id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id EBSA-2016-0027-0001,EBSA,EBSA-2016-0027,"Interpretive Bulletin Relating to Exercise of Shareholder Rights and Written Statements of Investment Policy, Including Proxy Voting Policies or Guidelines",Rule,,2016-12-29T05:00:00Z,2016,12,2016-12-29T05:00:00Z,,2016-12-30T13:30:52Z,2016-31515,0,0,090000648243d356 EBSA-2016-0016-0005,EBSA,EBSA-2016-0016,Notice of Temporary Exemption involving UBS,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T17:30:26Z,,0,0,0900006482431816 EBSA-2016-0019-0006,EBSA,EBSA-2016-0019,Notice of Temporary Exemption involving JPMorgan Chase,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T17:42:30Z,,0,0,0900006482431819 EBSA-2016-0017-0004,EBSA,EBSA-2016-0017,Notice of Temporary Exemption involving Deutsche Bank,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T17:33:41Z,,0,0,0900006482431817 EBSA-2016-0018-0003,EBSA,EBSA-2016-0018,Notice of Temporary Exemption involving Citigroup,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T17:39:19Z,,0,0,0900006482431818 EBSA-2016-0020-0006,EBSA,EBSA-2016-0020,Notice of Temporary Exemption involving Barclays,Notice,,2016-12-22T05:00:00Z,2016,12,2016-12-22T05:00:00Z,,2016-12-22T17:47:55Z,,0,0,090000648243181b EBSA-2015-0018-0071,EBSA,EBSA-2015-0018,Savings Arrangements Established by Qualified State Political Subdivisions for Non-Governmental Employees,Rule,,2016-12-20T05:00:00Z,2016,12,2016-12-20T05:00:00Z,,2016-12-23T14:11:48Z,2016-30069,0,0,09000064824296e9 EBSA-2015-0017-0290,EBSA,EBSA-2015-0017,Claims Procedure for Plans Providing Disability Benefits,Rule,,2016-12-19T05:00:00Z,2016,12,2016-12-19T05:00:00Z,,2016-12-23T14:00:05Z,2016-30070,0,0,09000064824232cd EBSA-2016-0021-0001,EBSA,EBSA-2016-0021,Notice of Proposed Exemption involving JPMorgan Chase,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2017-01-21T04:59:59Z,2017-04-01T01:00:29Z,,0,0,09000064823ab145 EBSA-2016-0017-0001,EBSA,EBSA-2016-0017,Notice of Proposed Temporary Exemption involving Deutsche Bank,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2016-11-27T04:59:59Z,2017-01-10T02:03:01Z,,0,0,09000064823aaf27 EBSA-2016-0020-0001,EBSA,EBSA-2016-0020,Notice of Proposed Temporary Exemption involving Barclays,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2016-11-27T04:59:59Z,2016-12-17T21:21:45Z,,0,0,09000064823ab142 EBSA-2016-0024-0001,EBSA,EBSA-2016-0024,Notice of Proposed Exemption involving Citigroup,Other,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2017-03-02T04:59:59Z,2017-04-01T01:01:19Z,,0,0,09000064823ab626 EBSA-2016-0018-0001,EBSA,EBSA-2016-0018,Notice of Proposed Temporary Exemption involving Citigroup,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2016-11-27T04:59:59Z,2016-11-29T02:00:59Z,,0,0,09000064823ab13c EBSA-2016-0019-0001,EBSA,EBSA-2016-0019,Notice of Proposed Temporary Exemption involving JPMorgan Chase,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2016-11-29T04:59:59Z,2017-01-10T02:00:52Z,,0,0,09000064823ab13d EBSA-2016-0022-0001,EBSA,EBSA-2016-0022,Notice of Proposed Exemption involving UBS,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2017-01-06T04:59:59Z,2017-04-18T01:01:06Z,,0,0,09000064823ab53b EBSA-2016-0023-0001,EBSA,EBSA-2016-0023,Notice of Proposed Exemption involving Deutsche Bank,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2017-01-18T04:59:59Z,2017-04-01T01:01:52Z,,0,0,09000064823ab53c EBSA-2016-0025-0001,EBSA,EBSA-2016-0025,Notice of Proposed Exemption involving Barclays,Notice,,2016-11-21T05:00:00Z,2016,11,2016-11-21T05:00:00Z,2017-01-06T04:59:59Z,2017-04-01T01:00:23Z,,0,0,09000064823ab989 EBSA-2016-0016-0001,EBSA,EBSA-2016-0016,Notice of Proposed Temporary Exemption involving UBS,Notice,,2016-11-18T05:00:00Z,2016,11,2016-11-18T05:00:00Z,2016-11-23T04:59:59Z,2016-12-15T02:00:50Z,,0,0,09000064823a1313 EBSA-2016-0009-0002,EBSA,EBSA-2016-0009,"Excepted Benefits; Lifetime and Annual Limits; and Short-Term, Limited-Duration Insurance",Rule,,2016-10-31T04:00:00Z,2016,10,2016-10-31T04:00:00Z,,2018-06-19T19:53:12Z,2016-26162,0,0,090000648235dfb0 EBSA-2016-0014-0004,EBSA,EBSA-2016-0014,Notice of Temporary Exemption involving Northern Trust Corporation,Notice,,2016-10-28T04:00:00Z,2016,10,2016-10-28T04:00:00Z,,2016-10-28T20:27:07Z,,0,0,090000648235c18b EBSA-2016-0015-0004,EBSA,EBSA-2016-0015,Notice of Extension of PTE 2015–15,Notice,,2016-10-28T04:00:00Z,2016,10,2016-10-28T04:00:00Z,,2016-10-28T20:31:28Z,,0,0,090000648235c18d EBSA-2016-0013-0004,EBSA,EBSA-2016-0013,Notice of Temporary Exemption involving Royal Bank of Canada,Notice,,2016-10-28T04:00:00Z,2016,10,2016-10-28T04:00:00Z,,2016-10-28T20:21:11Z,,0,0,090000648235c18a EBSA-2016-0001-0002,EBSA,EBSA-2016-0001,"Notice of Exemption involving the Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan",Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T19:36:35Z,,0,0,0900006482318d29 EBSA-2016-0004-0012,EBSA,EBSA-2016-0004,Notice of Exemption involving Baxter International Inc.,Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T20:03:14Z,,0,0,0900006482319538 EBSA-2016-0008-0006,EBSA,EBSA-2016-0008,"Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11871, D-11872]",Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T20:18:37Z,,0,0,090000648231955d EBSA-2016-0002-0004,EBSA,EBSA-2016-0002,"Notice of Exemption involving Plumbers’ Pension Fund, Local 130, U.A.",Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T19:38:19Z,,0,0,0900006482318092 EBSA-2016-0003-0002,EBSA,EBSA-2016-0003,Notice of Exemption involving Liberty Media 401(k) Savings Plan,Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T19:53:33Z,,0,0,09000064823180dc EBSA-2016-0007-0004,EBSA,EBSA-2016-0007,"Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11851, D-11852]",Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T20:14:48Z,,0,0,090000648231955a EBSA-2016-0006-0004,EBSA,EBSA-2016-0006,"Notice of Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11846, D-11847]",Notice,,2016-10-19T04:00:00Z,2016,10,2016-10-19T04:00:00Z,,2016-10-19T20:09:27Z,,0,0,0900006482319558 EBSA-2016-0013-0001,EBSA,EBSA-2016-0013,Notice of Proposed Temporary Exemption involving Royal Bank of Canada,Notice,,2016-10-13T04:00:00Z,2016,10,2016-10-13T04:00:00Z,2016-10-20T03:59:59Z,2016-10-21T01:02:01Z,,0,0,09000064822f4875 EBSA-2016-0014-0001,EBSA,EBSA-2016-0014,Notice of Proposed Temporary Exemption involving Northern Trust Corporation,Notice,,2016-10-13T04:00:00Z,2016,10,2016-10-13T04:00:00Z,2016-10-20T03:59:59Z,2016-10-22T01:01:37Z,,0,0,09000064822f48e6 EBSA-2016-0015-0001,EBSA,EBSA-2016-0015,Notice of Proposed Extension of PTE 2015–15,Notice,,2016-10-13T04:00:00Z,2016,10,2016-10-13T04:00:00Z,2016-10-20T03:59:59Z,2016-10-21T01:00:55Z,,0,0,09000064822f48ed EBSA-2016-0010-0003,EBSA,EBSA-2016-0010,Annual Information Return/Reports,Proposed Rule,,2016-09-23T04:00:00Z,2016,9,2016-09-23T04:00:00Z,2016-12-06T04:59:59Z,2016-12-17T21:19:35Z,2016-22989,0,0,090000648225ad99 EBSA-2016-0012-0001,EBSA,EBSA-2016-0012,Savings Arrangements Established by State Political Subdivisions for Non-Governmental Employees,Proposed Rule,,2016-08-30T04:00:00Z,2016,8,2016-08-30T04:00:00Z,2016-09-30T03:59:59Z,2016-10-03T13:00:48Z,2016-20638,0,0,09000064821ae1de EBSA-2015-0018-0070,EBSA,EBSA-2015-0018,Savings Arrangements Established by States for Non-Governmental Employees,Rule,,2016-08-30T04:00:00Z,2016,8,2016-08-30T04:00:00Z,,2016-08-30T17:30:14Z,2016-20639,0,0,09000064821ae2cf EBSA-2016-0011-0001,EBSA,EBSA-2016-0011,Requests for Information: Coverage for Contraceptive Services,Proposed Rule,,2016-07-22T04:00:00Z,2016,7,,,2016-07-22T17:26:01Z,2016-17242,0,0,09000064820ecfa9 EBSA-2016-0010-0001,EBSA,EBSA-2016-0010,Annual Reporting and Disclosure,Proposed Rule,,2016-07-21T04:00:00Z,2016,7,2016-07-21T04:00:00Z,2016-12-06T04:59:59Z,2016-12-13T02:01:18Z,2016-14892,0,0,09000064820db3a5 EBSA-2016-0010-0002,EBSA,EBSA-2016-0010,Annual Reporting and Disclosure,Proposed Rule,,2016-07-21T04:00:00Z,2016,7,2016-07-21T04:00:00Z,2016-10-05T03:59:59Z,2016-11-05T20:49:39Z,2016-14893,0,0,09000064820dbb1a EBSA-2014-0016-4037,EBSA,EBSA-2014-0016,Prohibited Transaction Exemptions: Best Interest Contract Exemption; Correction,Rule,,2016-07-11T04:00:00Z,2016,7,2016-07-11T04:00:00Z,,2016-07-15T20:54:22Z,2016-16355,0,0,090000648209bdc0 EBSA-2014-0016-4038,EBSA,EBSA-2014-0016,Prohibited Transaction Exemptions: Class Exemption for Principal Transactionsin Certain Assets between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs; Correction,Rule,,2016-07-11T04:00:00Z,2016,7,2016-07-11T04:00:00Z,,2016-07-15T20:57:55Z,2016-16354,0,0,090000648209bdfc EBSA-2017-0001-0001,EBSA,EBSA-2017-0001,Federal Civil Penalties Inflation Adjustment Act Catch-Up Adjustments,Rule,,2016-07-01T04:00:00Z,2016,7,,,2017-02-06T14:14:25Z,2016-15378,0,0,09000064820804e3 EBSA-2016-0009-0001,EBSA,EBSA-2016-0009,"Expatriate Health Plans, Expatriate Health Plan Issuers, and Qualified Expatriates; Excepted Benefits; Lifetime and Annual Limits; and Short-Term, Limited-Duration Insurance (Submit comments to docket IRS-2016-0021)",Proposed Rule,,2016-06-10T04:00:00Z,2016,6,,,2016-06-10T18:51:27Z,2016-13583,0,0,090000648202c129 EBSA-2016-0006-0001,EBSA,EBSA-2016-0006,"Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11846, D-11847]",Notice,,2016-05-12T04:00:00Z,2016,5,2016-05-12T04:00:00Z,2016-07-06T03:59:59Z,2016-07-07T13:01:30Z,,0,0,0900006481fc850e EBSA-2016-0007-0001,EBSA,EBSA-2016-0007,"Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11851, D-11852]",Notice,,2016-05-12T04:00:00Z,2016,5,2016-05-12T04:00:00Z,2016-07-06T03:59:59Z,2016-07-07T13:02:13Z,,0,0,0900006481fc884a EBSA-2016-0005-0001,EBSA,EBSA-2016-0005,Notice of Proposed Exemption involving ABARTA Inc. Pension Plan,Notice,,2016-05-12T04:00:00Z,2016,5,2016-05-12T04:00:00Z,2016-06-27T03:59:59Z,2016-07-07T13:01:41Z,,0,0,0900006481fc84c4 EBSA-2016-0008-0001,EBSA,EBSA-2016-0008,"Notice of Proposed Exemption involving Sears Holdings 401(k) Saving Plan and Sears Holdings Puerto Rico Savings Plan [D-11871, D-11872]",Notice,,2016-05-12T04:00:00Z,2016,5,2016-05-12T04:00:00Z,2016-07-06T03:59:59Z,2016-07-21T01:01:13Z,,0,0,0900006481fc8b68 EBSA-2016-0002-0001,EBSA,EBSA-2016-0002,"Notice of Proposed Exemption involving Plumbers’ Pension Fund, Local 130, U.A.",Notice,,2016-04-28T04:00:00Z,2016,4,2016-04-28T04:00:00Z,2016-06-13T03:59:59Z,2016-05-23T19:00:26Z,,0,0,0900006481f95551 EBSA-2016-0003-0001,EBSA,EBSA-2016-0003,Notice of Proposed Exemption involving Liberty Media 401(k) Savings Plan,Notice,,2016-04-28T04:00:00Z,2016,4,2016-04-28T04:00:00Z,2016-06-05T03:59:59Z,2016-04-28T14:41:34Z,,0,0,0900006481f95556 EBSA-2016-0001-0001,EBSA,EBSA-2016-0001,"Notice of Proposed Exemption involving the Michael T. Sewell, M.D., P.S.C. Profit Sharing Plan",Notice,,2016-04-28T04:00:00Z,2016,4,2016-04-28T04:00:00Z,2016-05-29T03:59:59Z,2016-04-28T14:12:16Z,,0,0,0900006481f9554e EBSA-2016-0004-0001,EBSA,EBSA-2016-0004,Notice of Proposed Exemption involving Baxter International Inc.,Notice,,2016-04-28T04:00:00Z,2016,4,2016-04-28T04:00:00Z,2016-06-03T03:59:59Z,2016-07-30T01:01:31Z,,0,0,0900006481f956fe EBSA-2014-0016-4036,EBSA,EBSA-2014-0016,"Amendment to and Partial Revocation of Prohibited Transaction Exemption 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, and Investment Company Principal Underwriters",Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T19:51:15Z,2016-07928,0,0,0900006481f57015 EBSA-2014-0016-4031,EBSA,EBSA-2014-0016,Class Exemption for Principal Transactions in Certain Assets between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs,Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T19:38:24Z,2016-07926,0,0,0900006481f56f2c EBSA-2014-0016-4032,EBSA,EBSA-2014-0016,"Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1",Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T19:41:11Z,2016-07930,0,0,0900006481f56e4f EBSA-2014-0016-4033,EBSA,EBSA-2014-0016,Best Interest Contract Exemption,Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T19:42:58Z,2016-07925,0,0,0900006481f56f70 EBSA-2014-0016-4035,EBSA,EBSA-2014-0016,"Amendment to Prohibited Transaction Exemption 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks",Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T19:47:26Z,2016-07927,0,0,0900006481f56f28 EBSA-2010-0050-3490,EBSA,EBSA-2010-0050,Definition of the Term Fiduciary; Conflict of Interest Rule -- Retirement Investment Advice,Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T18:27:26Z,2016-07924,0,0,0900006481f56f72 EBSA-2014-0016-4034,EBSA,EBSA-2014-0016,"Amendments to and Partial Revocation of Prohibited Transaction Exemption 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-Dealers; Amendment to and Partial Revocation of PTE 75-1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefits Plans and Certain Broker-Dealers, Reporting Dealers and Banks",Rule,,2016-04-08T04:00:00Z,2016,4,2016-04-08T04:00:00Z,,2016-04-11T19:45:06Z,2016-07929,0,0,0900006481f56e01