id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2012-2170-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:44:28Z,2012-31247,0,0,09000064811a042d SEC-2012-2181-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:46:02Z,2012-31245,0,0,09000064811a0658 SEC-2012-2163-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, LLC",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:42:27Z,2012-31238,0,0,09000064811a0323 SEC-2012-2180-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:46:00Z,2012-31259,0,0,09000064811a0657 SEC-2012-2167-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc.,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:43:47Z,2012-31241,0,0,09000064811a03c3 SEC-2012-2168-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:43:59Z,2012-31411,0,0,09000064811a0425 SEC-2012-2175-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:32Z,2012-31412,0,0,09000064811a059c SEC-2012-2171-0001,SEC,,"Applications: Pyxis Capital, LP, et al.",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:44:35Z,2012-31235,0,0,09000064811a0460 SEC-2012-2173-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:44:47Z,2012-31413,0,0,09000064811a04ac SEC-2012-2174-0001,SEC,,Principal Trades With Certain Advisory Clients,Rule,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:00Z,2012-31221,0,0,09000064811a0501 SEC-2012-2177-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:39Z,2012-31246,0,0,09000064811a05c8 SEC-2012-2179-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:51Z,2012-31260,0,0,09000064811a0614 SEC-2012-2166-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:43:09Z,2012-31239,0,0,09000064811a0373 SEC-2012-2183-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:46:16Z,2012-31223,0,0,09000064811a06a6 SEC-2012-2165-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:42:51Z,2012-31240,0,0,09000064811a0327 SEC-2012-2182-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:46:13Z,2012-31256,0,0,09000064811a06a2 SEC-2012-2176-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:36Z,2012-31236,0,0,09000064811a05c5 SEC-2012-2164-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:42:31Z,2012-31253,0,0,09000064811a0325 SEC-2012-2185-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:46:22Z,2012-31410,0,0,09000064811a06ec SEC-2012-2169-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:44:03Z,2012-31258,0,0,09000064811a0428 SEC-2012-2172-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit LLC,Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:44:41Z,2012-31257,0,0,09000064811a0465 SEC-2012-2178-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX, LLC",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:42Z,2012-31415,0,0,09000064811a05ca SEC-2012-2184-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:46:19Z,2012-31254,0,0,09000064811a06a8 SEC-2012-2162-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2012-12-28T05:00:00Z,2012,12,2012-12-28T05:00:00Z,2013-01-19T04:59:59Z,2012-12-28T14:43:25Z,2012-31154,0,0,090000648119de2f SEC-2012-2159-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-28T05:00:00Z,2012,12,2012-12-28T05:00:00Z,2013-01-19T04:59:59Z,2012-12-28T14:40:50Z,2012-31152,0,0,090000648119dbf3 SEC-2012-2161-0001,SEC,,Decimalization Roundtable,Notice,,2012-12-28T05:00:00Z,2012,12,2012-12-28T05:00:00Z,,2012-12-28T14:42:58Z,2012-31162,0,0,090000648119ddb5 SEC-2012-2160-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-28T05:00:00Z,2012,12,2012-12-28T05:00:00Z,2013-01-19T04:59:59Z,2012-12-28T14:41:12Z,2012-31153,0,0,090000648119dc31 SEC-2012-2155-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:54Z,2012-31119,0,0,090000648119c69e SEC-2012-2147-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:56Z,2012-31130,0,0,090000648119c57b SEC-2012-2156-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:56Z,2012-31127,0,0,090000648119c6a0 SEC-2012-2150-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:53Z,2012-31121,0,0,090000648119c629 SEC-2012-2157-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:56Z,2012-31128,0,0,090000648119c6a7 SEC-2012-2152-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:57Z,2012-31120,0,0,090000648119c62c SEC-2012-2149-0001,SEC,,"Applications: Franklin Advisers, Inc., et al.",Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:53Z,2012-31131,0,0,090000648119c583 SEC-2012-2146-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:55Z,2012-31125,0,0,090000648119c57a SEC-2012-2153-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:54Z,2012-31122,0,0,090000648119c630 SEC-2012-2151-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:56Z,2012-31123,0,0,090000648119c62a SEC-2012-2158-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:57Z,2012-31124,0,0,090000648119c70f SEC-2012-2148-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:54Z,2012-31129,0,0,090000648119c57d SEC-2012-2154-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2012-12-27T05:00:00Z,2012,12,2012-12-27T05:00:00Z,,2012-12-27T14:58:55Z,2012-31126,0,0,090000648119c631 SEC-2012-2133-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:30:26Z,2012-30891,0,0,090000648119a40e SEC-2012-2135-0001,SEC,,"Applications: Yorkville ETF Trust and Yorkville ETF Advisors, LLC",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:31:39Z,2012-30893,0,0,090000648119a500 SEC-2012-2141-0001,SEC,,Meetings; Sunshine Act,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:32:56Z,2012-31030,0,0,090000648119a621 SEC-2012-2126-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:29:03Z,2012-30980,0,0,090000648119a315 SEC-2012-2143-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:33:02Z,2012-30892,0,0,090000648119a67e SEC-2012-2132-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:29:49Z,2012-31022,0,0,090000648119a3b0 SEC-2012-2120-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:26:41Z,2012-31015,0,0,0900006481199d7b SEC-2012-2123-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:28:34Z,2012-31017,0,0,090000648119a278 SEC-2012-2124-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:28:40Z,2012-31019,0,0,090000648119a2b9 SEC-2012-2130-0001,SEC,,"Orders Granting Limited Exemptions from Exchange Act Rules: ALPS ETF Trust; ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF, et al.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:29:38Z,2012-30889,0,0,090000648119a36d SEC-2012-2144-0001,SEC,,"Orders Suspending Trading: IAS Energy, Inc., et al.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:33:04Z,2012-31023,0,0,090000648119a67f SEC-2012-2142-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:32:57Z,2012-31021,0,0,090000648119a622 SEC-2012-2137-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:32:10Z,2012-30978,0,0,090000648119a587 SEC-2012-2139-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:32:26Z,2012-31013,0,0,090000648119a5d4 SEC-2012-2128-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Incorporated",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:29:23Z,2012-31018,0,0,090000648119a31e SEC-2012-2121-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:26:57Z,2012-31014,0,0,0900006481199d7d SEC-2012-2122-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:27:16Z,2012-30890,0,0,090000648119a270 SEC-2012-2127-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:29:18Z,2012-31020,0,0,090000648119a31c SEC-2012-2145-0001,SEC,,"Trading Suspension Orders: New Generation Biofuels Holdings, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,,2012-12-26T14:33:15Z,2012-31151,0,0,090000648119a686 SEC-2012-2134-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-15T04:59:59Z,2012-12-26T14:30:42Z,2012-30888,0,0,090000648119a46e SEC-2012-2140-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:32:33Z,2012-30979,0,0,090000648119a5da SEC-2012-2125-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-15T04:59:59Z,2012-12-26T14:28:50Z,2012-30886,0,0,090000648119a2bd SEC-2012-2129-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-15T04:59:59Z,2012-12-26T14:29:35Z,2012-30887,0,0,090000648119a36c SEC-2012-2131-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:29:47Z,2012-30981,0,0,090000648119a3af SEC-2012-2136-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:32:00Z,2012-31016,0,0,090000648119a546 SEC-2012-2138-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2012-12-26T05:00:00Z,2012,12,2012-12-26T05:00:00Z,2013-01-17T04:59:59Z,2012-12-26T14:32:23Z,2012-31012,0,0,090000648119a5d2 SEC-2012-2119-0001,SEC,,Semiannual Regulatory Agenda - Fall 2012,Other,,2012-12-24T05:00:00Z,2012,12,2012-12-24T05:00:00Z,,2013-01-12T22:25:55Z,,0,0,09000064811992e3 SEC-2012-2113-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,2013-01-12T04:59:59Z,2012-12-21T14:34:16Z,2012-30795,0,0,090000648119555a SEC-2012-2112-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,,2012-12-21T14:34:15Z,2012-30791,0,0,09000064811954ba SEC-2012-2115-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,,2012-12-21T14:34:15Z,2012-30790,0,0,09000064811955cc SEC-2012-2114-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Public Company Accounting Oversight Board,Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,,2012-12-21T14:34:17Z,2012-30739,0,0,09000064811955c7 SEC-2012-2117-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,,2012-12-21T14:34:15Z,2012-30789,0,0,0900006481195616 SEC-2012-2118-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc.",Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,2013-01-12T04:59:59Z,2012-12-21T14:34:16Z,2012-30793,0,0,0900006481195695 SEC-2012-2116-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-21T05:00:00Z,2012,12,2012-12-21T05:00:00Z,2013-01-12T04:59:59Z,2012-12-21T14:34:16Z,2012-30794,0,0,0900006481195613 SEC-2012-2107-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,,2012-12-20T13:39:11Z,2012-30689,0,0,0900006481193a63 SEC-2012-2104-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,2012-01-11T04:59:59Z,2012-12-20T13:38:27Z,2012-30687,0,0,09000064811939d0 SEC-2012-2106-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Europe Ltd.,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,,2012-12-20T13:39:07Z,2012-30604,0,0,0900006481193a60 SEC-2012-2111-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc.,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,,2012-12-20T13:40:09Z,2012-30648,0,0,0900006481193b6f SEC-2012-2109-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,2012-01-11T04:59:59Z,2012-12-20T13:39:32Z,2012-30649,0,0,0900006481193ac1 SEC-2012-2110-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: JPM XF Physical Copper Trust,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,,2012-12-20T13:40:06Z,2012-30646,0,0,0900006481193b6d SEC-2012-2105-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,,2012-12-20T13:38:59Z,2012-30645,0,0,0900006481193a1d SEC-2012-2108-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,2012-01-11T04:59:59Z,2012-12-20T13:39:13Z,2012-30647,0,0,0900006481193a64 SEC-2012-2103-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-20T05:00:00Z,2012,12,2012-12-20T05:00:00Z,2012-01-11T04:59:59Z,2012-12-20T13:37:54Z,2012-30688,0,0,09000064811939c9 SEC-2012-2087-0001,SEC,,Applications: Adams Express Co. and Petroleum and Resources Corp.,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,,2012-12-19T15:00:23Z,2012-30548,0,0,09000064811921fb SEC-2012-2101-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,,2012-12-19T15:00:26Z,2012-30503,0,0,09000064811924cd SEC-2012-2089-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,,2012-12-19T15:00:26Z,2012-30547,0,0,090000648119228f SEC-2012-2090-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:24Z,2012-30502,0,0,0900006481192290 SEC-2012-2098-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:24Z,2012-30495,0,0,0900006481192479 SEC-2012-2096-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:25Z,2012-30501,0,0,09000064811923fe SEC-2012-2099-0001,SEC,,Orders Granting Conditional Exemptions under Securities Exchange Act of 1934: Portfolio Margining of Swaps and Security-Based Swaps,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-02-20T04:59:59Z,2012-12-19T15:00:23Z,2012-30553,0,0,090000648119247d SEC-2012-2102-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:26Z,2012-30494,0,0,090000648119250c SEC-2012-2092-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:26Z,2012-30500,0,0,0900006481192296 SEC-2012-2100-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:27Z,2012-30546,0,0,09000064811924c4 SEC-2012-2093-0001,SEC,,"Applications: Alliance Bernstein Active ETFs, Inc., et al.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,,2012-12-19T15:00:23Z,2012-30551,0,0,0900006481192370 SEC-2012-2094-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,,2012-12-19T15:00:27Z,2012-30545,0,0,0900006481192373 SEC-2012-2095-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:24Z,2012-30498,0,0,09000064811923c0 SEC-2012-2097-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:25Z,2012-30497,0,0,0900006481192402 SEC-2012-2088-0001,SEC,,Orders Suspending Trading: Spencer Pharmaceutical Inc.,Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,,2012-12-19T15:00:23Z,2012-30665,0,0,0900006481192249 SEC-2012-2086-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:24Z,2012-30496,0,0,09000064811921f7 SEC-2012-2091-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2012-12-19T05:00:00Z,2012,12,2012-12-19T05:00:00Z,2013-01-10T04:59:59Z,2012-12-19T15:00:25Z,2012-30499,0,0,0900006481192295