id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2011-2053-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:58:52Z,2011-33587,0,0,0900006480f8b74b SEC-2011-2056-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T13:00:12Z,2011-33585,0,0,0900006480f8b78d SEC-2011-2051-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:57:49Z,2011-33590,0,0,0900006480f8b72a SEC-2011-2048-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:53:48Z,2011-33584,0,0,0900006480f8b6c6 SEC-2011-2055-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T13:00:01Z,2011-33581,0,0,0900006480f8b789 SEC-2011-2052-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:57:57Z,2011-33582,0,0,0900006480f8b72c SEC-2011-2058-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T13:01:03Z,2011-33580,0,0,0900006480f8b7ca SEC-2011-2057-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T13:00:33Z,2011-33579,0,0,0900006480f8b7c1 SEC-2011-2054-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:59:55Z,2011-33583,0,0,0900006480f8b786 SEC-2011-2049-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:53:53Z,2011-33589,0,0,0900006480f8b6c7 SEC-2011-2050-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-30T05:00:00Z,2011,12,2011-12-30T05:00:00Z,2012-01-21T04:59:59Z,2011-12-30T12:56:54Z,2011-33578,0,0,0900006480f8b6e6 SEC-2011-2038-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:38:07Z,2011-33445,0,0,0900006480f8abb6 SEC-2011-2039-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,,2011-12-29T13:39:24Z,2011-33378,0,0,0900006480f8abd2 SEC-2011-2047-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:42:06Z,2011-33450,0,0,0900006480f8acdb SEC-2011-2046-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:41:29Z,2011-33446,0,0,0900006480f8ac93 SEC-2011-2045-0001,SEC,,Net Worth Standard for Accredited Investors,Rule,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,,2011-12-29T13:41:06Z,2011-33333,0,0,0900006480f8ac7e SEC-2011-2042-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,,2011-12-29T13:40:28Z,2011-33513,0,0,0900006480f8ac3e SEC-2011-2044-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange, Inc.",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:40:54Z,2011-33362,0,0,0900006480f8ac60 SEC-2011-2040-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:39:37Z,2011-33377,0,0,0900006480f8abf2 SEC-2011-2043-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange, Inc.",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:40:42Z,2011-33361,0,0,0900006480f8ac5a SEC-2011-2036-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:37:27Z,2011-33379,0,0,0900006480f8ab9a SEC-2011-2041-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:39:49Z,2011-33447,0,0,0900006480f8ac09 SEC-2011-2035-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:37:08Z,2011-33488,0,0,0900006480f8ab80 SEC-2011-2037-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc",Notice,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,2012-01-20T04:59:59Z,2011-12-29T13:38:02Z,2011-33449,0,0,0900006480f8aba0 SEC-2011-2030-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-28T05:00:00Z,2011,12,2011-12-28T05:00:00Z,,2011-12-28T20:10:32Z,2011-33219,0,0,0900006480f8a27f SEC-2011-2033-0001,SEC,,Mine Safety Disclosure,Rule,,2011-12-28T05:00:00Z,2011,12,2011-12-28T05:00:00Z,,2011-12-28T20:10:33Z,2011-33148,0,0,0900006480f8a2a5 SEC-2011-2034-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2011-12-28T05:00:00Z,2011,12,2011-12-28T05:00:00Z,2012-01-19T04:59:59Z,2011-12-28T20:10:34Z,2011-33217,0,0,0900006480f8a2bf SEC-2011-2031-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2011-12-28T05:00:00Z,2011,12,2011-12-28T05:00:00Z,,2011-12-28T20:10:33Z,2011-33218,0,0,0900006480f8a29c SEC-2011-2032-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-28T05:00:00Z,2011,12,2011-12-28T05:00:00Z,,2011-12-28T20:10:33Z,2011-33246,0,0,0900006480f8a2a1 SEC-2011-2026-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: National Stock Exchange, Inc.",Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,2012-01-18T04:59:59Z,2011-12-27T14:31:42Z,2011-33052,0,0,0900006480f898ea SEC-2011-2029-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,2012-01-18T04:59:59Z,2011-12-27T14:33:14Z,2011-33045,0,0,0900006480f89d7a SEC-2011-2022-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,,2011-12-27T14:28:11Z,2011-33145,0,0,0900006480f89802 SEC-2011-2024-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,2012-01-18T04:59:59Z,2011-12-27T14:30:48Z,2011-33053,0,0,0900006480f898b2 SEC-2011-2027-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,,2011-12-27T14:31:46Z,2011-33118,0,0,0900006480f89d09 SEC-2011-2020-0001,SEC,,Extension of Temporary Registration of Municipal Advisors,Rule,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,,2011-12-27T14:26:48Z,2011-33146,0,0,0900006480f897e5 SEC-2011-2023-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,2012-01-18T04:59:59Z,2011-12-27T14:30:23Z,2011-33144,0,0,0900006480f89895 SEC-2011-2021-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,2012-01-18T04:59:59Z,2011-12-27T14:27:42Z,2011-33120,0,0,0900006480f897e8 SEC-2011-2025-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,,2011-12-27T14:31:03Z,2011-33119,0,0,0900006480f898c6 SEC-2011-2028-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,2012-01-18T04:59:59Z,2011-12-27T14:32:04Z,2011-33121,0,0,0900006480f89d27 SEC-2011-2007-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:37:18Z,2011-32918,0,0,0900006480f88817 SEC-2011-2012-0001,SEC,,"Intention to Cancel Registrations: Royal Oak Capital Management, LLC",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:39:55Z,2011-32899,0,0,0900006480f88892 SEC-2011-2010-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:38:37Z,2011-32917,0,0,0900006480f8884c SEC-2011-2011-0001,SEC,,"Applications: Highland Capital Management, LP, et al.",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:39:39Z,2011-32935,0,0,0900006480f88889 SEC-2011-2014-0001,SEC,,Applications: Rio Tinto PLC and Rio Tinto Ltd,Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:40:29Z,2011-32922,0,0,0900006480f888a5 SEC-2011-2017-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:41:19Z,2011-32921,0,0,0900006480f888fa SEC-2011-2008-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:38:16Z,2011-32919,0,0,0900006480f8882e SEC-2011-2015-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:40:43Z,2011-32920,0,0,0900006480f888c3 SEC-2011-2019-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:41:58Z,2011-32915,0,0,0900006480f88934 SEC-2011-2006-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,2012-01-14T04:59:59Z,2011-12-23T13:36:01Z,2011-32888,0,0,0900006480f887e0 SEC-2011-2009-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:38:23Z,2011-32879,0,0,0900006480f88830 SEC-2011-2018-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,2012-01-14T04:59:59Z,2011-12-23T13:41:46Z,2011-32878,0,0,0900006480f8891b SEC-2011-2013-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,,2011-12-23T13:40:13Z,2011-32916,0,0,0900006480f8889e SEC-2011-2016-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-23T05:00:00Z,2011,12,2011-12-23T05:00:00Z,2012-01-14T04:59:59Z,2011-12-23T13:41:01Z,2011-32889,0,0,0900006480f888de SEC-2011-1999-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:41:55Z,2011-32780,0,0,0900006480f87cc0 SEC-2011-1995-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:40:31Z,2011-32752,0,0,0900006480f87c5e SEC-2011-2002-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:42:24Z,2011-32756,0,0,0900006480f87cdf SEC-2011-1994-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:38:53Z,2011-32816,0,0,0900006480f87c17 SEC-2011-2000-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:41:59Z,2011-32749,0,0,0900006480f87cc1 SEC-2011-2001-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:42:20Z,2011-32750,0,0,0900006480f87cde SEC-2011-1997-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:41:11Z,2011-32817,0,0,0900006480f87c9d SEC-2011-2005-0001,SEC,,"Program for Allocation of Regulatory Responsibilities: BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., et al.",Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:44:16Z,2011-32753,0,0,0900006480f87d4f SEC-2011-1993-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:38:27Z,2011-32754,0,0,0900006480f87bf9 SEC-2011-2004-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:44:04Z,2011-32748,0,0,0900006480f87d36 SEC-2011-1996-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:40:49Z,2011-32755,0,0,0900006480f87c85 SEC-2011-1998-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: ICE Clear Credit LLC,Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,,2011-12-22T13:41:24Z,2011-32781,0,0,0900006480f87ca2 SEC-2011-2003-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2011-12-22T05:00:00Z,2011,12,2011-12-22T05:00:00Z,2012-01-13T04:59:59Z,2011-12-22T13:43:36Z,2011-32751,0,0,0900006480f87d16 SEC-2011-1985-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:50:17Z,2011-32604,0,0,0900006480f87132 SEC-2011-1989-0001,SEC,,"Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Expanding the Scope of Potential ""Users"" of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Fee Schedule To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:50:58Z,2011-32665,0,0,0900006480f87173 SEC-2011-1982-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:50:04Z,2011-32577,0,0,0900006480f8712f SEC-2011-1979-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:48:21Z,2011-32664,0,0,0900006480f870b7 SEC-2011-1974-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:46:38Z,2011-32663,0,0,0900006480f8705a SEC-2011-1977-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:47:32Z,2011-32671,0,0,0900006480f87092 SEC-2011-1988-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:50:53Z,2011-32662,0,0,0900006480f87172 SEC-2011-1971-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:45:00Z,2011-32584,0,0,0900006480f8703d SEC-2011-1991-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:51:24Z,2011-32541,0,0,0900006480f87191 SEC-2011-1992-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:51:36Z,2011-32669,0,0,0900006480f87195 SEC-2011-1975-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:47:02Z,2011-32666,0,0,0900006480f87076 SEC-2011-1986-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:50:34Z,2011-32667,0,0,0900006480f8714c SEC-2011-1972-0001,SEC,,Meetings: Advisory Committee on Small and Emerging Companies,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-05T04:59:59Z,2011-12-21T14:45:06Z,2011-32575,0,0,0900006480f8703f SEC-2011-1976-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:47:12Z,2011-32602,0,0,0900006480f87079 SEC-2011-1987-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:50:42Z,2011-32670,0,0,0900006480f87150 SEC-2011-1984-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:50:13Z,2011-32668,0,0,0900006480f87131 SEC-2011-1990-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:51:04Z,2011-32585,0,0,0900006480f87175 SEC-2011-1980-0001,SEC,,List of Rules to be Reviewed Pursuant to Regulatory Flexibility Act,Proposed Rule,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-21T04:59:59Z,2011-12-21T14:48:55Z,2011-32537,0,0,0900006480f870ed SEC-2011-1981-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:49:54Z,2011-32569,0,0,0900006480f8712a SEC-2011-1983-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:50:08Z,2011-32661,0,0,0900006480f87130 SEC-2011-1970-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: EDGA Exchange, Inc.; EDGX Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:44:56Z,2011-32586,0,0,0900006480f8703c SEC-2011-1978-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-12T04:59:59Z,2011-12-21T14:48:14Z,2011-32660,0,0,0900006480f870b6 SEC-2011-1973-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,,2011-12-21T14:46:32Z,2011-32603,0,0,0900006480f87058 SEC-2011-1969-0001,SEC,,Meetings; Sunshine Act,Notice,,2011-12-20T05:00:00Z,2011,12,2011-12-20T05:00:00Z,,2011-12-20T14:08:08Z,2011-32601,0,0,0900006480f864ec SEC-2011-1966-0001,SEC,,"Applications: American Century Strategic Asset Allocations, Inc., et al.",Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,,2011-12-19T14:09:50Z,2011-32370,0,0,0900006480f859e9 SEC-2011-1965-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange, Inc.",Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,2012-01-10T04:59:59Z,2011-12-19T14:08:57Z,2011-32343,0,0,0900006480f85995 SEC-2011-1962-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE Amex LLC,Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,2012-01-10T04:59:59Z,2011-12-19T14:06:50Z,2011-32355,0,0,0900006480f85953 SEC-2011-1963-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,,2011-12-19T14:07:42Z,2011-32356,0,0,0900006480f85958 SEC-2011-1968-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,2012-01-10T04:59:59Z,2011-12-19T14:11:37Z,2011-32344,0,0,0900006480f85a6b SEC-2011-1967-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,2012-01-10T04:59:59Z,2011-12-19T14:10:22Z,2011-32409,0,0,0900006480f85a09 SEC-2011-1964-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-19T05:00:00Z,2011,12,2011-12-19T05:00:00Z,2012-01-10T04:59:59Z,2011-12-19T14:08:33Z,2011-32406,0,0,0900006480f8598d SEC-2011-1961-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2011-12-16T05:00:00Z,2011,12,2011-12-16T05:00:00Z,2012-01-07T04:59:59Z,2011-12-16T14:31:05Z,2011-32220,0,0,0900006480f84772 SEC-2011-1960-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2011-12-16T05:00:00Z,2011,12,2011-12-16T05:00:00Z,,2011-12-16T14:28:59Z,2011-32221,0,0,0900006480f846ca SEC-2011-1958-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2011-12-16T05:00:00Z,2011,12,2011-12-16T05:00:00Z,2012-01-07T04:59:59Z,2011-12-16T14:27:38Z,2011-32238,0,0,0900006480f846a3