cfr_sections
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25 rows where part_number = 420 and title_number = 10 sorted by section_id
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| section_id ▼ | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
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| 10:10:3.0.1.4.16.1.9.1 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | A | Subpart A—General Provisions for State Energy Program Financial Assistance | § 420.1 Purpose and scope. | DOE | It is the purpose of this part to promote the conservation of energy, to reduce the rate of growth of energy demand, and to reduce dependence on imported oil through the development and implementation of a comprehensive State Energy Program and the provision of Federal financial and technical assistance to States in support of such program. | ||||
| 10:10:3.0.1.4.16.1.9.2 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | A | Subpart A—General Provisions for State Energy Program Financial Assistance | § 420.2 Definitions. | DOE | [61 FR 35895, July 8, 1996, as amended at 62 FR 26726, May 14, 1997] | As used in this part: Act means title III, part D, as amended, of the Energy Policy and Conservation Act, 42 U.S.C. 6321 et seq. Alternative transportation fuel means methanol, denatured ethanol, and other alcohols; mixtures containing 85 percent or more by volume of methanol, denatured ethanol, and other alcohols with gasoline or other fuels; natural gas; liquified petroleum gas; hydrogen; coal-derived liquid fuels; fuels (other than alcohol) derived from biological materials (including neat biodiesel); and electricity (including electricity from solar energy). ASHRAE/IESNA 90.1-1989, as amended means the building design standard published in December 1989 by the American Society of Heating, Refrigerating and Air-Conditioning Engineers, and the Illuminating Engineering Society of North America titled “Energy Efficient Design of New Buildings Except Low-Rise Residential Buildings,” with Addenda 90.1b-1992; Addenda 90.1d-1992; Addenda 90.1e-1992; Addenda 90.1g-1993; and Addenda 90.1i-1993, which is incorporated by reference in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. The availability of this incorporation by reference is given in § 420.6(b). Assistant Secretary means the Assistant Secretary for Energy Efficiency and Renewable Energy or any official to whom the Assistant Secretary's functions may be redelegated by the Secretary. British thermal unit (Btu) means the quantity of heat necessary to raise the temperature of one pound of water one degree Fahrenheit at 39.2 degrees Fahrenheit and at one atmosphere of pressure. Building means any structure which includes provision for a heating or cooling system, or both, or for a hot water system. Carpool means the sharing of a ride by two or more people in an automobile. Carpool matching and promotion campaign means a campaign to coordinate riders with drivers to form carpools and/or vanpools. Commercial building means any building other than a residential building, including any building constructed for industrial or public purposes. Commer… | |||
| 10:10:3.0.1.4.16.1.9.3 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | A | Subpart A—General Provisions for State Energy Program Financial Assistance | § 420.3 Administration of financial assistance. | DOE | (a) Financial assistance under this part shall comply with applicable laws and regulations including, but without limitation, the requirements of: (1) Executive Order 12372, Intergovernmental Review of Federal Programs, as implemented by 10 CFR part 1005. (2) DOE Financial Assistance Rules (10 CFR part 600); and (3) Other procedures which DOE may from time to time prescribe for the administration of financial assistance under this part. (b) The budget period(s) covered by the financial assistance provided to a State according to § 420.11(b) or § 420.33 shall be consistent with 10 CFR part 600. (c) Subawards are authorized under this part and are subject to the requirements of this part and 10 CFR part 600. | ||||
| 10:10:3.0.1.4.16.1.9.4 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | A | Subpart A—General Provisions for State Energy Program Financial Assistance | § 420.4 Technical assistance. | DOE | At the request of the Governor of any State to DOE and subject to the availability of personnel and funds, DOE will provide information and technical assistance to the State in connection with effectuating the purposes of this part. | ||||
| 10:10:3.0.1.4.16.1.9.5 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | A | Subpart A—General Provisions for State Energy Program Financial Assistance | § 420.5 Reports. | DOE | (a) Each State receiving financial assistance under this part shall submit to the cognizant Regional Office Director a quarterly program performance report and a quarterly financial status report. (b) Reports under this section shall contain such information as the Secretary may prescribe in order to monitor effectively the implementation of a State's activities under this part. (c) The reports shall be submitted within 30 days following the end of each calendar year quarter. | ||||
| 10:10:3.0.1.4.16.1.9.6 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | A | Subpart A—General Provisions for State Energy Program Financial Assistance | § 420.6 Reference standards. | DOE | [61 FR 35895, July 8, 1996, as amended at 69 FR 18803, Apr. 9, 2004] | (a) The following standards which are not otherwise set forth in this part are incorporated by reference and made a part of this part. The following standards have been approved for incorporation by reference by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. A notice of any change in these materials will be published in the Federal Register. The standards incorporated by reference are available for inspection at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to: http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html. (b) The following standards are incorporated by reference in this part: (1) The American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE), 1791 Tullie Circle, N.E., Atlanta, Georgia 30329, (404) 636-8400/The Illuminating Engineering Society of North America (IESNA), 345 East 47th Street, New York, New York 10017, (212) 705-7913: (i) ASHRAE/IESNA 90.1-1989, entitled “Energy Efficient Design of New Buildings Except Low-Rise Residential Buildings,” with Addenda 90.1b-1992; Addenda 90.1d-1992; Addenda 90.1e-1992; Addenda 90.1g-1993; and Addenda 90.1i-1993, IBR approved for § 420.2 and § 420.15. (2) The Council of American Building Officials (CABO), 5203 Leesburg Pike, Suite 708, Falls Church, Virginia 22041, (703) 931-4533: (i) The Model Energy Code, 1993, including Errata, IBR approved for § 420.2 and § 420.15. | |||
| 10:10:3.0.1.4.16.2.9.1 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.10 Purpose. | DOE | This subpart specifies the procedures that apply to the Formula Grant part of the State Energy Program, which allows States to apply for financial assistance to undertake a wide range of required and optional energy-related activities provided for under § 420.15 and § 420.17. Funding for these activities is allocated to the States based on funds available for any fiscal year, as described under § 420.11. | ||||
| 10:10:3.0.1.4.16.2.9.10 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.19 Administrative review. | DOE | [61 FR 35895, July 8, 1996, as amended at 64 FR 46114, Aug. 24, 1999] | (a) A State shall have 20 days from the date of receipt of a decision under § 420.14 to file a notice requesting administrative review in accordance with paragraph (b) of this section. If an applicant does not timely file such a notice, the decision under § 420.14 shall become final for DOE. (b) A notice requesting administrative review shall be filed with the cognizant Regional Office Director and shall be accompanied by a written statement containing supporting arguments. If the cognizant Regional Office Director has disapproved an entire application for financial assistance, the State may request a public hearing. (c) A notice or any other document shall be deemed filed under this section upon receipt. (d) On or before 15 days from receipt of a notice requesting administrative review which is timely filed, the cognizant Regional Office Director shall forward to the Deputy Assistant Secretary, the notice requesting administrative review, the decision under § 420.14 as to which administrative review is sought, a draft recommended final decision for concurrence, and any other relevant material. (e) If the State requests a public hearing on the disapproval of an entire application for financial assistance under this subpart, the Deputy Assistant Secretary, within 15 days, shall give actual notice to the State and Federal Register notice of the date, place, time, and procedures which shall apply to the public hearing. Any public hearing under this section shall be informal and legislative in nature. (f) On or before 45 days from receipt of documents under paragraph (d) of this section or the conclusion of the public hearing, whichever is later, the Deputy Assistant Secretary shall concur in, concur in as modified, or issue a substitute for the recommended decision of the cognizant Regional Office Director. (g) On or before 15 days from the date of receipt of the determination under paragraph (f) of this section, the Governor may file an application for discretionary review by the Assistant Secretary. On or … | |||
| 10:10:3.0.1.4.16.2.9.2 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.11 Allocation of funds among the States. | DOE | (a) The cognizant Regional Office Director shall provide financial assistance to each State having an approved annual application from funds available for any fiscal year to develop, modify, or implement a plan. (b) DOE shall allocate financial assistance to develop, implement or modify plans among the States from funds available for any fiscal year, as follows: (1) If the available funds equal $25.5 million, such funds shall be allocated to the States according to Table 1 of this section. (2) The base allocation for each State is listed in Table 1. Table 1—Base Allocation by State (3) If the available funds for any fiscal year are less than $25.5 million, then the base allocation for each State shall be reduced proportionally. (4) If the available funds exceed $25.5 million, $25.5 million shall be allocated as specified in Table 1 and any in excess of $25.5 million shall be allocated as follows: (i) One-third of the available funds is divided among the States equally; (ii) One-third of the available funds is divided on the basis of the population of the participating States as contained in the most recent reliable census data available from the Bureau of the Census, Department of Commerce, for all participating States at the time DOE needs to compute State formula shares; and (iii) One-third of the available funds is divided on the basis of the energy consumption of the participating States as contained in the most recent State Energy Data Report available from DOE's Energy Information Administration. (c) The budget period covered by the financial assistance provided to a State according to § 420.11(b) shall be consistent with 10 CFR part 600. | ||||
| 10:10:3.0.1.4.16.2.9.3 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.12 State matching contribution. | DOE | [61 FR 35895, July 8, 1996, as amended at 64 FR 46114, Aug. 24, 1999] | (a) Each State shall provide cash, in kind contributions, or both for SEP activities in an amount totaling not less than 20 percent of the financial assistance allocated to the State under § 420.11(b). (b) Cash and in-kind contributions used to meet this State matching requirement are subject to the limitations on expenditures described in § 420.18(a), but are not subject to the 20 percent limitation in § 420.18(b). (c) Nothing in this section shall be read to require a match for petroleum violation escrow funds used under this subpart. | |||
| 10:10:3.0.1.4.16.2.9.4 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.13 Annual State applications and amendments to State plans. | DOE | [61 FR 35895, July 8, 1996, as amended at 62 FR 26727, May 14, 1997; 64 FR 46114, Aug. 24, 1999; 71 FR 57887, Oct. 2, 2006] | (a) To be eligible for financial assistance under this subpart, a State shall submit to the cognizant Regional Office Director an original and two copies of the annual application executed by the Governor, including an amended State plan or any amendments to the State plan needed to reflect changes in the activities the State is planning to undertake for the fiscal year concerned. The date for submission of the annual State application shall be set by DOE. (b) An application shall include: (1) A face sheet containing basic identifying information, on Standard Form (SF) 424; (2) A description of the energy efficiency, renewable energy, and alternative transportation fuel goals to be achieved, including wherever practicable: (i) An estimate of the energy to be saved by implementation of the State plan; (ii) Why the goals were selected; (iii) How the attainment of the goals will be measured by the State; and (iv) How the program activities included in the State plan represent a strategy to achieve these goals; (3) With respect to financial assistance under this subpart, a goal, consisting of an improvement of 25 percent or more in the efficiency of use of energy in the State concerned in the calendar year 2012, as compared to the calendar year 1990, and may contain interim goals; (4) For the budget period for which financial assistance will be provided: (i) A total program budget with supporting justification, broken out by object category and by source of funding; (ii) The source and amount of State matching contribution; (iii) A narrative statement detailing the nature of State plan amendments and of new program activities. (iv) For each program activity, a budget and listing of milestones; and (v) An explanation of how the minimum criteria for required program activities prescribed in § 420.15 have been implemented and are being maintained. (5) If any of the activities being undertaken by the State in its plan have environmental impacts, a detailed description of the increase or decrease in environ… | |||
| 10:10:3.0.1.4.16.2.9.5 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.14 Review and approval of annual State applications and amendments to State plans. | DOE | [61 FR 35895, July 8, 1996, as amended at 62 FR 26727, May 14, 1997; 64 FR 46114, Aug. 24, 1999] | (a) After receipt of an application for financial assistance under this subpart and for approval of an amendment, if any, to a State plan, the cognizant Regional Office Director may request the State to submit within a reasonable period of time any revisions necessary to make the application complete and to bring the application into compliance with the requirements of subparts A and B of this part. The cognizant Regional Office Director shall attempt to resolve any dispute over the application informally and to seek voluntary compliance. If a State fails to submit timely appropriate revisions to complete an application or to bring it into compliance, the cognizant Regional Office Director may reject the application in a written decision, including a statement of reasons, which shall be subject to administrative review under § 420.19 of subparts A and B of this part. (b) On or before 60 days from the date that a timely filed application is complete, the cognizant Regional Office Director shall— (1) Approve the application in whole or in part to the extent that— (i) The application conforms to the requirements of subparts A and B of this part; (ii) The proposed program activities are consistent with a State's achievement of its energy conservation goals in accordance with § 420.13; and (iii) The provisions of the application regarding program activities satisfy the minimum requirements prescribed by § 420.15 and § 420.17 as applicable; (2) Approve the application in whole or in part subject to special conditions designed to ensure compliance with the requirements of subparts A and B of this part; or (3) Disapprove the application if it does not conform to the requirements of subparts A and B of this part. | |||
| 10:10:3.0.1.4.16.2.9.6 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.15 Annual State applications and amendments to State plans. | DOE | [61 FR 35895, July 8, 1996, as amended at 62 FR 26727, May 14, 1997; 89 FR 33196, Apr. 29, 2024] | (a) Mandatory lighting efficiency standards for public buildings shall: (1) Be implemented throughout the State, except that the standards shall be adopted by the State as a model code for those local governments of the State for which the State's constitution reserves the exclusive authority to adopt and implement building standards within their jurisdictions; (2) Apply to all public buildings (except for public buildings owned or leased by the United States), above a certain size, as determined by the State; (3) For new public buildings, be no less stringent than the provisions of ASHRAE/IESNA 90.1-1989, and should be updated by enactment of, or support for the enactment into local codes or standards, which, at a minimum, are comparable to provisions of ASHRAE/IESNA 90.1-1989 which is incorporated by reference in accordance with 5 U.S.C. 552 (a) and 1 CFR part 51. The availability of this incorporation by reference is given in § 420.6; and (4) For existing public buildings, contain the elements deemed appropriate by the State. (b) Program activities to promote the availability and use of carpools, vanpools, and public transportation shall: (1) Have at least one of the following actions under implementation in at least one urbanized area with a population of 50,000 or more within the State or in the largest urbanized area within the State if that State does not have an urbanized area with a population of 50,000 or more: (i) A carpool/vanpool matching and promotion campaign; (ii) Park-and-ride lots; (iii) Preferential traffic control for carpoolers and public transportation patrons; (iv) Preferential parking for carpools and vanpools; (v) Variable working schedules; (vi) Improvement in transit level of service for public transportation; (vii) Exemption of carpools and vanpools from regulated carrier status; (viii) Parking taxes, parking fee regulations or surcharge on parking costs; (ix) Full-cost parking fees for State and/or local government employees; (x) Urban area traffic restrictions; (xi) … | |||
| 10:10:3.0.1.4.16.2.9.7 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.16 Extensions for compliance with required program activities. | DOE | An extension of time by which a required program activity must be ready for implementation may be granted if DOE determines that the extension is justified. A written request for an extension, with accompanying justification and an action plan acceptable to DOE for achieving compliance in the shortest reasonable time, shall be made to the cognizant Regional Office Director. Any extension shall be only for the shortest reasonable time that DOE determines necessary to achieve compliance. The action plan shall contain a schedule for full compliance and shall identify and make the most reasonable commitment possible to provision of the resources necessary for achieving the scheduled compliance. | ||||
| 10:10:3.0.1.4.16.2.9.8 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.17 Optional elements of State Energy Program plans. | DOE | [61 FR 35895, July 8, 1996, as amended at 62 FR 26727, May 14, 1997; 64 FR 46114, Aug. 24, 1999] | (a) Other appropriate activities or programs may be included in the State plan. These activities may include, but are not limited to, the following: (1) Program activities of public education to promote energy efficiency, renewable energy, and alternative transportation fuels; (2) Program activities to increase transportation energy efficiency, including programs to accelerate the use of alternative transportation fuels for government vehicles, fleet vehicles, taxis, mass transit, and privately owned vehicles; (3) Program activities for financing energy efficiency measures and renewable energy measures— (i) Which may include loan programs and performance contracting programs for leveraging of additional public and private sector funds and program activities which allow rebates, grants, or other incentives for the purchase of energy efficiency measures and renewable energy measures; or (ii) In addition to or in lieu of program activities described in paragraph (a)(3)(i) of this section, which may be used in connection with public or nonprofit buildings owned and operated by a State, a political subdivision of a State or an agency or instrumentality of a State, or an organization exempt from taxation under section 501(c)(3) of the Internal Revenue Code of 1986 including public and private non-profit schools and hospitals, and local government buildings; (4) Program activities for encouraging and for carrying out energy audits with respect to buildings and industrial facilities (including industrial processes) within the State; (5) Program activities to promote the adoption of integrated energy plans which provide for: (i) Periodic evaluation of a State's energy needs, available energy resources (including greater energy efficiency), and energy costs; and (ii) Utilization of adequate and reliable energy supplies, including greater energy efficiency, that meet applicable safety, environmental, and policy requirements at the lowest cost; (6) Program activities to promote energy efficiency in residential hous… | |||
| 10:10:3.0.1.4.16.2.9.9 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | B | Subpart B—Formula Grant Procedures | § 420.18 Expenditure prohibitions and limitations. | DOE | [61 FR 35895, July 8, 1996, as amended at 62 FR 26727, May 14, 1997; 64 FR 46114, Aug. 24, 1999] | (a) No financial assistance provided to a State under this subpart shall be used: (1) For construction, such as construction of mass transit systems and exclusive bus lanes, or for construction or repair of buildings or structures; (2) To purchase land, a building or structure or any interest therein; (3) To subsidize fares for public transportation; (4) To subsidize utility rate demonstrations or State tax credits for energy conservation measures or renewable energy measures; or (5) To conduct, or purchase equipment to conduct, research, development or demonstration of energy efficiency or renewable energy techniques and technologies not commercially available. (b) No more than 20 percent of the financial assistance awarded to the State for this program shall be used to purchase office supplies, library materials, or other equipment whose purchase is not otherwise prohibited by this section. Nothing in this paragraph shall be read to apply this 20 percent limitation to petroleum violation escrow funds used under this subpart. (c) Demonstrations of commercially available energy efficiency or renewable energy techniques and technologies are permitted, and are not subject to the prohibitions of § 420.18(a)(1), or to the limitation on equipment purchases of § 420.18(b). (d) A State may use regular or revolving loan mechanisms to fund SEP services which are consistent with this subpart and which are included in the State's approved SEP plan. The State may use loan repayments and any interest on the loan funds only for activities which are consistent with this subpart and which are included in the State's approved SEP plan. (e) A State may use funds under this subpart for the purchase and installation of equipment and materials for energy efficiency measures and renewable energy measures, including reasonable design costs, subject to the following terms and conditions: (1) Such use must be included in the State's approved plan and, if funded by petroleum violation escrow funds, must be consistent with any ju… | |||
| 10:10:3.0.1.4.16.3.9.1 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.30 Purpose and scope. | DOE | (a) This subpart sets forth DOE's policies and procedures for implementing special projects financial assistance under this part. (b) For years in which such funding is available, States may apply for financial assistance to undertake a variety of State-oriented energy-related special projects activities in addition to the funds provided under the regular SEP grants. (c) The types of funded activities may vary from year to year, and from State to State, depending upon funds available for each type of activity and DOE and State priorities. (d) A number of end-use sector programs in the Office of Energy Efficiency and Renewable Energy participate in the funding of these activities, and the projects must meet the requirements of those programs. (e) The purposes of the special project activities are: (1) To utilize States to accelerate deployment of energy efficiency, renewable energy, and alternative transportation fuel technologies; (2) To facilitate the commercialization of emerging and underutilized energy efficiency and renewable energy technologies; and (3) To increase the responsiveness of Federally funded technology development efforts to the needs of the marketplace. | ||||
| 10:10:3.0.1.4.16.3.9.2 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.31 Notice of availability. | DOE | (a) If in any fiscal year DOE has funds available for special projects, DOE shall publish in the Federal Register one or more notice(s) of availability of SEP special projects financial assistance. (b) Each notice of availability shall cite this part and shall include: (1) Brief descriptions of the activities for which funding is available; (2) The amount of money DOE has available or estimates it will have available for award for each type of activity, and the total amount available; (3) The program official to contact for additional information, application forms, and the program guidance/solicitation document; and (4) The dates when: (i) The program guidance/solicitation will be available; and (ii) The applications for financial assistance must be received by DOE. | ||||
| 10:10:3.0.1.4.16.3.9.3 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.32 Program guidance/solicitation. | DOE | After the publication of the notice of availability in the Federal Register, DOE shall, upon request, provide States interested in applying for one or more project(s) under the special projects financial assistance with a detailed program guidance/solicitation that will include: (a) The control number of the program; (b) The expected duration of DOE support or period of performance; (c) An application form or the format to be used, location for application submission, and number of copies required; (d) The name of the DOE program office contact from whom to seek additional information; (e) Detailed descriptions of each type of program activity for which financial assistance is being offered; (f) The amount of money available for award, together with any limitations as to maximum or minimum amounts expected to be awarded; (g) Deadlines for submitting applications; (h) Evaluation criteria that DOE will apply in the selection and ranking process for applications for each program activity; (i) The evaluation process to be applied to each type of program activity; (j) A listing of program policy factors if any that DOE may use in the final selection process, in addition to the results of the evaluations, including: (1) The importance and relevance of the proposed applications to SEP and the participating programs in the Office of Energy Efficiency and Renewable Energy; and (2) Geographical diversity; (k) Reporting requirements; (l) References to: (1) Statutory authority for the program; (2) Applicable rules; and (3) Other terms and conditions applicable to awards made under the program guidance/solicitation; and (m) A statement that DOE reserves the right to fund in whole or in part, any, all, or none of the applications submitted. | ||||
| 10:10:3.0.1.4.16.3.9.4 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.33 Application requirements. | DOE | [61 FR 35895, July 8, 1996, as amended at 64 FR 46114, Aug. 24, 1999] | (a) Consistent with § 420.32 of this part, DOE shall set forth general and special project activity-specific requirements for applications for special projects financial assistance in the program guidance/solicitation. (b) In addition to any other requirements, all applications shall provide: (1) A detailed description of the proposed project, including the objectives of the project in relationship to DOE's program and the State's plan for carrying it out; (2) A detailed budget for the entire proposed period of support, with written justification sufficient to evaluate the itemized list of costs provided on the entire project; and (3) An implementation schedule for carrying out the project. (c) DOE may, subsequent to receipt of an application, request additional budgetary information from a State when necessary for clarification or to make informed preaward determinations. (d) DOE may return an application which does not include all information and documentation required by this subpart, 10 CFR part 600, or the program guidance/solicitation, when the nature of the omission precludes review of the application. | |||
| 10:10:3.0.1.4.16.3.9.5 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.34 Matching contributions or cost-sharing. | DOE | DOE may require (as set forth in the program guidance/solicitation) States to provide either: (a) A matching contribution of at least a specified percentage of the Federal financial assistance award; or (b) A specified share of the total cost of the project for which financial assistance is provided. | ||||
| 10:10:3.0.1.4.16.3.9.6 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.35 Application evaluation. | DOE | [61 FR 35895, July 8, 1996, as amended at 64 FR 46114, Aug. 24, 1999] | (a) DOE staff at the cognizant Regional Office shall perform an initial review of all applications to ensure that the State has provided the information required by this subpart, 10 CFR part 600, and the program guidance/solicitation. (b) DOE shall group, and technically evaluate according to program activity, all applications determined to be complete and satisfactory. (c) DOE shall select evaluators on the basis of their professional qualifications and expertise relating to the particular program activity being evaluated. (1) DOE anticipates that evaluators will primarily be DOE employees; but (2) If DOE uses non-DOE evaluators, DOE shall require them to comply with all applicable DOE rules or directives concerning the use of outside evaluators. | |||
| 10:10:3.0.1.4.16.3.9.7 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.36 Evaluation criteria. | DOE | The evaluation criteria, including program activity-specific criteria, will be set forth in the program guidance/solicitation document. | ||||
| 10:10:3.0.1.4.16.3.9.8 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.37 Selection. | DOE | (a) DOE may make selection of applications for award based on: (1) The findings of the technical evaluations; (2) The priorities of DOE, SEP, and the participating program offices; (3) The availability of funds for the various special project activities; and (4) Any program policy factors set forth in the program guidance/solicitation. (b) The Director, Office of State and Community Programs makes the final selections of projects to be awarded financial assistance. | ||||
| 10:10:3.0.1.4.16.3.9.9 | 10 | Energy | II | D | 420 | PART 420—STATE ENERGY PROGRAM | C | Subpart C—Implementation of Special Projects Financial Assistance | § 420.38 Special projects expenditure prohibitions and limitations. | DOE | [64 FR 46114, Aug. 24, 1999] | (a) Expenditures under the special projects are subject to 10 CFR part 600 and to any prohibitions and limitations required by the DOE programs that are providing the special projects funding. (b) DOE must state any expenditure prohibitions or limitations specific to a particular category of special projects in the annual SEP special projects solicitation/guidance. |
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CREATE TABLE cfr_sections (
section_id TEXT PRIMARY KEY,
title_number INTEGER,
title_name TEXT,
chapter TEXT,
subchapter TEXT,
part_number TEXT,
part_name TEXT,
subpart TEXT,
subpart_name TEXT,
section_number TEXT,
section_heading TEXT,
agency TEXT,
authority TEXT,
source_citation TEXT,
amendment_citations TEXT,
full_text TEXT
);
CREATE INDEX idx_cfr_title ON cfr_sections(title_number);
CREATE INDEX idx_cfr_part ON cfr_sections(part_number);
CREATE INDEX idx_cfr_agency ON cfr_sections(agency);