id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2023-1261-0001,SEC,,Volume-Based Exchange Transaction Pricing for NMS Stocks,Proposed Rule,,2023-11-06T05:00:00Z,2023,11,2023-11-06T05:00:00Z,2024-01-06T04:59:59Z,2024-01-06T02:00:22Z,2023-23398,0,0,09000064862086d8
SEC-2023-1182-0001,SEC,,Registration for Index-Linked Annuities: Form N–4 for Index-Linked and Variable Annuities,Proposed Rule,,2023-10-13T04:00:00Z,2023,10,2023-10-13T04:00:00Z,2023-11-29T04:59:59Z,2023-10-13T12:07:50Z,2023-21986,0,0,09000064860cb3b6
SEC-2023-1187-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2023-10-13T04:00:00Z,2023,10,2023-10-13T04:00:00Z,,2023-10-13T12:10:38Z,2023-22605,0,0,09000064860cdcf2
SEC-2023-1044-0001,SEC,,"Electronic Data Gathering, Analysis, and Retrieval System Filer Access and Account Management",Proposed Rule,,2023-09-22T04:00:00Z,2023,9,2023-09-22T04:00:00Z,2023-11-22T04:59:59Z,2023-09-22T13:43:11Z,2023-20268,0,0,0900006485fe56e6
SEC-2023-0940-0001,SEC,,Safeguarding Advisory Client Assets,Proposed Rule,,2023-08-30T04:00:00Z,2023,8,2023-08-30T04:00:00Z,2023-10-31T03:59:59Z,2023-08-30T12:05:19Z,2023-18667,0,0,0900006485f10c84
SEC-2023-0850-0001,SEC,,Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers,Proposed Rule,,2023-08-09T04:00:00Z,2023,8,2023-08-09T04:00:00Z,2023-10-11T03:59:59Z,2023-08-09T12:18:02Z,2023-16377,0,0,0900006485e0487d
SEC-2023-0808-0001,SEC,,Exemption for Certain Investment Advisers Operating Through the Internet,Proposed Rule,,2023-08-01T04:00:00Z,2023,8,2023-08-01T04:00:00Z,2023-10-03T03:59:59Z,2023-08-01T12:23:30Z,2023-16287,0,0,0900006485d9b843
SEC-2023-0783-0001,SEC,,Regulatory Flexibility Agenda,Proposed Rule,,2023-07-27T04:00:00Z,2023,7,2023-07-27T04:00:00Z,2023-08-29T03:59:59Z,2023-07-27T13:08:56Z,2023-14566,0,0,0900006485d5e101
SEC-2023-0740-0001,SEC,,Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule,Proposed Rule,,2023-07-18T04:00:00Z,2023,7,2023-07-18T04:00:00Z,2023-09-12T03:59:59Z,2023-07-18T15:57:23Z,2023-15200,0,0,0900006485cd24b0
SEC-2023-0681-0001,SEC,,Position Reporting of Large Security-Based Swap Positions; Reopening of Comment Period,Proposed Rule,,2023-06-26T04:00:00Z,2023,6,2023-06-26T04:00:00Z,2023-08-22T03:59:59Z,2023-06-26T12:20:44Z,2023-13447,0,0,0900006485bf38f4
SEC-2023-0567-0001,SEC,,Covered Clearing Agency Resilience and Recovery and Wind-Down Plans,Proposed Rule,,2023-05-30T04:00:00Z,2023,5,2023-05-30T04:00:00Z,2023-07-18T03:59:59Z,2023-05-30T12:28:29Z,2023-10889,0,0,0900006485a86751
SEC-2023-0490-0001,SEC,,Definition of Exchange,Proposed Rule,,2023-05-05T04:00:00Z,2023,5,2023-05-05T04:00:00Z,2023-06-14T03:59:59Z,2023-05-05T12:12:54Z,2023-08544,0,0,09000064859d325c
SEC-2023-0484-0001,SEC,,Modernization of Beneficial Ownership Reporting,Proposed Rule,,2023-05-04T04:00:00Z,2023,5,2023-05-04T04:00:00Z,2023-06-28T03:59:59Z,2023-05-04T12:14:43Z,2023-09454,0,0,09000064859c9b64
SEC-2023-0425-0001,SEC,,Electronic Submission of Certain Materials Under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report,Proposed Rule,,2023-04-18T04:00:00Z,2023,4,2023-04-18T04:00:00Z,2023-05-23T03:59:59Z,2023-04-18T12:19:11Z,2023-06330,0,0,090000648595629a
SEC-2023-0413-0001,SEC,,Regulation Systems Compliance and Integrity,Proposed Rule,,2023-04-14T04:00:00Z,2023,4,2023-04-14T04:00:00Z,2023-06-14T03:59:59Z,2023-04-14T12:11:58Z,2023-05775,0,0,0900006485948e97
SEC-2023-0388-0001,SEC,,Privacy of Consumer Financial Information and Safeguarding Customer Information,Proposed Rule,,2023-04-06T04:00:00Z,2023,4,2023-04-06T04:00:00Z,2023-06-06T03:59:59Z,2023-04-06T13:35:59Z,2023-05774,0,0,09000064858f226c
SEC-2023-0380-0001,SEC,,"Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, et al.",Proposed Rule,,2023-04-05T04:00:00Z,2023,4,2023-04-05T04:00:00Z,2023-06-06T03:59:59Z,2023-04-06T00:59:21Z,2023-05767,0,0,09000064858e5dfd
SEC-2023-0328-0001,SEC,,"Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies",Proposed Rule,,2023-03-21T04:00:00Z,2023,3,2023-03-21T04:00:00Z,2023-05-23T03:59:59Z,2023-03-21T12:17:49Z,2023-05766,0,0,090000648580f480
SEC-2023-0265-0001,SEC,,Safeguarding Advisory Client Assets,Proposed Rule,,2023-03-09T05:00:00Z,2023,3,2023-03-09T05:00:00Z,2023-05-09T03:59:59Z,2023-03-09T13:23:16Z,2023-03681,0,0,0900006485781e90
SEC-2023-0208-0001,SEC,,Regulatory Flexibility Agenda,Proposed Rule,,2023-02-22T05:00:00Z,2023,2,2023-02-22T05:00:00Z,,2023-02-22T21:42:56Z,2023-02043,0,0,09000064856ee15c
SEC-2023-0204-0001,SEC,,Commission's Privacy Act Regulations,Proposed Rule,,2023-02-21T05:00:00Z,2023,2,2023-02-21T05:00:00Z,2023-04-18T03:59:59Z,2023-02-21T13:12:03Z,2023-03467,0,0,09000064856dded3
SEC-2023-0164-0001,SEC,,Prohibition against Conflicts of Interest in Certain Securitizations,Proposed Rule,,2023-02-14T05:00:00Z,2023,2,2023-02-14T05:00:00Z,2023-03-28T03:59:59Z,2023-02-14T13:34:22Z,2023-02003,0,0,09000064856931f0
SEC-2023-0131-0001,SEC,,Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission,Proposed Rule,,2023-02-07T05:00:00Z,2023,2,2023-02-07T05:00:00Z,2023-04-01T03:59:59Z,2023-02-07T12:41:20Z,2023-02235,0,0,0900006485639c5b
SEC-2023-0103-0001,SEC,,Regulation Best Execution,Proposed Rule,,2023-01-27T05:00:00Z,2023,1,2023-01-27T05:00:00Z,2023-04-01T03:59:59Z,2023-01-27T12:40:04Z,2022-27644,0,0,0900006485610726
SEC-2023-0053-0001,SEC,,Disclosure of Order Execution Information,Proposed Rule,,2023-01-20T05:00:00Z,2023,1,2023-01-20T05:00:00Z,2023-04-01T03:59:59Z,2023-01-20T12:57:53Z,2022-27614,0,0,09000064855fb48c
SEC-2023-0001-0001,SEC,,Order Competition Rule,Proposed Rule,,2023-01-03T05:00:00Z,2023,1,2023-01-03T05:00:00Z,2023-04-01T03:59:59Z,2023-01-03T12:58:50Z,2022-27617,0,0,090000648557e7b6