id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
SEC-2026-1097-0001,SEC,,Form N-PORT Reporting,Proposed Rule,,2026-02-23T05:00:00Z,2026,2,2026-02-23T05:00:00Z,2026-04-25T03:59:59Z,2026-02-23T18:48:53Z,2026-03460,1,0,09000064b91d032c
SEC-2026-0200-0001,SEC,,Small Business and Small Organization Definitions for Investment Companies and Investment Advisers,Proposed Rule,,2026-01-12T05:00:00Z,2026,1,2026-01-12T05:00:00Z,2026-03-14T03:59:59Z,2026-01-13T00:33:38Z,2026-00316,1,0,09000064b9136543
SEC-2025-2943-0001,SEC,,Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration,Proposed Rule,,2025-10-01T04:00:00Z,2025,10,2025-10-01T04:00:00Z,2025-12-02T04:59:59Z,2025-10-01T15:49:13Z,2025-19152,0,0,09000064b8febbfe
SEC-2025-1075-0001,SEC,,Withdrawal of Proposed Regulatory Actions,Proposed Rule,,2025-06-17T04:00:00Z,2025,6,2025-06-17T04:00:00Z,,2025-06-17T16:12:08Z,2025-11110,0,0,09000064b8e16236
SEC-2025-0992-0001,SEC,,Concept Release on Foreign Private Issuer Eligibility,Proposed Rule,,2025-06-09T00:00:00Z,2025,6,2025-06-09T00:00:00Z,2025-09-09T03:59:59Z,2025-06-09T17:11:07Z,2025-10428,0,0,09000064b8de4a2c
SEC-2024-1787-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2024-12-10T05:00:00Z,2024,12,2024-12-10T05:00:00Z,2025-01-10T04:59:59Z,2024-12-10T13:49:09Z,2024-28353,0,0,090000648685f186
SEC-2024-1144-0001,SEC,,Financial Data Transparency Act Joint Data Standards,Proposed Rule,,2024-08-22T04:00:00Z,2024,8,2024-08-22T04:00:00Z,2024-10-22T03:59:59Z,2024-08-22T13:11:08Z,2024-18415,0,0,090000648665c44c
SEC-2024-1111-0001,SEC,,Regulatory Flexibility Agenda,Proposed Rule,,2024-08-16T04:00:00Z,2024,8,2024-08-16T04:00:00Z,2024-09-17T03:59:59Z,2024-08-16T12:31:23Z,2024-16470,0,0,090000648664da3d
SEC-2024-0688-0001,SEC,,Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers,Proposed Rule,,2024-05-21T04:00:00Z,2024,5,2024-05-21T04:00:00Z,2024-07-23T03:59:59Z,2024-05-21T12:03:09Z,2024-10738,0,0,0900006486575b25
SEC-2024-0362-0001,SEC,,Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers: Correction,Proposed Rule,,2024-03-18T04:00:00Z,2024,3,2024-03-18T04:00:00Z,,2024-03-20T12:36:00Z,2024-05623,0,0,0900006486481133
SEC-2024-0359-0001,SEC,,Exemption for Certain Investment Advisers Operating through the Internet: Correction,Proposed Rule,,2024-03-18T04:00:00Z,2024,3,2024-03-18T04:00:00Z,,2024-03-20T12:35:59Z,2024-05624,0,0,0900006486480882
SEC-2024-0357-0001,SEC,,EDGAR Filer Access and Account Management: Correction,Proposed Rule,,2024-03-18T04:00:00Z,2024,3,2024-03-18T04:00:00Z,,2024-03-20T12:35:58Z,2024-05625,0,0,0900006486480835
SEC-2022-0655-0001,SEC,SEC-2022-0655,Enhancement and Standardization of Climate-Related Disclosures for Investors,Proposed Rule,,2024-03-08T05:00:00Z,2024,3,2024-03-08T05:00:00Z,2022-06-18T03:59:59Z,2024-03-08T16:47:16Z,2022-10194,0,0,0900006485072d70
SEC-2024-0237-0001,SEC,,Qualifying Venture Capital Funds Inflation Adjustment,Proposed Rule,,2024-02-21T05:00:00Z,2024,2,2024-02-21T05:00:00Z,2024-03-23T03:59:59Z,2024-02-21T15:25:44Z,2024-03436,0,0,0900006486421a90
SEC-2024-0173-0001,SEC,,Regulatory Flexibility Agenda,Proposed Rule,,2024-02-09T05:00:00Z,2024,2,2024-02-09T05:00:00Z,2024-03-12T03:59:59Z,2024-02-09T14:49:39Z,2024-00469,0,0,09000064863f7d44
SEC-2023-1261-0001,SEC,,Volume-Based Exchange Transaction Pricing for NMS Stocks,Proposed Rule,,2023-11-06T05:00:00Z,2023,11,2023-11-06T05:00:00Z,2024-01-06T04:59:59Z,2024-01-06T02:00:22Z,2023-23398,0,0,09000064862086d8
SEC-2023-1182-0001,SEC,,Registration for Index-Linked Annuities: Form N–4 for Index-Linked and Variable Annuities,Proposed Rule,,2023-10-13T04:00:00Z,2023,10,2023-10-13T04:00:00Z,2023-11-29T04:59:59Z,2023-10-13T12:07:50Z,2023-21986,0,0,09000064860cb3b6
SEC-2023-1187-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2023-10-13T04:00:00Z,2023,10,2023-10-13T04:00:00Z,,2023-10-13T12:10:38Z,2023-22605,0,0,09000064860cdcf2
SEC-2023-1044-0001,SEC,,"Electronic Data Gathering, Analysis, and Retrieval System Filer Access and Account Management",Proposed Rule,,2023-09-22T04:00:00Z,2023,9,2023-09-22T04:00:00Z,2023-11-22T04:59:59Z,2023-09-22T13:43:11Z,2023-20268,0,0,0900006485fe56e6
SEC-2023-0940-0001,SEC,,Safeguarding Advisory Client Assets,Proposed Rule,,2023-08-30T04:00:00Z,2023,8,2023-08-30T04:00:00Z,2023-10-31T03:59:59Z,2023-08-30T12:05:19Z,2023-18667,0,0,0900006485f10c84
SEC-2023-0850-0001,SEC,,Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers,Proposed Rule,,2023-08-09T04:00:00Z,2023,8,2023-08-09T04:00:00Z,2023-10-11T03:59:59Z,2023-08-09T12:18:02Z,2023-16377,0,0,0900006485e0487d
SEC-2023-0808-0001,SEC,,Exemption for Certain Investment Advisers Operating Through the Internet,Proposed Rule,,2023-08-01T04:00:00Z,2023,8,2023-08-01T04:00:00Z,2023-10-03T03:59:59Z,2023-08-01T12:23:30Z,2023-16287,0,0,0900006485d9b843
SEC-2023-0783-0001,SEC,,Regulatory Flexibility Agenda,Proposed Rule,,2023-07-27T04:00:00Z,2023,7,2023-07-27T04:00:00Z,2023-08-29T03:59:59Z,2023-07-27T13:08:56Z,2023-14566,0,0,0900006485d5e101
SEC-2023-0740-0001,SEC,,Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule,Proposed Rule,,2023-07-18T04:00:00Z,2023,7,2023-07-18T04:00:00Z,2023-09-12T03:59:59Z,2023-07-18T15:57:23Z,2023-15200,0,0,0900006485cd24b0
SEC-2023-0681-0001,SEC,,Position Reporting of Large Security-Based Swap Positions; Reopening of Comment Period,Proposed Rule,,2023-06-26T04:00:00Z,2023,6,2023-06-26T04:00:00Z,2023-08-22T03:59:59Z,2023-06-26T12:20:44Z,2023-13447,0,0,0900006485bf38f4
SEC-2023-0567-0001,SEC,,Covered Clearing Agency Resilience and Recovery and Wind-Down Plans,Proposed Rule,,2023-05-30T04:00:00Z,2023,5,2023-05-30T04:00:00Z,2023-07-18T03:59:59Z,2023-05-30T12:28:29Z,2023-10889,0,0,0900006485a86751
SEC-2023-0490-0001,SEC,,Definition of Exchange,Proposed Rule,,2023-05-05T04:00:00Z,2023,5,2023-05-05T04:00:00Z,2023-06-14T03:59:59Z,2023-05-05T12:12:54Z,2023-08544,0,0,09000064859d325c
SEC-2023-0484-0001,SEC,,Modernization of Beneficial Ownership Reporting,Proposed Rule,,2023-05-04T04:00:00Z,2023,5,2023-05-04T04:00:00Z,2023-06-28T03:59:59Z,2023-05-04T12:14:43Z,2023-09454,0,0,09000064859c9b64
SEC-2023-0425-0001,SEC,,Electronic Submission of Certain Materials Under the Securities Exchange Act: Amendments Regarding the Financial and Operational Combined Uniform Single Report,Proposed Rule,,2023-04-18T04:00:00Z,2023,4,2023-04-18T04:00:00Z,2023-05-23T03:59:59Z,2023-04-18T12:19:11Z,2023-06330,0,0,090000648595629a
SEC-2023-0413-0001,SEC,,Regulation Systems Compliance and Integrity,Proposed Rule,,2023-04-14T04:00:00Z,2023,4,2023-04-14T04:00:00Z,2023-06-14T03:59:59Z,2023-04-14T12:11:58Z,2023-05775,0,0,0900006485948e97
SEC-2023-0388-0001,SEC,,Privacy of Consumer Financial Information and Safeguarding Customer Information,Proposed Rule,,2023-04-06T04:00:00Z,2023,4,2023-04-06T04:00:00Z,2023-06-06T03:59:59Z,2023-04-06T13:35:59Z,2023-05774,0,0,09000064858f226c
SEC-2023-0380-0001,SEC,,"Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, et al.",Proposed Rule,,2023-04-05T04:00:00Z,2023,4,2023-04-05T04:00:00Z,2023-06-06T03:59:59Z,2023-04-06T00:59:21Z,2023-05767,0,0,09000064858e5dfd
SEC-2023-0328-0001,SEC,,"Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies",Proposed Rule,,2023-03-21T04:00:00Z,2023,3,2023-03-21T04:00:00Z,2023-05-23T03:59:59Z,2023-03-21T12:17:49Z,2023-05766,0,0,090000648580f480
SEC-2023-0265-0001,SEC,,Safeguarding Advisory Client Assets,Proposed Rule,,2023-03-09T05:00:00Z,2023,3,2023-03-09T05:00:00Z,2023-05-09T03:59:59Z,2023-03-09T13:23:16Z,2023-03681,0,0,0900006485781e90
SEC-2023-0208-0001,SEC,,Regulatory Flexibility Agenda,Proposed Rule,,2023-02-22T05:00:00Z,2023,2,2023-02-22T05:00:00Z,,2023-02-22T21:42:56Z,2023-02043,0,0,09000064856ee15c
SEC-2023-0204-0001,SEC,,Commission's Privacy Act Regulations,Proposed Rule,,2023-02-21T05:00:00Z,2023,2,2023-02-21T05:00:00Z,2023-04-18T03:59:59Z,2023-02-21T13:12:03Z,2023-03467,0,0,09000064856dded3
SEC-2023-0164-0001,SEC,,Prohibition against Conflicts of Interest in Certain Securitizations,Proposed Rule,,2023-02-14T05:00:00Z,2023,2,2023-02-14T05:00:00Z,2023-03-28T03:59:59Z,2023-02-14T13:34:22Z,2023-02003,0,0,09000064856931f0
SEC-2023-0131-0001,SEC,,Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission,Proposed Rule,,2023-02-07T05:00:00Z,2023,2,2023-02-07T05:00:00Z,2023-04-01T03:59:59Z,2023-02-07T12:41:20Z,2023-02235,0,0,0900006485639c5b
SEC-2023-0103-0001,SEC,,Regulation Best Execution,Proposed Rule,,2023-01-27T05:00:00Z,2023,1,2023-01-27T05:00:00Z,2023-04-01T03:59:59Z,2023-01-27T12:40:04Z,2022-27644,0,0,0900006485610726
SEC-2023-0053-0001,SEC,,Disclosure of Order Execution Information,Proposed Rule,,2023-01-20T05:00:00Z,2023,1,2023-01-20T05:00:00Z,2023-04-01T03:59:59Z,2023-01-20T12:57:53Z,2022-27614,0,0,09000064855fb48c
SEC-2023-0001-0001,SEC,,Order Competition Rule,Proposed Rule,,2023-01-03T05:00:00Z,2023,1,2023-01-03T05:00:00Z,2023-04-01T03:59:59Z,2023-01-03T12:58:50Z,2022-27617,0,0,090000648557e7b6
SEC-2022-1682-0001,SEC,,"Regulation National Market System: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders",Proposed Rule,,2022-12-29T05:00:00Z,2022,12,2022-12-29T05:00:00Z,2023-04-01T03:59:59Z,2022-12-29T14:04:12Z,2022-27616,0,0,090000648555c833
SEC-2022-1613-0001,SEC,,Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting,Proposed Rule,,2022-12-16T05:00:00Z,2022,12,2022-12-16T05:00:00Z,2023-02-15T04:59:59Z,2022-12-16T12:43:09Z,2022-24376,0,0,090000648553cb1a
SEC-2022-1592-0001,SEC,,Share Repurchase Disclosure Modernization,Proposed Rule,,2022-12-12T05:00:00Z,2022,12,2022-12-12T05:00:00Z,2023-01-12T04:59:59Z,2022-12-12T13:02:02Z,2022-26898,0,0,090000648552edf1
SEC-2022-1564-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2022-12-02T05:00:00Z,2022,12,2022-12-02T05:00:00Z,2023-01-04T04:59:59Z,2022-12-02T12:49:02Z,2022-26133,0,0,0900006485511af8
SEC-2022-1495-0001,SEC,,Outsourcing by Investment Advisers,Proposed Rule,,2022-11-16T05:00:00Z,2022,11,2022-11-16T05:00:00Z,2022-12-28T04:59:59Z,2022-11-16T12:39:22Z,2022-23694,0,0,09000064854bb167
SEC-2022-1396-0001,SEC,,Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities,Proposed Rule,,2022-10-25T04:00:00Z,2022,10,2022-10-25T04:00:00Z,2022-12-28T04:59:59Z,2022-10-25T11:42:33Z,2022-20288,0,0,0900006485456593
SEC-2022-1365-0001,SEC,,Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments,Proposed Rule,,2022-10-18T04:00:00Z,2022,10,2022-10-18T04:00:00Z,2022-11-02T03:59:59Z,2022-10-18T11:45:00Z,2022-22295,0,0,0900006485415a2c
SEC-2022-1176-0001,SEC,,Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers,Proposed Rule,,2022-09-07T04:00:00Z,2022,9,2022-09-07T04:00:00Z,,2022-09-07T11:45:35Z,C1-2022-17724,0,0,09000064852bf714
SEC-2022-1166-0001,SEC,,Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers,Proposed Rule,,2022-09-01T04:00:00Z,2022,9,2022-09-01T04:00:00Z,2022-10-12T03:59:59Z,2022-09-01T11:42:22Z,2022-17724,0,0,09000064852a2b5e
SEC-2022-1134-0001,SEC,,Clearing Agency Governance and Conflicts of Interest; Withdrawal,Proposed Rule,,2022-08-23T04:00:00Z,2022,8,2022-08-23T04:00:00Z,,2022-08-23T11:42:06Z,2022-17316,0,0,0900006485266a70
SEC-2022-1084-0001,SEC,,Exemption for Certain Exchange Members,Proposed Rule,,2022-08-12T04:00:00Z,2022,8,2022-08-12T04:00:00Z,2022-09-28T03:59:59Z,2022-08-12T12:31:11Z,2022-16711,0,0,0900006485233044
SEC-2022-1009-0001,SEC,,"Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals under Exchange Act",Proposed Rule,,2022-07-27T04:00:00Z,2022,7,2022-07-27T04:00:00Z,2022-09-13T03:59:59Z,2022-09-13T01:00:30Z,2022-15348,0,0,09000064851ecf15
SEC-2022-0844-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2022-06-24T04:00:00Z,2022,6,2022-06-24T04:00:00Z,2022-08-24T03:59:59Z,2022-06-24T12:12:11Z,2022-13410,0,0,090000648518c24b
SEC-2022-0835-0001,SEC,,Certain Information Providers Acting as Investment Advisers,Proposed Rule,,2022-06-22T04:00:00Z,2022,6,2022-06-22T04:00:00Z,2022-08-17T03:59:59Z,2022-06-22T12:02:47Z,2022-13307,0,0,0900006485182083
SEC-2022-0824-0001,SEC,,Investment Company Names,Proposed Rule,,2022-06-17T04:00:00Z,2022,6,2022-06-17T04:00:00Z,2022-08-17T03:59:59Z,2022-06-17T12:02:01Z,2022-11742,0,0,0900006485178d3f
SEC-2022-0822-0001,SEC,,"Enhanced Disclosures by Certain Investment Advisers and Investment Companies: Environmental, Social, and Governance Investment Practices",Proposed Rule,,2022-06-17T04:00:00Z,2022,6,2022-06-17T04:00:00Z,2022-08-17T03:59:59Z,2022-06-17T12:01:36Z,2022-11718,0,0,0900006485178c68
SEC-2022-0801-0001,SEC,,Listing Standards for Recovery of Erroneously Awarded Compensation,Proposed Rule,,2022-06-14T04:00:00Z,2022,6,2022-06-14T04:00:00Z,2022-07-15T03:59:59Z,2022-06-14T12:15:01Z,2022-12792,0,0,0900006485162094
SEC-2022-0667-0001,SEC,,"Special Purpose Acquisition Companies, Shell Companies, and Projections",Proposed Rule,,2022-05-13T04:00:00Z,2022,5,2022-05-13T04:00:00Z,2022-06-14T03:59:59Z,2022-05-13T12:15:05Z,2022-07189,0,0,0900006485078610
SEC-2022-0654-0001,SEC,,"Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews: Amendments Regarding the Definition of 'Exchange' and Alternative Trading Systems That Trade U.S. Treasury and Agency Securities, National Market System Stocks, and Other Securities",Proposed Rule,,2022-05-12T04:00:00Z,2022,5,2022-05-12T04:00:00Z,2022-06-14T03:59:59Z,2022-05-12T11:54:43Z,2022-10195,0,0,0900006485072d29
SEC-2022-0652-0001,SEC,,Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities,Proposed Rule,,2022-05-11T04:00:00Z,2022,5,2022-05-11T04:00:00Z,2022-05-12T03:59:59Z,2022-05-11T12:11:03Z,2022-07850,0,0,090000648506eec2
SEC-2022-0544-0001,SEC,,"Further Definition of ""As a Part of a Regular Business"" in the Definition of Dealer and Government Securities Dealer",Proposed Rule,,2022-04-18T04:00:00Z,2022,4,2022-04-18T04:00:00Z,2022-05-28T03:59:59Z,2022-04-18T12:05:37Z,2022-06960,0,0,090000648501fcdf
SEC-2022-0494-0001,SEC,,Enhancement and Standardization of Climate-Related Disclosures for Investors,Proposed Rule,,2022-04-11T04:00:00Z,2022,4,2022-04-11T04:00:00Z,2022-05-21T03:59:59Z,2022-05-21T01:01:07Z,2022-06342,0,0,090000648500acf8
SEC-2022-0444-0001,SEC,,Removal of References to CreditRatings from Regulation M,Proposed Rule,,2022-03-30T04:00:00Z,2022,3,2022-03-30T04:00:00Z,2022-05-24T03:59:59Z,2022-03-30T12:14:50Z,2022-06583,0,0,0900006484fedfdf
SEC-2022-0409-0001,SEC,,Private Fund Advisers: Documentation of Registered Investment Adviser Compliance Reviews,Proposed Rule,,2022-03-24T04:00:00Z,2022,3,2022-03-24T04:00:00Z,2022-04-26T03:59:59Z,2022-03-24T12:07:10Z,2022-03212,0,0,0900006484fde584
SEC-2022-0389-0001,SEC,,"Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure",Proposed Rule,,2022-03-23T04:00:00Z,2022,3,2022-03-23T04:00:00Z,2022-05-10T03:59:59Z,2022-03-23T12:02:40Z,2022-05480,0,0,0900006484fdacc9
SEC-2022-0361-0001,SEC,,"Amendments to the Definition of Exchange; Alternative Trading Systems That Trade U.S. Government Securities, National Market System Stocks, and Other Securities; etc.",Proposed Rule,,2022-03-18T04:00:00Z,2022,3,2022-03-18T04:00:00Z,2022-04-19T03:59:59Z,2022-03-18T12:29:31Z,2022-01975,0,0,0900006484fd34a4
SEC-2022-0349-0001,SEC,,Short Position and Short Activity Reporting by Institutional Investment Managers,Proposed Rule,,2022-03-16T04:00:00Z,2022,3,2022-03-16T04:00:00Z,2022-04-27T03:59:59Z,2022-03-16T12:06:14Z,2022-04670,0,0,0900006484fcc57c
SEC-2022-0326-0001,SEC,,Modernization of Beneficial Ownership Reporting,Proposed Rule,,2022-03-10T05:00:00Z,2022,3,2022-03-10T05:00:00Z,2022-04-12T03:59:59Z,2022-03-10T13:08:37Z,2022-03222,0,0,0900006484fc2849
SEC-2022-0319-0001,SEC,,"Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies",Proposed Rule,,2022-03-09T05:00:00Z,2022,3,2022-03-09T05:00:00Z,2022-04-12T03:59:59Z,2022-03-09T13:00:31Z,2022-03145,0,0,0900006484fc1539
SEC-2022-0282-0001,SEC,,Reporting of Securities Loans,Proposed Rule,,2022-03-02T05:00:00Z,2022,3,2022-03-02T05:00:00Z,2022-04-02T03:59:59Z,2022-03-02T13:07:57Z,2022-04384,0,0,0900006484fb5b0f
SEC-2022-0269-0001,SEC,,Shortening the Securities Transaction Settlement Cycle,Proposed Rule,,2022-02-24T05:00:00Z,2022,2,2022-02-24T05:00:00Z,2022-04-12T03:59:59Z,2022-02-24T13:18:13Z,2022-03143,0,0,0900006484f9f5b7
SEC-2022-0246-0001,SEC,,Whistleblower Program Rules,Proposed Rule,,2022-02-18T05:00:00Z,2022,2,2022-02-18T05:00:00Z,2022-04-12T03:59:59Z,2022-02-18T12:48:32Z,2022-03223,0,0,0900006484f8799a
SEC-2022-0238-0001,SEC,,Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers,Proposed Rule,,2022-02-17T05:00:00Z,2022,2,2022-02-17T05:00:00Z,2022-03-22T03:59:59Z,2022-02-17T12:45:42Z,2022-01976,0,0,0900006484f811ec
SEC-2022-0224-0001,SEC,,Share Repurchase Disclosure Modernization,Proposed Rule,,2022-02-15T05:00:00Z,2022,2,2022-02-15T05:00:00Z,2022-04-02T03:59:59Z,2022-02-15T12:44:38Z,2022-01068,0,0,0900006484f7925e
SEC-2022-0228-0001,SEC,,Rule 10b5-1 and Insider Trading,Proposed Rule,,2022-02-15T05:00:00Z,2022,2,2022-02-15T05:00:00Z,2022-04-02T03:59:59Z,2022-02-15T12:45:36Z,2022-01140,0,0,0900006484f793cc
SEC-2022-0196-0001,SEC,,Money Market Fund Reforms,Proposed Rule,,2022-02-08T05:00:00Z,2022,2,2022-02-08T05:00:00Z,2022-04-12T03:59:59Z,2022-02-08T12:46:52Z,2021-27532,0,0,0900006484f5e5ec
SEC-2022-0178-0001,SEC,,"Prohibition against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions",Proposed Rule,,2022-02-04T05:00:00Z,2022,2,2022-02-04T05:00:00Z,2022-03-22T03:59:59Z,2022-02-04T12:53:47Z,2021-27531,0,0,0900006484f54a13
SEC-2022-0164-0001,SEC,,Pay Versus Performance,Proposed Rule,,2022-02-02T05:00:00Z,2022,2,2022-02-02T05:00:00Z,2022-03-05T04:59:59Z,2022-02-02T12:55:10Z,2022-02024,0,0,0900006484f4c89e
SEC-2021-1722-0001,SEC,,Reporting of Securities Loans,Proposed Rule,,2021-12-08T05:00:00Z,2021,12,2021-12-08T05:00:00Z,2022-01-08T04:59:59Z,2021-12-08T12:45:19Z,2021-25739,0,0,0900006484eaee8d
SEC-2021-1693-0001,SEC,,"Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants",Proposed Rule,,2021-12-01T05:00:00Z,2021,12,2021-12-01T05:00:00Z,2022-01-04T04:59:59Z,2021-12-01T13:51:11Z,2021-25840,0,0,0900006484e8f358
SEC-2021-1651-0001,SEC,,Proxy Voting Advice,Proposed Rule,,2021-11-26T05:00:00Z,2021,11,2021-11-26T05:00:00Z,2021-12-28T04:59:59Z,2021-11-26T13:25:25Z,2021-25420,0,0,0900006484e7fe80
SEC-2021-1640-0001,SEC,,EDGAR Filing Requirements,Proposed Rule,,2021-11-22T05:00:00Z,2021,11,2021-11-22T05:00:00Z,2021-12-23T04:59:59Z,2021-11-22T12:55:46Z,2021-24523,0,0,0900006484e713da
SEC-2021-1623-0001,SEC,,"Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR",Proposed Rule,,2021-11-19T05:00:00Z,2021,11,2021-11-19T05:00:00Z,2021-12-21T04:59:59Z,2021-11-19T14:29:23Z,2021-24522,0,0,0900006484e65f9c
SEC-2021-1469-0001,SEC,,Listing Standards for Recovery of Erroneously Awarded Compensation; Reopening of Comment Period,Proposed Rule,,2021-10-21T04:00:00Z,2021,10,2021-10-21T04:00:00Z,2021-11-23T04:59:59Z,2021-10-21T11:41:06Z,2021-22754,0,0,0900006484dd65d7
SEC-2021-1424-0001,SEC,,Reporting of Executive Compensation Votes by Institutional Investment Managers: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies,Proposed Rule,,2021-10-15T04:00:00Z,2021,10,2021-10-15T04:00:00Z,2021-12-15T04:59:59Z,2021-10-15T11:58:32Z,2021-21549,0,0,0900006484dc7107
SEC-2021-1012-0001,SEC,,Credit Risk Retention: Notification of Extension of Review Period,Proposed Rule,,2021-07-22T04:00:00Z,2021,7,2021-07-22T04:00:00Z,,2021-07-22T11:50:20Z,2021-15424,0,0,0900006484c07866
SEC-2021-0719-0001,SEC,,Performance Based Investment Advisory Fees,Proposed Rule,,2021-05-17T04:00:00Z,2021,5,2021-05-17T04:00:00Z,,2021-05-17T12:34:24Z,2021-10164,0,0,0900006484b0789a
SEC-2021-0651-0001,SEC,,Universal Proxy,Proposed Rule,,2021-05-06T04:00:00Z,2021,5,2021-05-06T04:00:00Z,2021-06-08T03:59:59Z,2021-05-06T11:56:15Z,2021-08301,0,0,0900006484ad35f3
SEC-2021-0424-0001,SEC,,List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act,Proposed Rule,,2021-03-25T04:00:00Z,2021,3,2021-03-25T04:00:00Z,2021-04-27T03:59:59Z,2021-03-25T11:42:38Z,2021-05928,0,0,0900006484a7a479
SEC-2021-0074-0001,SEC,,Rule 144 Holding Period and Form 144 Filings,Proposed Rule,,2021-01-19T05:00:00Z,2021,1,2021-01-19T05:00:00Z,2021-03-23T03:59:59Z,2021-01-19T12:47:47Z,2020-28790,0,0,09000064849f7f49
SEC-2021-0046-0001,SEC,,Proposed Conditional Exemptive Order: Granting a Conditional Exemption from the Information Review Requirement and the Recordkeeping Requirement under the Securities Exchange Act of 1934 for Certain Publications or Submissions of Broker-Dealer Quotations on an Expert Market,Proposed Rule,,2021-01-12T05:00:00Z,2021,1,2021-01-12T05:00:00Z,2021-02-12T04:59:59Z,2021-01-12T12:47:58Z,2020-28700,0,0,09000064849ef83a
SEC-2020-2131-0001,SEC,,"Regulation Alternate Trading Systems for ATSs that Trade Government Securities, National Market System Stock, and Other Securities; Regulation SCI for ATSs that Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities Markets",Proposed Rule,,2020-12-31T05:00:00Z,2020,12,2020-12-31T05:00:00Z,,2020-12-31T13:19:20Z,2020-21781,0,0,09000064849d60bc
SEC-2020-1963-0001,SEC,,Temporary Rules To Include Certain ``Platform Workers'' in Compensatory Offerings,Proposed Rule,,2020-12-11T05:00:00Z,2020,12,2020-12-11T05:00:00Z,2021-02-10T04:59:59Z,2020-12-11T13:10:59Z,2020-26374,0,0,09000064849980e1
SEC-2020-1962-0001,SEC,,Modernization of Rules and Forms for Compensatory Securities Offerings and Sales,Proposed Rule,,2020-12-11T05:00:00Z,2020,12,2020-12-11T05:00:00Z,2021-02-10T04:59:59Z,2020-12-11T13:09:44Z,2020-26390,0,0,090000648499808e
SEC-2020-1768-0001,SEC,,"Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements",Proposed Rule,,2020-11-05T05:00:00Z,2020,11,2020-11-05T05:00:00Z,2021-01-05T04:59:59Z,2020-11-05T13:08:10Z,2020-17449,0,0,090000648494c987
SEC-2020-1761-0001,SEC,,Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps,Proposed Rule,,2020-11-05T05:00:00Z,2020,11,2020-11-05T05:00:00Z,2020-12-08T04:59:59Z,2020-11-05T13:04:37Z,2020-23928,0,0,090000648494c834
SEC-2020-1490-0001,SEC,,"Administration of the Electronic Data Gathering, Analysis, and Retrieval System",Proposed Rule,,2020-09-17T04:00:00Z,2020,9,2020-09-17T04:00:00Z,2020-10-20T03:59:59Z,2020-09-17T11:49:08Z,2020-18825,0,0,0900006484860924
SEC-2020-1213-0001,SEC,,Reporting Threshold for Institutional Investment Managers,Proposed Rule,,2020-07-31T04:00:00Z,2020,7,2020-07-31T04:00:00Z,2020-09-30T03:59:59Z,2020-07-31T12:00:24Z,2020-15322,0,0,09000064847c3b18
SEC-2020-1022-0001,SEC,,Credit Risk Retention-Commencement of Review; Extension of Review Period,Proposed Rule,,2020-06-30T04:00:00Z,2020,6,2020-06-30T04:00:00Z,,2020-06-30T11:59:03Z,2020-13830,0,0,090000648471b957