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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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47 rows where agency_id = "CFTC", document_type = "Notice" and posted_year = 2017 sorted by posted_date descending

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posted_year 1

  • 2017 · 47 ✖

document_type 1

  • Notice · 47 ✖

agency_id 1

  • CFTC · 47 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2017-0064-0001 CFTC   Proposed Orders and Requests for Comments: Application for Exemption from Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and from Certain Related Commission Regulations Notice   2017-12-15T05:00:00Z 2017 12 2017-12-15T05:00:00Z 2018-01-17T04:59:59Z 2017-12-15T13:07:15Z 2017-27060 0 0 0900006482d128b9
CFTC-2017-0063-0001 CFTC   Meetings: Technology Advisory Committee Notice   2017-12-13T05:00:00Z 2017 12 2017-12-13T05:00:00Z   2017-12-13T12:43:06Z 2017-26869 0 0 0900006482d01fbb
CFTC-2017-0062-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Financial Resource Requirements for Derivatives Clearing Organizations Notice   2017-12-05T05:00:00Z 2017 12 2017-12-05T05:00:00Z 2018-02-06T04:59:59Z 2017-12-05T12:33:02Z 2017-26141 0 0 0900006482cdbdfc
CFTC-2017-0061-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Off-Exchange Foreign Currency Transactions; Correction Notice   2017-12-04T05:00:00Z 2017 12 2017-12-04T05:00:00Z   2017-12-04T12:39:09Z 2017-26026 0 0 0900006482cd3a24
CFTC-2017-0059-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Whistleblower Provision Notice   2017-11-28T05:00:00Z 2017 11 2017-11-28T05:00:00Z 2018-01-30T04:59:59Z 2017-11-28T12:46:19Z 2017-25704 0 0 0900006482cb6e7e
CFTC-2017-0060-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-11-28T05:00:00Z 2017 11 2017-11-28T05:00:00Z 2017-12-29T04:59:59Z 2017-11-28T12:46:20Z 2017-25698 0 0 0900006482cb6ed5
CFTC-2017-0056-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Copies of Crop and Market Information Reports Notice   2017-11-22T05:00:00Z 2017 11 2017-11-22T05:00:00Z 2018-01-23T04:59:59Z 2017-11-22T12:57:32Z 2017-25307 0 0 0900006482c9eaa2
CFTC-2017-0057-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Gross Collection of Exchange-Set Margins for Omnibus Accounts Notice   2017-11-22T05:00:00Z 2017 11 2017-11-22T05:00:00Z 2018-01-23T04:59:59Z 2017-11-22T12:59:29Z 2017-25304 0 0 0900006482c9ebe8
CFTC-2017-0055-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-11-15T05:00:00Z 2017 11 2017-11-15T05:00:00Z 2017-12-16T04:59:59Z 2017-11-15T12:51:56Z 2017-24683 0 0 0900006482c79fe8
CFTC-2017-0052-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-10-18T04:00:00Z 2017 10 2017-10-18T04:00:00Z 2017-11-18T04:59:59Z 2017-10-18T12:03:58Z 2017-22608 0 0 0900006482bddd73
CFTC-2017-0051-0001 CFTC   Public Availability of Fiscal Year 2016 Service Contract Inventory Notice   2017-10-04T04:00:00Z 2017 10 2017-10-04T04:00:00Z   2017-10-04T11:49:23Z 2017-21334 0 0 0900006482b9885d
CFTC-2017-0049-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-09-20T04:00:00Z 2017 9 2017-09-20T04:00:00Z 2017-10-21T03:59:59Z 2017-09-20T11:44:10Z 2017-20025 0 0 0900006482b6156f
CFTC-2017-0048-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Off-Exchange Foreign Currency Transactions Notice   2017-09-18T04:00:00Z 2017 9 2017-09-18T04:00:00Z 2017-11-18T04:59:59Z 2017-09-18T11:49:30Z 2017-19749 0 0 0900006482b47442
CFTC-2017-0047-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Reparations Complaint Notice   2017-09-01T04:00:00Z 2017 9 2017-09-01T04:00:00Z 2017-11-01T03:59:59Z 2017-09-01T11:51:50Z 2017-18511 0 0 0900006482b02177
CFTC-2017-0046-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Security Futures Products Notice   2017-08-04T04:00:00Z 2017 8 2017-08-04T04:00:00Z 2017-10-04T03:59:59Z 2017-08-04T11:53:40Z 2017-16459 0 0 09000064829abd7f
CFTC-2017-0045-0001 CFTC   Meetings; Sunshine Act Notice   2017-08-03T04:00:00Z 2017 8 2017-08-03T04:00:00Z   2017-08-03T12:05:04Z 2017-16432 0 0 0900006482999882
CFTC-2017-0044-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-08-01T04:00:00Z 2017 8 2017-08-01T04:00:00Z 2017-09-01T03:59:59Z 2017-08-01T11:48:00Z 2017-16019 0 0 090000648298f87d
CFTC-2017-0042-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-07-27T04:00:00Z 2017 7 2017-07-27T04:00:00Z 2017-08-29T03:59:59Z 2017-07-27T12:25:38Z 2017-15857 0 0 09000064829768b8
CFTC-2017-0043-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-07-27T04:00:00Z 2017 7 2017-07-27T04:00:00Z 2017-08-29T03:59:59Z 2017-07-27T12:29:28Z 2017-15767 0 0 0900006482976ee9
CFTC-2017-0041-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-07-19T04:00:00Z 2017 7 2017-07-19T04:00:00Z 2017-08-19T03:59:59Z 2017-07-19T11:53:13Z 2017-15091 0 0 090000648293ea52
CFTC-2017-0040-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-07-13T04:00:00Z 2017 7 2017-07-13T04:00:00Z 2017-08-15T03:59:59Z 2017-07-13T11:51:38Z 2017-14647 0 0 0900006482918391
CFTC-2017-0037-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants Notice   2017-06-20T04:00:00Z 2017 6 2017-06-20T04:00:00Z 2017-08-22T03:59:59Z 2017-06-20T11:55:00Z 2017-12790 0 0 09000064826f5d63
CFTC-2017-0036-0001 CFTC   Commission Statement Concerning Request Made Pursuant to Commission Regulation Notice   2017-06-13T04:00:00Z 2017 6 2017-06-13T04:00:00Z   2017-06-13T12:10:27Z 2017-12141 0 0 09000064826cc783
CFTC-2017-0035-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2017-06-01T04:00:00Z 2017 6 2017-06-01T04:00:00Z   2017-06-01T11:52:07Z 2017-11312 0 0 0900006482675a96
CFTC-2017-0034-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-05-31T04:00:00Z 2017 5 2017-05-31T04:00:00Z 2017-07-01T03:59:59Z 2017-05-31T11:46:05Z 2017-11114 0 0 090000648266e5bd
CFTC-2017-0033-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-05-30T04:00:00Z 2017 5 2017-05-30T04:00:00Z 2017-08-01T03:59:59Z 2017-05-30T12:04:07Z 2017-11105 0 0 0900006482666078
CFTC-2017-0029-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in Portfolio Margining Account in Commodity Broker Bankruptcy Notice   2017-05-12T04:00:00Z 2017 5 2017-05-12T04:00:00Z 2017-07-12T03:59:59Z 2017-05-12T11:54:14Z 2017-09686 0 0 09000064825a99a0
CFTC-2017-0026-0001 CFTC   Meetings; Sunshine Act Notice   2017-05-03T04:00:00Z 2017 5 2017-05-03T04:00:00Z   2017-05-03T11:48:31Z 2017-08974 0 0 090000648258d170
CFTC-2017-0023-0001 CFTC   Adoption of Revised Registration Form 8-R Notice   2017-04-28T04:00:00Z 2017 4 2017-04-28T04:00:00Z   2017-04-28T11:49:19Z 2017-08558 0 0 0900006482581a61
CFTC-2017-0025-0001 CFTC   Meetings; Sunshine Act Notice   2017-04-28T04:00:00Z 2017 4 2017-04-28T04:00:00Z   2017-04-28T11:50:40Z 2017-08684 0 0 0900006482581b46
CFTC-2017-0024-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R Notice   2017-04-28T04:00:00Z 2017 4 2017-04-28T04:00:00Z 2017-06-28T03:59:59Z 2017-04-28T11:50:35Z 2017-08559 0 0 0900006482581aed
CFTC-2017-0022-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral Notice   2017-04-24T04:00:00Z 2017 4 2017-04-24T04:00:00Z 2017-06-24T03:59:59Z 2017-04-24T11:58:51Z 2017-08161 0 0 090000648256ce2a
CFTC-2017-0021-0001 CFTC   Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations Notice   2017-04-24T04:00:00Z 2017 4 2017-04-24T04:00:00Z   2017-04-24T11:58:40Z 2017-08222 0 0 090000648256cda1
CFTC-2017-0020-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Real-Time Public Reporting and Block Trade Notice   2017-04-21T04:00:00Z 2017 4 2017-04-21T04:00:00Z 2017-06-21T03:59:59Z 2017-04-21T12:08:13Z 2017-08097 0 0 090000648256656f
CFTC-2017-0019-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-04-11T04:00:00Z 2017 4 2017-04-11T04:00:00Z 2017-05-12T03:59:59Z 2017-04-11T11:53:45Z 2017-07183 0 0 0900006482549d50
CFTC-2017-0018-0001 CFTC   Meetings; Sunshine Act Notice   2017-04-06T04:00:00Z 2017 4 2017-04-06T04:00:00Z   2017-04-06T12:06:55Z 2017-07023 0 0 090000648253e6b6
CFTC-2017-0017-0001 CFTC   Meetings; Sunshine Act Notice   2017-03-31T04:00:00Z 2017 3 2017-03-31T04:00:00Z   2017-03-31T12:24:40Z 2017-06466 0 0 0900006482533783
CFTC-2017-0016-0001 CFTC   Meetings; Sunshine Act Notice   2017-03-30T04:00:00Z 2017 3 2017-03-30T04:00:00Z   2017-03-30T12:26:19Z 2017-06362 0 0 09000064825312eb
CFTC-2017-0015-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters Notice   2017-03-29T04:00:00Z 2017 3 2017-03-29T04:00:00Z 2017-05-31T03:59:59Z 2017-03-29T12:06:01Z 2017-06182 0 0 090000648252dcdb
CFTC-2017-0014-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2017-03-28T04:00:00Z 2017 3 2017-03-28T04:00:00Z   2017-03-28T11:51:24Z 2017-06121 0 0 090000648252b465
CFTC-2017-0013-0001 CFTC   Meetings; Sunshine Act Notice   2017-03-23T04:00:00Z 2017 3 2017-03-23T04:00:00Z   2017-03-23T11:56:24Z 2017-05858 0 0 090000648251fb21
CFTC-2017-0011-0001 CFTC   Meetings; Sunshine Act Notice   2017-03-15T04:00:00Z 2017 3 2017-03-15T04:00:00Z   2017-03-15T11:53:59Z 2017-05296 0 0 0900006482508891
CFTC-2017-0009-0001 CFTC   Meetings; Sunshine Act Notice   2017-03-08T05:00:00Z 2017 3 2017-03-08T05:00:00Z   2017-03-08T12:50:44Z 2017-04594 0 0 09000064824f7108
CFTC-2017-0010-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Ownership and Control Reports (Trader and Account Identification Reports) Notice   2017-03-08T05:00:00Z 2017 3 2017-03-08T05:00:00Z 2017-05-09T03:59:59Z 2017-03-08T12:52:02Z 2017-04538 0 0 09000064824f715b
CFTC-2017-0008-0001 CFTC   Meetings; Sunshine Act Notice   2017-03-02T05:00:00Z 2017 3 2017-03-02T05:00:00Z   2017-03-02T13:04:40Z 2017-04113 0 0 09000064824e6092
CFTC-2017-0007-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-01-26T05:00:00Z 2017 1 2017-01-26T05:00:00Z 2017-02-28T04:59:59Z 2017-01-26T12:53:22Z 2017-01706 0 0 09000064824944de
CFTC-2017-0001-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2017-01-10T05:00:00Z 2017 1 2017-01-10T05:00:00Z 2017-02-10T04:59:59Z 2017-01-10T12:56:32Z 2017-00281 0 0 0900006482456b44

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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