id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id SEC-2013-2258-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:20:52Z,2013-31238,0,0,09000064814e4107 SEC-2013-2263-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:23:18Z,2013-31230,0,0,09000064814e41aa SEC-2013-2264-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,2014-01-22T04:59:59Z,2013-12-31T15:24:04Z,2013-31229,0,0,09000064814e4239 SEC-2013-2266-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:24:22Z,2013-31243,0,0,09000064814e4240 SEC-2013-2259-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,2014-01-22T04:59:59Z,2013-12-31T15:22:51Z,2013-31227,0,0,09000064814e4154 SEC-2013-2262-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:23:14Z,2013-31237,0,0,09000064814e41a7 SEC-2013-2265-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:24:07Z,2013-31239,0,0,09000064814e423c SEC-2013-2260-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:22:53Z,2013-31242,0,0,09000064814e4155 SEC-2013-2267-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:24:30Z,2013-31240,0,0,09000064814e4289 SEC-2013-2268-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority,Inc.",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,2014-01-22T04:59:59Z,2013-12-31T15:25:07Z,2013-31226,0,0,09000064814e42ef SEC-2013-2261-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-31T05:00:00Z,2013,12,2013-12-31T05:00:00Z,,2013-12-31T15:23:09Z,2013-31241,0,0,09000064814e41a4 SEC-2013-2247-0001,SEC,,"Applications: IndexIQ ETF Trust,et al.",Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:11:23Z,2013-31137,0,0,09000064814e19be SEC-2013-2249-0001,SEC,,"Applications: IndexIQ ETF Trust, et al.",Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:11:32Z,2013-31136,0,0,09000064814e1a02 SEC-2013-2257-0001,SEC,,Applications for Deregistration,Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:13:22Z,2013-31135,0,0,09000064814e1b87 SEC-2013-2252-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:12:56Z,2013-31138,0,0,09000064814e1ae6 SEC-2013-2251-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:12:39Z,2013-31134,0,0,09000064814e1a98 SEC-2013-2256-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:13:18Z,2013-31130,0,0,09000064814e1b85 SEC-2013-2254-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:13:08Z,2013-31132,0,0,09000064814e1b30 SEC-2013-2253-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Miami International Securities Exchange LLC,Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,2014-01-22T04:59:59Z,2013-12-30T14:12:59Z,2013-31128,0,0,09000064814e1b29 SEC-2013-2246-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:09:42Z,2013-31131,0,0,09000064814e18ef SEC-2013-2248-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,2014-01-22T04:59:59Z,2013-12-30T14:11:28Z,2013-31129,0,0,09000064814e19ff SEC-2013-2255-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2013-12-30T05:00:00Z,2013,12,2013-12-30T05:00:00Z,,2013-12-30T14:13:11Z,2013-31133,0,0,09000064814e1b32 SEC-2013-2229-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:14:35Z,2013-30969,0,0,09000064814de341 SEC-2013-2236-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:17:07Z,2013-30932,0,0,09000064814de4f9 SEC-2013-2240-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:17:44Z,2013-30941,0,0,09000064814de9f0 SEC-2013-2238-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:17:22Z,2013-30936,0,0,09000064814de954 SEC-2013-2239-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:17:34Z,2013-30963,0,0,09000064814de9aa SEC-2013-2241-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:18:14Z,2013-30940,0,0,09000064814deab7 SEC-2013-2235-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:17:03Z,2013-30965,0,0,09000064814de4f7 SEC-2013-2242-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,,2013-12-27T14:18:25Z,2013-30937,0,0,09000064814deaeb SEC-2013-2243-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock ExchangeLLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:18:27Z,2013-30964,0,0,09000064814deaec SEC-2013-2233-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,,2013-12-27T14:15:16Z,2013-30931,0,0,09000064814de3ce SEC-2013-2237-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: National Securities Clearing Corp.,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:17:16Z,2013-30934,0,0,09000064814de950 SEC-2013-2244-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:18:46Z,2013-30967,0,0,09000064814deb50 SEC-2013-2245-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:18:57Z,2013-30966,0,0,09000064814debb0 SEC-2013-2234-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:16:50Z,2013-30968,0,0,09000064814de4b4 SEC-2013-2231-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:15:05Z,2013-30939,0,0,09000064814de382 SEC-2013-2232-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,2014-01-18T04:59:59Z,2013-12-27T14:15:11Z,2013-30933,0,0,09000064814de386 SEC-2013-2230-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-27T05:00:00Z,2013,12,2013-12-27T05:00:00Z,,2013-12-27T14:15:03Z,2013-30938,0,0,09000064814de380 SEC-2013-2218-0001,SEC,,"Exemption Orders: Financial Industry Regulatory Authority, Inc.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,,2013-12-26T14:27:01Z,2013-30764,0,0,09000064814dca88 SEC-2013-2221-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: OneChicago, LLC",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:27:26Z,2013-30766,0,0,09000064814dcb1f SEC-2013-2228-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Y-Exchange, Inc.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:28:13Z,2013-30759,0,0,09000064814dcc2a SEC-2013-2217-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:26:55Z,2013-30760,0,0,09000064814dca84 SEC-2013-2222-0001,SEC,,"Applications: Forethought Variable Insurance Trust, et al.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,,2013-12-26T14:27:34Z,2013-30771,0,0,09000064814dcb62 SEC-2013-2224-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Stock Exchange, Inc.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:27:43Z,2013-30758,0,0,09000064814dcba9 SEC-2013-2227-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board,Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,,2013-12-26T14:28:11Z,2013-30765,0,0,09000064814dcc29 SEC-2013-2220-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC,Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:27:22Z,2013-30769,0,0,09000064814dcb1d SEC-2013-2223-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:27:39Z,2013-30770,0,0,09000064814dcba5 SEC-2013-2219-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:27:16Z,2013-30768,0,0,09000064814dcae6 SEC-2013-2225-0001,SEC,,Exemption Orders: Certain Business Development Companies,Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,,2013-12-26T14:27:51Z,2013-30763,0,0,09000064814dcbda SEC-2013-2226-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:27:59Z,2013-30767,0,0,09000064814dcbe0 SEC-2013-2215-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:26:21Z,2013-30761,0,0,09000064814dc9f0 SEC-2013-2216-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC",Notice,,2013-12-26T05:00:00Z,2013,12,2013-12-26T05:00:00Z,2014-01-17T04:59:59Z,2013-12-26T14:26:53Z,2013-30762,0,0,09000064814dca83 SEC-2013-2211-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-01-15T04:59:59Z,2013-12-24T14:26:44Z,2013-30594,0,0,09000064814d53b5 SEC-2013-2205-0001,SEC,,Suspension of Trading Orders: CompuSonics Video Corp.,Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,,2013-12-24T14:24:25Z,2013-30796,0,0,09000064814d527e SEC-2013-2214-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Depository Trust Co.,Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-01-15T04:59:59Z,2013-12-24T14:28:54Z,2013-30595,0,0,09000064814d5548 SEC-2013-2213-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-01-15T04:59:59Z,2013-12-24T14:27:30Z,2013-30592,0,0,09000064814d547a SEC-2013-2207-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,,2013-12-24T14:26:22Z,2013-30631,0,0,09000064814d531e SEC-2013-2209-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-01-15T04:59:59Z,2013-12-24T14:26:30Z,2013-30593,0,0,09000064814d5369 SEC-2013-2206-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,,2013-12-24T14:26:11Z,2013-30591,0,0,09000064814d52d4 SEC-2013-2210-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-01-15T04:59:59Z,2013-12-24T14:26:39Z,2013-30590,0,0,09000064814d536e SEC-2013-2208-0001,SEC,,Proposed Interagency Policy Statement: Joint Standards for Assessing the Diversity Policies and Practices of Regulated Entities,Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-02-08T04:59:59Z,2013-12-24T14:26:25Z,2013-30629,0,0,09000064814d5320 SEC-2013-2212-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange, LLC",Notice,,2013-12-24T05:00:00Z,2013,12,2013-12-24T05:00:00Z,2014-01-15T04:59:59Z,2013-12-24T14:27:12Z,2013-30589,0,0,09000064814d5401 SEC-2013-2202-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:22Z,2013-30440,0,0,09000064814d303c SEC-2013-2189-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:25Z,2013-30445,0,0,09000064814d2e6a SEC-2013-2203-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:25Z,2013-30441,0,0,09000064814d3085 SEC-2013-2197-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:26Z,2013-30439,0,0,09000064814d2fdb SEC-2013-2194-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Fixed Income Clearing Corp.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,,2013-12-23T14:03:23Z,2013-30442,0,0,09000064814d2f47 SEC-2013-2199-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:22Z,2013-30444,0,0,09000064814d3033 SEC-2013-2191-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:25Z,2013-30454,0,0,09000064814d2eb5 SEC-2013-2187-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange Inc.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:21Z,2013-30450,0,0,09000064814d2e1f SEC-2013-2196-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:24Z,2013-30447,0,0,09000064814d2fd8 SEC-2013-2188-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX BX, Inc.",Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:24Z,2013-30453,0,0,09000064814d2e69 SEC-2013-2190-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:26Z,2013-30451,0,0,09000064814d2e70 SEC-2013-2193-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:25Z,2013-30446,0,0,09000064814d2f06 SEC-2013-2198-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:23Z,2013-30443,0,0,09000064814d2fe1 SEC-2013-2200-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: The NASDAQ Stock Market LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:26Z,2013-30448,0,0,09000064814d3037 SEC-2013-2204-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Mercantile Exchange Inc.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:23Z,2013-30438,0,0,09000064814d3088 SEC-2013-2201-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange Inc.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:23Z,2013-30449,0,0,09000064814d3039 SEC-2013-2195-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: C2 Options Exchange Inc.,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:22Z,2013-30499,0,0,09000064814d2fa8 SEC-2013-2192-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2013-12-23T05:00:00Z,2013,12,2013-12-23T05:00:00Z,2014-01-14T04:59:59Z,2013-12-23T14:03:24Z,2013-30452,0,0,09000064814d2eb8 SEC-2013-2181-0001,SEC,,"Suspension of Trading Orders: The Enlightened Gourmet, Inc., Eternal Image,Inc., NMT Medical, Inc., and Wits Basin Precious Minerals, Inc.",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,,2013-12-20T14:08:21Z,2013-30474,0,0,09000064814ce275 SEC-2013-2183-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:08:39Z,2013-30264,0,0,09000064814ce2c2 SEC-2013-2174-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc.",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:05:18Z,2013-30267,0,0,09000064814ce10f SEC-2013-2186-0001,SEC,,Applications: Catalyst Capital Advisors LLC and Mutual Fund Series Trust,Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,,2013-12-20T14:09:40Z,2013-30272,0,0,09000064814ce3eb SEC-2013-2176-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:07:47Z,2013-30265,0,0,09000064814ce1e5 SEC-2013-2185-0001,SEC,,"Suspension of Trading Orders: Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,,2013-12-20T14:09:39Z,2013-30473,0,0,09000064814ce39a SEC-2013-2182-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NYSE MKT LLC,Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:08:31Z,2013-30270,0,0,09000064814ce2bc SEC-2013-2184-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: Options Clearing Corp.,Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:08:43Z,2013-30268,0,0,09000064814ce2c4 SEC-2013-2175-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: BOX Options Exchange LLC,Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:06:36Z,2013-30269,0,0,09000064814ce18f SEC-2013-2178-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,,2013-12-20T14:08:09Z,2013-30274,0,0,09000064814ce22b SEC-2013-2179-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC,Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:08:12Z,2013-30271,0,0,09000064814ce26f SEC-2013-2177-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,2014-01-11T04:59:59Z,2013-12-20T14:07:49Z,2013-30266,0,0,09000064814ce1e6 SEC-2013-2180-0001,SEC,,"Agency Information Collection Activities; Proposals, Submissions, and Approvals",Notice,,2013-12-20T05:00:00Z,2013,12,2013-12-20T05:00:00Z,,2013-12-20T14:08:19Z,2013-30273,0,0,09000064814ce274 SEC-2013-2172-0001,SEC,,Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ OMX PHLX LLC,Notice,,2013-12-19T05:00:00Z,2013,12,2013-12-19T05:00:00Z,2014-01-10T04:59:59Z,2013-12-19T15:06:16Z,2013-30181,0,0,09000064814cb07f SEC-2013-2170-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC",Notice,,2013-12-19T05:00:00Z,2013,12,2013-12-19T05:00:00Z,2014-01-10T04:59:59Z,2013-12-19T14:58:59Z,2013-30178,0,0,09000064814cb003 SEC-2013-2173-0001,SEC,,"Applications: Wells Fargo Funds Trust, et al.",Notice,,2013-12-19T05:00:00Z,2013,12,2013-12-19T05:00:00Z,,2013-12-19T15:08:17Z,2013-30182,0,0,09000064814cb539 SEC-2013-2169-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.",Notice,,2013-12-19T05:00:00Z,2013,12,2013-12-19T05:00:00Z,2014-01-10T04:59:59Z,2013-12-19T14:56:23Z,2013-30179,0,0,09000064814caf41 SEC-2013-2171-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Topaz Exchange, LLC",Notice,,2013-12-19T05:00:00Z,2013,12,2013-12-19T05:00:00Z,2014-01-10T04:59:59Z,2013-12-19T14:59:01Z,2013-30180,0,0,09000064814cb004 SEC-2013-2156-0001,SEC,,"Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc.",Notice,,2013-12-18T05:00:00Z,2013,12,2013-12-18T05:00:00Z,2014-01-09T04:59:59Z,2013-12-19T14:11:57Z,2013-30047,0,0,09000064814c8a3d