id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2011-2045-0001,SEC,,Net Worth Standard for Accredited Investors,Rule,,2011-12-29T05:00:00Z,2011,12,2011-12-29T05:00:00Z,,2011-12-29T13:41:06Z,2011-33333,0,0,0900006480f8ac7e SEC-2011-2033-0001,SEC,,Mine Safety Disclosure,Rule,,2011-12-28T05:00:00Z,2011,12,2011-12-28T05:00:00Z,,2011-12-28T20:10:33Z,2011-33148,0,0,0900006480f8a2a5 SEC-2011-2020-0001,SEC,,Extension of Temporary Registration of Municipal Advisors,Rule,,2011-12-27T05:00:00Z,2011,12,2011-12-27T05:00:00Z,,2011-12-27T14:26:48Z,2011-33146,0,0,0900006480f897e5 SEC-2011-1836-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2011-11-29T05:00:00Z,2011,11,2011-11-29T05:00:00Z,,2011-11-29T13:56:44Z,2011-30591,0,0,0900006480f75a75 SEC-2011-1788-0001,SEC,,"Rescission of Outdated Rules and Forms, and Amendments to Correct References",Rule,,2011-11-21T05:00:00Z,2011,11,2011-11-21T05:00:00Z,,2011-11-21T14:12:00Z,2011-29096,0,0,0900006480f709dd SEC-2011-1778-0001,SEC,,Reporting Line for Commission's Ethics Counsel,Rule,,2011-11-18T05:00:00Z,2011,11,2011-11-18T05:00:00Z,,2011-11-18T13:58:24Z,2011-29802,0,0,0900006480f6f601 SEC-2011-1759-0001,SEC,,"Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc.",Rule,,2011-11-16T05:00:00Z,2011,11,2011-11-16T05:00:00Z,,2011-11-16T14:17:06Z,2011-28549,0,0,0900006480f6d64a SEC-2011-1688-0001,SEC,,Delegation of Authority to the Director of Division of Trading and Markets,Rule,,2011-11-02T04:00:00Z,2011,11,2011-11-02T04:00:00Z,,2011-11-02T13:14:16Z,2011-28313,0,0,0900006480f647f1 SEC-2011-1463-0001,SEC,,Consolidation of the Office of the Executive Director with the Office of the Chief Operating Officer,Rule,,2011-09-29T04:00:00Z,2011,9,2011-09-29T04:00:00Z,,2011-09-29T13:05:03Z,2011-24964,0,0,0900006480f42a0e SEC-2011-1414-0001,SEC,,Facilitating Shareholder Director Nominations,Rule,,2011-09-20T04:00:00Z,2011,9,2011-09-20T04:00:00Z,,2011-09-20T14:02:15Z,2011-24118,0,0,0900006480f23ecf SEC-2011-1402-0001,SEC,,Privacy Act; Implementation and Amendment of Exemptions,Rule,,2011-09-16T04:00:00Z,2011,9,2011-09-16T04:00:00Z,,2011-09-16T12:33:11Z,2011-23732,0,0,0900006480f1eeb4 SEC-2011-1356-0001,SEC,,Amendments to Include New Applicant Types on Form ID,Rule,,2011-09-09T04:00:00Z,2011,9,2011-09-09T04:00:00Z,,2011-09-09T13:01:07Z,2011-22895,0,0,0900006480f14d5e SEC-2011-1338-0001,SEC,,Use of Derivatives by Investment Companies under Investment Company Act of 1940,Rule,,2011-09-07T04:00:00Z,2011,9,2011-09-07T04:00:00Z,2011-11-08T04:59:59Z,2011-09-07T13:13:06Z,2011-22724,0,0,0900006480f12fb3 SEC-2011-1311-0001,SEC,,Disclosure For Asset-Backed Securities Required By Section 943 Of The Dodd-Frank Wall Street Reform And Consumer Protection Act,Rule,,2011-09-01T04:00:00Z,2011,9,2011-09-01T04:00:00Z,,2011-09-01T12:38:00Z,2011-22257,0,0,0900006480f0e038 SEC-2011-1262-0001,SEC,,Suspension of Duty to File Reports for Classes of Asset-Backed Securities,Rule,,2011-08-23T04:00:00Z,2011,8,2011-08-23T04:00:00Z,,2011-08-23T13:06:24Z,2011-21500,0,0,0900006480eea085 SEC-2011-1171-0001,SEC,,FASB's Accounting Standards: Technical Amendments,Rule,,2011-08-12T04:00:00Z,2011,8,2011-08-12T04:00:00Z,,2011-08-12T12:46:09Z,2011-20413,0,0,0900006480edf611 SEC-2011-1128-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2011-08-05T04:00:00Z,2011,8,2011-08-05T04:00:00Z,,2011-08-05T12:22:58Z,2011-19824,0,0,0900006480ed7d5b SEC-2011-1111-0001,SEC,,Security Ratings,Rule,,2011-08-03T04:00:00Z,2011,8,2011-08-03T04:00:00Z,,2011-08-03T12:30:10Z,2011-19421,0,0,0900006480ed4a31 SEC-2011-1115-0001,SEC,,Large Trader Reporting,Rule,,2011-08-03T04:00:00Z,2011,8,2011-08-03T04:00:00Z,,2011-08-03T12:34:01Z,2011-19419,0,0,0900006480ed4af5 SEC-2011-1062-0001,SEC,,Commission Procedures for Filing Applications for Orders for Exemptive Relief,Rule,,2011-07-22T04:00:00Z,2011,7,2011-07-22T04:00:00Z,,2011-07-22T13:14:53Z,2011-18513,0,0,0900006480ec95e7 SEC-2011-1033-0001,SEC,,Rules Implementing Amendments to Investment Advisers Act of 1940,Rule,,2011-07-19T04:00:00Z,2011,7,2011-07-19T04:00:00Z,,2011-07-19T14:01:40Z,2011-16318,0,0,0900006480ec6162 SEC-2011-1003-0001,SEC,,Retail Foreign Exchange Transactions,Rule,,2011-07-15T04:00:00Z,2011,7,2011-07-15T04:00:00Z,2011-09-14T03:59:59Z,2011-07-15T13:06:20Z,2011-18009,0,0,0900006480ec31d8 SEC-2011-0986-0001,SEC,,Rule Filing Requirements for Dually Registered Clearing Agencies:,Rule,,2011-07-13T04:00:00Z,2011,7,2011-07-13T04:00:00Z,2011-09-16T03:59:59Z,2011-07-13T12:04:03Z,2011-17524,0,0,0900006480ec1172 SEC-2011-0965-0001,SEC,,Exemptions For Security-Based Swaps,Rule,,2011-07-11T04:00:00Z,2011,7,2011-07-11T04:00:00Z,2011-08-16T03:59:59Z,2011-07-11T12:57:41Z,2011-17039,0,0,0900006480ebec30 SEC-2011-0957-0001,SEC,,Extension of Temporary Exemptions for Eligible Credit Default Swaps,Rule,,2011-07-08T04:00:00Z,2011,7,2011-07-08T04:00:00Z,,2011-07-08T13:03:03Z,2011-17132,0,0,0900006480ebcd24 SEC-2011-0947-0001,SEC,,Delegation of Authority to the Director of Division of Enforcement,Rule,,2011-07-07T04:00:00Z,2011,7,2011-07-07T04:00:00Z,,2011-07-07T14:06:14Z,2011-16864,0,0,0900006480ebb5f6 SEC-2011-0941-0001,SEC,,"Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets, etc.",Rule,,2011-07-06T04:00:00Z,2011,7,2011-07-06T04:00:00Z,,2011-07-06T12:51:59Z,2011-16118,0,0,0900006480eba1a7 SEC-2011-0922-0001,SEC,,Risk Management Controls for Brokers or Dealers with Market Access,Rule,,2011-06-30T04:00:00Z,2011,6,2011-06-30T04:00:00Z,,2011-06-30T12:48:20Z,2011-16467,0,0,0900006480eb744d SEC-2011-0910-0001,SEC,,Family Offices,Rule,,2011-06-29T04:00:00Z,2011,6,2011-06-29T04:00:00Z,,2011-06-29T13:00:34Z,2011-16117,0,0,0900006480eb6510 SEC-2011-0867-0001,SEC,,Exemptive Orders: Temporary Exemptions and Other Temporary Relief Applicable to Security-Based Swaps,Rule,,2011-06-22T04:00:00Z,2011,6,2011-06-22T04:00:00Z,2011-07-07T03:59:59Z,2011-06-22T12:10:59Z,2011-15432,0,0,0900006480e8bf66 SEC-2011-0851-0001,SEC,,Delegation of Authority to the Director of Division of Enforcement,Rule,,2011-06-17T04:00:00Z,2011,6,2011-06-17T04:00:00Z,,2011-06-17T12:31:05Z,2011-15030,0,0,0900006480e52057 SEC-2011-0829-0001,SEC,,Beneficial Ownership Reporting Requirements and Security-Based Swaps,Rule,,2011-06-14T04:00:00Z,2011,6,2011-06-14T04:00:00Z,,2011-06-14T13:33:09Z,2011-14572,0,0,0900006480e4f037 SEC-2011-0813-0001,SEC,,Whistleblower Provisions of the Securities Exchange Act,Rule,,2011-06-13T04:00:00Z,2011,6,2011-06-13T04:00:00Z,,2011-06-13T12:35:31Z,2011-13382,0,0,0900006480e4de1f SEC-2011-0729-0001,SEC,,Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts,Rule,,2011-05-19T04:00:00Z,2011,5,2011-05-19T04:00:00Z,,2011-05-19T12:49:03Z,2011-12280,0,0,0900006480d79f86 SEC-2011-0531-0001,SEC,,Technical Amendment to Rule 19b-4: Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations,Rule,,2011-04-13T04:00:00Z,2011,4,2011-04-13T04:00:00Z,,2011-04-13T14:42:49Z,2011-08919,0,0,0900006480c25f52 SEC-2011-0467-0001,SEC,,Supplemental Standards of Ethical Conduct for Members and Employees,Rule,,2011-04-11T04:00:00Z,2011,4,2011-04-11T04:00:00Z,,2011-04-11T14:09:05Z,2011-08485,0,0,0900006480c21972 SEC-2011-0406-0001,SEC,,Staff Accounting Bulletin,Rule,,2011-03-28T04:00:00Z,2011,3,2011-03-28T04:00:00Z,,2011-03-28T13:47:18Z,2011-05584,0,0,0900006480c11d77 SEC-2011-0388-0001,SEC,,"General Rules and Regulations, Securities Act of 1933; CFR Correction",Rule,,2011-03-22T04:00:00Z,2011,3,2011-03-22T04:00:00Z,,2011-03-22T12:57:43Z,2011-06830,0,0,0900006480c0d4e3 SEC-2011-0263-0001,SEC,,Financial Recordkeeping and Reporting of Currency and Foreign Transactions: Technical Amendments to Rule 17a-8,Rule,,2011-03-02T05:00:00Z,2011,3,2011-03-02T05:00:00Z,,2011-03-02T13:47:28Z,2011-04694,0,0,0900006480bfcc1e SEC-2011-0149-0001,SEC,,Shareholder Approval of Executive Compensation and Golden Parachute Compensation,Rule,,2011-02-02T05:00:00Z,2011,2,2011-02-02T05:00:00Z,,2011-06-11T17:59:57Z,2011-01971,0,0,0900006480bd8614 SEC-2011-0112-0001,SEC,,Disclosure of Asset-Backed Securities Required by Dodd-Frank Act,Rule,,2011-01-26T05:00:00Z,2011,1,2011-01-26T05:00:00Z,,2011-06-11T17:59:56Z,2011-01504,0,0,0900006480bd3308 SEC-2011-0109-0001,SEC,,Issuer Review of Assets in Offerings of Asset-Backed Securities,Rule,,2011-01-25T05:00:00Z,2011,1,2011-01-25T05:00:00Z,,2011-06-11T17:59:56Z,2011-01503,0,0,0900006480bd1fca SEC-2011-0104-0001,SEC,,Rules of Practice,Rule,,2011-01-24T05:00:00Z,2011,1,2011-01-24T05:00:00Z,,2011-01-24T13:48:41Z,2011-01199,0,0,0900006480bd12a4 SEC-2011-0085-0001,SEC,,Delegations of Authority to Chief Accountant,Rule,,2011-01-18T05:00:00Z,2011,1,2011-01-18T05:00:00Z,,2011-01-18T13:26:06Z,2011-00835,0,0,0900006480bccdda SEC-2011-0038-0001,SEC,,Adoption of Updated EDGAR Filer Manual,Rule,,2011-01-11T05:00:00Z,2011,1,2011-01-11T05:00:00Z,,2011-01-11T15:06:29Z,2011-00378,0,0,0900006480bc8b6f SEC-2011-0004-0001,SEC,,Amendments to Form ADV; Extension of Compliance Date,Rule,,2011-01-04T05:00:00Z,2011,1,2011-01-04T05:00:00Z,,2011-06-11T17:59:54Z,2010-33142,0,0,0900006480bc4a5d