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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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72 rows where agency_id = "CFTC", document_type = "Notice" and posted_year = 2016 sorted by posted_date descending

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posted_year 1

  • 2016 · 72 ✖

document_type 1

  • Notice · 72 ✖

agency_id 1

  • CFTC · 72 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2016-0106-0001 CFTC   Orders: Excluding Farm Credit System Institutions from Commodity Exchange Act's Definition of Commodity Trading Advisor Notice   2016-12-12T05:00:00Z 2016 12 2016-12-12T05:00:00Z   2016-12-12T12:58:34Z 2016-29613 0 0 09000064823f9e88
CFTC-2016-0105-0001 CFTC   Meetings; Sunshine Act Notice   2016-12-09T05:00:00Z 2016 12 2016-12-09T05:00:00Z   2016-12-09T12:44:36Z 2016-29753 0 0 09000064823f4ba2
CFTC-2016-0104-0001 CFTC   Meetings; Sunshine Act Notice   2016-12-06T05:00:00Z 2016 12 2016-12-06T05:00:00Z   2016-12-06T12:53:29Z 2016-29372 0 0 09000064823e340c
CFTC-2016-0100-0001 CFTC   Meetings; Sunshine Act Notice   2016-11-25T05:00:00Z 2016 11 2016-11-25T05:00:00Z   2016-11-25T12:46:53Z 2016-28522 0 0 09000064823bec6f
CFTC-2016-0101-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-11-25T05:00:00Z 2016 11 2016-11-25T05:00:00Z 2017-01-25T04:59:59Z 2016-11-25T12:48:07Z 2016-28389 0 0 09000064823bed7f
CFTC-2016-0098-0001 CFTC   Meetings Notice   2016-11-14T05:00:00Z 2016 11 2016-11-14T05:00:00Z   2016-11-14T12:40:59Z 2016-27430 0 0 09000064823937b1
CFTC-2016-0096-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2016-11-02T04:00:00Z 2016 11 2016-11-02T04:00:00Z   2016-11-02T12:09:25Z 2016-26426 0 0 09000064823691a1
CFTC-2016-0097-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Practice by Former Members and Employees of the Commission Notice   2016-11-02T04:00:00Z 2016 11 2016-11-02T04:00:00Z 2017-01-04T04:59:59Z 2016-11-02T12:11:21Z 2016-26417 0 0 09000064823692ab
CFTC-2016-0095-0001 CFTC   Meetings; Sunshine Act Notice   2016-11-01T04:00:00Z 2016 11 2016-11-01T04:00:00Z   2016-11-01T11:53:26Z 2016-26502 0 0 09000064823626b2
CFTC-2016-0094-0001 CFTC   Meetings; Sunshine Act Notice   2016-10-28T04:00:00Z 2016 10 2016-10-28T04:00:00Z   2016-10-28T11:49:56Z 2016-26268 0 0 090000648235ad5c
CFTC-2016-0093-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-10-26T04:00:00Z 2016 10 2016-10-26T04:00:00Z 2016-11-26T04:59:59Z 2016-10-26T11:51:53Z 2016-25925 0 0 090000648234d3bd
CFTC-2016-0092-0001 CFTC   Orders: Exempt Specified Transactions Authorized by a Tariff Approved by the Federal Energy Regulatory Commission from Certain Provisions of the Commodity Exchange Act Notice   2016-10-24T04:00:00Z 2016 10 2016-10-24T04:00:00Z   2016-10-24T11:57:19Z 2016-25571 0 0 090000648234333b
CFTC-2016-0091-0001 CFTC   Charter Amendments, Establishments or Renewals: Technology Advisory Committee Notice   2016-10-19T04:00:00Z 2016 10 2016-10-19T04:00:00Z   2016-10-19T11:43:14Z 2016-25294 0 0 0900006482315036
CFTC-2016-0085-0001 CFTC   Privacy Act; Systems of Records Notice   2016-09-30T04:00:00Z 2016 9 2016-09-30T04:00:00Z 2016-11-01T03:59:59Z 2016-09-30T12:14:53Z 2016-23616 0 0 0900006482284a79
CFTC-2016-0087-0001 CFTC   Meetings; Sunshine Act Notice   2016-09-30T04:00:00Z 2016 9 2016-09-30T04:00:00Z   2016-09-30T12:16:56Z 2016-23886 0 0 0900006482284c5c
CFTC-2016-0086-0001 CFTC   Privacy Act; Systems of Records Notice   2016-09-30T04:00:00Z 2016 9 2016-09-30T04:00:00Z   2016-09-30T12:15:07Z 2016-23621 0 0 0900006482284ad8
CFTC-2016-0084-0001 CFTC   Committee Renewals: Global Markets Advisory Committee Notice   2016-09-28T04:00:00Z 2016 9 2016-09-28T04:00:00Z   2016-09-28T11:56:35Z 2016-23351 0 0 090000648227b2f9
CFTC-2016-0083-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-09-23T04:00:00Z 2016 9 2016-09-23T04:00:00Z 2016-10-25T03:59:59Z 2016-09-23T12:03:50Z 2016-22957 0 0 090000648225aff9
CFTC-2016-0082-0001 CFTC   Charter Renewals: Agricultural Advisory Committee Notice   2016-09-21T04:00:00Z 2016 9 2016-09-21T04:00:00Z   2016-09-21T11:49:32Z 2016-22717 0 0 09000064822342d3
CFTC-2016-0079-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-09-19T04:00:00Z 2016 9 2016-09-19T04:00:00Z 2016-10-20T03:59:59Z 2016-09-19T11:42:40Z 2016-22481 0 0 0900006482225ceb
CFTC-2016-0078-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-09-15T04:00:00Z 2016 9 2016-09-15T04:00:00Z 2016-10-18T03:59:59Z 2016-09-15T11:57:17Z 2016-22199 0 0 0900006482210664
CFTC-2016-0076-0001 CFTC   Meetings; Sunshine Act Notice   2016-09-07T04:00:00Z 2016 9 2016-09-07T04:00:00Z   2016-09-07T11:40:41Z 2016-21537 0 0 09000064821db761
CFTC-2016-0074-0001 CFTC   Meetings; Sunshine Act Notice   2016-09-02T04:00:00Z 2016 9 2016-09-02T04:00:00Z   2016-09-02T11:53:40Z 2016-21323 0 0 09000064821c14bc
CFTC-2016-0072-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-08-24T04:00:00Z 2016 8 2016-08-24T04:00:00Z 2016-09-24T03:59:59Z 2016-08-24T11:59:40Z 2016-20288 0 0 090000648219792f
CFTC-2016-0070-0001 CFTC   Federal Reserve Banks from Sections of the Commodity Exchange Act; Exemptions Notice   2016-08-12T04:00:00Z 2016 8 2016-08-12T04:00:00Z   2016-08-12T12:30:33Z 2016-19210 0 0 0900006482170be9
CFTC-2016-0067-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-08-11T04:00:00Z 2016 8 2016-08-11T04:00:00Z 2016-09-13T03:59:59Z 2016-08-11T12:25:08Z 2016-19127 0 0 090000648216d9be
CFTC-2016-0066-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-08-09T04:00:00Z 2016 8 2016-08-09T04:00:00Z 2016-09-09T03:59:59Z 2016-08-09T12:11:05Z 2016-18859 0 0 090000648216095c
CFTC-2016-0062-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-08-02T04:00:00Z 2016 8 2016-08-02T04:00:00Z 2016-09-02T03:59:59Z 2016-08-02T12:20:49Z 2016-18213 0 0 090000648214c5e0
CFTC-2016-0063-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-08-02T04:00:00Z 2016 8 2016-08-02T04:00:00Z 2016-09-02T03:59:59Z 2016-08-02T12:21:49Z 2016-18212 0 0 090000648214c6b7
CFTC-2016-0061-0001 CFTC   Meetings; Sunshine Act Notice   2016-07-29T04:00:00Z 2016 7 2016-07-29T04:00:00Z   2016-07-29T12:15:23Z 2016-18134 0 0 0900006482138c3b
CFTC-2016-0060-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Core Principles and Other Requirements for Swap Execution Facilities Notice   2016-07-22T04:00:00Z 2016 7 2016-07-22T04:00:00Z 2016-09-21T03:59:59Z 2016-07-22T11:46:48Z 2016-17374 0 0 09000064820ecdfa
CFTC-2016-0059-0001 CFTC   Order Extending the Designation of the Provider of Legal Entity Identifiers to be Used in Recordkeeping and Swap Data Reporting Notice   2016-07-21T04:00:00Z 2016 7 2016-07-21T04:00:00Z   2016-07-21T11:46:56Z 2016-17229 0 0 09000064820dba4e
CFTC-2016-0058-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-07-21T04:00:00Z 2016 7 2016-07-21T04:00:00Z 2016-09-20T03:59:59Z 2016-07-21T11:43:32Z 2016-17208 0 0 09000064820dac1c
CFTC-2016-0056-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Clearing Exemption for Certain Swaps Entered into by Cooperatives Notice   2016-06-30T04:00:00Z 2016 6 2016-06-30T04:00:00Z 2016-08-30T03:59:59Z 2016-06-30T11:57:58Z 2016-15473 0 0 090000648207c20c
CFTC-2016-0057-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures CommissionMerchants Notice   2016-06-30T04:00:00Z 2016 6 2016-06-30T04:00:00Z 2016-08-30T03:59:59Z 2016-06-30T11:58:13Z 2016-15472 0 0 090000648207c268
CFTC-2016-0055-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-06-29T04:00:00Z 2016 6 2016-06-29T04:00:00Z 2016-07-30T03:59:59Z 2016-06-29T11:43:30Z 2016-15344 0 0 09000064820787f7
CFTC-2016-0051-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Process for a Swap Execution Facility or Designated Contract Market to Make a Swap Available to Trade Notice   2016-06-14T04:00:00Z 2016 6 2016-06-14T04:00:00Z 2016-08-16T03:59:59Z 2016-06-14T12:58:33Z 2016-14029 0 0 090000648203763d
CFTC-2016-0047-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: CFTC SmartCheck Annual Campaign Impact Tracking Survey Notice   2016-06-09T04:00:00Z 2016 6 2016-06-09T04:00:00Z 2016-08-09T03:59:59Z 2016-06-09T13:55:00Z 2016-13623 0 0 0900006482025b47
CFTC-2016-0048-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2016-06-09T04:00:00Z 2016 6 2016-06-09T04:00:00Z   2016-06-09T13:56:12Z 2016-13622 0 0 0900006482025c88
CFTC-2016-0045-0001 CFTC   Proposed Orders of Exemption Notice   2016-06-02T04:00:00Z 2016 6 2016-06-02T04:00:00Z 2016-07-06T03:59:59Z 2016-06-02T12:36:12Z 2016-13055 0 0 0900006482008e5c
CFTC-2016-0044-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Identify Theft Red Flags Notice   2016-06-01T04:00:00Z 2016 6 2016-06-01T04:00:00Z 2016-08-02T03:59:59Z 2016-06-01T12:07:58Z 2016-12858 0 0 0900006482003dab
CFTC-2016-0042-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Market Surveys Notice   2016-05-31T04:00:00Z 2016 5 2016-05-31T04:00:00Z 2016-08-02T03:59:59Z 2016-05-31T11:53:46Z 2016-12707 0 0 0900006481fff738
CFTC-2016-0041-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Cross-Border Application of the Margin Requirements Notice   2016-05-31T04:00:00Z 2016 5 2016-05-31T04:00:00Z 2016-08-02T03:59:59Z 2016-05-31T11:52:49Z 2016-12613 0 0 0900006481fff669
CFTC-2016-0040-0001 CFTC   Charter Renewals: Market Risk Advisory Committee Notice   2016-05-25T04:00:00Z 2016 5 2016-05-25T04:00:00Z   2016-05-25T12:57:02Z 2016-12316 0 0 0900006481feed98
CFTC-2016-0039-0001 CFTC   Final Orders; Proposed Amendments: Petition From Certain Independent System Operators and Regional Transmission Organizations to Exempt Specified Transactions Notice   2016-05-16T04:00:00Z 2016 5 2016-05-16T04:00:00Z 2016-06-16T03:59:59Z 2016-05-16T12:16:00Z 2016-11385 0 0 0900006481fd0e87
CFTC-2016-0038-0001 CFTC   Meetings; Sunshine Act Notice   2016-05-13T04:00:00Z 2016 5 2016-05-13T04:00:00Z   2016-05-13T12:24:59Z 2016-11548 0 0 0900006481fcb73f
CFTC-2016-0037-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-05-10T04:00:00Z 2016 5 2016-05-10T04:00:00Z 2016-06-10T03:59:59Z 2016-05-10T13:09:09Z 2016-10848 0 0 0900006481fbdaa5
CFTC-2016-0036-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-05-10T04:00:00Z 2016 5 2016-05-10T04:00:00Z 2016-06-10T03:59:59Z 2016-05-10T13:08:03Z 2016-10847 0 0 0900006481fbd91f
CFTC-2016-0034-0001 CFTC   Meetings; Sunshine Act Notice   2016-04-29T04:00:00Z 2016 4 2016-04-29T04:00:00Z   2016-04-29T11:36:23Z 2016-10216 0 0 0900006481f98525
CFTC-2016-0033-0001 CFTC   Public Availability of Fiscal Year 2015 Service Contract Inventory Notice   2016-04-13T04:00:00Z 2016 4 2016-04-13T04:00:00Z   2016-04-13T13:11:50Z 2016-08431 0 0 0900006481f648ac
CFTC-2016-0031-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-04-05T04:00:00Z 2016 4 2016-04-05T04:00:00Z 2016-05-06T03:59:59Z 2016-04-05T12:26:12Z 2016-07788 0 0 0900006481f28081
CFTC-2016-0029-0001 CFTC   Meetings; Sunshine Act Notice   2016-04-01T04:00:00Z 2016 4 2016-04-01T04:00:00Z   2016-04-01T11:57:43Z 2016-07649 0 0 0900006481f08eec
CFTC-2016-0028-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2016-03-30T04:00:00Z 2016 3 2016-03-30T04:00:00Z   2016-03-30T11:55:09Z 2016-07131 0 0 0900006481eea58f
CFTC-2016-0027-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Futures Volume, Open Interest, Price, Deliveries, and Purchases/Sales of Futures for Commodities or for Derivatives Positions Notice   2016-03-29T04:00:00Z 2016 3 2016-03-29T04:00:00Z 2016-06-01T03:59:59Z 2016-03-29T12:33:22Z 2016-07006 0 0 0900006481ee70cf
CFTC-2016-0025-0001 CFTC   Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties Notice   2016-03-22T04:00:00Z 2016 3 2016-03-22T04:00:00Z   2016-03-22T12:58:44Z 2016-06261 0 0 0900006481ed5e19
CFTC-2016-0019-0001 CFTC   Meetings; Sunshine Act Notice   2016-03-07T05:00:00Z 2016 3 2016-03-07T05:00:00Z   2016-03-07T13:08:31Z 2016-05016 0 0 0900006481ea516e
CFTC-2016-0020-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Exemption for Swaps between Affiliates Notice   2016-03-07T05:00:00Z 2016 3 2016-03-07T05:00:00Z 2016-05-07T03:59:59Z 2016-03-07T13:08:36Z 2016-04999 0 0 0900006481ea51c9
CFTC-2016-0018-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery Notice   2016-03-04T05:00:00Z 2016 3 2016-03-04T05:00:00Z 2016-05-04T03:59:59Z 2016-03-04T13:36:32Z 2016-04812 0 0 0900006481e9fbb5
CFTC-2016-0017-0001 CFTC   Meetings; Sunshine Act Notice   2016-02-19T05:00:00Z 2016 2 2016-02-19T05:00:00Z   2016-02-19T13:28:21Z 2016-03595 0 0 0900006481e78338
CFTC-2016-0016-0001 CFTC   Orders: Authorization of National Futures Association as a Commission Designee for Direct Electronic Access to Data in Swap Data Repositories Notice   2016-02-16T05:00:00Z 2016 2 2016-02-16T05:00:00Z   2016-02-16T13:58:50Z 2016-03064 0 0 0900006481e6e420
CFTC-2016-0014-0001 CFTC   Meetings: Technology Advisory Committee Notice   2016-02-08T05:00:00Z 2016 2 2016-02-08T05:00:00Z   2016-02-08T14:19:48Z 2016-02375 0 0 0900006481e59ef2
CFTC-2016-0013-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-02-05T05:00:00Z 2016 2 2016-02-05T05:00:00Z 2016-03-08T04:59:59Z 2016-02-05T13:33:31Z 2016-02217 0 0 0900006481e53ca3
CFTC-2016-0011-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-02-02T05:00:00Z 2016 2 2016-02-02T05:00:00Z 2016-03-04T04:59:59Z 2016-02-02T14:00:48Z 2016-01774 0 0 0900006481e44e56
CFTC-2016-0012-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-02-02T05:00:00Z 2016 2 2016-02-02T05:00:00Z 2016-03-04T04:59:59Z 2016-02-02T14:00:54Z 2016-01773 0 0 0900006481e44ea6
CFTC-2016-0007-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-02-01T05:00:00Z 2016 2 2016-02-01T05:00:00Z 2016-03-03T04:59:59Z 2016-02-01T13:28:02Z 2016-01760 0 0 0900006481e4031a
CFTC-2016-0009-0001 CFTC   Meetings; Sunshine Act Notice   2016-02-01T05:00:00Z 2016 2 2016-02-01T05:00:00Z   2016-02-01T13:28:19Z 2016-01850 0 0 0900006481e4038e
CFTC-2016-0010-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-02-01T05:00:00Z 2016 2 2016-02-01T05:00:00Z 2016-03-03T04:59:59Z 2016-02-01T13:28:20Z 2016-01753 0 0 0900006481e40390
CFTC-2016-0008-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-02-01T05:00:00Z 2016 2 2016-02-01T05:00:00Z 2016-03-03T04:59:59Z 2016-02-01T13:28:04Z 2016-01758 0 0 0900006481e4031d
CFTC-2016-0005-0001 CFTC   Performance of Certain Functions by the National Futures Association Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants Notice   2016-01-21T05:00:00Z 2016 1 2016-01-21T05:00:00Z   2016-01-21T13:36:35Z 2016-01051 0 0 0900006481e24807
CFTC-2016-0006-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-01-21T05:00:00Z 2016 1 2016-01-21T05:00:00Z 2016-02-23T04:59:59Z 2016-01-21T13:37:21Z 2016-01139 0 0 0900006481e2512b
CFTC-2016-0003-0001 CFTC   Meetings: Technology Advisory Committee Notice   2016-01-11T05:00:00Z 2016 1 2016-01-11T05:00:00Z   2016-01-11T13:33:35Z 2016-00297 0 0 0900006481dfc60d
CFTC-2016-0002-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2016-01-07T05:00:00Z 2016 1 2016-01-07T05:00:00Z 2016-02-09T04:59:59Z 2016-01-07T13:55:17Z 2016-00058 0 0 0900006481df253d

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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