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Regulatory documents from Regulations.gov including rules, proposed rules, notices, and supporting materials.

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68 rows where agency_id = "CFTC", document_type = "Notice" and posted_year = 2015 sorted by posted_date descending

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posted_year 1

  • 2015 · 68 ✖

document_type 1

  • Notice · 68 ✖

agency_id 1

  • CFTC · 68 ✖
id agency_id docket_id title document_type subtype posted_date ▲ posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
CFTC-2015-0089-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Records of Commodity Interest and Related Cash or Forward Transactions, Notice   2015-12-24T05:00:00Z 2015 12 2015-12-24T05:00:00Z 2016-02-23T04:59:59Z 2015-12-24T13:34:11Z 2015-32417 0 0 0900006481dd0718
CFTC-2015-0087-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals, Notice   2015-12-23T05:00:00Z 2015 12 2015-12-23T05:00:00Z 2016-01-23T04:59:59Z 2015-12-23T14:17:17Z 2015-32306 0 0 0900006481dca585
CFTC-2015-0084-0001 CFTC   Meetings; Sunshine Act, Notice   2015-12-17T05:00:00Z 2015 12 2015-12-17T05:00:00Z   2015-12-17T13:31:10Z 2015-31877 0 0 0900006481db6bb7
CFTC-2015-0082-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Procurement Contracts, Notice   2015-12-15T05:00:00Z 2015 12 2015-12-15T05:00:00Z 2016-02-17T04:59:59Z 2015-12-15T13:54:09Z 2015-31509 0 0 0900006481da7410
CFTC-2015-0081-0001 CFTC   Meetings; Sunshine Act, Notice   2015-12-14T05:00:00Z 2015 12 2015-12-14T05:00:00Z   2015-12-14T14:17:55Z 2015-31479 0 0 0900006481da1ef4
CFTC-2015-0080-0001 CFTC   Meetings; Sunshine Act, Notice   2015-12-11T05:00:00Z 2015 12 2015-12-11T05:00:00Z   2015-12-11T13:25:02Z 2015-31417 0 0 0900006481d9d4cc
CFTC-2015-0079-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Daily Trade and Supporting Data Reports Notice   2015-12-03T05:00:00Z 2015 12 2015-12-03T05:00:00Z 2016-02-02T04:59:59Z 2015-12-03T13:53:28Z 2015-30561 0 0 0900006481d82b2a
CFTC-2015-0078-0001 CFTC   Meetings; Sunshine Act Notice   2015-12-01T05:00:00Z 2015 12 2015-12-01T05:00:00Z   2015-12-01T13:54:02Z 2015-30563 0 0 0900006481d7c869
CFTC-2015-0077-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants Notice   2015-11-30T05:00:00Z 2015 11 2015-11-30T05:00:00Z 2016-01-30T04:59:59Z 2015-11-30T13:52:48Z 2015-30236 0 0 0900006481d7975f
CFTC-2015-0076-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants Notice   2015-11-30T05:00:00Z 2015 11 2015-11-30T05:00:00Z 2016-01-30T04:59:59Z 2015-11-30T13:52:36Z 2015-30235 0 0 0900006481d796da
CFTC-2015-0075-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants Notice   2015-11-25T05:00:00Z 2015 11 2015-11-25T05:00:00Z 2016-01-26T04:59:59Z 2015-11-25T13:45:41Z 2015-30048 0 0 0900006481d72987
CFTC-2015-0074-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers Notice   2015-11-25T05:00:00Z 2015 11 2015-11-25T05:00:00Z 2016-01-26T04:59:59Z 2015-11-25T13:45:09Z 2015-30047 0 0 0900006481d724c4
CFTC-2015-0072-0001 CFTC   Meetings; Sunshine Act Notice   2015-11-20T05:00:00Z 2015 11 2015-11-20T05:00:00Z   2015-11-20T13:52:25Z 2015-29743 0 0 0900006481d5e068
CFTC-2015-0071-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Annual Report for Chief Compliance Officer of Registrants Notice   2015-11-12T05:00:00Z 2015 11 2015-11-12T05:00:00Z 2016-01-12T04:59:59Z 2015-11-12T13:53:57Z 2015-28732 0 0 0900006481d38852
CFTC-2015-0070-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Swap Data Recordkeeping and Reporting Requirements -- Pre-Enactment and Transition Swaps Notice   2015-11-12T05:00:00Z 2015 11 2015-11-12T05:00:00Z 2016-01-12T04:59:59Z 2015-11-12T13:46:08Z 2015-28729 0 0 0900006481d386d9
CFTC-2015-0069-0001 CFTC   Meetings; Sunshine Act Notice   2015-10-30T04:00:00Z 2015 10 2015-10-30T04:00:00Z   2015-10-30T12:38:38Z 2015-27787 0 0 0900006481cfcb37
CFTC-2015-0068-0001 CFTC   Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations Notice   2015-10-29T04:00:00Z 2015 10 2015-10-29T04:00:00Z   2015-10-29T13:11:31Z 2015-27535 0 0 0900006481cf8c3f
CFTC-2015-0067-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Clearing Member Risk Management Notice   2015-10-26T04:00:00Z 2015 10 2015-10-26T04:00:00Z 2015-12-29T04:59:59Z 2015-10-26T13:10:52Z 2015-27164 0 0 0900006481cecc52
CFTC-2015-0066-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-10-22T04:00:00Z 2015 10 2015-10-22T04:00:00Z 2015-11-24T04:59:59Z 2015-10-22T12:34:01Z 2015-26833 0 0 0900006481ce079f
CFTC-2015-0065-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-10-20T04:00:00Z 2015 10 2015-10-20T04:00:00Z 2015-11-20T04:59:59Z 2015-10-20T12:30:35Z 2015-26507 0 0 0900006481cd8980
CFTC-2015-0063-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-10-19T04:00:00Z 2015 10 2015-10-19T04:00:00Z 2015-11-19T04:59:59Z 2015-10-19T13:15:54Z 2015-26421 0 0 0900006481cd47df
CFTC-2015-0064-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-10-19T04:00:00Z 2015 10 2015-10-19T04:00:00Z 2015-11-19T04:59:59Z 2015-10-19T13:21:07Z 2015-26465 0 0 0900006481cd4935
CFTC-2015-0062-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions Notice   2015-10-15T04:00:00Z 2015 10 2015-10-15T04:00:00Z 2015-12-15T04:59:59Z 2015-10-15T12:31:25Z 2015-26121 0 0 0900006481ccc360
CFTC-2015-0061-0001 CFTC   Meetings; Sunshine Act Notice   2015-10-07T04:00:00Z 2015 10 2015-10-07T04:00:00Z   2015-10-07T13:14:56Z 2015-25603 0 0 0900006481cb637b
CFTC-2015-0060-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2015-10-05T04:00:00Z 2015 10 2015-10-05T04:00:00Z   2015-10-05T12:38:35Z 2015-25191 0 0 0900006481cb0158
CFTC-2015-0055-0001 CFTC   Registration Deficient List Notice   2015-09-14T04:00:00Z 2015 9 2015-09-14T04:00:00Z 2015-10-15T03:59:59Z 2015-09-14T12:58:06Z 2015-23040 0 0 0900006481c6c186
CFTC-2015-0054-0001 CFTC   Meetings: Agricultural Advisory Committee Notice   2015-09-02T04:00:00Z 2015 9 2015-09-02T04:00:00Z   2015-09-02T12:58:35Z 2015-21767 0 0 0900006481c4f302
CFTC-2015-0051-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-08-27T04:00:00Z 2015 8 2015-08-27T04:00:00Z 2015-09-29T03:59:59Z 2015-08-27T12:28:55Z 2015-21268 0 0 0900006481c3d48e
CFTC-2015-0052-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-08-27T04:00:00Z 2015 8 2015-08-27T04:00:00Z 2015-09-29T03:59:59Z 2015-08-27T12:29:04Z 2015-21252 0 0 0900006481c3d492
CFTC-2015-0049-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Conflict of Interest Policies and Procedures by Swap Dealers and Major Swap Participants Notice   2015-08-07T04:00:00Z 2015 8 2015-08-07T04:00:00Z 2015-10-07T03:59:59Z 2015-08-07T12:59:20Z 2015-19387 0 0 0900006481bca52f
CFTC-2015-0048-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-08-07T04:00:00Z 2015 8 2015-08-07T04:00:00Z 2015-09-09T03:59:59Z 2015-08-07T12:58:57Z 2015-19448 0 0 0900006481bca0de
CFTC-2015-0047-0001 CFTC   Swap Data Recordkeeping and Reporting Requirements Notice   2015-08-07T04:00:00Z 2015 8 2015-08-07T04:00:00Z 2015-10-07T03:59:59Z 2015-08-07T12:58:31Z 2015-19402 0 0 0900006481bca01f
CFTC-2015-0050-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: End-User Notification of Non-Cleared Swaps Notice   2015-08-07T04:00:00Z 2015 8 2015-08-07T04:00:00Z 2015-10-07T03:59:59Z 2015-08-07T12:59:36Z 2015-19401 0 0 0900006481bca5b1
CFTC-2015-0046-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Foreign Board of Trade Registration Notice   2015-08-07T04:00:00Z 2015 8 2015-08-07T04:00:00Z 2015-10-07T03:59:59Z 2015-08-07T12:56:13Z 2015-19394 0 0 0900006481bc93e2
CFTC-2015-0045-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-07-29T04:00:00Z 2015 7 2015-07-29T04:00:00Z 2015-08-29T03:59:59Z 2015-07-29T13:06:03Z 2015-18585 0 0 0900006481bad711
CFTC-2015-0044-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-07-29T04:00:00Z 2015 7 2015-07-29T04:00:00Z 2015-08-29T03:59:59Z 2015-07-29T13:05:37Z 2015-18574 0 0 0900006481bad67b
CFTC-2015-0043-0001 CFTC   Orders: Extending the Designation of the Provider of Legal Entity Identifiers to be Used in Recordkeeping and Swap Data Reporting Notice   2015-07-24T04:00:00Z 2015 7 2015-07-24T04:00:00Z   2015-07-24T12:31:57Z 2015-17959 0 0 0900006481b9e19c
CFTC-2015-0042-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-07-16T04:00:00Z 2015 7 2015-07-16T04:00:00Z 2015-08-18T03:59:59Z 2015-07-16T13:15:58Z 2015-17428 0 0 0900006481b8ac88
CFTC-2015-0040-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-07-07T04:00:00Z 2015 7 2015-07-07T04:00:00Z 2015-08-07T03:59:59Z 2015-07-07T13:17:38Z 2015-16611 0 0 0900006481b6de5c
CFTC-2015-0039-0001 CFTC   Meetings; Sunshine Act Notice   2015-07-02T04:00:00Z 2015 7 2015-07-02T04:00:00Z   2015-07-02T13:11:31Z 2015-16442 0 0 0900006481b6731e
CFTC-2015-0038-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-06-23T04:00:00Z 2015 6 2015-06-23T04:00:00Z 2015-07-24T03:59:59Z 2015-06-23T12:10:56Z 2015-15344 0 0 0900006481b4f400
CFTC-2015-0037-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Provisions Common to Registered Entities Notice   2015-06-12T04:00:00Z 2015 6 2015-06-12T04:00:00Z 2015-08-12T03:59:59Z 2015-06-12T12:11:55Z 2015-14333 0 0 0900006481b303cd
CFTC-2015-0036-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Regulation of Domestic Exchange-Traded Options Notice   2015-06-12T04:00:00Z 2015 6 2015-06-12T04:00:00Z 2015-08-12T03:59:59Z 2015-06-12T12:09:57Z 2015-14332 0 0 0900006481b3022a
CFTC-2015-0032-0001 CFTC   Meetings; Sunshine Act Notice   2015-05-22T04:00:00Z 2015 5 2015-05-22T04:00:00Z   2015-05-22T13:12:58Z 2015-12585 0 0 0900006481af12e6
CFTC-2015-0031-0001 CFTC   Orders: Southwest Power Pool, Inc.; Application for Exemption From Certain Provisions of the Commodity Exchange Act Notice   2015-05-21T04:00:00Z 2015 5 2015-05-21T04:00:00Z 2015-06-23T03:59:59Z 2015-05-21T12:27:36Z 2015-12346 0 0 0900006481aee07f
CFTC-2015-0030-0001 CFTC   Forward Contracts with Embedded Volumetric Optionality Notice   2015-05-18T04:00:00Z 2015 5 2015-05-18T04:00:00Z   2015-05-18T13:40:28Z 2015-11946 0 0 0900006481ae55f4
CFTC-2015-0029-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Customer Clearing Documentation and Timing of Acceptance for Clearing Notice   2015-05-15T04:00:00Z 2015 5 2015-05-15T04:00:00Z 2015-07-15T03:59:59Z 2015-05-15T12:35:58Z 2015-11726 0 0 0900006481ae2a4f
CFTC-2015-0028-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Notification of Pending Legal Proceedings Notice   2015-05-13T04:00:00Z 2015 5 2015-05-13T04:00:00Z 2015-07-14T03:59:59Z 2015-05-13T13:21:02Z 2015-11507 0 0 0900006481ade001
CFTC-2015-0027-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Regulations Governing Bankruptcies of Commodity Brokers Notice   2015-05-12T04:00:00Z 2015 5 2015-05-12T04:00:00Z 2015-07-14T03:59:59Z 2015-05-12T13:15:02Z 2015-11384 0 0 0900006481adb67b
CFTC-2015-0025-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2015-05-05T04:00:00Z 2015 5 2015-05-05T04:00:00Z   2015-05-05T13:14:21Z 2015-10448 0 0 0900006481accc77
CFTC-2015-0024-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Large Trader Reports Notice   2015-05-04T04:00:00Z 2015 5 2015-05-04T04:00:00Z 2015-07-07T03:59:59Z 2015-05-04T13:18:31Z 2015-10314 0 0 0900006481acb2b6
CFTC-2015-0023-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Process for Review of Swaps for Mandatory Clearing Notice   2015-04-29T04:00:00Z 2015 4 2015-04-29T04:00:00Z 2015-06-30T03:59:59Z 2015-04-29T13:35:56Z 2015-09994 0 0 0900006481ac2679
CFTC-2015-0022-0001 CFTC   Meetings: Global Markets Advisory Committee Notice   2015-04-28T04:00:00Z 2015 4 2015-04-28T04:00:00Z   2015-04-28T13:11:05Z 2015-09794 0 0 0900006481abf0d5
CFTC-2015-0021-0001 CFTC   Meetings; Sunshine Act Notice   2015-04-22T04:00:00Z 2015 4 2015-04-22T04:00:00Z   2015-04-22T12:39:15Z 2015-09455 0 0 0900006481ab355a
CFTC-2015-0020-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Exemptions from Speculative Limits Notice   2015-04-16T04:00:00Z 2015 4 2015-04-16T04:00:00Z 2015-06-16T03:59:59Z 2015-04-16T12:50:43Z 2015-08706 0 0 0900006481aa9377
CFTC-2015-0019-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-04-01T04:00:00Z 2015 4 2015-04-01T04:00:00Z 2015-05-02T03:59:59Z 2015-04-01T13:01:58Z 2015-07468 0 0 0900006481a85897
CFTC-2015-0018-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-03-31T04:00:00Z 2015 3 2015-03-31T04:00:00Z 2015-05-01T03:59:59Z 2015-03-31T12:48:07Z 2015-07283 0 0 0900006481a7c9c2
CFTC-2015-0017-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-03-30T04:00:00Z 2015 3 2015-03-30T04:00:00Z 2015-04-30T03:59:59Z 2015-03-30T13:38:05Z 2015-07201 0 0 0900006481a7280c
CFTC-2015-0015-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-03-25T04:00:00Z 2015 3 2015-03-25T04:00:00Z 2015-04-25T03:59:59Z 2015-03-25T13:16:55Z 2015-06831 0 0 0900006481a6371a
CFTC-2015-0012-0001 CFTC   Meetings: Market Risk Advisory Committee Notice   2015-03-13T04:00:00Z 2015 3 2015-03-13T04:00:00Z   2015-03-13T13:34:10Z 2015-05772 0 0 0900006481a42758
CFTC-2015-0009-0001 CFTC   Meetings; Sunshine Act Notice   2015-02-20T05:00:00Z 2015 2 2015-02-20T05:00:00Z   2015-02-20T13:48:36Z 2015-03601 0 0 0900006481a0c063
CFTC-2015-0008-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-02-19T05:00:00Z 2015 2 2015-02-19T05:00:00Z 2015-03-24T03:59:59Z 2015-02-19T13:59:07Z 2015-03473 0 0 0900006481a099dc
CFTC-2015-0007-0001 CFTC   Meetings; Sunshine Act Notice   2015-02-13T05:00:00Z 2015 2 2015-02-13T05:00:00Z   2015-02-13T14:22:43Z 2015-03166 0 0 0900006481a02608
CFTC-2015-0006-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Information Management Requirements for Derivatives Clearing Organizations Notice   2015-01-28T05:00:00Z 2015 1 2015-01-28T05:00:00Z 2015-03-31T03:59:59Z 2015-01-28T13:52:03Z 2015-01563 0 0 09000064819e411d
CFTC-2015-0005-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Risk Management Requirements for Derivatives Clearing Organizations Notice   2015-01-26T05:00:00Z 2015 1 2015-01-26T05:00:00Z 2015-03-28T03:59:59Z 2015-01-26T14:25:30Z 2015-01183 0 0 09000064819def21
CFTC-2015-0004-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Swap Data Repositories; Registration and Regulatory Requirements Notice   2015-01-26T05:00:00Z 2015 1 2015-01-26T05:00:00Z 2015-03-28T03:59:59Z 2015-01-26T14:12:39Z 2015-01207 0 0 09000064819dee60
CFTC-2015-0003-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals: Registration of Swap Dealers and Major Swap Participants Notice   2015-01-23T05:00:00Z 2015 1 2015-01-23T05:00:00Z 2015-03-25T03:59:59Z 2015-01-23T14:42:16Z 2015-01105 0 0 09000064819db78c
CFTC-2015-0002-0001 CFTC   Agency Information Collection Activities; Proposals, Submissions, and Approvals Notice   2015-01-06T05:00:00Z 2015 1 2015-01-06T05:00:00Z 2014-02-06T04:59:59Z 2015-01-06T15:50:09Z 2014-30950 0 0 09000064819a648d

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CREATE TABLE documents (
    id TEXT PRIMARY KEY,
    agency_id TEXT,
    docket_id TEXT REFERENCES dockets(id),
    title TEXT,
    document_type TEXT,
    subtype TEXT,
    posted_date TEXT,
    posted_year INTEGER,
    posted_month INTEGER,
    comment_start_date TEXT,
    comment_end_date TEXT,
    last_modified TEXT,
    fr_doc_num TEXT,
    open_for_comment INTEGER,
    withdrawn INTEGER,
    object_id TEXT
);
CREATE INDEX idx_docs_agency ON documents(agency_id);
CREATE INDEX idx_docs_docket ON documents(docket_id);
CREATE INDEX idx_docs_date ON documents(posted_date);
CREATE INDEX idx_docs_year ON documents(posted_year);
CREATE INDEX idx_docs_type ON documents(document_type);
CREATE INDEX idx_docs_frnum ON documents(fr_doc_num);
CREATE INDEX idx_docs_comment_end ON documents(comment_end_date) WHERE comment_end_date IS NOT NULL AND withdrawn = 0;
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