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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

13 rows where agency_id = "CFTC", document_type = "Proposed Rule" and posted_year = 2018 sorted by posted_date descending

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Suggested facets: posted_date, posted_month, comment_start_date, posted_date (date), comment_start_date (date), comment_end_date (date), last_modified (date)

posted_year 1

  • 2018 · 13 ✖

document_type 1

  • Proposed Rule · 13 ✖

agency_id 1

  • CFTC · 13 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2018-0081-0001 CFTC   Privacy of Consumer Financial Information: Amendment To Conform Regulations to the Fixing America's Surface Transportation Act Proposed Rule   2018-12-10T05:00:00Z 2018 12 2018-12-10T05:00:00Z 2019-02-09T04:59:59Z 2018-12-10T12:48:37Z 2018-26523 0 0 09000064839735f8
CFTC-2018-0079-0001 CFTC   Post-Trade Name Give-Up on Swap Execution Facilities Proposed Rule   2018-11-30T05:00:00Z 2018 11 2018-11-30T05:00:00Z 2019-01-30T04:59:59Z 2018-11-30T12:46:10Z 2018-24643 0 0 0900006483915d02
CFTC-2018-0078-0001 CFTC   Swap Execution Facilities and Trade Execution Requirement Proposed Rule   2018-11-30T05:00:00Z 2018 11 2018-11-30T05:00:00Z 2019-02-14T04:59:59Z 2018-11-30T12:46:04Z 2018-24642 0 0 09000064839158ca
CFTC-2018-0069-0001 CFTC   Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors Proposed Rule   2018-10-18T04:00:00Z 2018 10 2018-10-18T04:00:00Z 2018-12-18T04:59:59Z 2018-10-18T12:03:04Z 2018-22324 0 0 0900006483803bab
CFTC-2018-0059-0001 CFTC   Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Proposed Rule   2018-09-11T04:00:00Z 2018 9 2018-09-11T04:00:00Z 2018-10-18T03:59:59Z 2018-09-11T11:56:09Z 2018-19649 0 0 09000064836d4579
CFTC-2018-0055-0001 CFTC   Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions Proposed Rule   2018-08-29T04:00:00Z 2018 8 2018-08-29T04:00:00Z 2018-10-30T03:59:59Z 2018-08-29T12:00:07Z 2018-18618 0 0 090000648366c5c6
CFTC-2018-0049-0001 CFTC   Exemption from Derivatives Clearing Organization Registration Proposed Rule   2018-08-13T04:00:00Z 2018 8 2018-08-13T04:00:00Z 2018-10-13T03:59:59Z 2018-08-13T11:54:03Z 2018-17335 0 0 0900006483612f65
CFTC-2018-0046-0001 CFTC   Position Limits and Position Accountability for Security Futures Products Proposed Rule   2018-07-31T04:00:00Z 2018 7 2018-07-31T04:00:00Z 2018-10-02T03:59:59Z 2018-07-31T12:17:44Z 2018-16079 0 0 0900006483590f7f
CFTC-2018-0045-0001 CFTC   Segregation of Assets Held as Collateral in Uncleared Swap Transactions Proposed Rule   2018-07-30T04:00:00Z 2018 7 2018-07-30T04:00:00Z 2018-09-29T03:59:59Z 2018-07-30T12:03:50Z 2018-16176 0 0 09000064835824b4
CFTC-2018-0041-0001 CFTC   Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds Proposed Rule   2018-07-17T04:00:00Z 2018 7 2018-07-17T04:00:00Z 2018-09-18T03:59:59Z 2018-07-17T12:11:46Z 2018-13502 0 0 090000648350d310
CFTC-2018-0038-0001 CFTC   Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations Proposed Rule   2018-07-03T04:00:00Z 2018 7 2018-07-03T04:00:00Z 2018-09-05T03:59:59Z 2018-07-03T12:03:13Z 2018-14272 0 0 090000648349222c
CFTC-2018-0031-0001 CFTC   De Minimis Exception to Swap Dealer Definition Proposed Rule   2018-06-12T04:00:00Z 2018 6 2018-06-12T04:00:00Z 2018-08-14T03:59:59Z 2018-06-12T11:53:33Z 2018-12362 0 0 09000064833ed3d3
CFTC-2018-0026-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2018-05-23T04:00:00Z 2018 5 2018-05-23T04:00:00Z 2018-07-24T03:59:59Z 2018-05-23T12:03:52Z 2018-10995 0 0 09000064832bf17f

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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