documents
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49 rows where agency_id = "CFTC", document_type = "Proposed Rule" and posted_year = 2010 sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CFTC-2010-0200-0001 | CFTC | Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants | Proposed Rule | 2010-12-28T05:00:00Z | 2010 | 12 | 2010-12-28T05:00:00Z | 2011-03-01T04:59:59Z | 2011-06-11T17:04:17Z | 2010-32264 | 0 | 0 | 0900006480bc0cbf | ||
| CFTC-2010-0196-0001 | CFTC | End-User Exception to Mandatory Clearing of Swaps | Proposed Rule | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-02-23T04:59:59Z | 2011-06-11T17:04:17Z | 2010-31578 | 0 | 0 | 0900006480bbea6a | ||
| CFTC-2010-0195-0001 | CFTC | Swap Data Repositories | Proposed Rule | 2010-12-23T05:00:00Z | 2010 | 12 | 2010-12-23T05:00:00Z | 2011-02-23T04:59:59Z | 2011-06-11T17:04:16Z | 2010-31133 | 0 | 0 | 0900006480bbe971 | ||
| CFTC-2010-0193-0001 | CFTC | Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties | Proposed Rule | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-02-23T04:59:59Z | 2011-06-11T17:04:16Z | 2010-31588 | 0 | 0 | 0900006480bbdd07 | ||
| CFTC-2010-0194-0001 | CFTC | Core Principles and Other Requirements for Designated Contract Markets | Proposed Rule | 2010-12-22T05:00:00Z | 2010 | 12 | 2010-12-22T05:00:00Z | 2011-02-23T04:59:59Z | 2011-06-11T17:04:16Z | 2010-31458 | 0 | 0 | 0900006480bbdddc | ||
| CFTC-2010-0192-0001 | CFTC | Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," etc. | Proposed Rule | 2010-12-21T05:00:00Z | 2010 | 12 | 2010-12-21T05:00:00Z | 2011-02-23T04:59:59Z | 2011-06-11T17:04:15Z | 2010-31130 | 0 | 0 | 0900006480bbcc61 | ||
| CFTC-2010-0187-0001 | CFTC | Information Management Requirements for Derivatives Clearing Organizations | Proposed Rule | 2010-12-15T05:00:00Z | 2010 | 12 | 2010-12-15T05:00:00Z | 2011-02-15T04:59:59Z | 2011-06-11T17:04:15Z | 2010-31131 | 0 | 0 | 0900006480bb7029 | ||
| CFTC-2010-0185-0001 | CFTC | Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index: Commission Certification Procedures | Proposed Rule | 2010-12-13T05:00:00Z | 2010 | 12 | 2010-12-13T05:00:00Z | 2011-01-13T04:59:59Z | 2011-06-11T17:04:14Z | 2010-31014 | 0 | 0 | 0900006480bb4f77 | ||
| CFTC-2010-0186-0001 | CFTC | General Regulations and Derivatives Clearing Organizations | Proposed Rule | 2010-12-13T05:00:00Z | 2010 | 12 | 2010-12-13T05:00:00Z | 2011-02-12T04:59:59Z | 2011-06-11T17:04:15Z | 2010-31029 | 0 | 0 | 0900006480bb4fc2 | ||
| CFTC-2010-0184-0001 | CFTC | Real-time Public Reporting of Swap Transaction Data; Correction | Proposed Rule | 2010-12-10T05:00:00Z | 2010 | 12 | 2010-12-10T05:00:00Z | 2011-06-11T17:04:14Z | C1-2010-29994 | 0 | 0 | 0900006480bb3945 | |||
| CFTC-2010-0183-0001 | CFTC | Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants | Proposed Rule | 2010-12-09T05:00:00Z | 2010 | 12 | 2010-12-09T05:00:00Z | 2011-02-08T04:59:59Z | 2011-06-11T17:04:14Z | 2010-30884 | 0 | 0 | 0900006480bb2d30 | ||
| CFTC-2010-0179-0001 | CFTC | Swap Data Recordkeeping and Reporting Requirements | Proposed Rule | 2010-12-08T05:00:00Z | 2010 | 12 | 2010-12-08T05:00:00Z | 2011-02-08T04:59:59Z | 2011-06-11T17:04:13Z | 2010-30476 | 0 | 0 | 0900006480bb1e58 | ||
| CFTC-2010-0178-0001 | CFTC | Real-time Public Reporting of Swap Transaction Data | Proposed Rule | 2010-12-07T05:00:00Z | 2010 | 12 | 2010-12-07T05:00:00Z | 2011-02-08T04:59:59Z | 2011-06-11T17:04:13Z | 2010-29994 | 0 | 0 | 0900006480bb0cc7 | ||
| CFTC-2010-0177-0001 | CFTC | Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act | Proposed Rule | 2010-12-06T05:00:00Z | 2010 | 12 | 2010-12-06T05:00:00Z | 2011-02-05T04:59:59Z | 2011-06-11T17:04:13Z | 2010-29022 | 0 | 0 | 0900006480bafee8 | ||
| CFTC-2010-0175-0001 | CFTC | Protection of Collateral of Counterparties to Uncleared Swaps: Treatment of Securities in a PortfolioMargining Account in a Commodity Broker Bankruptcy | Proposed Rule | 2010-12-03T05:00:00Z | 2010 | 12 | 2010-12-03T05:00:00Z | 2011-02-02T04:59:59Z | 2011-06-11T17:04:12Z | 2010-29831 | 0 | 0 | 0900006480bad72d | ||
| CFTC-2010-0174-0001 | CFTC | Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies | Proposed Rule | 2010-12-02T05:00:00Z | 2010 | 12 | 2010-12-02T05:00:00Z | 2011-01-19T04:59:59Z | 2011-06-11T17:04:12Z | 2010-29836 | 0 | 0 | 0900006480bac02a | ||
| CFTC-2010-0167-0001 | CFTC | Registration of Swap Dealers and Major Swap Participants | Proposed Rule | 2010-11-23T05:00:00Z | 2010 | 11 | 2010-11-23T05:00:00Z | 2011-01-25T04:59:59Z | 2011-06-11T17:04:12Z | 2010-29024 | 0 | 0 | 0900006480ba1d93 | ||
| CFTC-2010-0165-0001 | CFTC | Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants | Proposed Rule | 2010-11-23T05:00:00Z | 2010 | 11 | 2010-11-23T05:00:00Z | 2011-01-25T04:59:59Z | 2011-06-11T17:04:11Z | 2010-29006 | 0 | 0 | 0900006480ba14b0 | ||
| CFTC-2010-0166-0001 | CFTC | Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants | Proposed Rule | 2010-11-23T05:00:00Z | 2010 | 11 | 2010-11-23T05:00:00Z | 2011-01-25T04:59:59Z | 2011-06-11T17:04:12Z | 2010-29009 | 0 | 0 | 0900006480ba1d92 | ||
| CFTC-2010-0161-0001 | CFTC | Registration of Foreign Boards of Trade | Proposed Rule | 2010-11-19T05:00:00Z | 2010 | 11 | 2010-11-19T05:00:00Z | 2011-01-19T04:59:59Z | 2011-06-11T17:04:11Z | 2010-29023 | 0 | 0 | 0900006480b99ca1 | ||
| CFTC-2010-0162-0001 | CFTC | Designation of a Chief Compliance Officer; Required Compliance Policies; etc. | Proposed Rule | 2010-11-19T05:00:00Z | 2010 | 11 | 2010-11-19T05:00:00Z | 2011-01-19T04:59:59Z | 2011-06-11T17:04:11Z | 2010-29021 | 0 | 0 | 0900006480b99cd5 | ||
| CFTC-2010-0160-0001 | CFTC | Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers | Proposed Rule | 2010-11-17T05:00:00Z | 2010 | 11 | 2010-11-17T05:00:00Z | 2011-01-19T04:59:59Z | 2011-06-11T17:04:10Z | 2010-29003 | 0 | 0 | 0900006480b9545c | ||
| CFTC-2010-0157-0001 | CFTC | Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions | Proposed Rule | 2010-11-03T04:00:00Z | 2010 | 11 | 2010-11-03T04:00:00Z | 2010-12-04T04:59:59Z | 2011-06-11T17:04:10Z | 2010-27657 | 0 | 0 | 0900006480b7f92e | ||
| CFTC-2010-0158-0001 | CFTC | Prohibition of Market Manipulation | Proposed Rule | 2010-11-03T04:00:00Z | 2010 | 11 | 2010-11-03T04:00:00Z | 2011-01-04T04:59:59Z | 2011-06-11T17:04:10Z | 2010-27541 | 0 | 0 | 0900006480b7f99a | ||
| CFTC-2010-0154-0001 | CFTC | Antidisruptive Practices Authority Contained in Dodd-Frank Wall Street Reform and Consumer Protection Act | Proposed Rule | 2010-11-02T04:00:00Z | 2010 | 11 | 2010-11-02T04:00:00Z | 2011-01-04T04:59:59Z | 2011-06-11T17:04:09Z | 2010-27547 | 0 | 0 | 0900006480b7d4cd | ||
| CFTC-2010-0155-0001 | CFTC | Process for Review of Swaps for Mandatory Clearing | Proposed Rule | 2010-11-02T04:00:00Z | 2010 | 11 | 2010-11-02T04:00:00Z | 2011-01-04T04:59:59Z | 2011-06-11T17:04:09Z | 2010-27532 | 0 | 0 | 0900006480b7d4d1 | ||
| CFTC-2010-0156-0001 | CFTC | Provisions Common to Registered Entities | Proposed Rule | 2010-11-02T04:00:00Z | 2010 | 11 | 2010-11-02T04:00:00Z | 2011-01-04T04:59:59Z | 2011-06-11T17:04:09Z | 2010-27533 | 0 | 0 | 0900006480b7dd16 | ||
| CFTC-2010-0153-0001 | CFTC | Position Reports for Physical Commodity Swaps | Proposed Rule | 2010-11-02T04:00:00Z | 2010 | 11 | 2010-11-02T04:00:00Z | 2010-12-03T04:59:59Z | 2011-06-11T17:04:09Z | 2010-27538 | 0 | 0 | 0900006480b7d474 | ||
| CFTC-2010-0152-0001 | CFTC | Alternatives to Use of Credit Ratings: Removal of Reference to or Reliance on Credit Ratings in Commission Regulations | Proposed Rule | 2010-11-02T04:00:00Z | 2010 | 11 | 2010-11-02T04:00:00Z | 2010-12-03T04:59:59Z | 2011-06-11T17:04:08Z | 2010-27555 | 0 | 0 | 0900006480b7d430 | ||
| CFTC-2010-0148-0001 | CFTC | Business Affiliate Marketing and Disposal of Consumer Information Rules | Proposed Rule | 2010-10-27T04:00:00Z | 2010 | 10 | 2010-10-27T04:00:00Z | 2010-12-28T04:59:59Z | 2011-06-11T17:04:08Z | 2010-26893 | 0 | 0 | 0900006480b78698 | ||
| CFTC-2010-0149-0001 | CFTC | Privacy of Consumer Financial Information: Conforming Amendments under Dodd-Frank Act | Proposed Rule | 2010-10-27T04:00:00Z | 2010 | 10 | 2010-10-27T04:00:00Z | 2010-12-28T04:59:59Z | 2011-06-11T17:04:08Z | 2010-26912 | 0 | 0 | 0900006480b786d3 | ||
| CFTC-2010-0143-0001 | CFTC | Agricultural Commodity Definition | Proposed Rule | 2010-10-26T04:00:00Z | 2010 | 10 | 2010-10-26T04:00:00Z | 2010-11-27T04:59:59Z | 2011-06-11T17:04:07Z | 2010-26951 | 0 | 0 | 0900006480b77534 | ||
| CFTC-2010-0140-0001 | CFTC | Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities: Mitigation of Conflicts of Interest | Proposed Rule | 2010-10-18T04:00:00Z | 2010 | 10 | 2010-10-18T04:00:00Z | 2010-11-18T04:59:59Z | 2011-06-11T17:04:07Z | 2010-26220 | 0 | 0 | 0900006480b71ddb | ||
| CFTC-2010-0138-0001 | CFTC | Financial Resources Requirements for Derivatives Clearing Organizations | Proposed Rule | 2010-10-14T04:00:00Z | 2010 | 10 | 2010-10-14T04:00:00Z | 2010-12-14T04:59:59Z | 2011-06-11T17:04:07Z | 2010-25322 | 0 | 0 | 0900006480b6ee53 | ||
| CFTC-2010-0132-0001 | CFTC | Agricultural Swaps | Proposed Rule | 2010-09-28T04:00:00Z | 2010 | 9 | 2010-09-28T04:00:00Z | 2010-09-28T13:16:05Z | 2010-24198 | 0 | 0 | 0900006480b62269 | |||
| CFTC-2010-0119-0001 | CFTC | Commodity Pool Operations: Relief from Compliance with Certain Disclosure, Reporting and Recordkeeping Requirements, etc.;Correction | Proposed Rule | 2010-09-14T04:00:00Z | 2010 | 9 | 2010-09-14T04:00:00Z | 2011-06-11T17:04:06Z | 2010-22906 | 0 | 0 | 0900006480b4ea69 | |||
| CFTC-2010-0113-0001 | CFTC | Commodity Pool Operators: Relief from Compliance and Registration Exemption | Proposed Rule | 2010-09-09T04:00:00Z | 2010 | 9 | 2010-09-09T04:00:00Z | 2010-10-26T03:59:59Z | 2011-06-11T17:04:05Z | 2010-22395 | 0 | 0 | 0900006480b49abb | ||
| CFTC-2010-0112-0001 | CFTC | Account Ownership and Control Report | Proposed Rule | 2010-09-09T04:00:00Z | 2010 | 9 | 2010-09-09T04:00:00Z | 2010-10-08T03:59:59Z | 2011-06-11T17:04:05Z | 2010-22398 | 0 | 0 | 0900006480b49a60 | ||
| CFTC-2010-0114-0001 | CFTC | Account Ownership and Control Report: Meeting | Proposed Rule | 2010-09-09T04:00:00Z | 2010 | 9 | 2010-09-09T04:00:00Z | 2010-10-08T03:59:59Z | 2010-09-09T13:21:27Z | 2010-22400 | 0 | 0 | 0900006480b49acf | ||
| CFTC-2010-0109-0001 | CFTC | Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act | Proposed Rule | 2010-08-20T04:00:00Z | 2010 | 8 | 2010-08-20T04:00:00Z | 2010-09-21T03:59:59Z | 2010-08-20T13:01:30Z | 2010-20567 | 0 | 0 | 0900006480b36297 | ||
| CFTC-2010-0107-0001 | CFTC | Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations | Proposed Rule | 2010-08-18T04:00:00Z | 2010 | 8 | 2010-08-18T04:00:00Z | 2011-06-11T17:04:05Z | 2010-20428 | 0 | 0 | 0900006480b34203 | |||
| CFTC-2010-0101-0001 | CFTC | Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction | Proposed Rule | 2010-08-17T04:00:00Z | 2010 | 8 | 2010-08-17T04:00:00Z | 2011-06-11T17:04:05Z | 2010-20311 | 0 | 0 | 0900006480b32784 | |||
| CFTC-2010-0100-0001 | CFTC | Acknowledgment Letters for Customer Funds and Secured Amount Funds | Proposed Rule | 2010-08-09T04:00:00Z | 2010 | 8 | 2010-08-09T04:00:00Z | 2010-09-09T03:59:59Z | 2011-06-11T17:04:04Z | 2010-19553 | 0 | 0 | 0900006480b2c0a1 | ||
| CFTC-2010-0093-0001 | CFTC | Business Continuity and Disaster Recovery | Proposed Rule | 2010-07-22T04:00:00Z | 2010 | 7 | 2010-07-22T04:00:00Z | 2010-08-24T03:59:59Z | 2011-06-11T17:04:03Z | 2010-17606 | 0 | 0 | 0900006480b1f066 | ||
| CFTC-2010-0087-0001 | CFTC | Account Ownership and Control Report | Proposed Rule | 2010-07-19T04:00:00Z | 2010 | 7 | 2010-07-19T04:00:00Z | 2010-09-18T03:59:59Z | 2011-06-11T17:04:03Z | 2010-17530 | 0 | 0 | 0900006480b1c72f | ||
| CFTC-2010-0068-0001 | CFTC | Co-location/Proximity Hosting Services | Proposed Rule | 2010-06-11T04:00:00Z | 2010 | 6 | 2010-06-11T04:00:00Z | 2010-07-13T03:59:59Z | 2010-06-16T04:12:31Z | 2010-13613 | 0 | 0 | 0900006480b002ac | ||
| CFTC-2010-0027-0001 | CFTC | Delegations of Authority to Disclose Confidential Information | Proposed Rule | 2010-03-30T04:00:00Z | 2010 | 3 | 2010-03-30T04:00:00Z | 2010-04-30T03:59:59Z | 2011-06-11T17:04:02Z | 2010-06813 | 0 | 0 | 0900006480acc284 | ||
| CFTC-2010-0004-0001 | CFTC | Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations | Proposed Rule | 2010-01-26T05:00:00Z | 2010 | 1 | 2010-01-26T05:00:00Z | 2010-04-27T03:59:59Z | 2011-06-11T17:04:02Z | 2010-01209 | 0 | 0 | 0900006480a83cb9 | ||
| CFTC-2010-0002-0001 | CFTC | Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries | Proposed Rule | 2010-01-20T05:00:00Z | 2010 | 1 | 2010-01-20T05:00:00Z | 2010-03-23T03:59:59Z | 2011-06-11T17:04:02Z | 2010-00456 | 0 | 0 | 0900006480a803ff |
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CREATE TABLE documents (
id TEXT PRIMARY KEY,
agency_id TEXT,
docket_id TEXT REFERENCES dockets(id),
title TEXT,
document_type TEXT,
subtype TEXT,
posted_date TEXT,
posted_year INTEGER,
posted_month INTEGER,
comment_start_date TEXT,
comment_end_date TEXT,
last_modified TEXT,
fr_doc_num TEXT,
open_for_comment INTEGER,
withdrawn INTEGER,
object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;