documents: SEC-2005-0476-0001

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id agency_id docket_id title document_type subtype posted_date posted_year posted_month comment_start_date comment_end_date last_modified fr_doc_num open_for_comment withdrawn object_id
SEC-2005-0476-0001 SEC   \17\ 15 U.S.C. 78k(a). \18\ 17 CFR 240.11a2-2T. Rule 11a2-2T generally states that a member of a national securities exchange (the ``initiating member) may not effect a transaction on that exchange for its own account, the account of an associated person, or an account with respect to which it or an associated person thereof exercises investment discretion unless: (i) the transaction is execut Notice   2005-12-30T05:00:00Z 2005 12 2005-12-30T05:00:00Z   2006-09-02T22:51:13Z E5-08129 0 0 0900006480103621

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