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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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49 rows where agency_id = "CFTC", document_type = "Proposed Rule" and posted_year = 2010 sorted by posted_date descending

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posted_year 1

  • 2010 · 49 ✖

document_type 1

  • Proposed Rule · 49 ✖

agency_id 1

  • CFTC · 49 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2010-0200-0001 CFTC   Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants Proposed Rule   2010-12-28T05:00:00Z 2010 12 2010-12-28T05:00:00Z 2011-03-01T04:59:59Z 2011-06-11T17:04:17Z 2010-32264 0 0 0900006480bc0cbf
CFTC-2010-0196-0001 CFTC   End-User Exception to Mandatory Clearing of Swaps Proposed Rule   2010-12-23T05:00:00Z 2010 12 2010-12-23T05:00:00Z 2011-02-23T04:59:59Z 2011-06-11T17:04:17Z 2010-31578 0 0 0900006480bbea6a
CFTC-2010-0195-0001 CFTC   Swap Data Repositories Proposed Rule   2010-12-23T05:00:00Z 2010 12 2010-12-23T05:00:00Z 2011-02-23T04:59:59Z 2011-06-11T17:04:16Z 2010-31133 0 0 0900006480bbe971
CFTC-2010-0193-0001 CFTC   Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties Proposed Rule   2010-12-22T05:00:00Z 2010 12 2010-12-22T05:00:00Z 2011-02-23T04:59:59Z 2011-06-11T17:04:16Z 2010-31588 0 0 0900006480bbdd07
CFTC-2010-0194-0001 CFTC   Core Principles and Other Requirements for Designated Contract Markets Proposed Rule   2010-12-22T05:00:00Z 2010 12 2010-12-22T05:00:00Z 2011-02-23T04:59:59Z 2011-06-11T17:04:16Z 2010-31458 0 0 0900006480bbdddc
CFTC-2010-0192-0001 CFTC   Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," etc. Proposed Rule   2010-12-21T05:00:00Z 2010 12 2010-12-21T05:00:00Z 2011-02-23T04:59:59Z 2011-06-11T17:04:15Z 2010-31130 0 0 0900006480bbcc61
CFTC-2010-0187-0001 CFTC   Information Management Requirements for Derivatives Clearing Organizations Proposed Rule   2010-12-15T05:00:00Z 2010 12 2010-12-15T05:00:00Z 2011-02-15T04:59:59Z 2011-06-11T17:04:15Z 2010-31131 0 0 0900006480bb7029
CFTC-2010-0185-0001 CFTC   Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index: Commission Certification Procedures Proposed Rule   2010-12-13T05:00:00Z 2010 12 2010-12-13T05:00:00Z 2011-01-13T04:59:59Z 2011-06-11T17:04:14Z 2010-31014 0 0 0900006480bb4f77
CFTC-2010-0186-0001 CFTC   General Regulations and Derivatives Clearing Organizations Proposed Rule   2010-12-13T05:00:00Z 2010 12 2010-12-13T05:00:00Z 2011-02-12T04:59:59Z 2011-06-11T17:04:15Z 2010-31029 0 0 0900006480bb4fc2
CFTC-2010-0184-0001 CFTC   Real-time Public Reporting of Swap Transaction Data; Correction Proposed Rule   2010-12-10T05:00:00Z 2010 12 2010-12-10T05:00:00Z   2011-06-11T17:04:14Z C1-2010-29994 0 0 0900006480bb3945
CFTC-2010-0183-0001 CFTC   Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants Proposed Rule   2010-12-09T05:00:00Z 2010 12 2010-12-09T05:00:00Z 2011-02-08T04:59:59Z 2011-06-11T17:04:14Z 2010-30884 0 0 0900006480bb2d30
CFTC-2010-0179-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements Proposed Rule   2010-12-08T05:00:00Z 2010 12 2010-12-08T05:00:00Z 2011-02-08T04:59:59Z 2011-06-11T17:04:13Z 2010-30476 0 0 0900006480bb1e58
CFTC-2010-0178-0001 CFTC   Real-time Public Reporting of Swap Transaction Data Proposed Rule   2010-12-07T05:00:00Z 2010 12 2010-12-07T05:00:00Z 2011-02-08T04:59:59Z 2011-06-11T17:04:13Z 2010-29994 0 0 0900006480bb0cc7
CFTC-2010-0177-0001 CFTC   Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act Proposed Rule   2010-12-06T05:00:00Z 2010 12 2010-12-06T05:00:00Z 2011-02-05T04:59:59Z 2011-06-11T17:04:13Z 2010-29022 0 0 0900006480bafee8
CFTC-2010-0175-0001 CFTC   Protection of Collateral of Counterparties to Uncleared Swaps: Treatment of Securities in a PortfolioMargining Account in a Commodity Broker Bankruptcy Proposed Rule   2010-12-03T05:00:00Z 2010 12 2010-12-03T05:00:00Z 2011-02-02T04:59:59Z 2011-06-11T17:04:12Z 2010-29831 0 0 0900006480bad72d
CFTC-2010-0174-0001 CFTC   Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies Proposed Rule   2010-12-02T05:00:00Z 2010 12 2010-12-02T05:00:00Z 2011-01-19T04:59:59Z 2011-06-11T17:04:12Z 2010-29836 0 0 0900006480bac02a
CFTC-2010-0167-0001 CFTC   Registration of Swap Dealers and Major Swap Participants Proposed Rule   2010-11-23T05:00:00Z 2010 11 2010-11-23T05:00:00Z 2011-01-25T04:59:59Z 2011-06-11T17:04:12Z 2010-29024 0 0 0900006480ba1d93
CFTC-2010-0165-0001 CFTC   Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants Proposed Rule   2010-11-23T05:00:00Z 2010 11 2010-11-23T05:00:00Z 2011-01-25T04:59:59Z 2011-06-11T17:04:11Z 2010-29006 0 0 0900006480ba14b0
CFTC-2010-0166-0001 CFTC   Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants Proposed Rule   2010-11-23T05:00:00Z 2010 11 2010-11-23T05:00:00Z 2011-01-25T04:59:59Z 2011-06-11T17:04:12Z 2010-29009 0 0 0900006480ba1d92
CFTC-2010-0161-0001 CFTC   Registration of Foreign Boards of Trade Proposed Rule   2010-11-19T05:00:00Z 2010 11 2010-11-19T05:00:00Z 2011-01-19T04:59:59Z 2011-06-11T17:04:11Z 2010-29023 0 0 0900006480b99ca1
CFTC-2010-0162-0001 CFTC   Designation of a Chief Compliance Officer; Required Compliance Policies; etc. Proposed Rule   2010-11-19T05:00:00Z 2010 11 2010-11-19T05:00:00Z 2011-01-19T04:59:59Z 2011-06-11T17:04:11Z 2010-29021 0 0 0900006480b99cd5
CFTC-2010-0160-0001 CFTC   Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers Proposed Rule   2010-11-17T05:00:00Z 2010 11 2010-11-17T05:00:00Z 2011-01-19T04:59:59Z 2011-06-11T17:04:10Z 2010-29003 0 0 0900006480b9545c
CFTC-2010-0157-0001 CFTC   Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions Proposed Rule   2010-11-03T04:00:00Z 2010 11 2010-11-03T04:00:00Z 2010-12-04T04:59:59Z 2011-06-11T17:04:10Z 2010-27657 0 0 0900006480b7f92e
CFTC-2010-0158-0001 CFTC   Prohibition of Market Manipulation Proposed Rule   2010-11-03T04:00:00Z 2010 11 2010-11-03T04:00:00Z 2011-01-04T04:59:59Z 2011-06-11T17:04:10Z 2010-27541 0 0 0900006480b7f99a
CFTC-2010-0154-0001 CFTC   Antidisruptive Practices Authority Contained in Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule   2010-11-02T04:00:00Z 2010 11 2010-11-02T04:00:00Z 2011-01-04T04:59:59Z 2011-06-11T17:04:09Z 2010-27547 0 0 0900006480b7d4cd
CFTC-2010-0155-0001 CFTC   Process for Review of Swaps for Mandatory Clearing Proposed Rule   2010-11-02T04:00:00Z 2010 11 2010-11-02T04:00:00Z 2011-01-04T04:59:59Z 2011-06-11T17:04:09Z 2010-27532 0 0 0900006480b7d4d1
CFTC-2010-0156-0001 CFTC   Provisions Common to Registered Entities Proposed Rule   2010-11-02T04:00:00Z 2010 11 2010-11-02T04:00:00Z 2011-01-04T04:59:59Z 2011-06-11T17:04:09Z 2010-27533 0 0 0900006480b7dd16
CFTC-2010-0153-0001 CFTC   Position Reports for Physical Commodity Swaps Proposed Rule   2010-11-02T04:00:00Z 2010 11 2010-11-02T04:00:00Z 2010-12-03T04:59:59Z 2011-06-11T17:04:09Z 2010-27538 0 0 0900006480b7d474
CFTC-2010-0152-0001 CFTC   Alternatives to Use of Credit Ratings: Removal of Reference to or Reliance on Credit Ratings in Commission Regulations Proposed Rule   2010-11-02T04:00:00Z 2010 11 2010-11-02T04:00:00Z 2010-12-03T04:59:59Z 2011-06-11T17:04:08Z 2010-27555 0 0 0900006480b7d430
CFTC-2010-0148-0001 CFTC   Business Affiliate Marketing and Disposal of Consumer Information Rules Proposed Rule   2010-10-27T04:00:00Z 2010 10 2010-10-27T04:00:00Z 2010-12-28T04:59:59Z 2011-06-11T17:04:08Z 2010-26893 0 0 0900006480b78698
CFTC-2010-0149-0001 CFTC   Privacy of Consumer Financial Information: Conforming Amendments under Dodd-Frank Act Proposed Rule   2010-10-27T04:00:00Z 2010 10 2010-10-27T04:00:00Z 2010-12-28T04:59:59Z 2011-06-11T17:04:08Z 2010-26912 0 0 0900006480b786d3
CFTC-2010-0143-0001 CFTC   Agricultural Commodity Definition Proposed Rule   2010-10-26T04:00:00Z 2010 10 2010-10-26T04:00:00Z 2010-11-27T04:59:59Z 2011-06-11T17:04:07Z 2010-26951 0 0 0900006480b77534
CFTC-2010-0140-0001 CFTC   Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities: Mitigation of Conflicts of Interest Proposed Rule   2010-10-18T04:00:00Z 2010 10 2010-10-18T04:00:00Z 2010-11-18T04:59:59Z 2011-06-11T17:04:07Z 2010-26220 0 0 0900006480b71ddb
CFTC-2010-0138-0001 CFTC   Financial Resources Requirements for Derivatives Clearing Organizations Proposed Rule   2010-10-14T04:00:00Z 2010 10 2010-10-14T04:00:00Z 2010-12-14T04:59:59Z 2011-06-11T17:04:07Z 2010-25322 0 0 0900006480b6ee53
CFTC-2010-0132-0001 CFTC   Agricultural Swaps Proposed Rule   2010-09-28T04:00:00Z 2010 9 2010-09-28T04:00:00Z   2010-09-28T13:16:05Z 2010-24198 0 0 0900006480b62269
CFTC-2010-0119-0001 CFTC   Commodity Pool Operations: Relief from Compliance with Certain Disclosure, Reporting and Recordkeeping Requirements, etc.;Correction Proposed Rule   2010-09-14T04:00:00Z 2010 9 2010-09-14T04:00:00Z   2011-06-11T17:04:06Z 2010-22906 0 0 0900006480b4ea69
CFTC-2010-0113-0001 CFTC   Commodity Pool Operators: Relief from Compliance and Registration Exemption Proposed Rule   2010-09-09T04:00:00Z 2010 9 2010-09-09T04:00:00Z 2010-10-26T03:59:59Z 2011-06-11T17:04:05Z 2010-22395 0 0 0900006480b49abb
CFTC-2010-0112-0001 CFTC   Account Ownership and Control Report Proposed Rule   2010-09-09T04:00:00Z 2010 9 2010-09-09T04:00:00Z 2010-10-08T03:59:59Z 2011-06-11T17:04:05Z 2010-22398 0 0 0900006480b49a60
CFTC-2010-0114-0001 CFTC   Account Ownership and Control Report: Meeting Proposed Rule   2010-09-09T04:00:00Z 2010 9 2010-09-09T04:00:00Z 2010-10-08T03:59:59Z 2010-09-09T13:21:27Z 2010-22400 0 0 0900006480b49acf
CFTC-2010-0109-0001 CFTC   Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act Proposed Rule   2010-08-20T04:00:00Z 2010 8 2010-08-20T04:00:00Z 2010-09-21T03:59:59Z 2010-08-20T13:01:30Z 2010-20567 0 0 0900006480b36297
CFTC-2010-0107-0001 CFTC   Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations Proposed Rule   2010-08-18T04:00:00Z 2010 8 2010-08-18T04:00:00Z   2011-06-11T17:04:05Z 2010-20428 0 0 0900006480b34203
CFTC-2010-0101-0001 CFTC   Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction Proposed Rule   2010-08-17T04:00:00Z 2010 8 2010-08-17T04:00:00Z   2011-06-11T17:04:05Z 2010-20311 0 0 0900006480b32784
CFTC-2010-0100-0001 CFTC   Acknowledgment Letters for Customer Funds and Secured Amount Funds Proposed Rule   2010-08-09T04:00:00Z 2010 8 2010-08-09T04:00:00Z 2010-09-09T03:59:59Z 2011-06-11T17:04:04Z 2010-19553 0 0 0900006480b2c0a1
CFTC-2010-0093-0001 CFTC   Business Continuity and Disaster Recovery Proposed Rule   2010-07-22T04:00:00Z 2010 7 2010-07-22T04:00:00Z 2010-08-24T03:59:59Z 2011-06-11T17:04:03Z 2010-17606 0 0 0900006480b1f066
CFTC-2010-0087-0001 CFTC   Account Ownership and Control Report Proposed Rule   2010-07-19T04:00:00Z 2010 7 2010-07-19T04:00:00Z 2010-09-18T03:59:59Z 2011-06-11T17:04:03Z 2010-17530 0 0 0900006480b1c72f
CFTC-2010-0068-0001 CFTC   Co-location/Proximity Hosting Services Proposed Rule   2010-06-11T04:00:00Z 2010 6 2010-06-11T04:00:00Z 2010-07-13T03:59:59Z 2010-06-16T04:12:31Z 2010-13613 0 0 0900006480b002ac
CFTC-2010-0027-0001 CFTC   Delegations of Authority to Disclose Confidential Information Proposed Rule   2010-03-30T04:00:00Z 2010 3 2010-03-30T04:00:00Z 2010-04-30T03:59:59Z 2011-06-11T17:04:02Z 2010-06813 0 0 0900006480acc284
CFTC-2010-0004-0001 CFTC   Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations Proposed Rule   2010-01-26T05:00:00Z 2010 1 2010-01-26T05:00:00Z 2010-04-27T03:59:59Z 2011-06-11T17:04:02Z 2010-01209 0 0 0900006480a83cb9
CFTC-2010-0002-0001 CFTC   Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries Proposed Rule   2010-01-20T05:00:00Z 2010 1 2010-01-20T05:00:00Z 2010-03-23T03:59:59Z 2011-06-11T17:04:02Z 2010-00456 0 0 0900006480a803ff

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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