id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2016-2311-0001,SEC,,Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of JOBS Act: Technical Correction,Rule,,2016-12-28T05:00:00Z,2016,12,2016-12-28T05:00:00Z,,2016-12-28T12:57:30Z,2016-31286,0,0,090000648243a0e4
SEC-2016-2270-0001,SEC,,Consolidated Audit Trail,Rule,,2016-12-23T05:00:00Z,2016,12,2016-12-23T05:00:00Z,,2016-12-23T14:01:36Z,2016-30883,0,0,090000648243380d
SEC-2016-2039-0001,SEC,,Exemptions to Facilitate Intrastate and Regional Securities Offerings,Rule,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2017-01-21T04:59:59Z,2016-11-21T12:36:04Z,2016-26348,0,0,09000064823aa4b4
SEC-2016-2032-0001,SEC,,Investment Company Reporting Modernization,Rule,,2016-11-18T05:00:00Z,2016,11,2016-11-18T05:00:00Z,,2016-11-18T12:53:19Z,2016-25349,0,0,09000064823a0836
SEC-2016-2027-0001,SEC,,Investment Company Liquidity Risk Management Programs,Rule,,2016-11-18T05:00:00Z,2016,11,2016-11-18T05:00:00Z,,2016-11-18T12:52:51Z,2016-25348,0,0,09000064823a07a4
SEC-2016-2019-0001,SEC,,Investment Company Swing Pricing,Rule,,2016-11-18T05:00:00Z,2016,11,2016-11-18T05:00:00Z,,2016-11-18T12:51:00Z,2016-25347,0,0,09000064823a0638
SEC-2016-1831-0001,SEC,,Standards for Covered Clearing Agencies,Rule,,2016-10-13T04:00:00Z,2016,10,2016-10-13T04:00:00Z,,2016-10-13T11:48:48Z,2016-23891,0,0,09000064822f2e62
SEC-2016-1746-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2016-09-30T04:00:00Z,2016,9,2016-09-30T04:00:00Z,,2016-09-30T12:15:45Z,2016-23562,0,0,0900006482284b90
SEC-2016-1729-0001,SEC,,Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order with Respect to MSRB Rule G-37,Rule,,2016-09-28T04:00:00Z,2016,9,2016-09-28T04:00:00Z,,2016-09-28T11:56:47Z,2016-23224,0,0,090000648227b33b
SEC-2016-1728-0001,SEC,,Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order with Respect to FINRA Rule 2030,Rule,,2016-09-28T04:00:00Z,2016,9,2016-09-28T04:00:00Z,,2016-09-28T11:55:36Z,2016-23225,0,0,090000648227b231
SEC-2016-1566-0001,SEC,,Access to Data Obtained by Security-Based Swap Data Repositories,Rule,,2016-09-02T04:00:00Z,2016,9,2016-09-02T04:00:00Z,,2016-09-02T11:51:52Z,2016-21137,0,0,09000064821c133a
SEC-2016-1557-0001,SEC,,Form ADV and Investment Advisers Act,Rule,,2016-09-01T04:00:00Z,2016,9,2016-09-01T04:00:00Z,,2016-09-01T11:55:02Z,2016-20832,0,0,09000064821bcbeb
SEC-2016-1412-0001,SEC,,Reporting and Dissemination of Security-Based Swap Information,Rule,,2016-08-12T04:00:00Z,2016,8,2016-08-12T04:00:00Z,,2016-08-12T12:30:10Z,2016-17032,0,0,0900006482170b0c
SEC-2016-1324-0001,SEC,,Rules of Practice,Rule,,2016-07-29T04:00:00Z,2016,7,2016-07-29T04:00:00Z,,2016-07-29T12:12:39Z,2016-16987,0,0,0900006482138aa4
SEC-2016-1304-0001,SEC,,Disclosure of Payments by Resource Extraction Issuers,Rule,,2016-07-27T04:00:00Z,2016,7,2016-07-27T04:00:00Z,,2016-07-27T12:57:42Z,2016-15676,0,0,09000064821295df
SEC-2016-1313-0001,SEC,,"Orders: Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive IndustriesTransparency Initiative, etc.",Rule,,2016-07-27T04:00:00Z,2016,7,2016-07-27T04:00:00Z,,2016-07-27T12:58:38Z,2016-15677,0,0,090000648212975d
SEC-2016-1134-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2016-07-01T04:00:00Z,2016,7,2016-07-01T04:00:00Z,,2016-07-01T12:18:43Z,2016-15510,0,0,0900006482080719
SEC-2016-1123-0001,SEC,,Adjustments to Civil Monetary Penalty Amounts,Rule,,2016-07-01T04:00:00Z,2016,7,2016-07-01T04:00:00Z,,2016-07-01T12:16:23Z,2016-15541,0,0,090000648208049a
SEC-2016-1074-0001,SEC,,Commission Interpretation Regarding Automated Quotations under Regulation NMS,Rule,,2016-06-23T04:00:00Z,2016,6,2016-06-23T04:00:00Z,,2016-06-23T12:18:25Z,2016-14876,0,0,0900006482060b86
SEC-2016-1068-0001,SEC,,Asset-Backed Securities Disclosure and Registration,Rule,,2016-06-22T04:00:00Z,2016,6,2016-06-22T04:00:00Z,,2016-06-22T12:04:51Z,2016-14730,0,0,0900006482056da3
SEC-2016-1050-0001,SEC,,Trade Acknowledgment and Verification of Security-Based Swap Transactions,Rule,,2016-06-17T04:00:00Z,2016,6,2016-06-17T04:00:00Z,,2016-06-17T12:15:58Z,2016-13915,0,0,090000648204b113
SEC-2016-0997-0001,SEC,,Summary of Form 10-K,Rule,,2016-06-09T04:00:00Z,2016,6,2016-06-09T04:00:00Z,,2016-06-09T13:55:26Z,2016-13328,0,0,0900006482025b8a
SEC-2016-0912-0001,SEC,,Retail Foreign Exchange Transactions,Rule,,2016-05-26T04:00:00Z,2016,5,2016-05-26T04:00:00Z,,2016-05-26T13:03:05Z,2016-12390,0,0,0900006481ff347c
SEC-2016-0892-0001,SEC,,Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction,Rule,,2016-05-24T04:00:00Z,2016,5,2016-05-24T04:00:00Z,,2016-05-24T12:28:28Z,2016-12166,0,0,0900006481fead26
SEC-2016-0865-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2016-05-19T04:00:00Z,2016,5,2016-05-19T04:00:00Z,,2016-05-19T12:19:06Z,2016-11764,0,0,0900006481fdd013
SEC-2016-0825-0001,SEC,,Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants,Rule,,2016-05-13T04:00:00Z,2016,5,2016-05-13T04:00:00Z,,2016-05-13T12:23:40Z,2016-10918,0,0,0900006481fcb619
SEC-2016-0806-0001,SEC,,Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act,Rule,,2016-05-10T04:00:00Z,2016,5,2016-05-10T04:00:00Z,,2016-05-10T13:08:48Z,2016-10746,0,0,0900006481fbda06
SEC-2016-0564-0001,SEC,,"General Rules and Regulations, Securities Exchange Act of 1934; CFR Correction",Rule,,2016-04-01T04:00:00Z,2016,4,2016-04-01T04:00:00Z,,2016-04-01T12:00:01Z,2016-07561,0,0,0900006481f091b4
SEC-2016-0474-0001,SEC,,Securities Investor Protection Corporation,Rule,,2016-03-17T04:00:00Z,2016,3,2016-03-17T04:00:00Z,,2016-03-17T12:25:46Z,2016-06041,0,0,0900006481ecae81
SEC-2016-0437-0001,SEC,,Organization; Conduct and Ethics; and Information and Requests; CFR Correction,Rule,,2016-03-11T05:00:00Z,2016,3,2016-03-11T05:00:00Z,,2016-03-11T13:33:45Z,2016-05581,0,0,0900006481ebc105
SEC-2016-0439-0001,SEC,,"Security-Based Swap Dealer De Minimis Exceptions: Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity that are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent",Rule,,2016-03-11T05:00:00Z,2016,3,2016-03-11T05:00:00Z,,2016-03-11T13:33:59Z,C1-2016-03178,0,0,0900006481ebc150
SEC-2016-0271-0001,SEC,,"Security-Based Swap Dealer De Minimis Exceptions: Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity that are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent",Rule,,2016-02-19T05:00:00Z,2016,2,2016-02-19T05:00:00Z,,2016-02-19T13:28:44Z,2016-03178,0,0,0900006481e7833d
SEC-2016-0095-0001,SEC,,Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference for Smaller Reporting Companies,Rule,,2016-01-19T05:00:00Z,2016,1,2016-01-19T05:00:00Z,2016-02-19T04:59:59Z,2016-01-19T13:57:10Z,2016-00872,0,0,0900006481e18caa
SEC-2016-0007-0001,SEC,,"Adoption of Updated EDGAR Filer Manual,",Rule,,2016-01-04T05:00:00Z,2016,1,2016-01-04T05:00:00Z,,2016-01-04T13:28:31Z,2015-32985,0,0,0900006481de3f6b