id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2016-2345-0001,SEC,,"Applications: Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:51:03Z,2016-31684,0,0,0900006482441328
SEC-2016-2346-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:51:06Z,2016-31682,0,0,0900006482441376
SEC-2016-2350-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC,Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:51:29Z,2016-31677,0,0,09000064824413d5
SEC-2016-2349-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:51:28Z,2016-31679,0,0,09000064824413d3
SEC-2016-2344-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:49:07Z,2016-31683,0,0,0900006482441290
SEC-2016-2347-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc.",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:51:10Z,2016-31676,0,0,090000648244137c
SEC-2016-2343-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc.",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:49:05Z,2016-31681,0,0,090000648244128e
SEC-2016-2348-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:51:11Z,2016-31680,0,0,090000648244137d
SEC-2016-2351-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2016-12-30T05:00:00Z,2016,12,2016-12-30T05:00:00Z,,2016-12-30T12:52:25Z,2016-31678,0,0,090000648244142c
SEC-2016-2325-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:06:02Z,2016-31490,0,0,090000648243d172
SEC-2016-2323-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:04:49Z,2016-31487,0,0,090000648243ccc1
SEC-2016-2328-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:07:52Z,2016-31491,0,0,090000648243d24b
SEC-2016-2333-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Mercury, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:06Z,2016-31478,0,0,090000648243d2a8
SEC-2016-2336-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:23Z,2016-31485,0,0,090000648243d359
SEC-2016-2324-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:04:51Z,2016-31473,0,0,090000648243d16f
SEC-2016-2329-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:07:53Z,2016-31486,0,0,090000648243d24c
SEC-2016-2339-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:31Z,2016-31474,0,0,090000648243d390
SEC-2016-2322-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:04:49Z,2016-31472,0,0,090000648243ccc0
SEC-2016-2341-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:55Z,2016-31488,0,0,090000648243d465
SEC-2016-2334-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc.",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:13Z,2016-31476,0,0,090000648243d2fc
SEC-2016-2326-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:06:41Z,2016-31471,0,0,090000648243d177
SEC-2016-2331-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Nasdaq Stock Market, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:07:55Z,2016-31477,0,0,090000648243d250
SEC-2016-2342-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:09:01Z,2016-31492,0,0,090000648243d4aa
SEC-2016-2335-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:14Z,2016-31480,0,0,090000648243d2fe
SEC-2016-2338-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:29Z,2016-31481,0,0,090000648243d38d
SEC-2016-2330-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:07:55Z,2016-31475,0,0,090000648243d24f
SEC-2016-2337-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc.",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:26Z,2016-31482,0,0,090000648243d38a
SEC-2016-2321-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:03:45Z,2016-31479,0,0,090000648243ccbb
SEC-2016-2327-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:07:11Z,2016-31489,0,0,090000648243d1ba
SEC-2016-2332-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:07:57Z,2016-31483,0,0,090000648243d252
SEC-2016-2340-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC",Notice,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-29T13:08:41Z,2016-31484,0,0,090000648243d41b
SEC-2016-2302-0001,SEC,,"Applications: Transamerica Funds, et al.",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:55:58Z,2016-31290,0,0,0900006482439e8a
SEC-2016-2303-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:56:03Z,2016-31301,0,0,0900006482439e8d
SEC-2016-2316-0001,SEC,,"Applications: Virtus Alternative Solutions Trust, et al.",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:42Z,2016-31288,0,0,090000648243a136
SEC-2016-2317-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:43Z,2016-31307,0,0,090000648243a194
SEC-2016-2304-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:56:07Z,2016-31310,0,0,0900006482439ed4
SEC-2016-2319-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:51Z,2016-31300,0,0,090000648243a1ee
SEC-2016-2311-0001,SEC,,Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of JOBS Act: Technical Correction,Rule,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:30Z,2016-31286,0,0,090000648243a0e4
SEC-2016-2315-0001,SEC,,"Applications: Ares Capital Corp., et al.",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:41Z,2016-31289,0,0,090000648243a135
SEC-2016-2320-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:53Z,2016-31297,0,0,090000648243a1f1
SEC-2016-2309-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:26Z,2016-31308,0,0,090000648243a094
SEC-2016-2314-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:40Z,2016-31305,0,0,090000648243a133
SEC-2016-2307-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:56:31Z,2016-31309,0,0,0900006482439fc1
SEC-2016-2301-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Investors Exchange, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:55:11Z,2016-31311,0,0,0900006482439e3c
SEC-2016-2310-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:29Z,2016-31303,0,0,090000648243a0e2
SEC-2016-2318-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC; NYSE Arca, Inc.",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:45Z,2016-31306,0,0,090000648243a196
SEC-2016-2305-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:56:13Z,2016-31299,0,0,0900006482439f2a
SEC-2016-2312-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp.,Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:32Z,2016-31312,0,0,090000648243a0e6
SEC-2016-2306-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:56:17Z,2016-31302,0,0,0900006482439f62
SEC-2016-2308-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc.",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:56:51Z,2016-31298,0,0,090000648243a03e
SEC-2016-2313-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT, LLC",Notice,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:33Z,2016-31304,0,0,090000648243a0e8
SEC-2016-2292-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:57Z,2016-31107,0,0,09000064824373d2
SEC-2016-2293-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Mercury, LLC",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:10:18Z,2016-31116,0,0,0900006482437418
SEC-2016-2299-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats BYX Exchange, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:11:25Z,2016-31115,0,0,0900006482437550
SEC-2016-2289-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:49Z,2016-31108,0,0,0900006482437388
SEC-2016-2290-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:49Z,2016-31103,0,0,0900006482437389
SEC-2016-2288-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:11Z,2016-31109,0,0,0900006482437340
SEC-2016-2300-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:11:39Z,2016-31110,0,0,0900006482437612
SEC-2016-2296-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:11:13Z,2016-31113,0,0,09000064824374fa
SEC-2016-2286-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:08Z,2016-31104,0,0,090000648243733b
SEC-2016-2298-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:11:20Z,2016-31112,0,0,090000648243754a
SEC-2016-2297-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:11:17Z,2016-31111,0,0,0900006482437500
SEC-2016-2294-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:10:22Z,2016-31117,0,0,090000648243741f
SEC-2016-2283-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:07:25Z,2016-31102,0,0,0900006482436cf7
SEC-2016-2285-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:08:53Z,2016-31100,0,0,09000064824372c3
SEC-2016-2287-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:09Z,2016-31105,0,0,090000648243733d
SEC-2016-2291-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ BX, Inc.",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:09:54Z,2016-31101,0,0,09000064824373ce
SEC-2016-2295-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX LLC,Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:11:05Z,2016-31106,0,0,090000648243746a
SEC-2016-2284-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2016-12-27T05:00:00Z,2016,12,2016-12-27T05:00:00Z,,2016-12-27T13:08:52Z,2016-31114,0,0,09000064824372c1
SEC-2016-2272-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:02:13Z,2016-30935,0,0,090000648243386b
SEC-2016-2278-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:19Z,2016-30916,0,0,0900006482433e09
SEC-2016-2277-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:17Z,2016-30940,0,0,0900006482433daa
SEC-2016-2271-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats BYX Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:01:37Z,2016-30947,0,0,090000648243380e
SEC-2016-2276-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:13Z,2016-30943,0,0,0900006482433da4
SEC-2016-2275-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:02:49Z,2016-30938,0,0,0900006482433d0a
SEC-2016-2279-0001,SEC,,"Applications: Delaware Management Business Trust, et al.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:28Z,2016-30936,0,0,0900006482433e10
SEC-2016-2280-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:30Z,2016-30945,0,0,0900006482433e57
SEC-2016-2268-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.; C2 Options Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:01:27Z,2016-30939,0,0,09000064824337bf
SEC-2016-2273-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:02:38Z,2016-30937,0,0,0900006482433d06
SEC-2016-2274-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:02:38Z,2016-30917,0,0,0900006482433d07
SEC-2016-2269-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats EDGX Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:01:36Z,2016-30941,0,0,090000648243380c
SEC-2016-2282-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats EDGA Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:40Z,2016-30942,0,0,0900006482433eb0
SEC-2016-2281-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:03:35Z,2016-30944,0,0,0900006482433e5e
SEC-2016-2267-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc.",Notice,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:00:20Z,2016-30946,0,0,0900006482433513
SEC-2016-2270-0001,SEC,,Consolidated Audit Trail,Rule,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:01:36Z,2016-30883,0,0,090000648243380d
SEC-2016-2263-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC; NYSE MKT LLC,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T12:51:10Z,2016-30815,0,0,0900006482430450
SEC-2016-2264-0001,SEC,,Exemptions: Euroclear Bank SA and NV,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T12:51:13Z,2016-30853,0,0,09000064824304a7
SEC-2016-2265-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX LLC,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T12:51:17Z,2016-30795,0,0,09000064824304ac
SEC-2016-2266-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Bats BZX Exchange, Inc.; Bats BYX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.",Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T12:51:56Z,2016-30796,0,0,09000064824305cd
SEC-2016-2261-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T12:50:04Z,2016-30793,0,0,090000648243036b
SEC-2016-2262-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ PHLX LLC,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T12:50:53Z,2016-30794,0,0,09000064824303f8
SEC-2016-2257-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:54:59Z,2016-30694,0,0,090000648242d136
SEC-2016-2256-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: ISE Gemini, LLC",Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:53:42Z,2016-30695,0,0,090000648242d0fb
SEC-2016-2254-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:52:58Z,2016-30689,0,0,090000648242d070
SEC-2016-2255-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:53:41Z,2016-30688,0,0,090000648242d0bc
SEC-2016-2258-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:55:04Z,2016-30686,0,0,090000648242d13d
SEC-2016-2260-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:55:24Z,2016-30814,0,0,090000648242d1c6
SEC-2016-2259-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2016-12-21T05:00:00Z,2016,12,2016-12-21T05:00:00Z,,2016-12-21T12:55:13Z,2016-30687,0,0,090000648242d17c
SEC-2016-2240-0001,SEC,,"Applications: Equus Total Return, Inc.",Notice,,2016-12-20T05:00:00Z,2016,12,2016-12-20T05:00:00Z,,2016-12-20T13:07:44Z,2016-30539,0,0,0900006482429585
SEC-2016-2248-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2016-12-20T05:00:00Z,2016,12,2016-12-20T05:00:00Z,,2016-12-20T13:08:38Z,2016-30552,0,0,090000648242972b