id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2012-2174-0001,SEC,,Principal Trades With Certain Advisory Clients,Rule,,2012-12-31T05:00:00Z,2012,12,2012-12-31T05:00:00Z,,2012-12-31T14:45:00Z,2012-31221,0,0,09000064811a0501 SEC-2012-2085-0001,SEC,,Extension of Dates for Certain Requirements and Amendment of Form 19b-4: Correction,Rule,,2012-12-18T05:00:00Z,2012,12,2012-12-18T05:00:00Z,,2012-12-18T13:38:49Z,2012-30389,0,0,0900006481190954 SEC-2012-2024-0001,SEC,,Certain Requirements and Amendment of Form 19b-4; Extension of Dates,Rule,,2012-12-10T05:00:00Z,2012,12,2012-12-10T05:00:00Z,,2012-12-10T14:07:41Z,2012-29712,0,0,09000064811846c4 SEC-2012-1927-0001,SEC,,Purchase of Certain Debt Securities: Business and Industrial Development Companies Relying on an Investment Company Act Exemption,Rule,,2012-11-23T05:00:00Z,2012,11,2012-11-23T05:00:00Z,,2012-11-23T14:45:04Z,2012-28456,0,0,0900006481171933 SEC-2012-1924-0001,SEC,,Disclosure of Payments by Resource Extraction Issuers; Correction,Rule,,2012-11-23T05:00:00Z,2012,11,2012-11-23T05:00:00Z,,2012-11-23T14:42:57Z,2012-28455,0,0,090000648117185f SEC-2012-1772-0001,SEC,,Clearing Agency Standards,Rule,,2012-11-02T04:00:00Z,2012,11,2012-11-02T04:00:00Z,,2012-11-02T15:33:30Z,2012-26407,0,0,090000648115a5b3 SEC-2012-1678-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2012-10-15T04:00:00Z,2012,10,2012-10-15T04:00:00Z,,2012-10-15T12:46:21Z,2012-24998,0,0,0900006481140b54 SEC-2012-1583-0001,SEC,,Extension of Temporary Registration of Municipal Advisors,Rule,,2012-09-26T04:00:00Z,2012,9,2012-09-26T04:00:00Z,,2012-09-26T12:46:02Z,2012-23688,0,0,0900006481128aa7 SEC-2012-1496-0001,SEC,,Disclosure of Payments by Resource Extraction Issuers,Rule,,2012-09-12T04:00:00Z,2012,9,2012-09-12T04:00:00Z,,2012-09-12T14:11:41Z,2012-21155,0,0,0900006481112ee3 SEC-2012-1495-0001,SEC,,Conflict Minerals,Rule,,2012-09-12T04:00:00Z,2012,9,2012-09-12T04:00:00Z,,2012-09-12T14:11:12Z,2012-21153,0,0,0900006481113323 SEC-2012-1465-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2012-09-06T04:00:00Z,2012,9,2012-09-06T04:00:00Z,,2012-09-06T12:59:02Z,2012-21805,0,0,0900006481109197 SEC-2012-1364-0001,SEC,,Retail Foreign Exchange Transactions,Rule,,2012-08-20T04:00:00Z,2012,8,2012-08-20T04:00:00Z,2012-11-01T03:59:59Z,2012-08-20T13:36:26Z,2012-20089,0,0,09000064810e491f SEC-2012-1328-0001,SEC,,Definitions; Mixed Swaps; Security-Based Swap Agreement Recordkeeping,Rule,,2012-08-13T04:00:00Z,2012,8,2012-08-13T04:00:00Z,,2012-08-13T13:21:50Z,2012-18003,0,0,09000064810d11e7 SEC-2012-1244-0001,SEC,,Consolidated Audit Trail,Rule,,2012-08-01T04:00:00Z,2012,8,2012-08-01T04:00:00Z,,2012-08-01T12:48:45Z,2012-17918,0,0,09000064810bc535 SEC-2012-1200-0001,SEC,,Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies: Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations; Correction,Rule,,2012-07-25T04:00:00Z,2012,7,2012-07-25T04:00:00Z,,2012-07-25T12:37:18Z,2012-17985,0,0,09000064810aeea9 SEC-2012-1192-0001,SEC,,Commission Guidances: Definitions of Mortgage Related Security and Small Business Related Security,Rule,,2012-07-23T04:00:00Z,2012,7,2012-07-23T04:00:00Z,2012-08-23T03:59:59Z,2012-07-23T13:32:21Z,2012-17763,0,0,09000064810a9a91 SEC-2012-1171-0001,SEC,,Temporary Registration of Municipal Advisors: Technical Amendment,Rule,,2012-07-18T04:00:00Z,2012,7,2012-07-18T04:00:00Z,,2012-07-18T12:48:28Z,2012-17411,0,0,090000648109fa13 SEC-2012-1173-0001,SEC,,Securities Act Industry Guides; Technical Amendments,Rule,,2012-07-18T04:00:00Z,2012,7,2012-07-18T04:00:00Z,,2012-07-18T12:48:55Z,2012-17449,0,0,090000648109faa2 SEC-2012-1142-0001,SEC,,Extension of Interim Final Temporary Rule on Retail Foreign Exchange Transactions,Rule,,2012-07-16T04:00:00Z,2012,7,2012-07-16T04:00:00Z,,2012-07-16T13:51:54Z,2012-17261,0,0,090000648109bcf5 SEC-2012-1126-0001,SEC,,Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies: Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations,Rule,,2012-07-13T04:00:00Z,2012,7,2012-07-13T04:00:00Z,,2012-07-13T12:23:32Z,2012-16233,0,0,0900006481093316 SEC-2012-1065-0001,SEC,,"Definitions; Corrections: Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant and Eligible Contract Participant",Rule,,2012-07-05T04:00:00Z,2012,7,2012-07-05T04:00:00Z,,2012-07-05T12:55:39Z,2012-16409,0,0,090000648107a46f SEC-2012-1048-0001,SEC,,Listing Standards for Compensation Committees,Rule,,2012-07-03T04:00:00Z,2012,7,2012-07-03T04:00:00Z,,2012-07-03T13:06:42Z,C1-2012-15408,0,0,0900006481078097 SEC-2012-1006-0001,SEC,,Listing Standards for Compensation Committees,Rule,,2012-06-27T04:00:00Z,2012,6,2012-06-27T04:00:00Z,,2012-06-27T13:14:21Z,2012-15408,0,0,090000648106a7b2 SEC-2012-0941-0001,SEC,,Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Extension of Compliance Date,Rule,,2012-06-13T04:00:00Z,2012,6,2012-06-13T04:00:00Z,,2012-06-13T13:28:59Z,2012-14440,0,0,090000648104720a SEC-2012-0811-0001,SEC,,"Definitions: Swap Dealer, Security-Based Swap Dealer, Major Swap Participant, Major Security-Based Swap Participant and Eligible Contract Participant",Rule,,2012-05-23T04:00:00Z,2012,5,2012-05-23T04:00:00Z,2012-07-24T03:59:59Z,2012-05-23T12:35:59Z,2012-10562,0,0,0900006481019e05 SEC-2012-0753-0001,SEC,,Political Contributions by Certain Investment Advisers,Rule,,2012-05-15T04:00:00Z,2012,5,2012-05-15T04:00:00Z,,2012-05-15T13:30:28Z,2012-11662,0,0,090000648100ee09 SEC-2012-0534-0001,SEC,,Exemptions For Security-Based Swaps Issued By Certain Clearing Agencies,Rule,,2012-04-05T04:00:00Z,2012,4,2012-04-05T04:00:00Z,,2012-04-05T12:55:57Z,2012-08141,0,0,0900006480fe9d15 SEC-2012-0506-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2012-03-30T04:00:00Z,2012,3,2012-03-30T04:00:00Z,,2012-03-30T13:40:16Z,2012-07608,0,0,0900006480fe4dc0 SEC-2012-0491-0001,SEC,,Net Worth Standard for Accredited Investors,Rule,,2012-03-28T04:00:00Z,2012,3,2012-03-28T04:00:00Z,,2012-03-28T13:01:31Z,2012-07446,0,0,0900006480fe2eac SEC-2012-0372-0001,SEC,,"Rules of Organization, Conduct and Ethics, and Information and Requests",Rule,,2012-03-07T05:00:00Z,2012,3,2012-03-07T05:00:00Z,,2012-03-07T13:52:51Z,2012-05454,0,0,0900006480fd08de SEC-2012-0303-0001,SEC,,Investment Adviser Performance Compensation,Rule,,2012-02-22T05:00:00Z,2012,2,2012-02-22T05:00:00Z,,2012-02-22T14:05:13Z,2012-04046,0,0,0900006480fbd654 SEC-2012-0263-0001,SEC,,Reporting Line for the Commission's Inspector General,Rule,,2012-02-14T05:00:00Z,2012,2,2012-02-14T05:00:00Z,,2012-02-14T13:58:53Z,2012-03312,0,0,0900006480fb565a SEC-2012-0118-0001,SEC,,"Covered Securities of BATS Exchange, Inc.",Rule,,2012-01-25T05:00:00Z,2012,1,2012-01-25T05:00:00Z,,2012-01-25T13:27:56Z,2012-01521,0,0,0900006480fa3bdc