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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

12 rows where agency_id = "CFTC", document_type = "Proposed Rule" and posted_year = 2023 sorted by posted_date descending

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Suggested facets: posted_date, posted_month, comment_start_date, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2023 · 12 ✖

document_type 1

  • Proposed Rule · 12 ✖

agency_id 1

  • CFTC · 12 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2023-0118-0001 CFTC   Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements Proposed Rule   2023-12-28T05:00:00Z 2023 12 2023-12-28T05:00:00Z 2024-02-27T04:59:59Z 2023-12-28T13:32:59Z 2023-28350 0 0 09000064863617e4
CFTC-2023-0109-0001 CFTC   Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations Proposed Rule   2023-11-21T05:00:00Z 2023 11 2023-11-21T05:00:00Z 2024-01-18T04:59:59Z 2023-11-21T13:38:56Z 2023-24774 0 0 090000648629d294
CFTC-2023-0092-0001 CFTC   Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the 'Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments Proposed Rule   2023-10-12T04:00:00Z 2023 10 2023-10-12T04:00:00Z 2023-12-12T04:59:59Z 2023-10-12T12:13:41Z 2023-22324 0 0 09000064860b96bc
CFTC-2023-0080-0001 CFTC   Provisions Common to Registered Entities Proposed Rule   2023-09-06T04:00:00Z 2023 9 2023-09-06T04:00:00Z 2023-11-07T04:59:59Z 2023-09-06T15:41:12Z 2023-18694 0 0 0900006485f4b186
CFTC-2023-0075-0001 CFTC   Swap Confirmation Requirements for Swap Execution Facilities Proposed Rule   2023-08-25T04:00:00Z 2023 8 2023-08-25T04:00:00Z 2023-10-25T03:59:59Z 2023-08-25T12:10:21Z 2023-17747 0 0 0900006485eea43a
CFTC-2023-0070-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2023-08-08T04:00:00Z 2023 8 2023-08-08T04:00:00Z 2023-10-11T03:59:59Z 2023-08-08T12:13:19Z 2023-16572 0 0 0900006485dfb875
CFTC-2023-0066-0001 CFTC   Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning Proposed Rule   2023-07-28T04:00:00Z 2023 7 2023-07-28T04:00:00Z 2023-09-27T03:59:59Z 2023-07-28T12:04:29Z 2023-14457 0 0 0900006485d6acb3
CFTC-2023-0063-0001 CFTC   Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants Proposed Rule   2023-07-18T04:00:00Z 2023 7 2023-07-18T04:00:00Z 2023-09-19T03:59:59Z 2023-07-18T14:20:45Z 2023-15056 0 0 0900006485cd2958
CFTC-2023-0048-0001 CFTC   Proposed Order: Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Capital and Financial Reporting Requirements of the European Union Proposed Rule   2023-06-27T04:00:00Z 2023 6 2023-06-27T04:00:00Z 2023-08-29T03:59:59Z 2023-06-27T12:01:27Z 2023-13446 0 0 0900006485bfd02c
CFTC-2023-0049-0001 CFTC   Large Trader Reporting Requirements Proposed Rule   2023-06-27T04:00:00Z 2023 6 2023-06-27T04:00:00Z 2023-08-29T03:59:59Z 2023-06-27T12:03:23Z 2023-13459 0 0 0900006485bfd292
CFTC-2023-0043-0001 CFTC   Derivatives Clearing Organization Risk Management Regulations to Account for the Treatment of Separate Accounts by Futures Commission Merchants Proposed Rule   2023-06-15T04:00:00Z 2023 6 2023-06-15T04:00:00Z 2023-07-01T03:59:59Z 2023-06-15T12:18:43Z 2023-12832 0 0 0900006485b21a28
CFTC-2023-0034-0001 CFTC   Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants Proposed Rule   2023-04-14T04:00:00Z 2023 4 2023-04-14T04:00:00Z 2023-06-14T03:59:59Z 2023-04-14T12:12:39Z 2023-06248 0 0 0900006485948f8b

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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