id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2011-1980-0001,SEC,,List of Rules to be Reviewed Pursuant to Regulatory Flexibility Act,Proposed Rule,,2011-12-21T05:00:00Z,2011,12,2011-12-21T05:00:00Z,2012-01-21T04:59:59Z,2011-12-21T14:48:55Z,2011-32537,0,0,0900006480f870ed
SEC-2011-1959-0001,SEC,,Prohibition Against Conflicts of Interest in Certain Securitizations,Proposed Rule,,2011-12-16T05:00:00Z,2011,12,2011-12-16T05:00:00Z,2012-01-14T04:59:59Z,2011-12-16T14:27:47Z,2011-32228,0,0,0900006480f846a6
SEC-2011-1703-0001,SEC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships with, Hedge Funds and Private Equity Funds",Proposed Rule,,2011-11-07T05:00:00Z,2011,11,2011-11-07T05:00:00Z,2012-01-14T04:59:59Z,2011-11-07T13:55:57Z,2011-27184,0,0,0900006480f6706d
SEC-2011-1633-0001,SEC,,Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants,Proposed Rule,,2011-10-24T04:00:00Z,2011,10,2011-10-24T04:00:00Z,2011-12-20T04:59:59Z,2011-10-24T12:54:11Z,2011-26889,0,0,0900006480f59f52
SEC-2011-1561-0001,SEC,,Conflict Minerals: Roundtable on Issues,Proposed Rule,,2011-10-13T04:00:00Z,2011,10,2011-10-13T04:00:00Z,2011-11-02T03:59:59Z,2011-10-13T13:01:35Z,2011-26431,0,0,0900006480f51c22
SEC-2011-1447-0001,SEC,,Prohibition against Conflicts of Interest in Certain Securitizations,Proposed Rule,,2011-09-28T04:00:00Z,2011,9,2011-09-28T04:00:00Z,2011-12-20T04:59:59Z,2011-09-28T12:56:07Z,2011-24404,0,0,0900006480f3fdbf
SEC-2011-1363-0001,SEC,,Retrospective Review of Existing Regulations,Proposed Rule,,2011-09-12T04:00:00Z,2011,9,2011-09-12T04:00:00Z,2011-10-07T03:59:59Z,2011-09-12T12:52:20Z,2011-23179,0,0,0900006480f1688a
SEC-2011-1340-0001,SEC,,Treatment of Asset-Backed Issuers under the Investment Company Act,Proposed Rule,,2011-09-07T04:00:00Z,2011,9,2011-09-07T04:00:00Z,2011-11-08T04:59:59Z,2011-09-07T13:13:27Z,2011-22772,0,0,0900006480f12fe9
SEC-2011-1346-0001,SEC,,Companies Engaged in Business of Acquiring Mortgages and Mortgage-Related Instruments,Proposed Rule,,2011-09-07T04:00:00Z,2011,9,2011-09-07T04:00:00Z,2011-11-08T04:59:59Z,2011-09-07T13:15:08Z,2011-22771,0,0,0900006480f13088
SEC-2011-1161-0001,SEC,,Covered Securities Pursuant to Section 18 of Securities Act of 1933,Proposed Rule,,2011-08-11T04:00:00Z,2011,8,2011-08-11T04:00:00Z,2011-09-13T03:59:59Z,2011-08-11T13:04:49Z,2011-20445,0,0,0900006480edde78
SEC-2011-1131-0001,SEC,,Shelf Eligibility Conditions for Asset-Backed Securities,Proposed Rule,,2011-08-05T04:00:00Z,2011,8,2011-08-05T04:00:00Z,2011-10-05T03:59:59Z,2011-08-05T12:24:17Z,2011-19300,0,0,0900006480ed7dca
SEC-2011-1118-0001,SEC,,Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants,Proposed Rule,,2011-08-03T04:00:00Z,2011,8,2011-08-03T04:00:00Z,,2011-08-03T12:34:54Z,C1-2011-16758,0,0,0900006480ed4b57
SEC-2011-1068-0001,SEC,,"Acceptance of Public Submissions for Study on International Swap Regulation, etc.",Proposed Rule,,2011-07-26T04:00:00Z,2011,7,2011-07-26T04:00:00Z,2011-09-27T03:59:59Z,2011-07-26T14:43:37Z,2011-18763,0,0,0900006480ecb719
SEC-2011-1069-0001,SEC,,Implementation of Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act,Proposed Rule,,2011-07-26T04:00:00Z,2011,7,2011-07-26T04:00:00Z,,2011-07-26T14:44:07Z,2011-18889,0,0,0900006480ecb720
SEC-2011-1022-0001,SEC,,Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants,Proposed Rule,,2011-07-18T04:00:00Z,2011,7,2011-07-18T04:00:00Z,2011-08-30T03:59:59Z,2011-07-18T14:32:30Z,2011-16758,0,0,0900006480ec440f
SEC-2011-0951-0001,SEC,,REGULATORY AGENDA Semiannual Regulatory Agenda,Proposed Rule,,2011-07-07T04:00:00Z,2011,7,2011-07-07T04:00:00Z,2011-07-01T03:59:59Z,2011-07-07T14:07:31Z,2011-15505,0,0,0900006480ebb6ae
SEC-2011-0893-0001,SEC,,Broker-Dealer Reports,Proposed Rule,,2011-06-27T04:00:00Z,2011,6,2011-06-27T04:00:00Z,2011-08-27T03:59:59Z,2011-06-27T12:36:25Z,2011-15341,0,0,0900006480eb4132
SEC-2011-0836-0001,SEC,,Exemptions For Security-Based Swaps Issued By Certain Clearing Agencies,Proposed Rule,,2011-06-15T04:00:00Z,2011,6,2011-06-15T04:00:00Z,2011-07-26T03:59:59Z,2011-06-15T12:54:28Z,2011-14717,0,0,0900006480e50804
SEC-2011-0810-0001,SEC,,Credit Risk Retention,Proposed Rule,,2011-06-10T04:00:00Z,2011,6,2011-06-10T04:00:00Z,2011-08-02T03:59:59Z,2011-06-11T18:00:04Z,2011-14444,0,0,0900006480e44700
SEC-2011-0792-0001,SEC,,Nationally Recognized Statistical Rating Organizations,Proposed Rule,,2011-06-08T04:00:00Z,2011,6,2011-06-08T04:00:00Z,2011-08-09T03:59:59Z,2011-06-11T18:00:04Z,2011-12659,0,0,0900006480e400f2
SEC-2011-0776-0001,SEC,,"Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Definitions of Swap, Security-Based Swap, and Security-Based Swap Agreement; Correction",Proposed Rule,,2011-06-07T04:00:00Z,2011,6,2011-06-07T04:00:00Z,,2011-06-11T18:00:03Z,2011-13976,0,0,0900006480e3df2e
SEC-2011-0760-0001,SEC,,Disqualification of Felons and Other Bad Actors from Rule 506 Offerings,Proposed Rule,,2011-06-01T04:00:00Z,2011,6,2011-06-01T04:00:00Z,2011-07-15T03:59:59Z,2011-06-11T18:00:03Z,2011-13370,0,0,0900006480e38d5a
SEC-2011-0734-0001,SEC,,Privacy Act; Implementation and Amendment of Exemptions,Proposed Rule,,2011-05-24T04:00:00Z,2011,5,2011-05-24T04:00:00Z,2011-06-24T03:59:59Z,2011-05-24T13:24:50Z,2011-12694,0,0,0900006480e30f1c
SEC-2011-0733-0001,SEC,,"Further Definition of Swap, Security-Based Swap, and Security-Based Swap Agreement; Mixed Swaps; Security-Based Swap Agreement Recordkeeping",Proposed Rule,,2011-05-23T04:00:00Z,2011,5,2011-05-23T04:00:00Z,2011-07-23T03:59:59Z,2011-06-11T18:00:03Z,2011-11008,0,0,0900006480e30770
SEC-2011-0690-0001,SEC,,Investment Adviser Performance Compensation,Proposed Rule,,2011-05-13T04:00:00Z,2011,5,2011-05-13T04:00:00Z,2011-07-12T03:59:59Z,2011-06-11T18:00:02Z,2011-11801,0,0,0900006480c79ec1
SEC-2011-0635-0001,SEC,,Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934,Proposed Rule,,2011-05-06T04:00:00Z,2011,5,2011-05-06T04:00:00Z,2011-07-06T03:59:59Z,2011-06-11T18:00:02Z,2011-10619,0,0,0900006480c411c8
SEC-2011-0619-0001,SEC,,Listing Standards for Compensation Committees,Proposed Rule,,2011-05-04T04:00:00Z,2011,5,2011-05-04T04:00:00Z,2011-05-20T03:59:59Z,2011-06-11T18:00:01Z,2011-10868,0,0,0900006480c3eb4d
SEC-2011-0596-0001,SEC,,Credit Risk Retention,Proposed Rule,,2011-04-29T04:00:00Z,2011,4,2011-04-29T04:00:00Z,2011-06-11T03:59:59Z,2011-06-11T18:00:01Z,2011-08364,0,0,0900006480c3beb9
SEC-2011-0585-0001,SEC,,Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act: Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules,Proposed Rule,,2011-04-26T04:00:00Z,2011,4,2011-04-26T04:00:00Z,,2011-04-26T14:02:25Z,2011-10158,0,0,0900006480c3979d
SEC-2011-0553-0001,SEC,,Incentive-based Compensation Arrangements,Proposed Rule,,2011-04-14T04:00:00Z,2011,4,2011-04-14T04:00:00Z,2011-06-01T03:59:59Z,2011-06-11T18:00:01Z,2011-07937,0,0,0900006480c2c5d3
SEC-2011-0456-0001,SEC,,Listing Standards for Compensation Committees,Proposed Rule,,2011-04-06T04:00:00Z,2011,4,2011-04-06T04:00:00Z,2011-04-30T03:59:59Z,2011-06-11T18:00:00Z,2011-07948,0,0,0900006480c1d039
SEC-2011-0401-0001,SEC,,"Transfer Agents', Brokers', and Dealers' Obligation to Search for Lost Securityholders, etc.",Proposed Rule,,2011-03-25T04:00:00Z,2011,3,2011-03-25T04:00:00Z,2011-05-10T03:59:59Z,2011-06-11T18:00:00Z,2011-06940,0,0,0900006480c10852
SEC-2011-0386-0001,SEC,,Beneficial Ownership Reporting Requirements and Security-Based Swaps,Proposed Rule,,2011-03-22T04:00:00Z,2011,3,2011-03-22T04:00:00Z,2011-04-16T03:59:59Z,2011-06-11T18:00:00Z,2011-06685,0,0,0900006480c0d472
SEC-2011-0360-0001,SEC,,Clearing Agency Standards for Operation and Governance,Proposed Rule,,2011-03-16T04:00:00Z,2011,3,2011-03-16T04:00:00Z,2011-04-30T03:59:59Z,2011-06-11T18:00:00Z,2011-05182,0,0,0900006480c08cfd
SEC-2011-0321-0001,SEC,,References to Credit Ratings in Certain Investment Company Act Rules And Forms,Proposed Rule,,2011-03-09T05:00:00Z,2011,3,2011-03-09T05:00:00Z,2011-04-26T03:59:59Z,2011-06-11T17:59:59Z,2011-05184,0,0,0900006480c03f79
SEC-2011-0311-0001,SEC,,"Ownership Limitations and Governance Requirements: Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges, etc.",Proposed Rule,,2011-03-08T05:00:00Z,2011,3,2011-03-08T05:00:00Z,2011-04-30T03:59:59Z,2011-06-11T17:59:59Z,2011-05183,0,0,0900006480c03278
SEC-2011-0251-0001,SEC,,Registration and Regulation of Security-Based Swap Execution Facilities,Proposed Rule,,2011-02-28T05:00:00Z,2011,2,2011-02-28T05:00:00Z,2011-04-05T03:59:59Z,2011-06-11T17:59:59Z,2011-02696,0,0,0900006480bfa5aa
SEC-2011-0221-0001,SEC,,Security Ratings,Proposed Rule,,2011-02-16T05:00:00Z,2011,2,2011-02-16T05:00:00Z,2011-03-29T03:59:59Z,2011-06-11T17:59:58Z,2011-03259,0,0,0900006480bf03e2
SEC-2011-0198-0001,SEC,,"Reporting by Investment Advisers to Private Funds, et al., on Form PF",Proposed Rule,,2011-02-11T05:00:00Z,2011,2,2011-02-11T05:00:00Z,2011-04-13T03:59:59Z,2011-06-11T17:59:58Z,2011-02175,0,0,0900006480becd27
SEC-2011-0153-0001,SEC,,Mine Safety Disclosure,Proposed Rule,,2011-02-03T05:00:00Z,2011,2,2011-02-03T05:00:00Z,2011-03-03T04:59:59Z,2011-06-11T17:59:57Z,2011-02373,0,0,0900006480bda2c0
SEC-2011-0162-0001,SEC,,Conflict Minerals,Proposed Rule,,2011-02-03T05:00:00Z,2011,2,2011-02-03T05:00:00Z,2011-03-03T04:59:59Z,2011-06-11T17:59:58Z,2011-02374,0,0,0900006480bda3ee
SEC-2011-0159-0001,SEC,,Disclosure of Payments by Resource Extraction Issuers,Proposed Rule,,2011-02-03T05:00:00Z,2011,2,2011-02-03T05:00:00Z,2011-03-03T04:59:59Z,2011-06-11T17:59:57Z,2011-02359,0,0,0900006480bda38f
SEC-2011-0127-0001,SEC,,Net Worth Standard for Accredited Investors,Proposed Rule,,2011-01-31T05:00:00Z,2011,1,2011-01-31T05:00:00Z,2011-03-12T04:59:59Z,2011-06-11T17:59:57Z,2011-01922,0,0,0900006480bd6758
SEC-2011-0097-0001,SEC,,Trade Acknowledgement and Verification of Security-Based Swap Transactions,Proposed Rule,,2011-01-21T05:00:00Z,2011,1,2011-01-21T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:59:56Z,2011-01218,0,0,0900006480bcfa69
SEC-2011-0065-0001,SEC,,"Security-Based Swap Data Repository Registration, Duties, and Core Principles; Correction",Proposed Rule,,2011-01-13T05:00:00Z,2011,1,2011-01-13T05:00:00Z,,2011-06-11T17:59:55Z,C2-2010-29719,0,0,0900006480bca37e
SEC-2011-0055-0001,SEC,,Suspension of Duty to File Reports for Classes of Asset-Backed Securities,Proposed Rule,,2011-01-12T05:00:00Z,2011,1,2011-01-12T05:00:00Z,2011-02-08T04:59:59Z,2011-06-11T17:59:55Z,2011-00416,0,0,0900006480bc97e0
SEC-2011-0022-0001,SEC,,Registration of Municipal Advisors,Proposed Rule,,2011-01-06T05:00:00Z,2011,1,2011-01-06T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:59:55Z,2010-32445,0,0,0900006480bc5ee6