00:00Z | 2021-01-14T13:34:23Z | 2020-25332 | 0 | 0 | 09000064849f27d7 | |||
| CFTC-2021-0004-0001 | CFTC | Electronic Trading Risk Principles | Rule | 2021-01-11T05:00:00Z | 2021 | 1 | 2021-01-11T05:00:00Z | 2021-01-11T12:47:31Z | 2020-27622 | 0 | 0 | 09000064849ec3ad | |||
| CFTC-2021-0003-0001 | CFTC | Exemption From Derivatives Clearing Organization Registration | Rule | 2021-01-07T05:00:00Z | 2021 | 1 | 2021-01-07T05:00:00Z | 2021-01-07T12:55:39Z | 2020-26527 | 0 | 0 | 09000064849e571e | |||
| CFTC-2021-0002-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2021-01-05T05:00:00Z | 2021 | 1 | 2021-01-05T05:00:00Z | 2021-01-05T12:50:44Z | 2020-27736 | 0 | 0 | 09000064849de6e8 | |||
| CFTC-2021-0001-0001 | CFTC | Portfolio Reconciliation Requirements: Swap Dealers and Major Swap Participants; Revision of Material Terms Definition | Rule | 2021-01-05T05:00:00Z | 2021 | 1 | 2021-01-05T05:00:00Z | 2021-01-05T12:48:32Z | 2020-26536 | 0 | 0 | 09000064849de61f | |||
| CFTC-2020-0129-0001 | CFTC | Swap Execution Facility Requirements | Rule | 2020-12-18T05:00:00Z | 2020 | 12 | 2020-12-18T05:00:00Z | 2020-12-18T13:13:46Z | 2020-26555 | 0 | 0 | 09000064849a751e | |||
| CFTC-2020-0128-0001 | CFTC | Exemption from Registration for Certain Foreign Intermediaries | Rule | 2020-12-07T05:00:00Z | 2020 | 12 | 2020-12-07T05:00:00Z | 2020-12-07T12:57:00Z | 2020-23810 | 0 | 0 | 0900006484989eb2 | |||
| CFTC-2020-0124-0001 | CFTC | Swap Clearing Requirement Exemptions | Rule | 2020-11-30T05:00:00Z | 2020 | 11 | 2020-11-30T05:00:00Z | 2020-11-30T12:53:47Z | 2020-25394 | 0 | 0 | 090000648497c3df | |||
| CFTC-2020-0118-0001 | CFTC | Swap Data Recordkeeping and Reporting Requirements | Rule | 2020-11-25T05:00:00Z | 2020 | 11 | 2020-11-25T05:00:00Z | 2020-11-25T12:53:20Z | 2020-21569 | 0 | 0 | 0900006484975d1f | |||
| CFTC-2020-0117-0001 | CFTC | Real-Time Public Reporting Requirements | Rule | 2020-11-25T05:00:00Z | 2020 | 11 | 2020-11-25T05:00:00Z | 2020-11-25T12:52:24Z | 2020-21568 | 0 | 0 | 0900006484975891 | |||
| CFTC-2020-0119-0001 | CFTC | Certain Swap Data Repository and Data Reporting Requirements | Rule | 2020-11-25T05:00:00Z | 2020 | 11 | 2020-11-25T05:00:00Z | 2020-11-25T12:56:06Z | 2020-21570 | 0 | 0 | 0900006484975e08 | |||
| CFTC-2020-0113-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:49:58Z | 2020-24662 | 0 | 0 | 0900006484973228 | |||
| CFTC-2020-0116-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:51:14Z | 2020-24661 | 0 | 0 | 090000648497338a | |||
| CFTC-2020-0110-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:42:50Z | 2020-24660 | 0 | 0 | 09000064849729b5 | |||
| CFTC-2020-0112-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:46:07Z | 2020-24659 | 0 | 0 | 0900006484972c8c | |||
| CFTC-2020-0114-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:50:20Z | 2020-24658 | 0 | 0 | 0900006484973275 | |||
| CFTC-2020-0111-0001 | CFTC | Customer Margin Rules Relating to Security Futures | Rule | 2020-11-24T05:00:00Z | 2020 | 11 | 2020-11-24T05:00:00Z | 2020-11-24T12:46:00Z | 2020-24353 | 0 | 0 | 0900006484972c89 | |||
| CFTC-2020-0109-0001 | CFTC | Compliance Requirements for Commodity Pool Operators | Rule | 2020-11-10T05:00:00Z | 2020 | 11 | 2020-11-10T05:00:00Z | 2020-11-10T12:53:45Z | 2020-22874 | 0 | 0 | 0900006484956954 | |||
| CFTC-2020-0108-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-11-09T05:00:00Z | 2020 | 11 | 2020-11-09T05:00:00Z | 2020-11-09T13:02:09Z | 2020-23473 | 0 | 0 | 0900006484953802 | |||
| CFTC-2020-0106-0001 | CFTC | Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction | Rule | 2020-11-03T05:00:00Z | 2020 | 11 | 2020-11-03T05:00:00Z | 2020-11-03T12:54:22Z | 2020-23167 | 0 | 0 | 0900006484948452 | |||
| CFTC-2020-0097-0001 | CFTC | Registration with Alternative Compliance for Non-United States Derivatives Clearing Organizations | Rule | 2020-10-21T04:00:00Z | 2020 | 10 | 2020-10-21T04:00:00Z | 2020-10-21T11:53:57Z | 2020-21306 | 0 | 0 | 090000648491f589 | |||
| CFTC-2020-0088-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction | Rule | 2020-09-25T04:00:00Z | 2020 | 9 | 2020-09-25T04:00:00Z | 2020-09-25T11:52:54Z | 2020-21100 | 0 | 0 | 090000648487904b | |||
| CFTC-2020-0078-0001 | CFTC | Capital Requirements of Swap Dealers and Major Swap Participants | Rule | 2020-09-15T04:00:00Z | 2020 | 9 | 2020-09-15T04:00:00Z | 2020-09-15T11:45:06Z | 2020-16492 | 0 | 0 | 09000064848590eb | |||
| CFTC-2020-0077-0001 | CFTC | Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants | Rule | 2020-09-14T04:00:00Z | 2020 | 9 | 2020-09-14T04:00:00Z | 2020-09-14T11:51:50Z | 2020-16489 | 0 | 0 | 0900006484856a4a | |||
| CFTC-2020-0068-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Rule | 2020-07-31T04:00:00Z | 2020 | 7 | 2020-07-31T04:00:00Z | 2020-07-31T11:59:54Z | 2020-15525 | 0 | 0 | 09000064847c3acd | |||
| CFTC-2020-0067-0001 | CFTC | Post-Trade Name Give-Up on Swap Execution Facilities | Rule | 2020-07-24T04:00:00Z | 2020 | 7 | 2020-07-24T04:00:00Z | 2020-07-24T12:01:15Z | 2020-14343 | 0 | 0 | 09000064847a295e | |||
| CFTC-2020-0066-0001 | CFTC | Exemption From the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures | Rule | 2020-07-22T04:00:00Z | 2020 | 7 | 2020-07-22T04:00:00Z | 2020-07-22T12:02:39Z | 2020-14390 | 0 | 0 | 0900006484792e5a | |||
| CFTC-2020-0060-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-07-10T04:00:00Z | 2020 | 7 | 2020-07-10T04:00:00Z | 2020-07-10T12:17:51Z | 2020-12033 | 0 | 0 | 090000648473b37b | |||
| CFTC-2020-0058-0001 | CFTC | Registration and Compliance Requirements: Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions Under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications | Rule | 2020-07-08T04:00:00Z | 2020 | 7 | 2020-07-08T04:00:00Z | 2020-07-08T11:49:24Z | 2020-12607 | 0 | 0 | 0900006484730959 | |||
| CFTC-2020-0054-0001 | CFTC | Retail Commodity Transactions Involving Certain Digital Assets | Rule | 2020-06-24T04:00:00Z | 2020 | 6 | 2020-06-24T04:00:00Z | 2020-06-24T11:47:48Z | 2020-11827 | 0 | 0 | 090000648470421d | |||
| CFTC-2020-0048-0001 | CFTC | Derivatives Clearing Organization General Provisions and Core Principles | Rule | 2020-06-12T04:00:00Z | 2020 | 6 | 2020-06-12T04:00:00Z | 2020-06-12T11:50:43Z | 2020-10809 | 0 | 0 | 09000064846e87bb | |||
| CFTC-2020-0042-0001 | CFTC | Privacy of Consumer Financial Information | Rule | 2020-05-18T04:00:00Z | 2020 | 5 | 2020-05-18T04:00:00Z | 2020-05-18T11:58:15Z | 2020-08552 | 0 | 0 | 0900006484630906 | |||
| CFTC-2020-0039-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-05-11T04:00:00Z | 2020 | 5 | 2020-05-11T04:00:00Z | 2020-05-11T11:45:32Z | 2020-08601 | 0 | 0 | 09000064845b5411 | |||
| CFTC-2020-0023-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2020-04-09T04:00:00Z | 2020 | 4 | 2020-04-09T04:00:00Z | 2020-04-09T11:47:49Z | 2020-06625 | 0 | 0 | 09000064844956fd | |||
| CFTC-2020-0020-0001 | CFTC | Foreign Futures and Options Transactions | Rule | 2020-03-18T04:00:00Z | 2020 | 3 | 2020-03-18T04:00:00Z | 2020-03-18T12:52:55Z | 2020-05097 | 0 | 0 | 0900006484450a73 | |||
| CFTC-2020-0003-0001 | CFTC | Derivatives Clearing Organization General Provisions and Core Principles | Rule | 2020-01-27T05:00:00Z | 2020 | 1 | 2020-01-27T05:00:00Z | 2020-01-27T12:48:59Z | 2020-01065 | 0 | 0 | 09000064842f58f2 | |||
| CFTC-2020-0002-0001 | CFTC | Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2020 | Rule | 2020-01-13T05:00:00Z | 2020 | 1 | 2020-01-13T05:00:00Z | 2020-01-13T15:56:53Z | 2020-00313 | 0 | 0 | 0900006484291807 | |||
| CFTC-2019-0118-0001 | CFTC | Public Rulemaking Procedures | Rule | 2019-12-17T05:00:00Z | 2019 | 12 | 2019-12-17T05:00:00Z | 2019-12-17T13:06:31Z | 2019-27103 | 0 | 0 | 090000648421d043 | |||
| CFTC-2019-0114-0001 | CFTC | Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person | Rule | 2019-12-10T05:00:00Z | 2019 | 12 | 2019-12-10T05:00:00Z | 2019-12-10T12:58:20Z | 2019-26161 | 0 | 0 | 09000064841fbd93 | |||
| CFTC-2019-0115-0001 | CFTC | Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Family Offices and Exempt CPOs | Rule | 2019-12-10T05:00:00Z | 2019 | 12 | 2019-12-10T05:00:00Z | 2019-12-10T12:58:59Z | 2019-26162 | 0 | 0 | 09000064841fbddf | |||
| CFTC-2019-0106-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds | Rule | 2019-11-14T05:00:00Z | 2019 | 11 | 2019-11-14T05:00:00Z | 2019-11-14T12:52:33Z | 2019-22695 | 0 | 0 | 0900006484153864 | |||
| CFTC-2019-0091-0001 | CFTC | Position Limits and Position Accountability for Security Futures Products | Rule | 2019-09-27T04:00:00Z | 2019 | 9 | 2019-09-27T04:00:00Z | 2019-09-27T11:45:03Z | 2019-20476 | 0 | 0 | 0900006483fdd729 | |||
| CFTC-2019-0072-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction | Rule | 2019-08-06T04:00:00Z | 2019 | 8 | 2019-08-06T04:00:00Z | 2019-08-06T11:53:40Z | 2019-16634 | 0 | 0 | 0900006483dfb4fe | |||
| CFTC-2019-0065-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Rule | 2019-07-22T04:00:00Z | 2019 | 7 | 2019-07-22T04:00:00Z | 2019-07-22T11:48:00Z | 2019-15019 | 0 | 0 | 0900006483da61d9 | |||
| CFTC-2019-0036-0001 | CFTC | Privacy of Consumer Financial Information: Fixing America's Surface Transportation Act | Rule | 2019-04-25T04:00:00Z | 2019 | 4 | 2019-04-25T04:00:00Z | 2019-04-25T11:51:11Z | 2019-08253 | 0 | 0 | 0900006483bf3afd | |||
| CFTC-2019-0022-0001 | CFTC | Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations | Rule | 2019-04-03T04:00:00Z | 2019 | 4 | 2019-04-03T04:00:00Z | 2019-04-03T11:44:17Z | 2019-06443 | 0 | 0 | 0900006483b5e1bd | |||
| CFTC-2019-0023-0001 | CFTC | Segregation of Assets Held as Collateral in Uncleared Swap Transactions | Rule | 2019-04-03T04:00:00Z | 2019 | 4 | 2019-04-03T04:00:00Z | 2019-04-03T11:49:15Z | 2019-06424 | 0 | 0 | 0900006483b5e6e6 | |||
| CFTC-2019-0020-0001 | CFTC | Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2019-04-03T04:00:00Z | 2019 | 4 | 2019-04-03T04:00:00Z | 2019-04-03T11:42:23Z | 2019-06319 | 0 | 0 | 0900006483b5d8b0 | |||
| CFTC-2019-0019-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2019-04-01T04:00:00Z | 2019 | 4 | 2019-04-01T04:00:00Z | 2019-06-01T03:59:59Z | 2019-04-01T12:01:19Z | 2019-06103 | 0 | 0 | 0900006483b51391 | ||
| CFTC-2019-0018-0001 | CFTC | De Minimis Exception to the Swap Dealer Definition-Swaps Entered into by Insured Depository Institutions in Connection with Loans to Customers | Rule | 2019-04-01T04:00:00Z | 2019 | 4 | 2019-04-01T04:00:00Z | 2019-04-01T11:59:56Z | 2019-06109 | 0 | 0 | 0900006483b512f0 | |||
| CFTC-2019-0016-0001 | CFTC | Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2019-04-01T04:00:00Z | 2019 | 4 | 2019-04-01T04:00:00Z | 2019-04-01T11:57:00Z | 2019-06152 | 0 | 0 | 0900006483b511b3 | |||
| CFTC-2019-0002-0001 | CFTC | Annual Adjustment of Civil Monetary Penalties to Reflect Inflation | Rule | 2019-02-11T05:00:00Z | 2019 | 2 | 2019-02-11T05:00:00Z | 2019-02-11T12:24:03Z | 2019-01852 | 0 | 0 | 0900006483a5e669 | |||
| CFTC-2018-0077-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Rule | 2018-11-26T05:00:00Z | 2018 | 11 | 2018-11-26T05:00:00Z | 2018-11-26T13:03:37Z | 2018-25602 | 0 | 0 | 09000064838fa22c | |||
| CFTC-2018-0073-0001 | CFTC | De Minimis Exception to the Swap Dealer Definition | Rule | 2018-11-13T05:00:00Z | 2018 | 11 | 2018-11-13T05:00:00Z | 2018-11-13T12:49:15Z | 2018-24579 | 0 | 0 | 09000064838ceb6f | |||
| CFTC-2018-0053-0001 | CFTC | Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants | Rule | 2018-08-27T04:00:00Z | 2018 | 8 | 2018-08-27T04:00:00Z | 2018-08-27T11:48:51Z | 2018-18432 | 0 | 0 | 0900006483659c0d |
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