id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2010-2026-0001,SEC,,Review of Security-Based Swaps for Mandatory Clearing and Filing Requirements for Clearing Agencies: Technical Amendments Applicable to All Self-Regulatory Organizations,Proposed Rule,,2010-12-30T05:00:00Z,2010,12,2010-12-30T05:00:00Z,2011-02-15T04:59:59Z,2011-06-11T17:59:54Z,2010-32085,0,0,0900006480bc2722 SEC-2010-1985-0001,SEC,,Conflict Minerals,Proposed Rule,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-01T04:59:59Z,2011-06-11T17:59:53Z,2010-31940,0,0,0900006480bbe976 SEC-2010-1990-0001,SEC,,Disclosure of Payments by Resource Extraction Issuers,Proposed Rule,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-01T04:59:59Z,2011-06-11T17:59:53Z,2010-31943,0,0,0900006480bbea4c SEC-2010-1980-0001,SEC,,Mine Safety Disclosure,Proposed Rule,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-02-01T04:59:59Z,2011-06-11T17:59:53Z,2010-31941,0,0,0900006480bbde1d SEC-2010-1973-0001,SEC,,"Further Definition of ""Swap Dealer,"" ""Security-Based Swap Dealer,"" ""Major Swap Participant,"" etc.",Proposed Rule,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:59:52Z,2010-31130,0,0,0900006480bbcc9a SEC-2010-1974-0001,SEC,,End-User Exception to Mandatory Clearing of Security-Based Swaps,Proposed Rule,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-02-05T04:59:59Z,2011-06-11T17:59:52Z,2010-31973,0,0,0900006480bbccad SEC-2010-1959-0001,SEC,,"Security-Based Swap Data Repository Registration, Duties, and Core Principles",Proposed Rule,,2010-12-20T05:00:00Z,2010,12,2010-12-20T05:00:00Z,,2011-06-11T17:59:52Z,C1-2010-29719,0,0,0900006480bba881 SEC-2010-1878-0001,SEC,,Rules Implementing Amendments to 1940 Investment Advisers Act,Proposed Rule,,2010-12-10T05:00:00Z,2010,12,2010-12-10T05:00:00Z,2011-01-25T04:59:59Z,2011-06-11T17:59:51Z,2010-29956,0,0,0900006480bb38d4 SEC-2010-1883-0001,SEC,,"Security-Based Swap Data Repository Registration, Duties, and Core Principles",Proposed Rule,,2010-12-10T05:00:00Z,2010,12,2010-12-10T05:00:00Z,2011-01-25T04:59:59Z,2011-06-11T17:59:51Z,2010-29719,0,0,0900006480bb394e SEC-2010-1882-0001,SEC,,"Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets, etc.",Proposed Rule,,2010-12-10T05:00:00Z,2010,12,2010-12-10T05:00:00Z,2011-01-25T04:59:59Z,2011-06-11T17:59:51Z,2010-29957,0,0,0900006480bb392e SEC-2010-1835-0001,SEC,,Temporary Rule Regarding Principal Trades with Certain Advisory Clients,Proposed Rule,,2010-12-06T05:00:00Z,2010,12,2010-12-06T05:00:00Z,2010-12-21T04:59:59Z,2011-06-11T17:59:51Z,2010-30590,0,0,0900006480bafeb4 SEC-2010-1823-0001,SEC,,Regulation SBSR; Reporting and Dissemination of Security-Based Swap Information,Proposed Rule,,2010-12-02T05:00:00Z,2010,12,2010-12-02T05:00:00Z,2011-01-19T04:59:59Z,2011-06-11T17:59:50Z,2010-29710,0,0,0900006480bac006 SEC-2010-1760-0001,SEC,,Implementation of Whistleblower Provisions of the Securities Exchange Act of 1934,Proposed Rule,,2010-11-17T05:00:00Z,2010,11,2010-11-17T05:00:00Z,2010-12-18T04:59:59Z,2011-06-11T17:59:50Z,2010-28186,0,0,0900006480b9545d SEC-2010-1705-0001,SEC,,"Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps",Proposed Rule,,2010-11-08T05:00:00Z,2010,11,2010-11-08T05:00:00Z,2010-12-24T04:59:59Z,2011-06-11T17:59:49Z,2010-28136,0,0,0900006480b8409b SEC-2010-1652-0001,SEC,,Reporting of Proxy Votes on Executive Compensation and Other Matters,Proposed Rule,,2010-10-28T04:00:00Z,2010,10,2010-10-28T04:00:00Z,2010-11-19T04:59:59Z,2011-06-11T17:59:49Z,2010-26536,0,0,0900006480b7963f SEC-2010-1649-0001,SEC,,Shareholder Approval of Executive Compensation and Golden Parachute Compensation,Proposed Rule,,2010-10-28T04:00:00Z,2010,10,2010-10-28T04:00:00Z,2010-11-19T04:59:59Z,2011-06-11T17:59:48Z,2010-26535,0,0,0900006480b795f8 SEC-2010-1638-0001,SEC,,"Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, etc.",Proposed Rule,,2010-10-26T04:00:00Z,2010,10,2010-10-26T04:00:00Z,2010-11-27T04:59:59Z,2011-06-11T17:59:48Z,2010-26315,0,0,0900006480b77646 SEC-2010-1621-0001,SEC,,Disclosure for Asset-Backed Securities Required by Section 943 of Dodd-Frank Wall Street Reform and Consumer Protection Act: Correction,Proposed Rule,,2010-10-25T04:00:00Z,2010,10,2010-10-25T04:00:00Z,,2011-06-11T17:59:48Z,2010-26810,0,0,0900006480b7663d SEC-2010-1588-0001,SEC,,Issuer Review of Assets in Offerings of Asset-Backed Securities,Proposed Rule,,2010-10-19T04:00:00Z,2010,10,2010-10-19T04:00:00Z,2010-11-16T04:59:59Z,2011-06-11T17:59:46Z,2010-26172,0,0,0900006480b72913 SEC-2010-1577-0001,SEC,,Family Offices,Proposed Rule,,2010-10-18T04:00:00Z,2010,10,2010-10-18T04:00:00Z,2010-11-19T04:59:59Z,2011-06-11T17:59:46Z,2010-26086,0,0,0900006480b71d2f SEC-2010-1548-0001,SEC,,Dodd-Frank Wall Street Reform and Consumer Act: Disclosure for Asset-Backed Securities,Proposed Rule,,2010-10-13T04:00:00Z,2010,10,2010-10-13T04:00:00Z,2010-11-16T04:59:59Z,2011-06-11T17:59:46Z,2010-25361,0,0,0900006480b6de48 SEC-2010-1490-0001,SEC,,Short-Term Borrowings Disclosure,Proposed Rule,,2010-09-28T04:00:00Z,2010,9,2010-09-28T04:00:00Z,2010-11-30T04:59:59Z,2011-06-11T17:59:46Z,2010-23743,0,0,0900006480b622b3 SEC-2010-1389-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2010-09-10T04:00:00Z,2010,9,2010-09-10T04:00:00Z,2010-12-16T04:59:59Z,2010-09-10T12:53:10Z,2010-22574,0,0,0900006480b4b39a SEC-2010-1344-0001,SEC,,Extension of Filing Accommodation for Static Pool Information in Filings with Respect to Asset-Backed Securities,Proposed Rule,,2010-09-03T04:00:00Z,2010,9,2010-09-03T04:00:00Z,2010-10-05T03:59:59Z,2011-06-11T17:59:45Z,2010-22019,0,0,0900006480b449b5 SEC-2010-1285-0001,SEC,,Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act,Proposed Rule,,2010-08-20T04:00:00Z,2010,8,2010-08-20T04:00:00Z,2010-09-21T03:59:59Z,2011-06-11T17:59:44Z,2010-20567,0,0,0900006480b362e7 SEC-2010-1167-0001,SEC,,Mutual Fund Distribution Fees; Confirmations,Proposed Rule,,2010-08-04T04:00:00Z,2010,8,2010-08-04T04:00:00Z,2010-11-06T03:59:59Z,2011-06-11T17:59:44Z,2010-18305,0,0,0900006480b28d62 SEC-2010-1101-0001,SEC,,Concept Release on U.S. Proxy System,Proposed Rule,,2010-07-22T04:00:00Z,2010,7,2010-07-22T04:00:00Z,2010-10-21T03:59:59Z,2011-06-11T17:59:43Z,2010-17615,0,0,0900006480b1ef76 SEC-2010-1047-0001,SEC,,Elimination of Flash Order Exception from Rule 602 of Regulation NMS,Proposed Rule,,2010-07-09T04:00:00Z,2010,7,2010-07-09T04:00:00Z,2010-08-10T03:59:59Z,2011-06-11T17:59:43Z,2010-16698,0,0,0900006480b15fe4 SEC-2010-0906-0001,SEC,,Investment Company Advertising: Target Date Retirement Fund Names and Marketing,Proposed Rule,,2010-06-23T04:00:00Z,2010,6,2010-06-23T04:00:00Z,2010-08-24T03:59:59Z,2011-06-11T17:59:42Z,2010-15012,0,0,0900006480b08a08 SEC-2010-0826-0001,SEC,,Consolidated Audit Trail,Proposed Rule,,2010-06-08T04:00:00Z,2010,6,2010-06-08T04:00:00Z,2010-08-10T03:59:59Z,2011-06-11T17:59:42Z,2010-13129,0,0,0900006480afe292 SEC-2010-0653-0001,SEC,,Asset-Backed Securities,Proposed Rule,,2010-05-03T04:00:00Z,2010,5,2010-05-03T04:00:00Z,2010-08-03T03:59:59Z,2011-06-11T17:59:41Z,2010-08282,0,0,0900006480ae5ac8 SEC-2010-0613-0001,SEC,,Large Trader Reporting System,Proposed Rule,,2010-04-23T04:00:00Z,2010,4,2010-04-23T04:00:00Z,2010-06-23T03:59:59Z,2011-06-11T17:59:41Z,2010-09025,0,0,0900006480ade6c1 SEC-2010-0581-0001,SEC,,Proposed Amendments to Rule 610 of Regulation NMS,Proposed Rule,,2010-04-20T04:00:00Z,2010,4,2010-04-20T04:00:00Z,2010-06-22T03:59:59Z,2011-06-11T17:59:41Z,2010-09016,0,0,0900006480adba56 SEC-2010-0228-0001,SEC,,Purchases of Certain Equity Securities by the Issuer and Others; Correction,Proposed Rule,,2010-02-10T05:00:00Z,2010,2,2010-02-10T05:00:00Z,,2011-06-11T17:59:39Z,2010-02856,0,0,0900006480a90ac3 SEC-2010-0153-0001,SEC,,Purchases of Certain Equity Securities by the Issuer and Others,Proposed Rule,,2010-01-29T05:00:00Z,2010,1,2010-01-29T05:00:00Z,2010-03-02T04:59:59Z,2011-06-11T17:59:39Z,2010-01856,0,0,0900006480a8708f SEC-2010-0131-0001,SEC,,Risk Management Controls for Brokers or Dealers With Market Access,Proposed Rule,,2010-01-26T05:00:00Z,2010,1,2010-01-26T05:00:00Z,2010-03-30T03:59:59Z,2011-06-11T17:59:38Z,2010-01269,0,0,0900006480a83d56 SEC-2010-0113-0001,SEC,,Concept Release on Equity Market Structure,Proposed Rule,,2010-01-21T05:00:00Z,2010,1,2010-01-21T05:00:00Z,2010-04-22T03:59:59Z,2011-06-11T17:59:38Z,2010-01045,0,0,0900006480a815d0