id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
CFTC-2026-0034-0001,CFTC,,Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction,Rule,,2026-01-28T05:00:00Z,2026,1,2026-01-28T05:00:00Z,,2026-01-28T17:30:59Z,2026-01712,0,0,09000064b9186d6c
CFTC-2025-1038-0001,CFTC,,Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants,Rule,,2025-12-30T05:00:00Z,2025,12,2025-12-30T05:00:00Z,,2025-12-30T18:49:21Z,2025-23953,0,0,09000064b910c3e9
CFTC-2025-0939-0001,CFTC,,Withdrawal of Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets,Rule,,2025-12-16T05:00:00Z,2025,12,2025-12-16T05:00:00Z,,2025-12-16T17:20:39Z,2025-22872,0,0,09000064b90da746
CFTC-2025-0908-0001,CFTC,,Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations,Rule,,2025-12-15T05:00:00Z,2025,12,2025-12-15T05:00:00Z,,2025-12-15T17:24:35Z,2025-22807,0,0,09000064b90d3421
CFTC-2025-0741-0001,CFTC,,Rules of Practice and Rules Relating to Investigations,Rule,,2025-12-03T05:00:00Z,2025,12,2025-12-03T05:00:00Z,,2025-12-03T18:22:13Z,2025-21888,0,0,09000064b90abe1b
CFTC-2025-0675-0001,CFTC,,"Order: Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations",Rule,,2025-10-02T04:00:00Z,2025,10,2025-10-02T04:00:00Z,,2025-10-02T23:46:05Z,2025-19319,0,0,09000064b8ff0599
CFTC-2025-0577-0001,CFTC,,Reporting Requirements for All Filers and Large Hedge Fund Advisers,Rule,,2025-09-19T04:00:00Z,2025,9,2025-09-19T04:00:00Z,,2025-09-19T16:33:37Z,2025-18228,0,0,09000064b8fba3fb
CFTC-2025-0477-0001,CFTC,,Commission Guidance; Withdrawal,Rule,,2025-09-15T04:00:00Z,2025,9,2025-09-15T04:00:00Z,,2025-09-15T16:34:31Z,2025-17793,0,0,09000064b8f890c5
CFTC-2025-0048-0001,CFTC,,Reporting Requirements for All Filers and Large Hedge Fund Advisers,Rule,,2025-06-16T04:00:00Z,2025,6,2025-06-16T04:00:00Z,,2025-06-16T16:22:18Z,2025-11057,0,0,09000064b8e1204e
CFTC-2025-0014-0001,CFTC,,Reporting Requirements for All Filers and Large Hedge Fund Advisers,Rule,,2025-04-11T04:00:00Z,2025,4,2025-04-11T04:00:00Z,,2025-04-11T12:07:47Z,2025-05267,0,0,0900006486a87ed2
CFTC-2025-0009-0001,CFTC,,Reporting Requirements for All Filers and Large Hedge Fund Advisers,Rule,,2025-02-05T05:00:00Z,2025,2,2025-02-05T05:00:00Z,,2025-02-05T12:23:23Z,2025-02138,0,0,0900006486933727
CFTC-2025-0005-0001,CFTC,,Civil Monetary Penalty Inflation Adjustment,Rule,,2025-01-24T05:00:00Z,2025,1,2025-01-24T05:00:00Z,,2025-01-24T12:34:57Z,2025-01724,0,0,09000064868f4fe6
CFTC-2025-0003-0001,CFTC,,Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations,Rule,,2025-01-22T05:00:00Z,2025,1,2025-01-22T05:00:00Z,,2025-01-22T12:55:25Z,2024-30927,0,0,09000064868edfcb
CFTC-2025-0004-0001,CFTC,,Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants,Rule,,2025-01-22T05:00:00Z,2025,1,2025-01-22T05:00:00Z,,2025-01-22T12:55:47Z,2024-31177,0,0,09000064868ee06c
CFTC-2024-0087-0001,CFTC,,Provisions Common to Registered Entities; Correction,Rule,,2024-12-06T05:00:00Z,2024,12,2024-12-06T05:00:00Z,,2024-12-06T13:37:06Z,2024-28742,0,0,090000648684ba0a
CFTC-2024-0083-0001,CFTC,,Provisions Common to Registered Entities,Rule,,2024-11-07T05:00:00Z,2024,11,2024-11-07T05:00:00Z,,2024-11-07T12:44:57Z,2024-24388,0,0,09000064868035ca
CFTC-2024-0076-0001,CFTC,,Guidance: Listing of Voluntary Carbon Credit Derivative Contracts,Rule,,2024-10-15T04:00:00Z,2024,10,2024-10-15T04:00:00Z,,2024-10-15T12:10:08Z,2024-23105,0,0,09000064867ce631
CFTC-2024-0073-0001,CFTC,,"Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Qualified Eligible Person Definition, Minimum Disclosure Requirements for Pools and Trading Programs, Permitting Monthly Account Statements for Funds of Funds",Rule,,2024-09-26T04:00:00Z,2024,9,2024-09-26T04:00:00Z,,2024-09-26T12:28:09Z,2024-21682,0,0,090000648678e4bc
CFTC-2024-0066-0001,CFTC,,"Provisions to Incorporate Changes in the Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text",Rule,,2024-09-04T04:00:00Z,2024,9,2024-09-04T04:00:00Z,,2024-09-04T12:17:21Z,2024-18445,0,0,09000064866bf9e9
CFTC-2024-0060-0001,CFTC,,Foreign Boards of Trade,Rule,,2024-08-15T04:00:00Z,2024,8,2024-08-15T04:00:00Z,,2024-08-15T12:12:07Z,2024-17828,0,0,0900006486649cfc
CFTC-2024-0054-0001,CFTC,,Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico,Rule,,2024-07-18T04:00:00Z,2024,7,2024-07-18T04:00:00Z,,2024-07-18T12:11:56Z,2024-15093,0,0,09000064865f81e0
CFTC-2024-0052-0001,CFTC,,Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union,Rule,,2024-07-18T04:00:00Z,2024,7,2024-07-18T04:00:00Z,,2024-07-18T12:11:48Z,2024-15095,0,0,09000064865f81db
CFTC-2024-0055-0001,CFTC,,Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting RequirementsApplicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority,Rule,,2024-07-18T04:00:00Z,2024,7,2024-07-18T04:00:00Z,,2024-07-18T12:12:30Z,2024-15094,0,0,09000064865f8285
CFTC-2024-0053-0001,CFTC,,Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan,Rule,,2024-07-18T04:00:00Z,2024,7,2024-07-18T04:00:00Z,,2024-07-18T12:11:53Z,2024-15092,0,0,09000064865f81dd
CFTC-2024-0045-0001,CFTC,,Privacy Act Regulations,Rule,,2024-06-17T04:00:00Z,2024,6,2024-06-17T04:00:00Z,,2024-06-17T12:35:26Z,2024-12685,0,0,09000064865b9de6
CFTC-2024-0039-0001,CFTC,,Large Trader Reporting Requirements,Rule,,2024-06-03T04:00:00Z,2024,6,2024-06-03T04:00:00Z,,2024-06-03T12:34:55Z,2024-11798,0,0,09000064865926f7
CFTC-2024-0038-0001,CFTC,,Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants,Rule,,2024-05-23T04:00:00Z,2024,5,2024-05-23T04:00:00Z,,2024-05-23T11:59:45Z,2024-10342,0,0,090000648657cdd4
CFTC-2024-0034-0001,CFTC,,Swap Confirmation Requirements for Swap Execution Facilities,Rule,,2024-05-01T04:00:00Z,2024,5,2024-05-01T04:00:00Z,,2024-05-01T12:14:32Z,2024-09368,0,0,090000648652cc4c
CFTC-2024-0006-0001,CFTC,,Civil Monetary Penalty Inflation Adjustment,Rule,,2024-01-24T05:00:00Z,2024,1,2024-01-24T05:00:00Z,,2024-01-24T13:30:04Z,2024-01341,0,0,09000064863bdc9b
CFTC-2023-0099-0001,CFTC,,Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations,Rule,,2023-10-30T04:00:00Z,2023,10,2023-10-30T04:00:00Z,,2023-10-30T12:35:25Z,2023-23821,0,0,09000064861844a0
CFTC-2023-0069-0001,CFTC,,Reporting and Information Requirements for Derivatives Clearing Organizations,Rule,,2023-08-08T04:00:00Z,2023,8,2023-08-08T04:00:00Z,,2023-08-08T12:12:08Z,2023-16591,0,0,0900006485dfb75c
CFTC-2023-0061-0001,CFTC,,Governance Requirements for Derivatives Clearing Organizations,Rule,,2023-07-13T04:00:00Z,2023,7,2023-07-13T04:00:00Z,,2023-07-13T12:00:21Z,2023-14361,0,0,0900006485c9d97d
CFTC-2023-0018-0001,CFTC,,Order: Designating the Unique Product Identifier and Product Classification System To Be Used in Recordkeeping and Swap Data Reporting,Rule,,2023-02-24T05:00:00Z,2023,2,2023-02-24T05:00:00Z,,2023-02-24T13:34:28Z,2023-03661,0,0,09000064856fe5c0
CFTC-2023-0011-0001,CFTC,,"Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Corrections",Rule,,2023-02-10T05:00:00Z,2023,2,2023-02-10T05:00:00Z,,2023-02-10T12:49:56Z,2023-01979,0,0,0900006485653f14
CFTC-2023-0002-0001,CFTC,,Civil Monetary Penalty Inflation Adjustment,Rule,,2023-01-11T05:00:00Z,2023,1,2023-01-11T05:00:00Z,,2023-01-11T12:45:40Z,2023-00396,0,0,09000064855dd519
CFTC-2022-0060-0001,CFTC,,Clearing Requirement Determination under the Commodity Exchange Act for Interest Rate Swaps to Account for the Transition from London Interbank Offered Rate and Other Interbank Offered Rates to Alternative Reference Rates,Rule,,2022-08-24T04:00:00Z,2022,8,2022-08-24T04:00:00Z,,2022-08-24T11:42:59Z,2022-17736,0,0,090000648526d2e3
CFTC-2022-0041-0001,CFTC,,Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations; Correction,Rule,,2022-07-12T04:00:00Z,2022,7,2022-07-12T04:00:00Z,,2022-07-12T12:14:29Z,2022-14820,0,0,09000064851bd4d8
CFTC-2022-0030-0001,CFTC,,Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations,Rule,,2022-06-17T04:00:00Z,2022,6,2022-06-17T04:00:00Z,,2022-06-17T12:02:22Z,2022-13141,0,0,0900006485178d8c
CFTC-2022-0001-0001,CFTC,,Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2022,Rule,,2022-01-13T05:00:00Z,2022,1,2022-01-13T05:00:00Z,,2022-01-13T12:46:44Z,2022-00595,0,0,0900006484f1e3a5
CFTC-2021-0042-0001,CFTC,,Changing Position Title of Judgment Officer to Administrative Judge,Rule,,2021-11-18T05:00:00Z,2021,11,2021-11-18T05:00:00Z,,2021-11-18T13:19:38Z,2021-24449,0,0,0900006484e5fd05
CFTC-2021-0021-0001,CFTC,,Bankruptcy Regulations,Rule,,2021-04-13T04:00:00Z,2021,4,2021-04-13T04:00:00Z,,2021-04-13T11:53:48Z,2020-28300,0,0,0900006484aa47ff
CFTC-2021-0015-0001,CFTC,,Swap Execution Facilities,Rule,,2021-02-11T05:00:00Z,2021,2,2021-02-11T05:00:00Z,,2021-02-11T12:39:23Z,2020-28944,0,0,0900006484a32932
CFTC-2021-0014-0001,CFTC,,Exemptions from Swap Trade Execution Requirement,Rule,,2021-02-11T05:00:00Z,2021,2,2021-02-11T05:00:00Z,,2021-02-11T12:38:23Z,2020-28943,0,0,0900006484a2e454
CFTC-2021-0012-0001,CFTC,,Annual Adjustment of Civil Monetary Penalties To Reflect Inflation,Rule,,2021-02-02T05:00:00Z,2021,2,2021-02-02T05:00:00Z,,2021-02-02T12:57:02Z,2021-00897,0,0,0900006484a13d5d
CFTC-2021-0008-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2021-01-25T05:00:00Z,2021,1,2021-01-25T05:00:00Z,,2021-01-25T12:38:07Z,2020-27508,0,0,09000064849feae0
CFTC-2021-0005-0001,CFTC,,Position Limits for Derivatives,Rule,,2021-01-14T05:00:00Z,2021,1,2021-01-14T05:00:00Z,,2021-01-14T13:34:23Z,2020-25332,0,0,09000064849f27d7
CFTC-2021-0004-0001,CFTC,,Electronic Trading Risk Principles,Rule,,2021-01-11T05:00:00Z,2021,1,2021-01-11T05:00:00Z,,2021-01-11T12:47:31Z,2020-27622,0,0,09000064849ec3ad
CFTC-2021-0003-0001,CFTC,,Exemption From Derivatives Clearing Organization Registration,Rule,,2021-01-07T05:00:00Z,2021,1,2021-01-07T05:00:00Z,,2021-01-07T12:55:39Z,2020-26527,0,0,09000064849e571e
CFTC-2021-0002-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2021-01-05T05:00:00Z,2021,1,2021-01-05T05:00:00Z,,2021-01-05T12:50:44Z,2020-27736,0,0,09000064849de6e8
CFTC-2021-0001-0001,CFTC,,Portfolio Reconciliation Requirements: Swap Dealers and Major Swap Participants; Revision of Material Terms Definition,Rule,,2021-01-05T05:00:00Z,2021,1,2021-01-05T05:00:00Z,,2021-01-05T12:48:32Z,2020-26536,0,0,09000064849de61f
CFTC-2020-0129-0001,CFTC,,Swap Execution Facility Requirements,Rule,,2020-12-18T05:00:00Z,2020,12,2020-12-18T05:00:00Z,,2020-12-18T13:13:46Z,2020-26555,0,0,09000064849a751e
CFTC-2020-0128-0001,CFTC,,Exemption from Registration for Certain Foreign Intermediaries,Rule,,2020-12-07T05:00:00Z,2020,12,2020-12-07T05:00:00Z,,2020-12-07T12:57:00Z,2020-23810,0,0,0900006484989eb2
CFTC-2020-0124-0001,CFTC,,Swap Clearing Requirement Exemptions,Rule,,2020-11-30T05:00:00Z,2020,11,2020-11-30T05:00:00Z,,2020-11-30T12:53:47Z,2020-25394,0,0,090000648497c3df
CFTC-2020-0118-0001,CFTC,,Swap Data Recordkeeping and Reporting Requirements,Rule,,2020-11-25T05:00:00Z,2020,11,2020-11-25T05:00:00Z,,2020-11-25T12:53:20Z,2020-21569,0,0,0900006484975d1f
CFTC-2020-0117-0001,CFTC,,Real-Time Public Reporting Requirements,Rule,,2020-11-25T05:00:00Z,2020,11,2020-11-25T05:00:00Z,,2020-11-25T12:52:24Z,2020-21568,0,0,0900006484975891
CFTC-2020-0119-0001,CFTC,,Certain Swap Data Repository and Data Reporting Requirements,Rule,,2020-11-25T05:00:00Z,2020,11,2020-11-25T05:00:00Z,,2020-11-25T12:56:06Z,2020-21570,0,0,0900006484975e08
CFTC-2020-0113-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:49:58Z,2020-24662,0,0,0900006484973228
CFTC-2020-0116-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:51:14Z,2020-24661,0,0,090000648497338a
CFTC-2020-0110-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:42:50Z,2020-24660,0,0,09000064849729b5
CFTC-2020-0112-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:46:07Z,2020-24659,0,0,0900006484972c8c
CFTC-2020-0114-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:50:20Z,2020-24658,0,0,0900006484973275
CFTC-2020-0111-0001,CFTC,,Customer Margin Rules Relating to Security Futures,Rule,,2020-11-24T05:00:00Z,2020,11,2020-11-24T05:00:00Z,,2020-11-24T12:46:00Z,2020-24353,0,0,0900006484972c89
CFTC-2020-0109-0001,CFTC,,Compliance Requirements for Commodity Pool Operators,Rule,,2020-11-10T05:00:00Z,2020,11,2020-11-10T05:00:00Z,,2020-11-10T12:53:45Z,2020-22874,0,0,0900006484956954
CFTC-2020-0108-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-11-09T05:00:00Z,2020,11,2020-11-09T05:00:00Z,,2020-11-09T13:02:09Z,2020-23473,0,0,0900006484953802
CFTC-2020-0106-0001,CFTC,,Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction,Rule,,2020-11-03T05:00:00Z,2020,11,2020-11-03T05:00:00Z,,2020-11-03T12:54:22Z,2020-23167,0,0,0900006484948452
CFTC-2020-0097-0001,CFTC,,Registration with Alternative Compliance for Non-United States Derivatives Clearing Organizations,Rule,,2020-10-21T04:00:00Z,2020,10,2020-10-21T04:00:00Z,,2020-10-21T11:53:57Z,2020-21306,0,0,090000648491f589
CFTC-2020-0088-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction",Rule,,2020-09-25T04:00:00Z,2020,9,2020-09-25T04:00:00Z,,2020-09-25T11:52:54Z,2020-21100,0,0,090000648487904b
CFTC-2020-0078-0001,CFTC,,Capital Requirements of Swap Dealers and Major Swap Participants,Rule,,2020-09-15T04:00:00Z,2020,9,2020-09-15T04:00:00Z,,2020-09-15T11:45:06Z,2020-16492,0,0,09000064848590eb
CFTC-2020-0077-0001,CFTC,,Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants,Rule,,2020-09-14T04:00:00Z,2020,9,2020-09-14T04:00:00Z,,2020-09-14T11:51:50Z,2020-16489,0,0,0900006484856a4a
CFTC-2020-0068-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds",Rule,,2020-07-31T04:00:00Z,2020,7,2020-07-31T04:00:00Z,,2020-07-31T11:59:54Z,2020-15525,0,0,09000064847c3acd
CFTC-2020-0067-0001,CFTC,,Post-Trade Name Give-Up on Swap Execution Facilities,Rule,,2020-07-24T04:00:00Z,2020,7,2020-07-24T04:00:00Z,,2020-07-24T12:01:15Z,2020-14343,0,0,09000064847a295e
CFTC-2020-0066-0001,CFTC,,Exemption From the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures,Rule,,2020-07-22T04:00:00Z,2020,7,2020-07-22T04:00:00Z,,2020-07-22T12:02:39Z,2020-14390,0,0,0900006484792e5a
CFTC-2020-0060-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-07-10T04:00:00Z,2020,7,2020-07-10T04:00:00Z,,2020-07-10T12:17:51Z,2020-12033,0,0,090000648473b37b
CFTC-2020-0058-0001,CFTC,,Registration and Compliance Requirements: Commodity Pool Operators and Commodity Trading Advisors:  Prohibiting Exemptions Under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications,Rule,,2020-07-08T04:00:00Z,2020,7,2020-07-08T04:00:00Z,,2020-07-08T11:49:24Z,2020-12607,0,0,0900006484730959
CFTC-2020-0054-0001,CFTC,,Retail Commodity Transactions Involving Certain Digital Assets,Rule,,2020-06-24T04:00:00Z,2020,6,2020-06-24T04:00:00Z,,2020-06-24T11:47:48Z,2020-11827,0,0,090000648470421d
CFTC-2020-0048-0001,CFTC,,Derivatives Clearing Organization General Provisions and Core Principles,Rule,,2020-06-12T04:00:00Z,2020,6,2020-06-12T04:00:00Z,,2020-06-12T11:50:43Z,2020-10809,0,0,09000064846e87bb
CFTC-2020-0042-0001,CFTC,,Privacy of Consumer Financial Information,Rule,,2020-05-18T04:00:00Z,2020,5,2020-05-18T04:00:00Z,,2020-05-18T11:58:15Z,2020-08552,0,0,0900006484630906
CFTC-2020-0039-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-05-11T04:00:00Z,2020,5,2020-05-11T04:00:00Z,,2020-05-11T11:45:32Z,2020-08601,0,0,09000064845b5411
CFTC-2020-0023-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2020-04-09T04:00:00Z,2020,4,2020-04-09T04:00:00Z,,2020-04-09T11:47:49Z,2020-06625,0,0,09000064844956fd
CFTC-2020-0020-0001,CFTC,,Foreign Futures and Options Transactions,Rule,,2020-03-18T04:00:00Z,2020,3,2020-03-18T04:00:00Z,,2020-03-18T12:52:55Z,2020-05097,0,0,0900006484450a73
CFTC-2020-0003-0001,CFTC,,Derivatives Clearing Organization General Provisions and Core Principles,Rule,,2020-01-27T05:00:00Z,2020,1,2020-01-27T05:00:00Z,,2020-01-27T12:48:59Z,2020-01065,0,0,09000064842f58f2
CFTC-2020-0002-0001,CFTC,,Annual Adjustment of Civil Monetary Penalties to Reflect Inflation-2020,Rule,,2020-01-13T05:00:00Z,2020,1,2020-01-13T05:00:00Z,,2020-01-13T15:56:53Z,2020-00313,0,0,0900006484291807
CFTC-2019-0118-0001,CFTC,,Public Rulemaking Procedures,Rule,,2019-12-17T05:00:00Z,2019,12,2019-12-17T05:00:00Z,,2019-12-17T13:06:31Z,2019-27103,0,0,090000648421d043
CFTC-2019-0114-0001,CFTC,,"Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person",Rule,,2019-12-10T05:00:00Z,2019,12,2019-12-10T05:00:00Z,,2019-12-10T12:58:20Z,2019-26161,0,0,09000064841fbd93
CFTC-2019-0115-0001,CFTC,,Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Family Offices and Exempt CPOs,Rule,,2019-12-10T05:00:00Z,2019,12,2019-12-10T05:00:00Z,,2019-12-10T12:58:59Z,2019-26162,0,0,09000064841fbddf
CFTC-2019-0106-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds",Rule,,2019-11-14T05:00:00Z,2019,11,2019-11-14T05:00:00Z,,2019-11-14T12:52:33Z,2019-22695,0,0,0900006484153864
CFTC-2019-0091-0001,CFTC,,Position Limits and Position Accountability for Security Futures Products,Rule,,2019-09-27T04:00:00Z,2019,9,2019-09-27T04:00:00Z,,2019-09-27T11:45:03Z,2019-20476,0,0,0900006483fdd729
CFTC-2019-0072-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction",Rule,,2019-08-06T04:00:00Z,2019,8,2019-08-06T04:00:00Z,,2019-08-06T11:53:40Z,2019-16634,0,0,0900006483dfb4fe
CFTC-2019-0065-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds",Rule,,2019-07-22T04:00:00Z,2019,7,2019-07-22T04:00:00Z,,2019-07-22T11:48:00Z,2019-15019,0,0,0900006483da61d9
CFTC-2019-0036-0001,CFTC,,Privacy of Consumer Financial Information: Fixing America's Surface Transportation Act,Rule,,2019-04-25T04:00:00Z,2019,4,2019-04-25T04:00:00Z,,2019-04-25T11:51:11Z,2019-08253,0,0,0900006483bf3afd
CFTC-2019-0022-0001,CFTC,,Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations,Rule,,2019-04-03T04:00:00Z,2019,4,2019-04-03T04:00:00Z,,2019-04-03T11:44:17Z,2019-06443,0,0,0900006483b5e1bd
CFTC-2019-0023-0001,CFTC,,Segregation of Assets Held as Collateral in Uncleared Swap Transactions,Rule,,2019-04-03T04:00:00Z,2019,4,2019-04-03T04:00:00Z,,2019-04-03T11:49:15Z,2019-06424,0,0,0900006483b5e6e6
CFTC-2019-0020-0001,CFTC,,Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2019-04-03T04:00:00Z,2019,4,2019-04-03T04:00:00Z,,2019-04-03T11:42:23Z,2019-06319,0,0,0900006483b5d8b0
CFTC-2019-0019-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2019-04-01T04:00:00Z,2019,4,2019-04-01T04:00:00Z,2019-06-01T03:59:59Z,2019-04-01T12:01:19Z,2019-06103,0,0,0900006483b51391
CFTC-2019-0018-0001,CFTC,,De Minimis Exception to the Swap Dealer Definition-Swaps Entered into by Insured Depository Institutions in Connection with Loans to Customers,Rule,,2019-04-01T04:00:00Z,2019,4,2019-04-01T04:00:00Z,,2019-04-01T11:59:56Z,2019-06109,0,0,0900006483b512f0
CFTC-2019-0016-0001,CFTC,,Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2019-04-01T04:00:00Z,2019,4,2019-04-01T04:00:00Z,,2019-04-01T11:57:00Z,2019-06152,0,0,0900006483b511b3
CFTC-2019-0002-0001,CFTC,,Annual Adjustment of Civil Monetary Penalties to Reflect Inflation,Rule,,2019-02-11T05:00:00Z,2019,2,2019-02-11T05:00:00Z,,2019-02-11T12:24:03Z,2019-01852,0,0,0900006483a5e669
CFTC-2018-0077-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Rule,,2018-11-26T05:00:00Z,2018,11,2018-11-26T05:00:00Z,,2018-11-26T13:03:37Z,2018-25602,0,0,09000064838fa22c
CFTC-2018-0073-0001,CFTC,,De Minimis Exception to the Swap Dealer Definition,Rule,,2018-11-13T05:00:00Z,2018,11,2018-11-13T05:00:00Z,,2018-11-13T12:49:15Z,2018-24579,0,0,09000064838ceb6f
CFTC-2018-0053-0001,CFTC,,"Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants",Rule,,2018-08-27T04:00:00Z,2018,8,2018-08-27T04:00:00Z,,2018-08-27T11:48:51Z,2018-18432,0,0,0900006483659c0d