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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

18 rows where agency_id = "CFTC", document_type = "Proposed Rule" and posted_year = 2020 sorted by posted_date descending

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Suggested facets: title, posted_date, posted_month, comment_start_date, comment_end_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2020 · 18 ✖

document_type 1

  • Proposed Rule · 18 ✖

agency_id 1

  • CFTC · 18 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2020-0107-0001 CFTC   Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps Proposed Rule   2020-11-05T05:00:00Z 2020 11 2020-11-05T05:00:00Z 2020-12-08T04:59:59Z 2020-11-05T13:03:49Z 2020-23928 0 0 090000648494c7fd
CFTC-2020-0085-0001 CFTC   Bankruptcy Regulations Proposed Rule   2020-09-24T04:00:00Z 2020 9 2020-09-24T04:00:00Z 2020-10-27T03:59:59Z 2020-09-24T11:45:48Z 2020-21005 0 0 0900006484876136
CFTC-2020-0083-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2020-09-23T04:00:00Z 2020 9 2020-09-23T04:00:00Z 2020-10-24T03:59:59Z 2020-09-23T11:43:57Z 2020-18303 0 0 0900006484872a6a
CFTC-2020-0081-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2020-09-22T04:00:00Z 2020 9 2020-09-22T04:00:00Z 2020-10-23T03:59:59Z 2020-09-22T11:41:13Z 2020-18222 0 0 090000648486e4d5
CFTC-2020-0063-0001 CFTC   Regulation Automated Trading; Withdrawal Proposed Rule   2020-07-15T04:00:00Z 2020 7 2020-07-15T04:00:00Z   2020-07-15T12:01:33Z 2020-14383 0 0 0900006484763a33
CFTC-2020-0061-0001 CFTC   Electronic Trading Risk Principles Proposed Rule   2020-07-15T04:00:00Z 2020 7 2020-07-15T04:00:00Z 2020-08-25T03:59:59Z 2020-07-15T11:54:00Z 2020-14381 0 0 0900006484763455
CFTC-2020-0059-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2020-07-10T04:00:00Z 2020 7 2020-07-10T04:00:00Z   2020-07-10T12:12:33Z 2020-14254 0 0 090000648473accb
CFTC-2020-0050-0001 CFTC   Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools Proposed Rule   2020-06-12T04:00:00Z 2020 6 2020-06-12T04:00:00Z 2020-08-12T03:59:59Z 2020-06-12T11:54:15Z 2020-12034 0 0 09000064846e894d
CFTC-2020-0049-0001 CFTC   Bankruptcy Regulations Proposed Rule   2020-06-12T04:00:00Z 2020 6 2020-06-12T04:00:00Z 2020-07-14T03:59:59Z 2020-06-12T11:52:31Z 2020-08482 0 0 09000064846e8867
CFTC-2020-0040-0001 CFTC   Swap Clearing Requirement Exemptions Proposed Rule   2020-05-12T04:00:00Z 2020 5 2020-05-12T04:00:00Z 2020-07-14T03:59:59Z 2020-05-12T11:53:51Z 2020-08603 0 0 09000064845cc60a
CFTC-2020-0037-0001 CFTC   Amendments To Compliance Requirements for Commodity Pool Operators on Form CPO-PQR Proposed Rule   2020-05-04T04:00:00Z 2020 5 2020-05-04T04:00:00Z 2020-06-16T03:59:59Z 2020-05-04T11:46:55Z 2020-08496 0 0 090000648455000d
CFTC-2020-0027-0001 CFTC   Certain Swap Data Repository and Data Reporting Requirements Proposed Rule   2020-04-17T04:00:00Z 2020 4 2020-04-17T04:00:00Z 2020-05-21T03:59:59Z 2020-04-17T11:51:58Z 2020-04404 0 0 09000064844b0da0
CFTC-2020-0028-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements Proposed Rule   2020-04-17T04:00:00Z 2020 4 2020-04-17T04:00:00Z 2020-05-21T03:59:59Z 2020-04-17T11:52:27Z 2020-04407 0 0 09000064844b0da3
CFTC-2020-0029-0001 CFTC   Real-Time Public Reporting Requirements Proposed Rule   2020-04-17T04:00:00Z 2020 4 2020-04-17T04:00:00Z 2020-05-21T03:59:59Z 2020-04-17T11:56:16Z 2020-04405 0 0 09000064844b0e8a
CFTC-2020-0014-0001 CFTC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds Proposed Rule   2020-02-28T05:00:00Z 2020 2 2020-02-28T05:00:00Z 2020-04-02T03:59:59Z 2020-02-28T12:48:45Z 2020-02707 0 0 09000064843c5136
CFTC-2020-0013-0001 CFTC   Position Limits for Derivatives Proposed Rule   2020-02-27T05:00:00Z 2020 2 2020-02-27T05:00:00Z 2020-04-30T03:59:59Z 2020-02-27T13:43:58Z 2020-02320 0 0 09000064843ba528
CFTC-2020-0012-0001 CFTC   Swap Execution Facility Requirements and Real-Time Reporting Requirements Proposed Rule   2020-02-19T05:00:00Z 2020 2 2020-02-19T05:00:00Z 2020-04-21T03:59:59Z 2020-02-19T12:46:37Z 2020-02721 0 0 090000648438685b
CFTC-2020-0001-0001 CFTC   Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants Proposed Rule   2020-01-08T05:00:00Z 2020 1 2020-01-08T05:00:00Z 2020-03-10T03:59:59Z 2020-01-08T12:47:42Z 2019-28075 0 0 090000648427be77

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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