id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
CFTC-2013-0103-0001,CFTC,,Derivatives Clearing Organizations and International Standards,Rule,,2013-12-02T05:00:00Z,2013,12,2013-12-02T05:00:00Z,,2013-12-02T14:04:25Z,2013-27849,0,0,09000064814a200e
CFTC-2013-0099-0001,CFTC,,Ownership and Control Reports: Enhanced Identification of Futures and Swap Market Participants,Rule,,2013-11-18T05:00:00Z,2013,11,2013-11-18T05:00:00Z,,2013-11-18T14:20:15Z,2013-26789,0,0,0900006481486bb6
CFTC-2013-0097-0001,CFTC,,Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations,Rule,,2013-11-14T05:00:00Z,2013,11,2013-11-14T05:00:00Z,,2013-11-14T14:17:22Z,2013-26665,0,0,090000648147d909
CFTC-2013-0094-0001,CFTC,,Protection of Collateral of Counterparties to Uncleared Swaps: Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy,Rule,,2013-11-06T05:00:00Z,2013,11,2013-11-06T05:00:00Z,,2013-11-07T21:28:29Z,2013-26479,0,0,0900006481472628
CFTC-2013-0093-0001,CFTC,,Swap Dealers and Major Swap Participants: Clerical or Ministerial Employees,Rule,,2013-10-28T04:00:00Z,2013,10,2013-10-28T04:00:00Z,,2013-10-28T13:10:08Z,2013-25279,0,0,0900006481463270
CFTC-2013-0078-0001,CFTC,,Retail Commodity Transactions under Commodity Exchange Act,Rule,,2013-08-23T04:00:00Z,2013,8,2013-08-23T04:00:00Z,,2013-08-23T13:30:32Z,2013-20617,0,0,09000064813c0cdf
CFTC-2013-0077-0001,CFTC,,Harmonization of Compliance Obligations for Registered Investment Companies Required to Register as Commodity Pool Operators,Rule,,2013-08-22T04:00:00Z,2013,8,2013-08-22T04:00:00Z,,2013-08-22T13:02:19Z,2013-19894,0,0,09000064813bf0d5
CFTC-2013-0076-0001,CFTC,,Clearing Exemption for Certain Swaps Entered into by Cooperatives,Rule,,2013-08-22T04:00:00Z,2013,8,2013-08-22T04:00:00Z,,2013-08-22T13:02:00Z,2013-19945,0,0,09000064813bf08a
CFTC-2013-0069-0001,CFTC,,Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations,Rule,,2013-08-15T04:00:00Z,2013,8,2013-08-15T04:00:00Z,,2013-08-15T12:41:26Z,2013-19791,0,0,09000064813b3725
CFTC-2013-0068-0001,CFTC,,Core Principles and Other Requirements for Swap Execution Facilities; Correction,Rule,,2013-08-05T04:00:00Z,2013,8,2013-08-05T04:00:00Z,,2013-08-05T12:57:24Z,2013-18773,0,0,090000648138e3fb
CFTC-2013-0067-0001,CFTC,,Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations,Rule,,2013-07-26T04:00:00Z,2013,7,2013-07-26T04:00:00Z,,2013-07-26T13:45:05Z,2013-17958,0,0,090000648137f954
CFTC-2013-0066-0001,CFTC,,Exemptive Order Regarding Compliance with Certain Swap Regulations,Rule,,2013-07-22T04:00:00Z,2013,7,2013-07-22T04:00:00Z,,2013-07-22T13:17:04Z,2013-17467,0,0,0900006481374042
CFTC-2013-0065-0001,CFTC,,Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Correction,Rule,,2013-07-16T04:00:00Z,2013,7,2013-07-16T04:00:00Z,,2013-07-16T13:29:57Z,2013-16938,0,0,090000648136808e
CFTC-2013-0056-0001,CFTC,,Core Principles and Other Requirements for Swap Execution Facilities,Rule,,2013-06-04T04:00:00Z,2013,6,2013-06-04T04:00:00Z,,2013-06-04T13:18:55Z,2013-12242,0,0,090000648130902e
CFTC-2013-0055-0001,CFTC,,"Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade, etc.",Rule,,2013-06-04T04:00:00Z,2013,6,2013-06-04T04:00:00Z,,2013-06-04T13:17:52Z,2013-12250,0,0,0900006481308ed6
CFTC-2013-0054-0001,CFTC,,Core Principles and Other Requirements for Designated Contract Markets; Correction,Rule,,2013-06-03T04:00:00Z,2013,6,2013-06-03T04:00:00Z,,2013-06-03T13:08:27Z,2013-13045,0,0,09000064813072be
CFTC-2013-0053-0001,CFTC,,Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades,Rule,,2013-05-31T04:00:00Z,2013,5,2013-05-31T04:00:00Z,,2013-05-31T13:20:40Z,2013-12133,0,0,0900006481304259
CFTC-2013-0040-0001,CFTC,,Identity Theft Red Flags Rules,Rule,,2013-04-19T04:00:00Z,2013,4,2013-04-19T04:00:00Z,,2013-04-19T12:48:06Z,2013-08830,0,0,090000648129c0ba
CFTC-2013-0039-0001,CFTC,,Reassignment of Commission Staff Responsibilities and Delegations of Authority,Rule,,2013-04-16T04:00:00Z,2013,4,2013-04-16T04:00:00Z,,2013-04-16T13:26:28Z,2013-08353,0,0,0900006481295c4d
CFTC-2013-0037-0001,CFTC,,"Delegations of Authority: Disclosure of Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization",Rule,,2013-04-11T04:00:00Z,2013,4,2013-04-11T04:00:00Z,,2013-04-11T13:45:58Z,2013-08440,0,0,090000648128eee1
CFTC-2013-0036-0001,CFTC,,Clearing Exemption for Swaps Between Certain Affiliated Entities,Rule,,2013-04-11T04:00:00Z,2013,4,2013-04-11T04:00:00Z,,2013-04-11T13:45:58Z,2013-07970,0,0,090000648128ed74
CFTC-2013-0035-0001,CFTC,,"Requirements for Swap Dealers and Major Swap Participants; Correction: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation",Rule,,2013-04-09T04:00:00Z,2013,4,2013-04-09T04:00:00Z,,2013-04-09T12:43:44Z,2013-08197,0,0,0900006481289ea0
CFTC-2013-0034-0001,CFTC,,Adaptation of Regulations to Incorporate Swaps-Records of Transactions; Correction,Rule,,2013-04-09T04:00:00Z,2013,4,2013-04-09T04:00:00Z,,2013-04-09T12:43:47Z,2013-07797,0,0,0900006481289daa
CFTC-2013-0030-0001,CFTC,,Dual and Multiple Associations of Persons Associated with Swap Dealers: Major Swap Participants and Other Commission Registrants,Rule,,2013-04-08T04:00:00Z,2013,4,2013-04-08T04:00:00Z,,2013-04-08T13:17:48Z,2013-07755,0,0,090000648127fff0
CFTC-2013-0021-0001,CFTC,,Proceedings before Commodity Futures Trading Commission,Rule,,2013-02-26T05:00:00Z,2013,2,2013-02-26T05:00:00Z,,2013-02-26T14:40:51Z,2013-04252,0,0,0900006481209fa9
CFTC-2013-0004-0001,CFTC,,Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel,Rule,,2013-01-08T05:00:00Z,2013,1,2013-01-08T05:00:00Z,,2013-01-09T23:30:20Z,2012-31721,0,0,09000064811b08bd
CFTC-2013-0003-0001,CFTC,,Final Exemptive Order Regarding Compliance with Certain Swap Regulations,Rule,,2013-01-07T05:00:00Z,2013,1,2013-01-07T05:00:00Z,,2013-01-09T23:46:46Z,2012-31736,0,0,09000064811ae171
CFTC-2013-0001-0001,CFTC,,Business Conduct and Documentation Requirements: Swap Dealers and Major Swap Participants; Extension of Compliance Date,Rule,,2013-01-02T05:00:00Z,2013,1,2013-01-02T05:00:00Z,2013-02-02T04:59:59Z,2013-01-02T14:06:56Z,2012-30885,0,0,09000064811a1dbb