id,agency_id,docket_id,title,document_type,subtype,posted_date,posted_year,posted_month,comment_start_date,comment_end_date,last_modified,fr_doc_num,open_for_comment,withdrawn,object_id
CFTC-2026-0100-0001,CFTC,,Event Contracts; Withdrawal,Proposed Rule,,2026-02-06T05:00:00Z,2026,2,2026-02-06T05:00:00Z,,2026-02-06T17:31:17Z,2026-02454,0,0,09000064b9195c16
CFTC-2025-0972-0001,CFTC,,"Exemptive Relief to Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corp.",Proposed Rule,,2025-12-17T05:00:00Z,2025,12,2025-12-17T05:00:00Z,2026-01-17T04:59:59Z,2025-12-17T17:21:19Z,2025-23150,0,0,09000064b90ea916
CFTC-2025-0642-0001,CFTC,,Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants,Proposed Rule,,2025-09-30T04:00:00Z,2025,9,2025-09-30T04:00:00Z,2025-10-25T03:59:59Z,2025-09-30T16:12:15Z,2025-18924,0,0,09000064b8fe7abf
CFTC-2025-0543-0001,CFTC,,Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Withdrawal,Proposed Rule,,2025-09-18T04:00:00Z,2025,9,2025-09-18T04:00:00Z,,2025-09-18T16:11:54Z,2025-18070,0,0,09000064b8fb0e18
CFTC-2025-0444-0001,CFTC,,"Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal",Proposed Rule,,2025-09-11T04:00:00Z,2025,9,2025-09-11T04:00:00Z,,2025-09-11T16:11:58Z,2025-17555,0,0,09000064b8f6d266
CFTC-2024-0064-0001,CFTC,,Financial Data Transparency Act Joint Data Standards,Proposed Rule,,2024-08-22T04:00:00Z,2024,8,2024-08-22T04:00:00Z,2024-10-22T03:59:59Z,2024-08-22T13:12:55Z,2024-18415,0,0,090000648665c994
CFTC-2024-0061-0001,CFTC,,Regulatory Flexibility Agenda,Proposed Rule,,2024-08-16T04:00:00Z,2024,8,2024-08-16T04:00:00Z,,2024-08-16T12:33:36Z,2024-16465,0,0,090000648664dbe7
CFTC-2024-0050-0001,CFTC,,Event Contracts,Proposed Rule,,2024-07-05T04:00:00Z,2024,7,2024-07-05T04:00:00Z,2024-08-09T03:59:59Z,2024-07-05T12:25:37Z,2024-14610,0,0,09000064865dc51f
CFTC-2024-0040-0001,CFTC,,Event Contracts,Proposed Rule,,2024-06-10T04:00:00Z,2024,6,2024-06-10T04:00:00Z,2024-07-10T03:59:59Z,2024-06-10T12:17:21Z,2024-12125,0,0,09000064865a6934
CFTC-2024-0030-0001,CFTC,,Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions,Proposed Rule,,2024-04-25T04:00:00Z,2024,4,2024-04-25T04:00:00Z,2024-05-14T03:59:59Z,2024-04-25T12:14:23Z,2024-08872,0,0,09000064864ee608
CFTC-2024-0025-0001,CFTC,,Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions,Proposed Rule,,2024-03-19T04:00:00Z,2024,3,2024-03-19T04:00:00Z,2024-04-23T03:59:59Z,2024-03-19T12:14:35Z,2024-04938,0,0,0900006486484255
CFTC-2024-0021-0001,CFTC,,Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants,Proposed Rule,,2024-03-01T05:00:00Z,2024,3,2024-03-01T05:00:00Z,2024-04-23T03:59:59Z,2024-03-01T13:03:25Z,2024-04107,0,0,0900006486448108
CFTC-2024-0023-0001,CFTC,,Foreign Boards of Trade,Proposed Rule,,2024-03-01T05:00:00Z,2024,3,2024-03-01T05:00:00Z,2024-04-23T03:59:59Z,2024-03-01T13:04:50Z,2024-04117,0,0,0900006486448206
CFTC-2024-0020-0001,CFTC,,Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements,Proposed Rule,,2024-02-29T05:00:00Z,2024,2,2024-02-29T05:00:00Z,2024-04-12T03:59:59Z,2024-02-29T13:14:18Z,2024-04255,0,0,090000648644065b
CFTC-2024-0018-0001,CFTC,,"Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants",Proposed Rule,,2024-02-26T05:00:00Z,2024,2,2024-02-26T05:00:00Z,2024-04-02T03:59:59Z,2024-02-26T13:15:36Z,2024-03826,0,0,090000648642e324
CFTC-2024-0013-0001,CFTC,,Protection of Clearing Member Funds Held by Derivatives Clearing Organizations,Proposed Rule,,2024-02-06T05:00:00Z,2024,2,2024-02-06T05:00:00Z,2024-03-19T03:59:59Z,2024-02-06T13:33:34Z,2024-02234,0,0,09000064863e7d10
CFTC-2024-0012-0001,CFTC,,"Permits; Applications, Issuances, etc.: Capital Comparability Determination Submitted on behalf of Nonbank Swap Dealers subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority",Proposed Rule,,2024-02-05T05:00:00Z,2024,2,2024-02-05T05:00:00Z,2024-03-25T03:59:59Z,2024-02-05T13:22:48Z,2024-02070,0,0,09000064863e4e43
CFTC-2024-0010-0001,CFTC,,Privacy Act Regulations,Proposed Rule,,2024-02-02T05:00:00Z,2024,2,2024-02-02T05:00:00Z,2024-03-05T04:59:59Z,2024-02-02T13:04:32Z,2024-01684,0,0,09000064863d7ac7
CFTC-2024-0005-0001,CFTC,,"Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants",Proposed Rule,,2024-01-24T05:00:00Z,2024,1,2024-01-24T05:00:00Z,2024-03-03T04:59:59Z,2024-01-24T13:29:37Z,2023-28745,0,0,09000064863bdc61
CFTC-2024-0003-0001,CFTC,,Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants,Proposed Rule,,2024-01-16T05:00:00Z,2024,1,2024-01-16T05:00:00Z,2024-02-14T04:59:59Z,2024-01-16T14:05:39Z,2023-28649,0,0,090000648639e14b
CFTC-2024-0001-0001,CFTC,,Protection of Clearing Member Funds Held by Derivatives Clearing Organizations,Proposed Rule,,2024-01-03T05:00:00Z,2024,1,2024-01-03T05:00:00Z,2024-02-17T04:59:59Z,2024-01-03T13:15:20Z,2023-28767,0,0,0900006486373c59
CFTC-2023-0118-0001,CFTC,,Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements,Proposed Rule,,2023-12-28T05:00:00Z,2023,12,2023-12-28T05:00:00Z,2024-02-27T04:59:59Z,2023-12-28T13:32:59Z,2023-28350,0,0,09000064863617e4
CFTC-2023-0109-0001,CFTC,,Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations,Proposed Rule,,2023-11-21T05:00:00Z,2023,11,2023-11-21T05:00:00Z,2024-01-18T04:59:59Z,2023-11-21T13:38:56Z,2023-24774,0,0,090000648629d294
CFTC-2023-0092-0001,CFTC,,"Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools:  Updating the 'Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments",Proposed Rule,,2023-10-12T04:00:00Z,2023,10,2023-10-12T04:00:00Z,2023-12-12T04:59:59Z,2023-10-12T12:13:41Z,2023-22324,0,0,09000064860b96bc
CFTC-2023-0080-0001,CFTC,,Provisions Common to Registered Entities,Proposed Rule,,2023-09-06T04:00:00Z,2023,9,2023-09-06T04:00:00Z,2023-11-07T04:59:59Z,2023-09-06T15:41:12Z,2023-18694,0,0,0900006485f4b186
CFTC-2023-0075-0001,CFTC,,Swap Confirmation Requirements for Swap Execution Facilities,Proposed Rule,,2023-08-25T04:00:00Z,2023,8,2023-08-25T04:00:00Z,2023-10-25T03:59:59Z,2023-08-25T12:10:21Z,2023-17747,0,0,0900006485eea43a
CFTC-2023-0070-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2023-08-08T04:00:00Z,2023,8,2023-08-08T04:00:00Z,2023-10-11T03:59:59Z,2023-08-08T12:13:19Z,2023-16572,0,0,0900006485dfb875
CFTC-2023-0066-0001,CFTC,,Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning,Proposed Rule,,2023-07-28T04:00:00Z,2023,7,2023-07-28T04:00:00Z,2023-09-27T03:59:59Z,2023-07-28T12:04:29Z,2023-14457,0,0,0900006485d6acb3
CFTC-2023-0063-0001,CFTC,,"Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants",Proposed Rule,,2023-07-18T04:00:00Z,2023,7,2023-07-18T04:00:00Z,2023-09-19T03:59:59Z,2023-07-18T14:20:45Z,2023-15056,0,0,0900006485cd2958
CFTC-2023-0048-0001,CFTC,,Proposed Order: Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Capital and Financial Reporting Requirements of the European Union,Proposed Rule,,2023-06-27T04:00:00Z,2023,6,2023-06-27T04:00:00Z,2023-08-29T03:59:59Z,2023-06-27T12:01:27Z,2023-13446,0,0,0900006485bfd02c
CFTC-2023-0049-0001,CFTC,,Large Trader Reporting Requirements,Proposed Rule,,2023-06-27T04:00:00Z,2023,6,2023-06-27T04:00:00Z,2023-08-29T03:59:59Z,2023-06-27T12:03:23Z,2023-13459,0,0,0900006485bfd292
CFTC-2023-0043-0001,CFTC,,Derivatives Clearing Organization Risk Management Regulations to Account for the Treatment of Separate Accounts by Futures Commission Merchants,Proposed Rule,,2023-06-15T04:00:00Z,2023,6,2023-06-15T04:00:00Z,2023-07-01T03:59:59Z,2023-06-15T12:18:43Z,2023-12832,0,0,0900006485b21a28
CFTC-2023-0034-0001,CFTC,,Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants,Proposed Rule,,2023-04-14T04:00:00Z,2023,4,2023-04-14T04:00:00Z,2023-06-14T03:59:59Z,2023-04-14T12:12:39Z,2023-06248,0,0,0900006485948f8b
CFTC-2022-0091-0001,CFTC,,Reporting and Information Requirements for Derivatives Clearing Organizations,Proposed Rule,,2022-12-15T05:00:00Z,2022,12,2022-12-15T05:00:00Z,2023-02-14T04:59:59Z,2022-12-15T12:45:04Z,2022-26849,0,0,0900006485538387
CFTC-2022-0089-0001,CFTC,,Application: Capital Comparability Determination Submitted on behalf of Nonbank Swap Dealers subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores,Proposed Rule,,2022-12-13T05:00:00Z,2022,12,2022-12-13T05:00:00Z,2023-02-14T04:59:59Z,2022-12-13T12:37:25Z,2022-26758,0,0,090000648553244e
CFTC-2022-0063-0001,CFTC,,Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers,Proposed Rule,,2022-09-07T04:00:00Z,2022,9,2022-09-07T04:00:00Z,,2022-09-07T11:44:54Z,C1-2022-17724,0,0,09000064852bf6a5
CFTC-2022-0061-0001,CFTC,,Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers,Proposed Rule,,2022-09-01T04:00:00Z,2022,9,2022-09-01T04:00:00Z,2022-10-12T03:59:59Z,2022-09-01T11:42:25Z,2022-17724,0,0,09000064852a2b61
CFTC-2022-0054-0001,CFTC,,Governance Requirements for Derivatives Clearing Organizations,Proposed Rule,,2022-08-11T04:00:00Z,2022,8,2022-08-11T04:00:00Z,2022-10-12T03:59:59Z,2022-08-11T13:50:06Z,2022-16683,0,0,090000648522feda
CFTC-2022-0051-0001,CFTC,,Proposed Order: Application for a Capital Comparability Determination From the Financial Services Agency of Japan,Proposed Rule,,2022-08-08T04:00:00Z,2022,8,2022-08-08T04:00:00Z,2022-10-08T03:59:59Z,2022-08-08T11:53:07Z,2022-16684,0,0,0900006485220cbd
CFTC-2022-0026-0001,CFTC,,Clearing Requirement Determination Under the Commodity Exchange Act: Interest Rate Swaps To Account for the Transition From London Interbank Offered Rate and Other Interbank Offered Rates to Alternative Reference Rates,Proposed Rule,,2022-05-31T04:00:00Z,2022,5,2022-05-31T04:00:00Z,2022-07-01T03:59:59Z,2022-05-31T12:10:49Z,2022-10490,0,0,090000648511a3f8
CFTC-2021-0044-0001,CFTC,,Swap Clearing Requirement to Account for the Transition from the London Interbank Offered Rate and Other Interbank Offered Rates to Alternative Reference Rates,Proposed Rule,,2021-11-23T05:00:00Z,2021,11,2021-11-23T05:00:00Z,2022-01-25T04:59:59Z,2021-11-23T12:47:14Z,2021-25450,0,0,0900006484e7580a
CFTC-2021-0016-0001,CFTC,,Swap Execution Facilities and Trade Execution Requirement; Withdrawal,Proposed Rule,,2021-02-12T05:00:00Z,2021,2,2021-02-12T05:00:00Z,,2021-02-12T12:54:40Z,2020-28945,0,0,0900006484a3488c
CFTC-2020-0107-0001,CFTC,,Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps,Proposed Rule,,2020-11-05T05:00:00Z,2020,11,2020-11-05T05:00:00Z,2020-12-08T04:59:59Z,2020-11-05T13:03:49Z,2020-23928,0,0,090000648494c7fd
CFTC-2020-0085-0001,CFTC,,Bankruptcy Regulations,Proposed Rule,,2020-09-24T04:00:00Z,2020,9,2020-09-24T04:00:00Z,2020-10-27T03:59:59Z,2020-09-24T11:45:48Z,2020-21005,0,0,0900006484876136
CFTC-2020-0083-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2020-09-23T04:00:00Z,2020,9,2020-09-23T04:00:00Z,2020-10-24T03:59:59Z,2020-09-23T11:43:57Z,2020-18303,0,0,0900006484872a6a
CFTC-2020-0081-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2020-09-22T04:00:00Z,2020,9,2020-09-22T04:00:00Z,2020-10-23T03:59:59Z,2020-09-22T11:41:13Z,2020-18222,0,0,090000648486e4d5
CFTC-2020-0063-0001,CFTC,,Regulation Automated Trading; Withdrawal,Proposed Rule,,2020-07-15T04:00:00Z,2020,7,2020-07-15T04:00:00Z,,2020-07-15T12:01:33Z,2020-14383,0,0,0900006484763a33
CFTC-2020-0061-0001,CFTC,,Electronic Trading Risk Principles,Proposed Rule,,2020-07-15T04:00:00Z,2020,7,2020-07-15T04:00:00Z,2020-08-25T03:59:59Z,2020-07-15T11:54:00Z,2020-14381,0,0,0900006484763455
CFTC-2020-0059-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2020-07-10T04:00:00Z,2020,7,2020-07-10T04:00:00Z,,2020-07-10T12:12:33Z,2020-14254,0,0,090000648473accb
CFTC-2020-0050-0001,CFTC,,Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools,Proposed Rule,,2020-06-12T04:00:00Z,2020,6,2020-06-12T04:00:00Z,2020-08-12T03:59:59Z,2020-06-12T11:54:15Z,2020-12034,0,0,09000064846e894d
CFTC-2020-0049-0001,CFTC,,Bankruptcy Regulations,Proposed Rule,,2020-06-12T04:00:00Z,2020,6,2020-06-12T04:00:00Z,2020-07-14T03:59:59Z,2020-06-12T11:52:31Z,2020-08482,0,0,09000064846e8867
CFTC-2020-0040-0001,CFTC,,Swap Clearing Requirement Exemptions,Proposed Rule,,2020-05-12T04:00:00Z,2020,5,2020-05-12T04:00:00Z,2020-07-14T03:59:59Z,2020-05-12T11:53:51Z,2020-08603,0,0,09000064845cc60a
CFTC-2020-0037-0001,CFTC,,Amendments To Compliance Requirements for Commodity Pool Operators on Form CPO-PQR,Proposed Rule,,2020-05-04T04:00:00Z,2020,5,2020-05-04T04:00:00Z,2020-06-16T03:59:59Z,2020-05-04T11:46:55Z,2020-08496,0,0,090000648455000d
CFTC-2020-0027-0001,CFTC,,Certain Swap Data Repository and Data Reporting Requirements,Proposed Rule,,2020-04-17T04:00:00Z,2020,4,2020-04-17T04:00:00Z,2020-05-21T03:59:59Z,2020-04-17T11:51:58Z,2020-04404,0,0,09000064844b0da0
CFTC-2020-0028-0001,CFTC,,Swap Data Recordkeeping and Reporting Requirements,Proposed Rule,,2020-04-17T04:00:00Z,2020,4,2020-04-17T04:00:00Z,2020-05-21T03:59:59Z,2020-04-17T11:52:27Z,2020-04407,0,0,09000064844b0da3
CFTC-2020-0029-0001,CFTC,,Real-Time Public Reporting Requirements,Proposed Rule,,2020-04-17T04:00:00Z,2020,4,2020-04-17T04:00:00Z,2020-05-21T03:59:59Z,2020-04-17T11:56:16Z,2020-04405,0,0,09000064844b0e8a
CFTC-2020-0014-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds",Proposed Rule,,2020-02-28T05:00:00Z,2020,2,2020-02-28T05:00:00Z,2020-04-02T03:59:59Z,2020-02-28T12:48:45Z,2020-02707,0,0,09000064843c5136
CFTC-2020-0013-0001,CFTC,,Position Limits for Derivatives,Proposed Rule,,2020-02-27T05:00:00Z,2020,2,2020-02-27T05:00:00Z,2020-04-30T03:59:59Z,2020-02-27T13:43:58Z,2020-02320,0,0,09000064843ba528
CFTC-2020-0012-0001,CFTC,,Swap Execution Facility Requirements and Real-Time Reporting Requirements,Proposed Rule,,2020-02-19T05:00:00Z,2020,2,2020-02-19T05:00:00Z,2020-04-21T03:59:59Z,2020-02-19T12:46:37Z,2020-02721,0,0,090000648438685b
CFTC-2020-0001-0001,CFTC,,Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants,Proposed Rule,,2020-01-08T05:00:00Z,2020,1,2020-01-08T05:00:00Z,2020-03-10T03:59:59Z,2020-01-08T12:47:42Z,2019-28075,0,0,090000648427be77
CFTC-2019-0124-0001,CFTC,,Post-Trade Name Give-Up on Swap Execution Facilities,Proposed Rule,,2019-12-31T05:00:00Z,2019,12,2019-12-31T05:00:00Z,2020-03-03T04:59:59Z,2019-12-31T12:54:02Z,2019-27895,0,0,090000648425d4ee
CFTC-2019-0121-0001,CFTC,,UA: Reg Flex Agenda,Proposed Rule,,2019-12-26T05:00:00Z,2019,12,2019-12-26T05:00:00Z,,2019-12-26T12:49:50Z,2019-26635,0,0,090000648424f8fa
CFTC-2019-0120-0001,CFTC,,Exemption from the Swap Clearing Requirement for Certain Affiliated Entities: Alternative Compliance Frameworks for Anti-Evasionary Measures,Proposed Rule,,2019-12-23T05:00:00Z,2019,12,2019-12-23T05:00:00Z,2020-02-22T04:59:59Z,2019-12-23T14:15:44Z,2019-27207,0,0,0900006484248374
CFTC-2019-0119-0001,CFTC,,Capital Requirements of Swap Dealers and Major Swap Participants,Proposed Rule,,2019-12-19T05:00:00Z,2019,12,2019-12-19T05:00:00Z,2020-03-04T04:59:59Z,2019-12-19T12:57:09Z,2019-27116,0,0,0900006484235c62
CFTC-2019-0105-0001,CFTC,,Privacy of Consumer Financial Information,Proposed Rule,,2019-11-12T05:00:00Z,2019,11,2019-11-12T05:00:00Z,2019-12-13T04:59:59Z,2019-11-12T13:01:08Z,2019-24581,0,0,090000648414336b
CFTC-2019-0102-0001,CFTC,,Certain Swap Data Repository and Data Reporting Requirements,Proposed Rule,,2019-10-29T04:00:00Z,2019,10,2019-10-29T04:00:00Z,2020-01-28T04:59:59Z,2019-10-29T13:19:11Z,2019-23595,0,0,09000064841040c4
CFTC-2019-0097-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2019-10-24T04:00:00Z,2019,10,2019-10-24T04:00:00Z,2019-12-24T04:59:59Z,2019-10-24T11:48:52Z,2019-22954,0,0,09000064840f0436
CFTC-2019-0096-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2019-10-22T04:00:00Z,2019,10,2019-10-22T04:00:00Z,2019-12-24T04:59:59Z,2019-10-22T11:52:25Z,2019-22955,0,0,09000064840e8479
CFTC-2019-0087-0001,CFTC,,Public Rulemaking Procedures,Proposed Rule,,2019-09-20T04:00:00Z,2019,9,2019-09-20T04:00:00Z,2019-10-22T03:59:59Z,2019-09-20T12:29:32Z,2019-20361,0,0,0900006483fa1b91
CFTC-2019-0086-0001,CFTC,,Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations,Proposed Rule,,2019-09-18T04:00:00Z,2019,9,2019-09-18T04:00:00Z,2019-11-19T04:59:59Z,2019-09-18T11:38:02Z,2019-20188,0,0,0900006483f9218e
CFTC-2019-0084-0001,CFTC,,Exemption from Derivatives Clearing Organization Registration,Proposed Rule,,2019-09-18T04:00:00Z,2019,9,2019-09-18T04:00:00Z,2019-11-23T04:59:59Z,2019-09-18T11:35:58Z,2019-20189,0,0,0900006483f91ce5
CFTC-2019-0070-0001,CFTC,,Customer Margin Rules Relating to Security Futures,Proposed Rule,,2019-07-26T04:00:00Z,2019,7,2019-07-26T04:00:00Z,2019-08-27T03:59:59Z,2019-07-26T11:37:07Z,2019-15400,0,0,0900006483dbb18b
CFTC-2019-0069-0001,CFTC,,Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period,Proposed Rule,,2019-07-25T04:00:00Z,2019,7,2019-07-25T04:00:00Z,2019-10-29T03:59:59Z,2019-07-25T11:55:49Z,2019-15810,0,0,0900006483db62bb
CFTC-2019-0066-0001,CFTC,,Exemption from Derivatives Clearing Organization Registration,Proposed Rule,,2019-07-23T04:00:00Z,2019,7,2019-07-23T04:00:00Z,2019-09-24T03:59:59Z,2019-07-23T18:29:13Z,2019-15258,0,0,0900006483da9d5b
CFTC-2019-0063-0001,CFTC,,Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations,Proposed Rule,,2019-07-19T04:00:00Z,2019,7,2019-07-19T04:00:00Z,2019-09-18T03:59:59Z,2019-07-19T12:17:09Z,2019-15262,0,0,0900006483da0564
CFTC-2019-0060-0001,CFTC,,Derivatives Clearing Organization General Provisions and Core Principles,Proposed Rule,,2019-07-05T04:00:00Z,2019,7,2019-07-05T04:00:00Z,2019-09-14T03:59:59Z,2019-07-05T11:54:11Z,2019-14294,0,0,0900006483d6087a
CFTC-2019-0059-0001,CFTC,,Foreign Futures and Options Transactions,Proposed Rule,,2019-07-05T04:00:00Z,2019,7,2019-07-05T04:00:00Z,2019-08-06T03:59:59Z,2019-07-05T11:52:13Z,2019-13828,0,0,0900006483d607c9
CFTC-2019-0042-0001,CFTC,,Derivatives Clearing Organization General Provisions and Core Principles,Proposed Rule,,2019-05-16T04:00:00Z,2019,5,2019-05-16T04:00:00Z,2019-07-16T03:59:59Z,2019-05-16T11:44:54Z,2019-09025,0,0,0900006483c890dd
CFTC-2019-0041-0001,CFTC,,Certain Swap Data Repository and Data Reporting Requirements,Proposed Rule,,2019-05-13T04:00:00Z,2019,5,2019-05-13T04:00:00Z,2019-07-30T03:59:59Z,2019-05-13T11:46:34Z,2019-08788,0,0,0900006483c6c7ae
CFTC-2019-0004-0001,CFTC,,Swap Execution Facilities and Trade Execution Requirement,Proposed Rule,,2019-02-12T05:00:00Z,2019,2,2019-02-12T05:00:00Z,2019-03-16T03:59:59Z,2019-02-12T12:51:29Z,2019-01668,0,0,0900006483a65fcb
CFTC-2019-0003-0001,CFTC,,Post-Trade Name Give-Up on Swap Execution Facilities,Proposed Rule,,2019-02-12T05:00:00Z,2019,2,2019-02-12T05:00:00Z,2019-03-16T03:59:59Z,2019-02-12T12:49:17Z,2019-01667,0,0,0900006483a65e49
CFTC-2019-0001-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds",Proposed Rule,,2019-02-08T05:00:00Z,2019,2,2019-02-08T05:00:00Z,2019-04-10T03:59:59Z,2019-02-08T12:59:34Z,2019-00797,0,0,0900006483a55da7
CFTC-2018-0081-0001,CFTC,,Privacy of Consumer Financial Information: Amendment To Conform Regulations to the Fixing America's Surface Transportation Act,Proposed Rule,,2018-12-10T05:00:00Z,2018,12,2018-12-10T05:00:00Z,2019-02-09T04:59:59Z,2018-12-10T12:48:37Z,2018-26523,0,0,09000064839735f8
CFTC-2018-0079-0001,CFTC,,Post-Trade Name Give-Up on Swap Execution Facilities,Proposed Rule,,2018-11-30T05:00:00Z,2018,11,2018-11-30T05:00:00Z,2019-01-30T04:59:59Z,2018-11-30T12:46:10Z,2018-24643,0,0,0900006483915d02
CFTC-2018-0078-0001,CFTC,,Swap Execution Facilities and Trade Execution Requirement,Proposed Rule,,2018-11-30T05:00:00Z,2018,11,2018-11-30T05:00:00Z,2019-02-14T04:59:59Z,2018-11-30T12:46:04Z,2018-24642,0,0,09000064839158ca
CFTC-2018-0069-0001,CFTC,,Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors,Proposed Rule,,2018-10-18T04:00:00Z,2018,10,2018-10-18T04:00:00Z,2018-12-18T04:59:59Z,2018-10-18T12:03:04Z,2018-22324,0,0,0900006483803bab
CFTC-2018-0059-0001,CFTC,,"Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds",Proposed Rule,,2018-09-11T04:00:00Z,2018,9,2018-09-11T04:00:00Z,2018-10-18T03:59:59Z,2018-09-11T11:56:09Z,2018-19649,0,0,09000064836d4579
CFTC-2018-0055-0001,CFTC,,"Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions",Proposed Rule,,2018-08-29T04:00:00Z,2018,8,2018-08-29T04:00:00Z,2018-10-30T03:59:59Z,2018-08-29T12:00:07Z,2018-18618,0,0,090000648366c5c6
CFTC-2018-0049-0001,CFTC,,Exemption from Derivatives Clearing Organization Registration,Proposed Rule,,2018-08-13T04:00:00Z,2018,8,2018-08-13T04:00:00Z,2018-10-13T03:59:59Z,2018-08-13T11:54:03Z,2018-17335,0,0,0900006483612f65
CFTC-2018-0046-0001,CFTC,,Position Limits and Position Accountability for Security Futures Products,Proposed Rule,,2018-07-31T04:00:00Z,2018,7,2018-07-31T04:00:00Z,2018-10-02T03:59:59Z,2018-07-31T12:17:44Z,2018-16079,0,0,0900006483590f7f
CFTC-2018-0045-0001,CFTC,,Segregation of Assets Held as Collateral in Uncleared Swap Transactions,Proposed Rule,,2018-07-30T04:00:00Z,2018,7,2018-07-30T04:00:00Z,2018-09-29T03:59:59Z,2018-07-30T12:03:50Z,2018-16176,0,0,09000064835824b4
CFTC-2018-0041-0001,CFTC,,"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds",Proposed Rule,,2018-07-17T04:00:00Z,2018,7,2018-07-17T04:00:00Z,2018-09-18T03:59:59Z,2018-07-17T12:11:46Z,2018-13502,0,0,090000648350d310
CFTC-2018-0038-0001,CFTC,,Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations,Proposed Rule,,2018-07-03T04:00:00Z,2018,7,2018-07-03T04:00:00Z,2018-09-05T03:59:59Z,2018-07-03T12:03:13Z,2018-14272,0,0,090000648349222c
CFTC-2018-0031-0001,CFTC,,De Minimis Exception to Swap Dealer Definition,Proposed Rule,,2018-06-12T04:00:00Z,2018,6,2018-06-12T04:00:00Z,2018-08-14T03:59:59Z,2018-06-12T11:53:33Z,2018-12362,0,0,09000064833ed3d3
CFTC-2018-0026-0001,CFTC,,Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants,Proposed Rule,,2018-05-23T04:00:00Z,2018,5,2018-05-23T04:00:00Z,2018-07-24T03:59:59Z,2018-05-23T12:03:52Z,2018-10995,0,0,09000064832bf17f
CFTC-2017-0065-0001,CFTC,,Retail Commodity Transactions Involving Virtual Currency,Proposed Rule,,2017-12-20T05:00:00Z,2017,12,2017-12-20T05:00:00Z,2018-03-21T03:59:59Z,2017-12-20T12:46:51Z,2017-27421,0,0,0900006482d3f2bb
CFTC-2017-0030-0001,CFTC,,Requests for Information: Project KISS; Correction,Proposed Rule,,2017-05-24T04:00:00Z,2017,5,2017-05-24T04:00:00Z,2017-10-01T03:59:59Z,2017-05-24T11:43:32Z,2017-10622,0,0,0900006482609194
CFTC-2017-0028-0001,CFTC,,Project KISS,Proposed Rule,,2017-05-09T04:00:00Z,2017,5,2017-05-09T04:00:00Z,2017-10-01T03:59:59Z,2017-05-09T11:56:19Z,2017-09318,0,0,090000648259bbc6
CFTC-2017-0027-0001,CFTC,,"Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants",Proposed Rule,,2017-05-08T04:00:00Z,2017,5,2017-05-08T04:00:00Z,2017-07-08T03:59:59Z,2017-05-08T12:10:48Z,2017-09229,0,0,09000064825986b7
CFTC-2017-0012-0001,CFTC,,Capital Requirements of Swap Dealers and Major Swap Participants,Proposed Rule,,2017-03-16T04:00:00Z,2017,3,2017-03-16T04:00:00Z,2017-05-16T03:59:59Z,2017-03-16T11:53:57Z,2017-05277,0,0,090000648250c555