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315 rows where agency_id = "CFTC" and document_type = "Proposed Rule" sorted by posted_date descending
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| id | agency_id | docket_id | title | document_type | subtype | posted_date ▲ | posted_year | posted_month | comment_start_date | comment_end_date | last_modified | fr_doc_num | open_for_comment | withdrawn | object_id |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CFTC-2026-0100-0001 | CFTC | Event Contracts; Withdrawal | Proposed Rule | 2026-02-06T05:00:00Z | 2026 | 2 | 2026-02-06T05:00:00Z | 2026-02-06T17:31:17Z | 2026-02454 | 0 | 0 | 09000064b9195c16 | |||
| CFTC-2025-0972-0001 | CFTC | Exemptive Relief to Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corp. | Proposed Rule | 2025-12-17T05:00:00Z | 2025 | 12 | 2025-12-17T05:00:00Z | 2026-01-17T04:59:59Z | 2025-12-17T17:21:19Z | 2025-23150 | 0 | 0 | 09000064b90ea916 | ||
| CFTC-2025-0642-0001 | CFTC | Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants | Proposed Rule | 2025-09-30T04:00:00Z | 2025 | 9 | 2025-09-30T04:00:00Z | 2025-10-25T03:59:59Z | 2025-09-30T16:12:15Z | 2025-18924 | 0 | 0 | 09000064b8fe7abf | ||
| CFTC-2025-0543-0001 | CFTC | Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Withdrawal | Proposed Rule | 2025-09-18T04:00:00Z | 2025 | 9 | 2025-09-18T04:00:00Z | 2025-09-18T16:11:54Z | 2025-18070 | 0 | 0 | 09000064b8fb0e18 | |||
| CFTC-2025-0444-0001 | CFTC | Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal | Proposed Rule | 2025-09-11T04:00:00Z | 2025 | 9 | 2025-09-11T04:00:00Z | 2025-09-11T16:11:58Z | 2025-17555 | 0 | 0 | 09000064b8f6d266 | |||
| CFTC-2024-0064-0001 | CFTC | Financial Data Transparency Act Joint Data Standards | Proposed Rule | 2024-08-22T04:00:00Z | 2024 | 8 | 2024-08-22T04:00:00Z | 2024-10-22T03:59:59Z | 2024-08-22T13:12:55Z | 2024-18415 | 0 | 0 | 090000648665c994 | ||
| CFTC-2024-0061-0001 | CFTC | Regulatory Flexibility Agenda | Proposed Rule | 2024-08-16T04:00:00Z | 2024 | 8 | 2024-08-16T04:00:00Z | 2024-08-16T12:33:36Z | 2024-16465 | 0 | 0 | 090000648664dbe7 | |||
| CFTC-2024-0050-0001 | CFTC | Event Contracts | Proposed Rule | 2024-07-05T04:00:00Z | 2024 | 7 | 2024-07-05T04:00:00Z | 2024-08-09T03:59:59Z | 2024-07-05T12:25:37Z | 2024-14610 | 0 | 0 | 09000064865dc51f | ||
| CFTC-2024-0040-0001 | CFTC | Event Contracts | Proposed Rule | 2024-06-10T04:00:00Z | 2024 | 6 | 2024-06-10T04:00:00Z | 2024-07-10T03:59:59Z | 2024-06-10T12:17:21Z | 2024-12125 | 0 | 0 | 09000064865a6934 | ||
| CFTC-2024-0030-0001 | CFTC | Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions | Proposed Rule | 2024-04-25T04:00:00Z | 2024 | 4 | 2024-04-25T04:00:00Z | 2024-05-14T03:59:59Z | 2024-04-25T12:14:23Z | 2024-08872 | 0 | 0 | 09000064864ee608 | ||
| CFTC-2024-0025-0001 | CFTC | Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions | Proposed Rule | 2024-03-19T04:00:00Z | 2024 | 3 | 2024-03-19T04:00:00Z | 2024-04-23T03:59:59Z | 2024-03-19T12:14:35Z | 2024-04938 | 0 | 0 | 0900006486484255 | ||
| CFTC-2024-0021-0001 | CFTC | Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants | Proposed Rule | 2024-03-01T05:00:00Z | 2024 | 3 | 2024-03-01T05:00:00Z | 2024-04-23T03:59:59Z | 2024-03-01T13:03:25Z | 2024-04107 | 0 | 0 | 0900006486448108 | ||
| CFTC-2024-0023-0001 | CFTC | Foreign Boards of Trade | Proposed Rule | 2024-03-01T05:00:00Z | 2024 | 3 | 2024-03-01T05:00:00Z | 2024-04-23T03:59:59Z | 2024-03-01T13:04:50Z | 2024-04117 | 0 | 0 | 0900006486448206 | ||
| CFTC-2024-0020-0001 | CFTC | Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements | Proposed Rule | 2024-02-29T05:00:00Z | 2024 | 2 | 2024-02-29T05:00:00Z | 2024-04-12T03:59:59Z | 2024-02-29T13:14:18Z | 2024-04255 | 0 | 0 | 090000648644065b | ||
| CFTC-2024-0018-0001 | CFTC | Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants | Proposed Rule | 2024-02-26T05:00:00Z | 2024 | 2 | 2024-02-26T05:00:00Z | 2024-04-02T03:59:59Z | 2024-02-26T13:15:36Z | 2024-03826 | 0 | 0 | 090000648642e324 | ||
| CFTC-2024-0013-0001 | CFTC | Protection of Clearing Member Funds Held by Derivatives Clearing Organizations | Proposed Rule | 2024-02-06T05:00:00Z | 2024 | 2 | 2024-02-06T05:00:00Z | 2024-03-19T03:59:59Z | 2024-02-06T13:33:34Z | 2024-02234 | 0 | 0 | 09000064863e7d10 | ||
| CFTC-2024-0012-0001 | CFTC | Permits; Applications, Issuances, etc.: Capital Comparability Determination Submitted on behalf of Nonbank Swap Dealers subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority | Proposed Rule | 2024-02-05T05:00:00Z | 2024 | 2 | 2024-02-05T05:00:00Z | 2024-03-25T03:59:59Z | 2024-02-05T13:22:48Z | 2024-02070 | 0 | 0 | 09000064863e4e43 | ||
| CFTC-2024-0010-0001 | CFTC | Privacy Act Regulations | Proposed Rule | 2024-02-02T05:00:00Z | 2024 | 2 | 2024-02-02T05:00:00Z | 2024-03-05T04:59:59Z | 2024-02-02T13:04:32Z | 2024-01684 | 0 | 0 | 09000064863d7ac7 | ||
| CFTC-2024-0005-0001 | CFTC | Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants | Proposed Rule | 2024-01-24T05:00:00Z | 2024 | 1 | 2024-01-24T05:00:00Z | 2024-03-03T04:59:59Z | 2024-01-24T13:29:37Z | 2023-28745 | 0 | 0 | 09000064863bdc61 | ||
| CFTC-2024-0003-0001 | CFTC | Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants | Proposed Rule | 2024-01-16T05:00:00Z | 2024 | 1 | 2024-01-16T05:00:00Z | 2024-02-14T04:59:59Z | 2024-01-16T14:05:39Z | 2023-28649 | 0 | 0 | 090000648639e14b | ||
| CFTC-2024-0001-0001 | CFTC | Protection of Clearing Member Funds Held by Derivatives Clearing Organizations | Proposed Rule | 2024-01-03T05:00:00Z | 2024 | 1 | 2024-01-03T05:00:00Z | 2024-02-17T04:59:59Z | 2024-01-03T13:15:20Z | 2023-28767 | 0 | 0 | 0900006486373c59 | ||
| CFTC-2023-0118-0001 | CFTC | Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements | Proposed Rule | 2023-12-28T05:00:00Z | 2023 | 12 | 2023-12-28T05:00:00Z | 2024-02-27T04:59:59Z | 2023-12-28T13:32:59Z | 2023-28350 | 0 | 0 | 09000064863617e4 | ||
| CFTC-2023-0109-0001 | CFTC | Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations | Proposed Rule | 2023-11-21T05:00:00Z | 2023 | 11 | 2023-11-21T05:00:00Z | 2024-01-18T04:59:59Z | 2023-11-21T13:38:56Z | 2023-24774 | 0 | 0 | 090000648629d294 | ||
| CFTC-2023-0092-0001 | CFTC | Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the 'Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments | Proposed Rule | 2023-10-12T04:00:00Z | 2023 | 10 | 2023-10-12T04:00:00Z | 2023-12-12T04:59:59Z | 2023-10-12T12:13:41Z | 2023-22324 | 0 | 0 | 09000064860b96bc | ||
| CFTC-2023-0080-0001 | CFTC | Provisions Common to Registered Entities | Proposed Rule | 2023-09-06T04:00:00Z | 2023 | 9 | 2023-09-06T04:00:00Z | 2023-11-07T04:59:59Z | 2023-09-06T15:41:12Z | 2023-18694 | 0 | 0 | 0900006485f4b186 | ||
| CFTC-2023-0075-0001 | CFTC | Swap Confirmation Requirements for Swap Execution Facilities | Proposed Rule | 2023-08-25T04:00:00Z | 2023 | 8 | 2023-08-25T04:00:00Z | 2023-10-25T03:59:59Z | 2023-08-25T12:10:21Z | 2023-17747 | 0 | 0 | 0900006485eea43a | ||
| CFTC-2023-0070-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2023-08-08T04:00:00Z | 2023 | 8 | 2023-08-08T04:00:00Z | 2023-10-11T03:59:59Z | 2023-08-08T12:13:19Z | 2023-16572 | 0 | 0 | 0900006485dfb875 | ||
| CFTC-2023-0066-0001 | CFTC | Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning | Proposed Rule | 2023-07-28T04:00:00Z | 2023 | 7 | 2023-07-28T04:00:00Z | 2023-09-27T03:59:59Z | 2023-07-28T12:04:29Z | 2023-14457 | 0 | 0 | 0900006485d6acb3 | ||
| CFTC-2023-0063-0001 | CFTC | Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants | Proposed Rule | 2023-07-18T04:00:00Z | 2023 | 7 | 2023-07-18T04:00:00Z | 2023-09-19T03:59:59Z | 2023-07-18T14:20:45Z | 2023-15056 | 0 | 0 | 0900006485cd2958 | ||
| CFTC-2023-0048-0001 | CFTC | Proposed Order: Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Capital and Financial Reporting Requirements of the European Union | Proposed Rule | 2023-06-27T04:00:00Z | 2023 | 6 | 2023-06-27T04:00:00Z | 2023-08-29T03:59:59Z | 2023-06-27T12:01:27Z | 2023-13446 | 0 | 0 | 0900006485bfd02c | ||
| CFTC-2023-0049-0001 | CFTC | Large Trader Reporting Requirements | Proposed Rule | 2023-06-27T04:00:00Z | 2023 | 6 | 2023-06-27T04:00:00Z | 2023-08-29T03:59:59Z | 2023-06-27T12:03:23Z | 2023-13459 | 0 | 0 | 0900006485bfd292 | ||
| CFTC-2023-0043-0001 | CFTC | Derivatives Clearing Organization Risk Management Regulations to Account for the Treatment of Separate Accounts by Futures Commission Merchants | Proposed Rule | 2023-06-15T04:00:00Z | 2023 | 6 | 2023-06-15T04:00:00Z | 2023-07-01T03:59:59Z | 2023-06-15T12:18:43Z | 2023-12832 | 0 | 0 | 0900006485b21a28 | ||
| CFTC-2023-0034-0001 | CFTC | Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants | Proposed Rule | 2023-04-14T04:00:00Z | 2023 | 4 | 2023-04-14T04:00:00Z | 2023-06-14T03:59:59Z | 2023-04-14T12:12:39Z | 2023-06248 | 0 | 0 | 0900006485948f8b | ||
| CFTC-2022-0091-0001 | CFTC | Reporting and Information Requirements for Derivatives Clearing Organizations | Proposed Rule | 2022-12-15T05:00:00Z | 2022 | 12 | 2022-12-15T05:00:00Z | 2023-02-14T04:59:59Z | 2022-12-15T12:45:04Z | 2022-26849 | 0 | 0 | 0900006485538387 | ||
| CFTC-2022-0089-0001 | CFTC | Application: Capital Comparability Determination Submitted on behalf of Nonbank Swap Dealers subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores | Proposed Rule | 2022-12-13T05:00:00Z | 2022 | 12 | 2022-12-13T05:00:00Z | 2023-02-14T04:59:59Z | 2022-12-13T12:37:25Z | 2022-26758 | 0 | 0 | 090000648553244e | ||
| CFTC-2022-0063-0001 | CFTC | Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers | Proposed Rule | 2022-09-07T04:00:00Z | 2022 | 9 | 2022-09-07T04:00:00Z | 2022-09-07T11:44:54Z | C1-2022-17724 | 0 | 0 | 09000064852bf6a5 | |||
| CFTC-2022-0061-0001 | CFTC | Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers | Proposed Rule | 2022-09-01T04:00:00Z | 2022 | 9 | 2022-09-01T04:00:00Z | 2022-10-12T03:59:59Z | 2022-09-01T11:42:25Z | 2022-17724 | 0 | 0 | 09000064852a2b61 | ||
| CFTC-2022-0054-0001 | CFTC | Governance Requirements for Derivatives Clearing Organizations | Proposed Rule | 2022-08-11T04:00:00Z | 2022 | 8 | 2022-08-11T04:00:00Z | 2022-10-12T03:59:59Z | 2022-08-11T13:50:06Z | 2022-16683 | 0 | 0 | 090000648522feda | ||
| CFTC-2022-0051-0001 | CFTC | Proposed Order: Application for a Capital Comparability Determination From the Financial Services Agency of Japan | Proposed Rule | 2022-08-08T04:00:00Z | 2022 | 8 | 2022-08-08T04:00:00Z | 2022-10-08T03:59:59Z | 2022-08-08T11:53:07Z | 2022-16684 | 0 | 0 | 0900006485220cbd | ||
| CFTC-2022-0026-0001 | CFTC | Clearing Requirement Determination Under the Commodity Exchange Act: Interest Rate Swaps To Account for the Transition From London Interbank Offered Rate and Other Interbank Offered Rates to Alternative Reference Rates | Proposed Rule | 2022-05-31T04:00:00Z | 2022 | 5 | 2022-05-31T04:00:00Z | 2022-07-01T03:59:59Z | 2022-05-31T12:10:49Z | 2022-10490 | 0 | 0 | 090000648511a3f8 | ||
| CFTC-2021-0044-0001 | CFTC | Swap Clearing Requirement to Account for the Transition from the London Interbank Offered Rate and Other Interbank Offered Rates to Alternative Reference Rates | Proposed Rule | 2021-11-23T05:00:00Z | 2021 | 11 | 2021-11-23T05:00:00Z | 2022-01-25T04:59:59Z | 2021-11-23T12:47:14Z | 2021-25450 | 0 | 0 | 0900006484e7580a | ||
| CFTC-2021-0016-0001 | CFTC | Swap Execution Facilities and Trade Execution Requirement; Withdrawal | Proposed Rule | 2021-02-12T05:00:00Z | 2021 | 2 | 2021-02-12T05:00:00Z | 2021-02-12T12:54:40Z | 2020-28945 | 0 | 0 | 0900006484a3488c | |||
| CFTC-2020-0107-0001 | CFTC | Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps | Proposed Rule | 2020-11-05T05:00:00Z | 2020 | 11 | 2020-11-05T05:00:00Z | 2020-12-08T04:59:59Z | 2020-11-05T13:03:49Z | 2020-23928 | 0 | 0 | 090000648494c7fd | ||
| CFTC-2020-0085-0001 | CFTC | Bankruptcy Regulations | Proposed Rule | 2020-09-24T04:00:00Z | 2020 | 9 | 2020-09-24T04:00:00Z | 2020-10-27T03:59:59Z | 2020-09-24T11:45:48Z | 2020-21005 | 0 | 0 | 0900006484876136 | ||
| CFTC-2020-0083-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2020-09-23T04:00:00Z | 2020 | 9 | 2020-09-23T04:00:00Z | 2020-10-24T03:59:59Z | 2020-09-23T11:43:57Z | 2020-18303 | 0 | 0 | 0900006484872a6a | ||
| CFTC-2020-0081-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2020-09-22T04:00:00Z | 2020 | 9 | 2020-09-22T04:00:00Z | 2020-10-23T03:59:59Z | 2020-09-22T11:41:13Z | 2020-18222 | 0 | 0 | 090000648486e4d5 | ||
| CFTC-2020-0063-0001 | CFTC | Regulation Automated Trading; Withdrawal | Proposed Rule | 2020-07-15T04:00:00Z | 2020 | 7 | 2020-07-15T04:00:00Z | 2020-07-15T12:01:33Z | 2020-14383 | 0 | 0 | 0900006484763a33 | |||
| CFTC-2020-0061-0001 | CFTC | Electronic Trading Risk Principles | Proposed Rule | 2020-07-15T04:00:00Z | 2020 | 7 | 2020-07-15T04:00:00Z | 2020-08-25T03:59:59Z | 2020-07-15T11:54:00Z | 2020-14381 | 0 | 0 | 0900006484763455 | ||
| CFTC-2020-0059-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2020-07-10T04:00:00Z | 2020 | 7 | 2020-07-10T04:00:00Z | 2020-07-10T12:12:33Z | 2020-14254 | 0 | 0 | 090000648473accb | |||
| CFTC-2020-0050-0001 | CFTC | Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools | Proposed Rule | 2020-06-12T04:00:00Z | 2020 | 6 | 2020-06-12T04:00:00Z | 2020-08-12T03:59:59Z | 2020-06-12T11:54:15Z | 2020-12034 | 0 | 0 | 09000064846e894d | ||
| CFTC-2020-0049-0001 | CFTC | Bankruptcy Regulations | Proposed Rule | 2020-06-12T04:00:00Z | 2020 | 6 | 2020-06-12T04:00:00Z | 2020-07-14T03:59:59Z | 2020-06-12T11:52:31Z | 2020-08482 | 0 | 0 | 09000064846e8867 | ||
| CFTC-2020-0040-0001 | CFTC | Swap Clearing Requirement Exemptions | Proposed Rule | 2020-05-12T04:00:00Z | 2020 | 5 | 2020-05-12T04:00:00Z | 2020-07-14T03:59:59Z | 2020-05-12T11:53:51Z | 2020-08603 | 0 | 0 | 09000064845cc60a | ||
| CFTC-2020-0037-0001 | CFTC | Amendments To Compliance Requirements for Commodity Pool Operators on Form CPO-PQR | Proposed Rule | 2020-05-04T04:00:00Z | 2020 | 5 | 2020-05-04T04:00:00Z | 2020-06-16T03:59:59Z | 2020-05-04T11:46:55Z | 2020-08496 | 0 | 0 | 090000648455000d | ||
| CFTC-2020-0027-0001 | CFTC | Certain Swap Data Repository and Data Reporting Requirements | Proposed Rule | 2020-04-17T04:00:00Z | 2020 | 4 | 2020-04-17T04:00:00Z | 2020-05-21T03:59:59Z | 2020-04-17T11:51:58Z | 2020-04404 | 0 | 0 | 09000064844b0da0 | ||
| CFTC-2020-0028-0001 | CFTC | Swap Data Recordkeeping and Reporting Requirements | Proposed Rule | 2020-04-17T04:00:00Z | 2020 | 4 | 2020-04-17T04:00:00Z | 2020-05-21T03:59:59Z | 2020-04-17T11:52:27Z | 2020-04407 | 0 | 0 | 09000064844b0da3 | ||
| CFTC-2020-0029-0001 | CFTC | Real-Time Public Reporting Requirements | Proposed Rule | 2020-04-17T04:00:00Z | 2020 | 4 | 2020-04-17T04:00:00Z | 2020-05-21T03:59:59Z | 2020-04-17T11:56:16Z | 2020-04405 | 0 | 0 | 09000064844b0e8a | ||
| CFTC-2020-0014-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds | Proposed Rule | 2020-02-28T05:00:00Z | 2020 | 2 | 2020-02-28T05:00:00Z | 2020-04-02T03:59:59Z | 2020-02-28T12:48:45Z | 2020-02707 | 0 | 0 | 09000064843c5136 | ||
| CFTC-2020-0013-0001 | CFTC | Position Limits for Derivatives | Proposed Rule | 2020-02-27T05:00:00Z | 2020 | 2 | 2020-02-27T05:00:00Z | 2020-04-30T03:59:59Z | 2020-02-27T13:43:58Z | 2020-02320 | 0 | 0 | 09000064843ba528 | ||
| CFTC-2020-0012-0001 | CFTC | Swap Execution Facility Requirements and Real-Time Reporting Requirements | Proposed Rule | 2020-02-19T05:00:00Z | 2020 | 2 | 2020-02-19T05:00:00Z | 2020-04-21T03:59:59Z | 2020-02-19T12:46:37Z | 2020-02721 | 0 | 0 | 090000648438685b | ||
| CFTC-2020-0001-0001 | CFTC | Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants | Proposed Rule | 2020-01-08T05:00:00Z | 2020 | 1 | 2020-01-08T05:00:00Z | 2020-03-10T03:59:59Z | 2020-01-08T12:47:42Z | 2019-28075 | 0 | 0 | 090000648427be77 | ||
| CFTC-2019-0124-0001 | CFTC | Post-Trade Name Give-Up on Swap Execution Facilities | Proposed Rule | 2019-12-31T05:00:00Z | 2019 | 12 | 2019-12-31T05:00:00Z | 2020-03-03T04:59:59Z | 2019-12-31T12:54:02Z | 2019-27895 | 0 | 0 | 090000648425d4ee | ||
| CFTC-2019-0121-0001 | CFTC | UA: Reg Flex Agenda | Proposed Rule | 2019-12-26T05:00:00Z | 2019 | 12 | 2019-12-26T05:00:00Z | 2019-12-26T12:49:50Z | 2019-26635 | 0 | 0 | 090000648424f8fa | |||
| CFTC-2019-0120-0001 | CFTC | Exemption from the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures | Proposed Rule | 2019-12-23T05:00:00Z | 2019 | 12 | 2019-12-23T05:00:00Z | 2020-02-22T04:59:59Z | 2019-12-23T14:15:44Z | 2019-27207 | 0 | 0 | 0900006484248374 | ||
| CFTC-2019-0119-0001 | CFTC | Capital Requirements of Swap Dealers and Major Swap Participants | Proposed Rule | 2019-12-19T05:00:00Z | 2019 | 12 | 2019-12-19T05:00:00Z | 2020-03-04T04:59:59Z | 2019-12-19T12:57:09Z | 2019-27116 | 0 | 0 | 0900006484235c62 | ||
| CFTC-2019-0105-0001 | CFTC | Privacy of Consumer Financial Information | Proposed Rule | 2019-11-12T05:00:00Z | 2019 | 11 | 2019-11-12T05:00:00Z | 2019-12-13T04:59:59Z | 2019-11-12T13:01:08Z | 2019-24581 | 0 | 0 | 090000648414336b | ||
| CFTC-2019-0102-0001 | CFTC | Certain Swap Data Repository and Data Reporting Requirements | Proposed Rule | 2019-10-29T04:00:00Z | 2019 | 10 | 2019-10-29T04:00:00Z | 2020-01-28T04:59:59Z | 2019-10-29T13:19:11Z | 2019-23595 | 0 | 0 | 09000064841040c4 | ||
| CFTC-2019-0097-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2019-10-24T04:00:00Z | 2019 | 10 | 2019-10-24T04:00:00Z | 2019-12-24T04:59:59Z | 2019-10-24T11:48:52Z | 2019-22954 | 0 | 0 | 09000064840f0436 | ||
| CFTC-2019-0096-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2019-10-22T04:00:00Z | 2019 | 10 | 2019-10-22T04:00:00Z | 2019-12-24T04:59:59Z | 2019-10-22T11:52:25Z | 2019-22955 | 0 | 0 | 09000064840e8479 | ||
| CFTC-2019-0087-0001 | CFTC | Public Rulemaking Procedures | Proposed Rule | 2019-09-20T04:00:00Z | 2019 | 9 | 2019-09-20T04:00:00Z | 2019-10-22T03:59:59Z | 2019-09-20T12:29:32Z | 2019-20361 | 0 | 0 | 0900006483fa1b91 | ||
| CFTC-2019-0086-0001 | CFTC | Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations | Proposed Rule | 2019-09-18T04:00:00Z | 2019 | 9 | 2019-09-18T04:00:00Z | 2019-11-19T04:59:59Z | 2019-09-18T11:38:02Z | 2019-20188 | 0 | 0 | 0900006483f9218e | ||
| CFTC-2019-0084-0001 | CFTC | Exemption from Derivatives Clearing Organization Registration | Proposed Rule | 2019-09-18T04:00:00Z | 2019 | 9 | 2019-09-18T04:00:00Z | 2019-11-23T04:59:59Z | 2019-09-18T11:35:58Z | 2019-20189 | 0 | 0 | 0900006483f91ce5 | ||
| CFTC-2019-0070-0001 | CFTC | Customer Margin Rules Relating to Security Futures | Proposed Rule | 2019-07-26T04:00:00Z | 2019 | 7 | 2019-07-26T04:00:00Z | 2019-08-27T03:59:59Z | 2019-07-26T11:37:07Z | 2019-15400 | 0 | 0 | 0900006483dbb18b | ||
| CFTC-2019-0069-0001 | CFTC | Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period | Proposed Rule | 2019-07-25T04:00:00Z | 2019 | 7 | 2019-07-25T04:00:00Z | 2019-10-29T03:59:59Z | 2019-07-25T11:55:49Z | 2019-15810 | 0 | 0 | 0900006483db62bb | ||
| CFTC-2019-0066-0001 | CFTC | Exemption from Derivatives Clearing Organization Registration | Proposed Rule | 2019-07-23T04:00:00Z | 2019 | 7 | 2019-07-23T04:00:00Z | 2019-09-24T03:59:59Z | 2019-07-23T18:29:13Z | 2019-15258 | 0 | 0 | 0900006483da9d5b | ||
| CFTC-2019-0063-0001 | CFTC | Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations | Proposed Rule | 2019-07-19T04:00:00Z | 2019 | 7 | 2019-07-19T04:00:00Z | 2019-09-18T03:59:59Z | 2019-07-19T12:17:09Z | 2019-15262 | 0 | 0 | 0900006483da0564 | ||
| CFTC-2019-0060-0001 | CFTC | Derivatives Clearing Organization General Provisions and Core Principles | Proposed Rule | 2019-07-05T04:00:00Z | 2019 | 7 | 2019-07-05T04:00:00Z | 2019-09-14T03:59:59Z | 2019-07-05T11:54:11Z | 2019-14294 | 0 | 0 | 0900006483d6087a | ||
| CFTC-2019-0059-0001 | CFTC | Foreign Futures and Options Transactions | Proposed Rule | 2019-07-05T04:00:00Z | 2019 | 7 | 2019-07-05T04:00:00Z | 2019-08-06T03:59:59Z | 2019-07-05T11:52:13Z | 2019-13828 | 0 | 0 | 0900006483d607c9 | ||
| CFTC-2019-0042-0001 | CFTC | Derivatives Clearing Organization General Provisions and Core Principles | Proposed Rule | 2019-05-16T04:00:00Z | 2019 | 5 | 2019-05-16T04:00:00Z | 2019-07-16T03:59:59Z | 2019-05-16T11:44:54Z | 2019-09025 | 0 | 0 | 0900006483c890dd | ||
| CFTC-2019-0041-0001 | CFTC | Certain Swap Data Repository and Data Reporting Requirements | Proposed Rule | 2019-05-13T04:00:00Z | 2019 | 5 | 2019-05-13T04:00:00Z | 2019-07-30T03:59:59Z | 2019-05-13T11:46:34Z | 2019-08788 | 0 | 0 | 0900006483c6c7ae | ||
| CFTC-2019-0004-0001 | CFTC | Swap Execution Facilities and Trade Execution Requirement | Proposed Rule | 2019-02-12T05:00:00Z | 2019 | 2 | 2019-02-12T05:00:00Z | 2019-03-16T03:59:59Z | 2019-02-12T12:51:29Z | 2019-01668 | 0 | 0 | 0900006483a65fcb | ||
| CFTC-2019-0003-0001 | CFTC | Post-Trade Name Give-Up on Swap Execution Facilities | Proposed Rule | 2019-02-12T05:00:00Z | 2019 | 2 | 2019-02-12T05:00:00Z | 2019-03-16T03:59:59Z | 2019-02-12T12:49:17Z | 2019-01667 | 0 | 0 | 0900006483a65e49 | ||
| CFTC-2019-0001-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Proposed Rule | 2019-02-08T05:00:00Z | 2019 | 2 | 2019-02-08T05:00:00Z | 2019-04-10T03:59:59Z | 2019-02-08T12:59:34Z | 2019-00797 | 0 | 0 | 0900006483a55da7 | ||
| CFTC-2018-0081-0001 | CFTC | Privacy of Consumer Financial Information: Amendment To Conform Regulations to the Fixing America's Surface Transportation Act | Proposed Rule | 2018-12-10T05:00:00Z | 2018 | 12 | 2018-12-10T05:00:00Z | 2019-02-09T04:59:59Z | 2018-12-10T12:48:37Z | 2018-26523 | 0 | 0 | 09000064839735f8 | ||
| CFTC-2018-0079-0001 | CFTC | Post-Trade Name Give-Up on Swap Execution Facilities | Proposed Rule | 2018-11-30T05:00:00Z | 2018 | 11 | 2018-11-30T05:00:00Z | 2019-01-30T04:59:59Z | 2018-11-30T12:46:10Z | 2018-24643 | 0 | 0 | 0900006483915d02 | ||
| CFTC-2018-0078-0001 | CFTC | Swap Execution Facilities and Trade Execution Requirement | Proposed Rule | 2018-11-30T05:00:00Z | 2018 | 11 | 2018-11-30T05:00:00Z | 2019-02-14T04:59:59Z | 2018-11-30T12:46:04Z | 2018-24642 | 0 | 0 | 09000064839158ca | ||
| CFTC-2018-0069-0001 | CFTC | Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors | Proposed Rule | 2018-10-18T04:00:00Z | 2018 | 10 | 2018-10-18T04:00:00Z | 2018-12-18T04:59:59Z | 2018-10-18T12:03:04Z | 2018-22324 | 0 | 0 | 0900006483803bab | ||
| CFTC-2018-0059-0001 | CFTC | Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds | Proposed Rule | 2018-09-11T04:00:00Z | 2018 | 9 | 2018-09-11T04:00:00Z | 2018-10-18T03:59:59Z | 2018-09-11T11:56:09Z | 2018-19649 | 0 | 0 | 09000064836d4579 | ||
| CFTC-2018-0055-0001 | CFTC | Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions | Proposed Rule | 2018-08-29T04:00:00Z | 2018 | 8 | 2018-08-29T04:00:00Z | 2018-10-30T03:59:59Z | 2018-08-29T12:00:07Z | 2018-18618 | 0 | 0 | 090000648366c5c6 | ||
| CFTC-2018-0049-0001 | CFTC | Exemption from Derivatives Clearing Organization Registration | Proposed Rule | 2018-08-13T04:00:00Z | 2018 | 8 | 2018-08-13T04:00:00Z | 2018-10-13T03:59:59Z | 2018-08-13T11:54:03Z | 2018-17335 | 0 | 0 | 0900006483612f65 | ||
| CFTC-2018-0046-0001 | CFTC | Position Limits and Position Accountability for Security Futures Products | Proposed Rule | 2018-07-31T04:00:00Z | 2018 | 7 | 2018-07-31T04:00:00Z | 2018-10-02T03:59:59Z | 2018-07-31T12:17:44Z | 2018-16079 | 0 | 0 | 0900006483590f7f | ||
| CFTC-2018-0045-0001 | CFTC | Segregation of Assets Held as Collateral in Uncleared Swap Transactions | Proposed Rule | 2018-07-30T04:00:00Z | 2018 | 7 | 2018-07-30T04:00:00Z | 2018-09-29T03:59:59Z | 2018-07-30T12:03:50Z | 2018-16176 | 0 | 0 | 09000064835824b4 | ||
| CFTC-2018-0041-0001 | CFTC | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds | Proposed Rule | 2018-07-17T04:00:00Z | 2018 | 7 | 2018-07-17T04:00:00Z | 2018-09-18T03:59:59Z | 2018-07-17T12:11:46Z | 2018-13502 | 0 | 0 | 090000648350d310 | ||
| CFTC-2018-0038-0001 | CFTC | Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations | Proposed Rule | 2018-07-03T04:00:00Z | 2018 | 7 | 2018-07-03T04:00:00Z | 2018-09-05T03:59:59Z | 2018-07-03T12:03:13Z | 2018-14272 | 0 | 0 | 090000648349222c | ||
| CFTC-2018-0031-0001 | CFTC | De Minimis Exception to Swap Dealer Definition | Proposed Rule | 2018-06-12T04:00:00Z | 2018 | 6 | 2018-06-12T04:00:00Z | 2018-08-14T03:59:59Z | 2018-06-12T11:53:33Z | 2018-12362 | 0 | 0 | 09000064833ed3d3 | ||
| CFTC-2018-0026-0001 | CFTC | Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants | Proposed Rule | 2018-05-23T04:00:00Z | 2018 | 5 | 2018-05-23T04:00:00Z | 2018-07-24T03:59:59Z | 2018-05-23T12:03:52Z | 2018-10995 | 0 | 0 | 09000064832bf17f | ||
| CFTC-2017-0065-0001 | CFTC | Retail Commodity Transactions Involving Virtual Currency | Proposed Rule | 2017-12-20T05:00:00Z | 2017 | 12 | 2017-12-20T05:00:00Z | 2018-03-21T03:59:59Z | 2017-12-20T12:46:51Z | 2017-27421 | 0 | 0 | 0900006482d3f2bb | ||
| CFTC-2017-0030-0001 | CFTC | Requests for Information: Project KISS; Correction | Proposed Rule | 2017-05-24T04:00:00Z | 2017 | 5 | 2017-05-24T04:00:00Z | 2017-10-01T03:59:59Z | 2017-05-24T11:43:32Z | 2017-10622 | 0 | 0 | 0900006482609194 | ||
| CFTC-2017-0028-0001 | CFTC | Project KISS | Proposed Rule | 2017-05-09T04:00:00Z | 2017 | 5 | 2017-05-09T04:00:00Z | 2017-10-01T03:59:59Z | 2017-05-09T11:56:19Z | 2017-09318 | 0 | 0 | 090000648259bbc6 | ||
| CFTC-2017-0027-0001 | CFTC | Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants | Proposed Rule | 2017-05-08T04:00:00Z | 2017 | 5 | 2017-05-08T04:00:00Z | 2017-07-08T03:59:59Z | 2017-05-08T12:10:48Z | 2017-09229 | 0 | 0 | 09000064825986b7 | ||
| CFTC-2017-0012-0001 | CFTC | Capital Requirements of Swap Dealers and Major Swap Participants | Proposed Rule | 2017-03-16T04:00:00Z | 2017 | 3 | 2017-03-16T04:00:00Z | 2017-05-16T03:59:59Z | 2017-03-16T11:53:57Z | 2017-05277 | 0 | 0 | 090000648250c555 |
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