id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
CFTC-2010-0200-0001,CFTC,,"Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants",Proposed Rule,,2010-12-28T05:00:00Z,2010,12,2010-12-28T05:00:00Z,2011-03-01T04:59:59Z,2011-06-11T17:04:17Z,2010-32264,0,0,0900006480bc0cbf
CFTC-2010-0196-0001,CFTC,,End-User Exception to Mandatory Clearing of Swaps,Proposed Rule,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:04:17Z,2010-31578,0,0,0900006480bbea6a
CFTC-2010-0195-0001,CFTC,,Swap Data Repositories,Proposed Rule,,2010-12-23T05:00:00Z,2010,12,2010-12-23T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:04:16Z,2010-31133,0,0,0900006480bbe971
CFTC-2010-0193-0001,CFTC,,Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties,Proposed Rule,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:04:16Z,2010-31588,0,0,0900006480bbdd07
CFTC-2010-0194-0001,CFTC,,Core Principles and Other Requirements for Designated Contract Markets,Proposed Rule,,2010-12-22T05:00:00Z,2010,12,2010-12-22T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:04:16Z,2010-31458,0,0,0900006480bbdddc
CFTC-2010-0192-0001,CFTC,,"Further Definition of ""Swap Dealer,"" ""Security-Based Swap Dealer,"" ""Major Swap Participant,"" etc.",Proposed Rule,,2010-12-21T05:00:00Z,2010,12,2010-12-21T05:00:00Z,2011-02-23T04:59:59Z,2011-06-11T17:04:15Z,2010-31130,0,0,0900006480bbcc61
CFTC-2010-0187-0001,CFTC,,Information Management Requirements for Derivatives Clearing Organizations,Proposed Rule,,2010-12-15T05:00:00Z,2010,12,2010-12-15T05:00:00Z,2011-02-15T04:59:59Z,2011-06-11T17:04:15Z,2010-31131,0,0,0900006480bb7029
CFTC-2010-0185-0001,CFTC,,Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index: Commission Certification Procedures,Proposed Rule,,2010-12-13T05:00:00Z,2010,12,2010-12-13T05:00:00Z,2011-01-13T04:59:59Z,2011-06-11T17:04:14Z,2010-31014,0,0,0900006480bb4f77
CFTC-2010-0186-0001,CFTC,,General Regulations and Derivatives Clearing Organizations,Proposed Rule,,2010-12-13T05:00:00Z,2010,12,2010-12-13T05:00:00Z,2011-02-12T04:59:59Z,2011-06-11T17:04:15Z,2010-31029,0,0,0900006480bb4fc2
CFTC-2010-0184-0001,CFTC,,Real-time Public Reporting of Swap Transaction Data; Correction,Proposed Rule,,2010-12-10T05:00:00Z,2010,12,2010-12-10T05:00:00Z,,2011-06-11T17:04:14Z,C1-2010-29994,0,0,0900006480bb3945
CFTC-2010-0183-0001,CFTC,,"Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants",Proposed Rule,,2010-12-09T05:00:00Z,2010,12,2010-12-09T05:00:00Z,2011-02-08T04:59:59Z,2011-06-11T17:04:14Z,2010-30884,0,0,0900006480bb2d30
CFTC-2010-0179-0001,CFTC,,Swap Data Recordkeeping and Reporting Requirements,Proposed Rule,,2010-12-08T05:00:00Z,2010,12,2010-12-08T05:00:00Z,2011-02-08T04:59:59Z,2011-06-11T17:04:13Z,2010-30476,0,0,0900006480bb1e58
CFTC-2010-0178-0001,CFTC,,Real-time Public Reporting of Swap Transaction Data,Proposed Rule,,2010-12-07T05:00:00Z,2010,12,2010-12-07T05:00:00Z,2011-02-08T04:59:59Z,2011-06-11T17:04:13Z,2010-29994,0,0,0900006480bb0cc7
CFTC-2010-0177-0001,CFTC,,Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act,Proposed Rule,,2010-12-06T05:00:00Z,2010,12,2010-12-06T05:00:00Z,2011-02-05T04:59:59Z,2011-06-11T17:04:13Z,2010-29022,0,0,0900006480bafee8
CFTC-2010-0175-0001,CFTC,,Protection of Collateral of Counterparties to Uncleared Swaps: Treatment of Securities in a PortfolioMargining Account in a Commodity Broker Bankruptcy,Proposed Rule,,2010-12-03T05:00:00Z,2010,12,2010-12-03T05:00:00Z,2011-02-02T04:59:59Z,2011-06-11T17:04:12Z,2010-29831,0,0,0900006480bad72d
CFTC-2010-0174-0001,CFTC,,Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies,Proposed Rule,,2010-12-02T05:00:00Z,2010,12,2010-12-02T05:00:00Z,2011-01-19T04:59:59Z,2011-06-11T17:04:12Z,2010-29836,0,0,0900006480bac02a
CFTC-2010-0167-0001,CFTC,,Registration of Swap Dealers and Major Swap Participants,Proposed Rule,,2010-11-23T05:00:00Z,2010,11,2010-11-23T05:00:00Z,2011-01-25T04:59:59Z,2011-06-11T17:04:12Z,2010-29024,0,0,0900006480ba1d93
CFTC-2010-0165-0001,CFTC,,Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants,Proposed Rule,,2010-11-23T05:00:00Z,2010,11,2010-11-23T05:00:00Z,2011-01-25T04:59:59Z,2011-06-11T17:04:11Z,2010-29006,0,0,0900006480ba14b0
CFTC-2010-0166-0001,CFTC,,Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants,Proposed Rule,,2010-11-23T05:00:00Z,2010,11,2010-11-23T05:00:00Z,2011-01-25T04:59:59Z,2011-06-11T17:04:12Z,2010-29009,0,0,0900006480ba1d92
CFTC-2010-0161-0001,CFTC,,Registration of Foreign Boards of Trade,Proposed Rule,,2010-11-19T05:00:00Z,2010,11,2010-11-19T05:00:00Z,2011-01-19T04:59:59Z,2011-06-11T17:04:11Z,2010-29023,0,0,0900006480b99ca1
CFTC-2010-0162-0001,CFTC,,Designation of a Chief Compliance Officer; Required Compliance Policies; etc.,Proposed Rule,,2010-11-19T05:00:00Z,2010,11,2010-11-19T05:00:00Z,2011-01-19T04:59:59Z,2011-06-11T17:04:11Z,2010-29021,0,0,0900006480b99cd5
CFTC-2010-0160-0001,CFTC,,Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers,Proposed Rule,,2010-11-17T05:00:00Z,2010,11,2010-11-17T05:00:00Z,2011-01-19T04:59:59Z,2011-06-11T17:04:10Z,2010-29003,0,0,0900006480b9545c
CFTC-2010-0157-0001,CFTC,,Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions,Proposed Rule,,2010-11-03T04:00:00Z,2010,11,2010-11-03T04:00:00Z,2010-12-04T04:59:59Z,2011-06-11T17:04:10Z,2010-27657,0,0,0900006480b7f92e
CFTC-2010-0158-0001,CFTC,,Prohibition of Market Manipulation,Proposed Rule,,2010-11-03T04:00:00Z,2010,11,2010-11-03T04:00:00Z,2011-01-04T04:59:59Z,2011-06-11T17:04:10Z,2010-27541,0,0,0900006480b7f99a
CFTC-2010-0154-0001,CFTC,,Antidisruptive Practices Authority Contained in Dodd-Frank Wall Street Reform and Consumer Protection Act,Proposed Rule,,2010-11-02T04:00:00Z,2010,11,2010-11-02T04:00:00Z,2011-01-04T04:59:59Z,2011-06-11T17:04:09Z,2010-27547,0,0,0900006480b7d4cd
CFTC-2010-0155-0001,CFTC,,Process for Review of Swaps for Mandatory Clearing,Proposed Rule,,2010-11-02T04:00:00Z,2010,11,2010-11-02T04:00:00Z,2011-01-04T04:59:59Z,2011-06-11T17:04:09Z,2010-27532,0,0,0900006480b7d4d1
CFTC-2010-0156-0001,CFTC,,Provisions Common to Registered Entities,Proposed Rule,,2010-11-02T04:00:00Z,2010,11,2010-11-02T04:00:00Z,2011-01-04T04:59:59Z,2011-06-11T17:04:09Z,2010-27533,0,0,0900006480b7dd16
CFTC-2010-0153-0001,CFTC,,Position Reports for Physical Commodity Swaps,Proposed Rule,,2010-11-02T04:00:00Z,2010,11,2010-11-02T04:00:00Z,2010-12-03T04:59:59Z,2011-06-11T17:04:09Z,2010-27538,0,0,0900006480b7d474
CFTC-2010-0152-0001,CFTC,,Alternatives to Use of Credit Ratings: Removal of Reference to or Reliance on Credit Ratings in Commission Regulations,Proposed Rule,,2010-11-02T04:00:00Z,2010,11,2010-11-02T04:00:00Z,2010-12-03T04:59:59Z,2011-06-11T17:04:08Z,2010-27555,0,0,0900006480b7d430
CFTC-2010-0148-0001,CFTC,,Business Affiliate Marketing and Disposal of Consumer Information Rules,Proposed Rule,,2010-10-27T04:00:00Z,2010,10,2010-10-27T04:00:00Z,2010-12-28T04:59:59Z,2011-06-11T17:04:08Z,2010-26893,0,0,0900006480b78698
CFTC-2010-0149-0001,CFTC,,Privacy of Consumer Financial Information: Conforming Amendments under Dodd-Frank Act,Proposed Rule,,2010-10-27T04:00:00Z,2010,10,2010-10-27T04:00:00Z,2010-12-28T04:59:59Z,2011-06-11T17:04:08Z,2010-26912,0,0,0900006480b786d3
CFTC-2010-0143-0001,CFTC,,Agricultural Commodity Definition,Proposed Rule,,2010-10-26T04:00:00Z,2010,10,2010-10-26T04:00:00Z,2010-11-27T04:59:59Z,2011-06-11T17:04:07Z,2010-26951,0,0,0900006480b77534
CFTC-2010-0140-0001,CFTC,,"Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities: Mitigation of Conflicts of Interest",Proposed Rule,,2010-10-18T04:00:00Z,2010,10,2010-10-18T04:00:00Z,2010-11-18T04:59:59Z,2011-06-11T17:04:07Z,2010-26220,0,0,0900006480b71ddb
CFTC-2010-0138-0001,CFTC,,Financial Resources Requirements for Derivatives Clearing Organizations,Proposed Rule,,2010-10-14T04:00:00Z,2010,10,2010-10-14T04:00:00Z,2010-12-14T04:59:59Z,2011-06-11T17:04:07Z,2010-25322,0,0,0900006480b6ee53
CFTC-2010-0132-0001,CFTC,,Agricultural Swaps,Proposed Rule,,2010-09-28T04:00:00Z,2010,9,2010-09-28T04:00:00Z,,2010-09-28T13:16:05Z,2010-24198,0,0,0900006480b62269
CFTC-2010-0119-0001,CFTC,,"Commodity Pool Operations: Relief from Compliance with Certain Disclosure, Reporting and Recordkeeping Requirements, etc.;Correction",Proposed Rule,,2010-09-14T04:00:00Z,2010,9,2010-09-14T04:00:00Z,,2011-06-11T17:04:06Z,2010-22906,0,0,0900006480b4ea69
CFTC-2010-0113-0001,CFTC,,Commodity Pool Operators: Relief from Compliance and Registration Exemption,Proposed Rule,,2010-09-09T04:00:00Z,2010,9,2010-09-09T04:00:00Z,2010-10-26T03:59:59Z,2011-06-11T17:04:05Z,2010-22395,0,0,0900006480b49abb
CFTC-2010-0112-0001,CFTC,,Account Ownership and Control Report,Proposed Rule,,2010-09-09T04:00:00Z,2010,9,2010-09-09T04:00:00Z,2010-10-08T03:59:59Z,2011-06-11T17:04:05Z,2010-22398,0,0,0900006480b49a60
CFTC-2010-0114-0001,CFTC,,Account Ownership and Control Report: Meeting,Proposed Rule,,2010-09-09T04:00:00Z,2010,9,2010-09-09T04:00:00Z,2010-10-08T03:59:59Z,2010-09-09T13:21:27Z,2010-22400,0,0,0900006480b49acf
CFTC-2010-0109-0001,CFTC,,Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act,Proposed Rule,,2010-08-20T04:00:00Z,2010,8,2010-08-20T04:00:00Z,2010-09-21T03:59:59Z,2010-08-20T13:01:30Z,2010-20567,0,0,0900006480b36297
CFTC-2010-0107-0001,CFTC,,Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations,Proposed Rule,,2010-08-18T04:00:00Z,2010,8,2010-08-18T04:00:00Z,,2011-06-11T17:04:05Z,2010-20428,0,0,0900006480b34203
CFTC-2010-0101-0001,CFTC,,Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction,Proposed Rule,,2010-08-17T04:00:00Z,2010,8,2010-08-17T04:00:00Z,,2011-06-11T17:04:05Z,2010-20311,0,0,0900006480b32784
CFTC-2010-0100-0001,CFTC,,Acknowledgment Letters for Customer Funds and Secured Amount Funds,Proposed Rule,,2010-08-09T04:00:00Z,2010,8,2010-08-09T04:00:00Z,2010-09-09T03:59:59Z,2011-06-11T17:04:04Z,2010-19553,0,0,0900006480b2c0a1
CFTC-2010-0093-0001,CFTC,,Business Continuity and Disaster Recovery,Proposed Rule,,2010-07-22T04:00:00Z,2010,7,2010-07-22T04:00:00Z,2010-08-24T03:59:59Z,2011-06-11T17:04:03Z,2010-17606,0,0,0900006480b1f066
CFTC-2010-0087-0001,CFTC,,Account Ownership and Control Report,Proposed Rule,,2010-07-19T04:00:00Z,2010,7,2010-07-19T04:00:00Z,2010-09-18T03:59:59Z,2011-06-11T17:04:03Z,2010-17530,0,0,0900006480b1c72f
CFTC-2010-0068-0001,CFTC,,Co-location/Proximity Hosting Services,Proposed Rule,,2010-06-11T04:00:00Z,2010,6,2010-06-11T04:00:00Z,2010-07-13T03:59:59Z,2010-06-16T04:12:31Z,2010-13613,0,0,0900006480b002ac
CFTC-2010-0027-0001,CFTC,,Delegations of Authority to Disclose Confidential Information,Proposed Rule,,2010-03-30T04:00:00Z,2010,3,2010-03-30T04:00:00Z,2010-04-30T03:59:59Z,2011-06-11T17:04:02Z,2010-06813,0,0,0900006480acc284
CFTC-2010-0004-0001,CFTC,,Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations,Proposed Rule,,2010-01-26T05:00:00Z,2010,1,2010-01-26T05:00:00Z,2010-04-27T03:59:59Z,2011-06-11T17:04:02Z,2010-01209,0,0,0900006480a83cb9
CFTC-2010-0002-0001,CFTC,,Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries,Proposed Rule,,2010-01-20T05:00:00Z,2010,1,2010-01-20T05:00:00Z,2010-03-23T03:59:59Z,2011-06-11T17:04:02Z,2010-00456,0,0,0900006480a803ff