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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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40 rows where agency_id = "CFTC", document_type = "Proposed Rule" and posted_year = 2011 sorted by posted_date descending

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posted_year 1

  • 2011 · 40 ✖

document_type 1

  • Proposed Rule · 40 ✖

agency_id 1

  • CFTC · 40 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2011-0148-0001 CFTC   Process for Designated Contract Market or Swap Execution Facility To Make Swap Available To Trade Proposed Rule   2011-12-14T05:00:00Z 2011 12 2011-12-14T05:00:00Z 2012-02-14T04:59:59Z 2011-12-14T13:49:51Z 2011-31646 0 0 0900006480f8244f
CFTC-2011-0129-0001 CFTC   Effective Date for Swap Regulation Proposed Rule   2011-10-25T04:00:00Z 2011 10 2011-10-25T04:00:00Z 2011-11-26T04:59:59Z 2011-10-25T12:34:12Z 2011-27535 0 0 0900006480f5b798
CFTC-2011-0121-0001 CFTC   Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements under Section 4s of CEA Proposed Rule   2011-09-20T04:00:00Z 2011 9 2011-09-20T04:00:00Z 2011-11-05T03:59:59Z 2011-09-20T14:03:38Z 2011-24128 0 0 0900006480f23f74
CFTC-2011-0120-0001 CFTC   Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of CEA Proposed Rule   2011-09-20T04:00:00Z 2011 9 2011-09-20T04:00:00Z 2011-11-05T03:59:59Z 2011-09-20T14:02:38Z 2011-24124 0 0 0900006480f23ef0
CFTC-2011-0107-0001 CFTC   Customer Clearing Documentation and Timing of Acceptance for Clearing; Correction Proposed Rule   2011-08-05T04:00:00Z 2011 8 2011-08-05T04:00:00Z   2011-08-05T12:21:03Z 2011-19874 0 0 0900006480ed7cf5
CFTC-2011-0105-0001 CFTC   Customer Clearing Documentation and Timing of Acceptance for Clearing Proposed Rule   2011-08-01T04:00:00Z 2011 8 2011-08-01T04:00:00Z 2011-10-01T03:59:59Z 2011-08-01T13:57:38Z 2011-19365 0 0 0900006480ed1d00
CFTC-2011-0104-0001 CFTC   Clearing Member Risk Management Proposed Rule   2011-08-01T04:00:00Z 2011 8 2011-08-01T04:00:00Z 2011-10-01T03:59:59Z 2011-08-01T13:57:34Z 2011-19362 0 0 0900006480ed1cff
CFTC-2011-0101-0001 CFTC   Acceptance of Public Submissions for Study on International Swap Regulation, etc. Proposed Rule   2011-07-26T04:00:00Z 2011 7 2011-07-26T04:00:00Z 2011-09-27T03:59:59Z 2011-07-26T14:45:15Z 2011-18763 0 0 0900006480ecb778
CFTC-2011-0102-0001 CFTC   Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule   2011-07-26T04:00:00Z 2011 7 2011-07-26T04:00:00Z   2011-07-26T14:45:36Z 2011-18889 0 0 0900006480ecb796
CFTC-2011-0084-0001 CFTC   Reducing Regulatory Burden; Retrospective Review under E.O. 13563 Proposed Rule   2011-06-30T04:00:00Z 2011 6 2011-06-30T04:00:00Z 2011-08-30T03:59:59Z 2011-06-30T12:45:30Z 2011-16430 0 0 0900006480eb73aa
CFTC-2011-0077-0001 CFTC   Effective Date for Swap Regulation Proposed Rule   2011-06-17T04:00:00Z 2011 6 2011-06-17T04:00:00Z 2011-07-02T03:59:59Z 2011-06-17T12:27:47Z 2011-15195 0 0 0900006480e51fb3
CFTC-2011-0075-0001 CFTC   Protection of Cleared Swaps Customer Contracts and Collateral: Conforming Amendments to the Commodity Broker Bankruptcy Provisions; Correction Proposed Rule   2011-06-16T04:00:00Z 2011 6 2011-06-16T04:00:00Z   2011-06-16T12:50:40Z 2011-14907 0 0 0900006480e51265
CFTC-2011-0071-0001 CFTC   Protection of Cleared Swaps Customer Contracts and Collateral: Conforming Amendments to Commodity Broker Bankruptcy Provisions Proposed Rule   2011-06-09T04:00:00Z 2011 6 2011-06-09T04:00:00Z 2011-08-09T03:59:59Z 2011-06-11T17:04:24Z 2011-10737 0 0 0900006480e42f0a
CFTC-2011-0069-0001 CFTC   Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Definitions of Swap, Security-Based Swap, and Security-Based Swap Agreement; Correction Proposed Rule   2011-06-07T04:00:00Z 2011 6 2011-06-07T04:00:00Z   2011-06-11T17:04:24Z 2011-13976 0 0 0900006480e3ddbf
CFTC-2011-0070-0001 CFTC   Adaptation of Regulations to Incorporate Swaps Proposed Rule   2011-06-07T04:00:00Z 2011 6 2011-06-07T04:00:00Z 2011-08-09T03:59:59Z 2011-06-11T17:04:24Z 2011-12270 0 0 0900006480e3df5f
CFTC-2011-0068-0001 CFTC   Public Roundtable on Protection of Cleared Swaps Customer Collateral Proposed Rule   2011-06-01T04:00:00Z 2011 6 2011-06-01T04:00:00Z   2011-06-01T12:55:35Z 2011-13585 0 0 0900006480e38da3
CFTC-2011-0066-0001 CFTC   Further Definition of Swap, Security-Based Swap, and Security-Based Swap Agreement; Mixed Swaps; Security-Based Swap Agreement Recordkeeping Proposed Rule   2011-05-23T04:00:00Z 2011 5 2011-05-23T04:00:00Z 2011-07-23T03:59:59Z 2011-06-11T17:04:23Z 2011-11008 0 0 0900006480e306ac
CFTC-2011-0058-0001 CFTC   Capital Requirements of Swap Dealers and Major Swap Participants Proposed Rule   2011-05-12T04:00:00Z 2011 5 2011-05-12T04:00:00Z 2011-07-12T03:59:59Z 2011-06-11T17:04:23Z 2011-10881 0 0 0900006480c757bd
CFTC-2011-0057-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2011-05-12T04:00:00Z 2011 5 2011-05-12T04:00:00Z 2011-07-12T03:59:59Z 2011-06-11T17:04:23Z 2011-10880 0 0 0900006480c756df
CFTC-2011-0055-0001 CFTC   Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule   2011-05-04T04:00:00Z 2011 5 2011-05-04T04:00:00Z 2011-06-04T03:59:59Z 2011-05-04T12:50:46Z 2011-10884 0 0 0900006480c3ebaf
CFTC-2011-0049-0001 CFTC   Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Proposed Rule   2011-04-28T04:00:00Z 2011 4 2011-04-28T04:00:00Z 2011-06-28T03:59:59Z 2011-06-11T17:04:22Z 2011-09598 0 0 0900006480c3b5d3
CFTC-2011-0048-0001 CFTC   Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act: Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules Proposed Rule   2011-04-26T04:00:00Z 2011 4 2011-04-26T04:00:00Z   2011-04-26T14:02:49Z 2011-10158 0 0 0900006480c397d4
CFTC-2011-0047-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps Proposed Rule   2011-04-25T04:00:00Z 2011 4 2011-04-25T04:00:00Z 2011-06-10T03:59:59Z 2011-04-25T14:21:24Z 2011-09446 0 0 0900006480c372a6
CFTC-2011-0035-0001 CFTC   Risk Management Requirements for Derivatives Clearing Organizations Proposed Rule   2011-03-24T04:00:00Z 2011 3 2011-03-24T04:00:00Z 2011-04-26T03:59:59Z 2011-06-11T17:04:22Z 2011-06972 0 0 0900006480c0f8d5
CFTC-2011-0036-0001 CFTC   Risk Management Requirements for Derivatives Clearing Organizations; Correction Proposed Rule   2011-03-24T04:00:00Z 2011 3 2011-03-24T04:00:00Z   2011-06-11T17:04:22Z 2011-06976 0 0 0900006480c0fd48
CFTC-2011-0033-0001 CFTC   Antidisruptive Practices Authority Proposed Rule   2011-03-18T04:00:00Z 2011 3 2011-03-18T04:00:00Z   2011-06-11T17:04:21Z 2011-06399 0 0 0900006480c0b2f4
CFTC-2011-0032-0001 CFTC   Core Principles and Other Requirements for Designated Contact Markets Proposed Rule   2011-03-18T04:00:00Z 2011 3 2011-03-18T04:00:00Z 2011-04-19T03:59:59Z 2011-06-11T17:04:21Z 2011-06382 0 0 0900006480c0b1f7
CFTC-2011-0029-0001 CFTC   Requirements for Processing, Clearing, and Transfer of Customer Positions Proposed Rule   2011-03-10T05:00:00Z 2011 3 2011-03-10T05:00:00Z 2011-04-12T03:59:59Z 2011-06-11T17:04:21Z 2011-04707 0 0 0900006480c0508c
CFTC-2011-0028-0001 CFTC   Registration of Intermediaries Proposed Rule   2011-03-09T05:00:00Z 2011 3 2011-03-09T05:00:00Z 2011-05-10T03:59:59Z 2011-06-11T17:04:20Z 2011-04799 0 0 0900006480c0400f
CFTC-2011-0026-0001 CFTC   Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting from Dodd-Frank Act Proposed Rule   2011-03-03T05:00:00Z 2011 3 2011-03-03T05:00:00Z 2011-05-03T03:59:59Z 2011-06-11T17:04:20Z 2011-04657 0 0 0900006480bfdfb1
CFTC-2011-0020-0001 CFTC   Commodity Pool Operators and Commodity Trading Advisors; Amendments to Compliance Obligations Proposed Rule   2011-02-11T05:00:00Z 2011 2 2011-02-11T05:00:00Z 2011-04-13T03:59:59Z 2011-06-11T17:04:20Z 2011-02437 0 0 0900006480becd44
CFTC-2011-0019-0001 CFTC   Reporting by Investment Advisers to Private Funds, et al., on Form PF Proposed Rule   2011-02-11T05:00:00Z 2011 2 2011-02-11T05:00:00Z 2011-04-13T03:59:59Z 2011-06-11T17:04:19Z 2011-02175 0 0 0900006480becd05
CFTC-2011-0018-0001 CFTC   Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants Proposed Rule   2011-02-08T05:00:00Z 2011 2 2011-02-08T05:00:00Z 2011-04-12T03:59:59Z 2011-06-11T17:04:19Z 2011-02643 0 0 0900006480be0f34
CFTC-2011-0017-0001 CFTC   Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation for Swap Dealers and Major Swap Participants Proposed Rule   2011-02-08T05:00:00Z 2011 2 2011-02-08T05:00:00Z 2011-04-12T03:59:59Z 2011-06-11T17:04:19Z 2011-02642 0 0 0900006480be0d01
CFTC-2011-0016-0001 CFTC   Commodity Options and Agricultural Swaps Proposed Rule   2011-02-03T05:00:00Z 2011 2 2011-02-03T05:00:00Z 2011-04-05T03:59:59Z 2011-02-03T13:55:06Z 2011-01685 0 0 0900006480bda3aa
CFTC-2011-0012-0001 CFTC   Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act; Correction Proposed Rule   2011-01-26T05:00:00Z 2011 1 2011-01-26T05:00:00Z   2011-06-11T17:04:18Z C1-2010-29022 0 0 0900006480bd3423
CFTC-2011-0013-0001 CFTC   Position Limits for Derivatives Proposed Rule   2011-01-26T05:00:00Z 2011 1 2011-01-26T05:00:00Z 2011-03-29T03:59:59Z 2011-06-11T17:04:18Z 2011-01154 0 0 0900006480bd346f
CFTC-2011-0005-0001 CFTC   Risk Management Requirements for Derivatives Clearing Organizations Proposed Rule   2011-01-20T05:00:00Z 2011 1 2011-01-20T05:00:00Z 2011-03-22T03:59:59Z 2011-06-11T17:04:18Z 2011-00690 0 0 0900006480bce974
CFTC-2011-0003-0001 CFTC   Core Principles and Other Requirements for Swap Execution Facilities Proposed Rule   2011-01-07T05:00:00Z 2011 1 2011-01-07T05:00:00Z 2011-03-09T04:59:59Z 2011-06-11T17:04:17Z 2010-32358 0 0 0900006480bc6d06
CFTC-2011-0002-0001 CFTC   Goverance Requirements for Derivatives Clearing Organization, Designation Contract Markets; etc. Proposed Rule   2011-01-06T05:00:00Z 2011 1 2011-01-06T05:00:00Z 2011-03-08T04:59:59Z 2011-06-11T17:04:17Z 2010-31898 0 0 0900006480bc5fa0

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;