id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id CFTC-2020-0129-0001,CFTC,,Swap Execution Facility Requirements,Rule,,2020-12-18T05:00:00Z,2020,12,2020-12-18T05:00:00Z,,2020-12-18T13:13:46Z,2020-26555,0,0,09000064849a751e CFTC-2020-0128-0001,CFTC,,Exemption from Registration for Certain Foreign Intermediaries,Rule,,2020-12-07T05:00:00Z,2020,12,2020-12-07T05:00:00Z,,2020-12-07T12:57:00Z,2020-23810,0,0,0900006484989eb2 CFTC-2020-0124-0001,CFTC,,Swap Clearing Requirement Exemptions,Rule,,2020-11-30T05:00:00Z,2020,11,2020-11-30T05:00:00Z,,2020-11-30T12:53:47Z,2020-25394,0,0,090000648497c3df CFTC-2020-0118-0001,CFTC,,Swap Data Recordkeeping and Reporting Requirements,Rule,,2020-11-25T05:00:00Z,2020,11,2020-11-25T05:00:00Z,,2020-11-25T12:53:20Z,2020-21569,0,0,0900006484975d1f CFTC-2020-0117-0001,CFTC,,Real-Time Public Reporting Requirements,Rule,,2020-11-25T05:00:00Z,2020,11,2020-11-25T05:00:00Z,,2020-11-25T12:52:24Z,2020-21568,0,0,0900006484975891 CFTC-2020-0119-0001,CFTC,,Certain Swap Data Repository and Data Reporting Requirements,Rule,,2020-11-25T05:00:00Z,2020,11,2020-11-25T05:00:00Z,,2020-11-25T12:56:06Z,2020-21570,0,0,0900006484975e08 CFTC-2020-0113-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:49:58Z,2020-24662,0,0,0900006484973228 CFTC-2020-0116-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:51:14Z,2020-24661,0,0,090000648497338a CFTC-2020-0110-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:42:50Z,2020-24660,0,0,09000064849729b5 CFTC-2020-0112-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:46:07Z,2020-24659,0,0,0900006484972c8c CFTC-2020-0114-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:50:20Z,2020-24658,0,0,0900006484973275 CFTC-2020-0111-0001,CFTC,,Customer Margin Rules Relating to Security Futures,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:46:00Z,2020-24353,0,0,0900006484972c89 CFTC-2020-0109-0001,CFTC,,Compliance Requirements for Commodity Pool Operators,Rule,,2020-11-10T05:00:00Z,2020,11,2020-11-10T05:00:00Z,,2020-11-10T12:53:45Z,2020-22874,0,0,0900006484956954 CFTC-2020-0108-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-11-09T05:00:00Z,2020,11,2020-11-09T05:00:00Z,,2020-11-09T13:02:09Z,2020-23473,0,0,0900006484953802 CFTC-2020-0106-0001,CFTC,,Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction,Rule,,2020-11-03T05:00:00Z,2020,11,2020-11-03T05:00:00Z,,2020-11-03T12:54:22Z,2020-23167,0,0,0900006484948452 CFTC-2020-0097-0001,CFTC,,Registration with Alternative Compliance for Non-United States Derivatives Clearing Organizations,Rule,,2020-10-21T04:00:00Z,2020,10,2020-10-21T04:00:00Z,,2020-10-21T11:53:57Z,2020-21306,0,0,090000648491f589 CFTC-2020-0088-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction",Rule,,2020-09-25T04:00:00Z,2020,9,2020-09-25T04:00:00Z,,2020-09-25T11:52:54Z,2020-21100,0,0,090000648487904b CFTC-2020-0078-0001,CFTC,,Capital Requirements of Swap Dealers and Major Swap Participants,Rule,,2020-09-15T04:00:00Z,2020,9,2020-09-15T04:00:00Z,,2020-09-15T11:45:06Z,2020-16492,0,0,09000064848590eb CFTC-2020-0077-0001,CFTC,,Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants,Rule,,2020-09-14T04:00:00Z,2020,9,2020-09-14T04:00:00Z,,2020-09-14T11:51:50Z,2020-16489,0,0,0900006484856a4a CFTC-2020-0068-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds",Rule,,2020-07-31T04:00:00Z,2020,7,2020-07-31T04:00:00Z,,2020-07-31T11:59:54Z,2020-15525,0,0,09000064847c3acd CFTC-2020-0067-0001,CFTC,,Post-Trade Name Give-Up on Swap Execution Facilities,Rule,,2020-07-24T04:00:00Z,2020,7,2020-07-24T04:00:00Z,,2020-07-24T12:01:15Z,2020-14343,0,0,09000064847a295e CFTC-2020-0066-0001,CFTC,,Exemption From the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures,Rule,,2020-07-22T04:00:00Z,2020,7,2020-07-22T04:00:00Z,,2020-07-22T12:02:39Z,2020-14390,0,0,0900006484792e5a CFTC-2020-0060-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-07-10T04:00:00Z,2020,7,2020-07-10T04:00:00Z,,2020-07-10T12:17:51Z,2020-12033,0,0,090000648473b37b CFTC-2020-0058-0001,CFTC,,Registration and Compliance Requirements: Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions Under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications,Rule,,2020-07-08T04:00:00Z,2020,7,2020-07-08T04:00:00Z,,2020-07-08T11:49:24Z,2020-12607,0,0,0900006484730959 CFTC-2020-0054-0001,CFTC,,Retail Commodity Transactions Involving Certain Digital Assets,Rule,,2020-06-24T04:00:00Z,2020,6,2020-06-24T04:00:00Z,,2020-06-24T11:47:48Z,2020-11827,0,0,090000648470421d CFTC-2020-0048-0001,CFTC,,Derivatives Clearing Organization General Provisions and Core Principles,Rule,,2020-06-12T04:00:00Z,2020,6,2020-06-12T04:00:00Z,,2020-06-12T11:50:43Z,2020-10809,0,0,09000064846e87bb CFTC-2020-0042-0001,CFTC,,Privacy of Consumer Financial Information,Rule,,2020-05-18T04:00:00Z,2020,5,2020-05-18T04:00:00Z,,2020-05-18T11:58:15Z,2020-08552,0,0,0900006484630906 CFTC-2020-0039-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-05-11T04:00:00Z,2020,5,2020-05-11T04:00:00Z,,2020-05-11T11:45:32Z,2020-08601,0,0,09000064845b5411 CFTC-2020-0023-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-04-09T04:00:00Z,2020,4,2020-04-09T04:00:00Z,,2020-04-09T11:47:49Z,2020-06625,0,0,09000064844956fd CFTC-2020-0020-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-03-18T04:00:00Z,2020,3,2020-03-18T04:00:00Z,,2020-03-18T12:52:55Z,2020-05097,0,0,0900006484450a73 CFTC-2020-0003-0001,CFTC,,Derivatives Clearing Organization General Provisions and Core Principles,Rule,,2020-01-27T05:00:00Z,2020,1,2020-01-27T05:00:00Z,,2020-01-27T12:48:59Z,2020-01065,0,0,09000064842f58f2 CFTC-2020-0002-0001,CFTC,,Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2020,Rule,,2020-01-13T05:00:00Z,2020,1,2020-01-13T05:00:00Z,,2020-01-13T15:56:53Z,2020-00313,0,0,0900006484291807