id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2018-1966-0001,SEC,,Request for Comments: Earnings Releases and Quarterly Reports,Proposed Rule,,2018-12-21T05:00:00Z,2018,12,2018-12-21T05:00:00Z,2019-03-22T03:59:59Z,2018-12-21T12:50:49Z,2018-27663,0,0,09000064839be142 SEC-2018-1843-0001,SEC,,Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts,Proposed Rule,,2018-11-30T05:00:00Z,2018,11,2018-11-30T05:00:00Z,2019-02-16T04:59:59Z,2018-11-30T12:52:16Z,2018-24376,0,0,0900006483916273 SEC-2018-1824-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2018-11-27T05:00:00Z,2018,11,2018-11-27T05:00:00Z,2018-12-28T04:59:59Z,2018-11-27T12:57:26Z,2018-25861,0,0,09000064838fe95b SEC-2018-1624-0001,SEC,,"Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers",Proposed Rule,,2018-10-19T04:00:00Z,2018,10,2018-10-19T04:00:00Z,2018-11-20T04:59:59Z,2018-10-19T12:04:52Z,2018-22531,0,0,090000648380ab97 SEC-2018-1543-0001,SEC,,Amendments to Rules for Nationally Recognized Statistical Rating Organizations,Proposed Rule,,2018-10-05T04:00:00Z,2018,10,2018-10-05T04:00:00Z,2018-11-06T04:59:59Z,2018-10-05T11:55:15Z,2018-21295,0,0,090000648379cf69 SEC-2018-1519-0001,SEC,,Financial Disclosures about Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities,Proposed Rule,,2018-10-02T04:00:00Z,2018,10,2018-10-02T04:00:00Z,2018-12-04T04:59:59Z,2018-10-02T11:59:57Z,2018-19456,0,0,090000648378a08f SEC-2018-1505-0001,SEC,,Amendment to Single Issuer Exemption for Broker-Dealers,Proposed Rule,,2018-09-27T04:00:00Z,2018,9,2018-09-27T04:00:00Z,2018-10-30T03:59:59Z,2018-09-27T11:55:21Z,2018-20880,0,0,090000648377a18d SEC-2018-1412-0001,SEC,,"Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds",Proposed Rule,,2018-09-11T04:00:00Z,2018,9,2018-09-11T04:00:00Z,2018-10-18T03:59:59Z,2018-09-11T11:48:47Z,2018-19649,0,0,09000064836d32e9 SEC-2018-1182-0001,SEC,,Exchange-Traded Funds,Proposed Rule,,2018-07-31T04:00:00Z,2018,7,2018-07-31T04:00:00Z,2018-10-02T03:59:59Z,2018-07-31T12:12:34Z,2018-14370,0,0,090000648358fb3d SEC-2018-1142-0001,SEC,,Concept Release on Compensatory Securities Offerings and Sales,Proposed Rule,,2018-07-24T04:00:00Z,2018,7,2018-07-24T04:00:00Z,2018-09-25T03:59:59Z,2018-07-24T12:09:23Z,2018-15731,0,0,09000064835431b5 SEC-2018-1136-0001,SEC,,Whistleblower Program Rules,Proposed Rule,,2018-07-20T04:00:00Z,2018,7,2018-07-20T04:00:00Z,2018-09-19T03:59:59Z,2018-07-20T12:10:03Z,2018-14411,0,0,0900006483526999 SEC-2018-1105-0001,SEC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds",Proposed Rule,,2018-07-17T04:00:00Z,2018,7,2018-07-17T04:00:00Z,2018-09-18T03:59:59Z,2018-07-17T12:12:04Z,2018-13502,0,0,090000648350d312 SEC-2018-0888-0001,SEC,,Requests for Comments: Fund Retail Investor Experience and Disclosure,Proposed Rule,,2018-06-11T04:00:00Z,2018,6,2018-06-11T04:00:00Z,2018-11-01T03:59:59Z,2018-06-11T12:15:19Z,2018-12408,0,0,09000064833d72c0 SEC-2018-0875-0001,SEC,,Covered Investment Fund Research Reports,Proposed Rule,,2018-06-08T04:00:00Z,2018,6,2018-06-08T04:00:00Z,2018-07-10T03:59:59Z,2018-06-08T11:56:29Z,2018-11497,0,0,0900006483398937 SEC-2018-0808-0001,SEC,,Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles,Proposed Rule,,2018-05-23T04:00:00Z,2018,5,2018-05-23T04:00:00Z,,2018-05-23T12:04:19Z,C1-2018-08583,0,0,09000064832bef05 SEC-2018-0720-0001,SEC,,Regulation Best Interest,Proposed Rule,,2018-05-09T04:00:00Z,2018,5,2018-05-09T04:00:00Z,2018-08-08T03:59:59Z,2018-05-09T11:54:47Z,2018-08582,0,0,090000648324e843 SEC-2018-0722-0001,SEC,,Standard of Conduct for Investment Advisers: Enhancing Investment Adviser Regulation,Proposed Rule,,2018-05-09T04:00:00Z,2018,5,2018-05-09T04:00:00Z,2018-08-08T03:59:59Z,2018-05-09T11:54:57Z,2018-08679,0,0,090000648324e846 SEC-2018-0726-0001,SEC,,Form CRS Relationship Summary and Form ADV: Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles,Proposed Rule,,2018-05-09T04:00:00Z,2018,5,2018-05-09T04:00:00Z,2018-08-08T03:59:59Z,2018-05-09T12:19:34Z,2018-08583,0,0,090000648324eebc SEC-2018-0713-0001,SEC,,Auditor Independence with Respect to Certain Loans or Debtor-Creditor Relationships,Proposed Rule,,2018-05-08T04:00:00Z,2018,5,2018-05-08T04:00:00Z,2018-07-10T03:59:59Z,2018-05-08T11:50:39Z,2018-09721,0,0,090000648323fdd9 SEC-2018-0488-0001,SEC,,Transaction Fee Pilot for National Market System Stocks,Proposed Rule,,2018-03-26T04:00:00Z,2018,3,2018-03-26T04:00:00Z,2018-05-26T03:59:59Z,2018-03-26T11:48:13Z,2018-05545,0,0,090000648304d943 SEC-2018-0440-0001,SEC,,Investment Company Liquidity Disclosure,Proposed Rule,,2018-03-19T04:00:00Z,2018,3,2018-03-19T04:00:00Z,2018-05-19T03:59:59Z,2018-03-19T12:05:10Z,2018-05511,0,0,0900006483024e79 SEC-2018-0011-0001,SEC,,Freedom of Information Act Regulations,Proposed Rule,,2018-01-03T05:00:00Z,2018,1,2018-01-03T05:00:00Z,2018-02-03T04:59:59Z,2018-01-03T12:46:19Z,2017-27967,0,0,0900006482d91e39