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| section_id ▼ | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
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| 33:33:2.0.1.5.26.1.195.1 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | A | Subpart A—General | § 159.1 Purpose. | USCG | This part prescribes regulations governing the design and construction of marine sanitation devices and procedures for certifying that marine sanitation devices meet the regulations and the standards of the Environmental Protection Agency promulgated under section 312 of the Federal Water Pollution Control Act (33 U.S.C. 1322), to eliminate the discharge of untreated sewage from vessels into the waters of the United States, including the territorial seas. Subpart A of this part contains regulations governing the manufacture and operation of vessels equipped with marine sanitation devices. | ||||
| 33:33:2.0.1.5.26.1.195.2 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | A | Subpart A—General | § 159.3 Definitions. | USCG | [CGD 96-026, 61 FR 33668, June 28, 1996, as amended by CGD 95-028, 62 FR 51194, Sept. 30, 1997] | In this part: Coast Guard means the Commandant or his authorized representative. Discharge includes, but is not limited to, any spilling, leaking, pouring, pumping, emitting, emptying, or dumping. Existing vessel includes any vessel, the construction of which was initiated before January 30, 1975. Fecal coliform bacteria are those organisms associated with the intestine of warm-blooded animals that are commonly used to indicate the presence of fecal material and the potential presence of organisms capable of causing human disease. Inspected vessel means any vessel that is required to be inspected under 46 CFR Ch. I. Length means a straight line measurement of the overall length from the foremost part of the vessel to the aftermost part of the vessel, measured parallel to the centerline. Bow sprits, bumpkins, rudders, outboard motor brackets, and similar fittings or attachments are not to be included in the measurement. Manufacturer means any person engaged in manufacturing, assembling, or importing of marine sanitation devices or of vessels subject to the standards and regulations promulgated under section 312 of the Federal Water Pollution Control Act. Marine sanitation device and device includes any equipment for installation on board a vessel which is designed to receive, retain, treat, or discharge sewage, and any process to treat such sewage. New vessel includes any vessel, the construction of which is initiated on or after January 30, 1975. Person means an individual, partnership, firm, corporation, or association, but does not include an individual on board a public vessel. Public vessel means a vessel owned or bare-boat chartered and operated by the United States, by a State or political subdivision thereof, or by a foreign nation, except when such vessel is engaged in commerce. Recognized facility means any laboratory or facility listed by the Coast Guard as a recognized facility under this part. Sewage means human body wastes and the wastes from toilets and other receptacles … | |||
| 33:33:2.0.1.5.26.1.195.3 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | A | Subpart A—General | § 159.4 Incorporation by reference. | USCG | [USCG-1999-5151, 64 FR 67176, Dec. 1, 1999, as amended by USCG-2001-9286, 66 FR 33641, June 25, 2001; 69 FR 18803, Apr. 9, 2004; USCG-2010-0351, 75 FR 36286, June 25, 2010; USCG-2014-0410, 79 FR 38439, July 7, 2014; USCG-2016-0498, 82 FR 35083, July 28, 2017] | (a) Certain material is incorporated by reference into this part with the approval of the Director of the Federal Register under 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that specified in paragraph (b) of this section, the Coast Guard must publish notice of change in the Federal Register ; and the material must be available to the public. All approved material is available for inspection at the Marine Safety Center. Contact Commanding Officer (MSC), Attn: Marine Safety Center, U.S. Coast Guard Stop 7430, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7430. You may also contact the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030, or go to: http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html. All approved material is available from the sources indicated in paragraph (b) of this section. (b) The material approved for incorporation by reference in this part, and the sections affected, are as follows: American Society for Testing and Materials (ASTM) 100 Barr Harbor Drive, West Conshohocken, PA 19428-2959. ASTM E 11-95, Standard Specification for Wire Cloth and Sieves for Testing Purposes—159.125 100 Barr Harbor Drive, West Conshohocken, PA 19428-2959. | |||
| 33:33:2.0.1.5.26.1.195.4 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | A | Subpart A—General | § 159.5 Requirements for vessel manufacturers. | USCG | [CGD 95-028, 62 FR 51194, Sept. 30, 1997] | No manufacturer may manufacture for sale, sell, offer for sale, or distribute for sale or resale any vessel equipped with installed toilet facilities unless it is equipped with: (a) An operable Type II or III device that has a label on it under § 159.16 or that is certified under § 159.12 or § 159.12a; or (b) An operable Type I device that has a label on it under § 159.16 or that is certified under § 159.12, if the vessel is 19.7 meters (65 feet) or less in length. | |||
| 33:33:2.0.1.5.26.1.195.5 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | A | Subpart A—General | § 159.7 Requirements for vessel operators. | USCG | [CGH 95-028, 62 FR 51194, Sept. 30, 1997] | (a) No person may operate any vessel equipped with installed toilet facilities unless it is equipped with: (1) An operable Type II or III device that has a label on it under § 159.16 or that is certified under § 159.12 or § 159.12a; or (2) An operable Type I device that has a label on it under § 159.16 or that is certified under § 159.12, if the vessel is 19.7 meters (65 feet) or less in length. (b) When operating a vessel on a body of water where the discharge of treated or untreated sewage is prohibited by the Environmental Protection Agency under 40 CFR 140.3 or 140.4, the operator must secure each Type I or Type II device in a manner which prevents discharge of treated or untreated sewage. Acceptable methods of securing the device include— (1) Closing the seacock and removing the handle; (2) Padlocking the seacock in the closed position; (3) Using a non-releasable wire-tie to hold the seacock in the closed position; or (4) Locking the door to the space enclosing the toilets with a padlock or door handle key lock. (c) When operating a vessel on a body of water where the discharge of untreated sewage is prohibited by the Environmental Protection Agency under 40 CFR 140.3, the operator must secure each Type III device in a manner which prevents discharge of sewage. Acceptable methods of securing the device include— (1) Closing each valve leading to an overboard discharge and removing the handle; (2) Padlocking each valve leading to an overboard discharge in the closed position; or (3) Using a non-releasable wire-tie to hold each valve leading to an overboard discharge in the closed position. | |||
| 33:33:2.0.1.5.26.2.195.1 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.11 Purpose. | USCG | This subpart prescribes procedures for certification of marine sanitation devices and authorization for labels on certified devices. | ||||
| 33:33:2.0.1.5.26.2.195.2 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.12 Regulations for certification of existing devices. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15325, Apr. 12, 1976; CGD 82-063a, 48 FR 4776, Feb. 3, 1983; CGD 88-052, 53 FR 25122, July 1, 1988; CGD 96-026, 61 FR 33668, June 28, 1996; USCG-2001-9286, 66 FR 33641, June 25, 2001; USCG-2010-0351, 75 FR 36286, June 25, 2010; USCG-2014-0410, 79 FR 38439, July 7, 2014; USCG-2016-0498, 82 FR 35083, July 28, 2017] | (a) The purpose of this section is to provide regulations for certification of existing devices until manufacturers can design and manufacture devices that comply with this part and recognized facilities are prepared to perform the testing required by this part. (b) Any Type III device that was installed on an existing vessel before January 30, 1975, is considered certified. (c) Any person may apply to the Commanding Officer (MSC), Attn: Marine Safety Center, U.S. Coast Guard Stop 7430, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7430 for certification of a marine sanitation device manufactured before January 30, 1976. The Coast Guard will issue a letter certifying the device if the applicant shows that the device meets § 159.53 by: (1) Evidence that the device meets State standards at least equal to the standards in § 159.53, or (2) Test conducted under this part by a recognized laboratory, or (3) Evidence that the device is substantially equivalent to a device certified under this section, or (4) A Coast Guard field test if considered necessary by the Coast Guard. (d) The Coast Guard will maintain and make available a list that identifies each device certified under this section. (e) Devices certified under this section in compliance with § 159.53 need not meet the other regulations in this part and may not be labeled under § 159.16. | |||
| 33:33:2.0.1.5.26.2.195.3 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.12a Certification of certain Type III devices. | USCG | [CGD 76-145, 42 FR 11, Jan. 3, 1977] | (a) The purpose of this section is to provide regulations for certification of certain Type III devices. (b) Any Type III device is considered certified under this section if: (1) It is used solely for the storage of sewage and flushwater at ambient air pressure and temperature; and (2) It is in compliance with § 159.53(c). (c) Any device certified under this section need not comply with the other regulations in this part except as required in paragraphs (b)(2) and (d) of this section and may not be labeled under § 159.16. (d) Each device certified under this section which is installed aboard an inspected vessel must comply with § 159.97. | |||
| 33:33:2.0.1.5.26.2.195.4 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.14 Application for certification. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15325, Apr. 12, 1976] | (a) Any manufacturer may apply to any recognized facility for certification of a marine sanitation device. The application for certification must indicate whether the device will be used aboard all vessels or only aboard uninspected vessels and to which standard in § 159.53 the manufacturer requests the device to be tested. (b) An application may be in any format but must be in writing and must be signed by an authorized representative of the manufacturer and include or be accompanied by: (1) A complete description of the manufacturer's production quality control and inspection methods, record keeping systems pertaining to the manufacture of marine sanitation devices, and testing procedures; (2) The design for the device, including drawings, specifications and other information that describes the materials, construction and operation of the device; (3) The installation, operation, and maintenance instructions for the device; and (4) The name and address of the applicant and the manufacturing facility. (c) The manufacturer must furnish the recognized facility one device of each model for which certification is requested and samples of each material from which the device is constructed, that must be tested destructively under § 159.117. The device furnished is for the testing required by this part except that, for devices that are not suited for unit testing, the manufacturer may submit the design so that the recognized facility may determine the components of the device and materials to be submitted for testing and the tests to be performed at a place other than the facility. The Coast Guard must review and accept all such determinations before testing is begun. (d) At the time of submittal of an application to a recognized facility the manufacturer must notify the Coast Guard of the type and model of the device, the name of the recognized facility to which application is being made, and the name and address of the manufacturer, and submit a signed statement of the times when the manufacturer will permit de… | |||
| 33:33:2.0.1.5.26.2.195.5 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.15 Certification. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976; CGD 82-063a, 48 FR 4776, Feb. 3, 1983; CGD 88-052, 53 FR 25122, July 1, 1988; CGD 96-026, 61 FR 33668, June 28, 1996; USCG-2001-9286, 66 FR 33641, June 25, 2001; USCG-2010-0351, 75 FR 36286, June 25, 2010; USCG-2014-0410, 79 FR 38439, July 7, 2014; USCG-2016-0498, 82 FR 35083, July 28, 2017] | (a) The recognized facility must evaluate the information that is submitted by the manufacturer in accordance with § 159.14(b) (1), (2), and (3), evaluate the device for compliance with §§ 159.53 through 159.95, test the device in accordance with § 159.101 and submit to the Commanding Officer (MSC), Attn: Marine Safety Center, U.S. Coast Guard Stop 7430, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7430 the following: (1) The information that is required under § 159.14(b); (2) A report on compliance evaluation; (3) A description of each test; (4) Test results; and (5) A statement, that is signed by the person in charge of testing, that the test results are accurate and complete. (b) The Coast Guard certifies a test device, on the design of the device, if it determines, after consideration of the information that is required under paragraph (a) of this section, that the device meets the requirements in Subpart C of this part. (c) The Coast Guard notifies the manufacturer and recognized facility of its determination under paragraph (b) of this section. If the device is certified, the Coast Guard includes a certification number for the device. If certification is denied, the Coast Guard notifies the manufacturer and recognized facility of the requirements of this part that are not met. The manufacturer may appeal a denial to the Commanding Officer (MSC), Attn: Marine Safety Center, U.S. Coast Guard Stop 7430, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7430. (d) If upon re-examination of the test device, the Coast Guard determines that the device does not in fact comply with the requirements of Subpart C of this part, it may terminate the certification. | |||
| 33:33:2.0.1.5.26.2.195.6 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.16 Authorization to label devices. | USCG | (a) When a test device is certified under § 159.15(b), the Coast Guard will issue a letter that authorizes the manufacturer to label each device that he manufactures with the manufacturer's certification that the device is in all material respects substantially the same as a test device certified by the U.S. Coast Guard pursuant to section 312 of the Federal Water Pollution Control Act Amendments of 1972. (b) Certification placed on a device by its manufacturer under this section is the certification required by section 312(h)(4) of the Federal Water Pollution Control Act Amendments of 1972, which makes it unlawful for a vessel that is subject to the standards and regulations promulgated under the Act to operate on the navigable waters of the United States, if such vessel is not equipped with an operable marine sanitation device certified pursuant to section 312 of the Act. (c) Letters of authorization issued under this section are valid for 5 years, unless sooner suspended, withdrawn, or terminated and may be reissued upon written request of the manufacturer to whom the letter was issued. (d) The Coast Guard, in accordance with the procedure in 46 CFR 2.75, may suspend, withdraw, or terminate any letter of authorization issued under this section if the Coast Guard finds that the manufacturer is engaged in the manufacture of devices labeled under this part that are not in all material respects substantially the same as a test device certified pursuant to this part. | ||||
| 33:33:2.0.1.5.26.2.195.7 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.17 Changes to certified devices. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 82-063a, 48 FR 4776, Feb. 3, 1983; CGD 88-052, 53 FR 25122, July 1, 1988; CGD 96-026, 61 FR 33668, June 28, 1996; USCG-2001-9286, 66 FR 33641, June 25, 2001; USCG-2010-0351, 75 FR 36286, June 25, 2010; USCG-2014-0410, 79 FR 38439, July 7, 2014; USCG-2016-0498, 82 FR 35083, July 28, 2017] | (a) The manufacturer of a device that is certified under this part shall notify the Commanding Officer (MSC), Attn: Marine Safety Center, U.S. Coast Guard Stop 7430, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7430 in writing of any change in the design of the device. (b) A manufacturer shall include with a notice under paragraph (a) of this section a description of the change, its advantages, and the recommendation of the recognized facility as to whether the device remains in all material respects substantially the same as the original test device. (c) After notice under paragraph (a) of this section, the Coast Guard notifies the manufacturer and the recognized facility in writing of any tests that must be made for certification of the device or for any change in the letter of authorization. The manufacturer may appeal this determination to the Commandant (CG-PS), Attn: Director of Commercial Regulations and Standards, U.S. Coast Guard Stop 7509, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7509. | |||
| 33:33:2.0.1.5.26.2.195.8 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | B | Subpart B—Certification Procedures | § 159.19 Testing equivalency. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 82-063a, 48 FR 4776, Feb. 3, 1983; CGD 88-052, 53 FR 25122, July 1, 1988; CGD 96-026, 61 FR 33668, June 28, 1996; USCG-2001-9286, 66 FR 33641, June 25, 2001; USCG-2010-0351, 75 FR 36286, June 25, 2010; USCG-2014-0410, 79 FR 38439, July 7, 2014; USCG-2016-0498, 82 FR 35083, July 28, 2017] | (a) If a test required by this part may not be practicable or necessary, a manufacturer may apply to the Commanding Officer (MSC), Attn: Marine Safety Center, U.S. Coast Guard Stop 7430, 2703 Martin Luther King Jr. Avenue SE., Washington, DC 20593-7430 for deletion or approval of an alternative test as equivalent to the test requirements in this part. The application must include the manufacturer's justification for deletion or the alternative test and any alternative test data. (b) The Coast Guard notifies the manufacturer of its determination under paragraph (a) of this section and that determination is final. | |||
| 33:33:2.0.1.5.26.3.195.1 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.51 Purpose and scope. | USCG | (a) This subpart prescribes regulations governing the design and construction of marine sanitation devices. (b) Unless otherwise authorized by the Coast Guard each device for which certification under this part is requested must meet the requirements of this subpart. | ||||
| 33:33:2.0.1.5.26.3.195.10 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.69 Motor ratings. | USCG | Motors must be rated to operate at 50 °C ambient temperature. | ||||
| 33:33:2.0.1.5.26.3.195.11 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.71 Electrical controls and conductors. | USCG | Electrical controls and conductors must be installed in accordance with good marine practice. Wire must be copper and must be stranded. Electrical controls and conductors must be protected from exposure to chemicals and sewage. | ||||
| 33:33:2.0.1.5.26.3.195.12 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.73 Conductors. | USCG | Current carrying conductors must be electrically insulated from non-current carrying metal parts. | ||||
| 33:33:2.0.1.5.26.3.195.13 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.75 Overcurrent protection. | USCG | Overcurrent protection must be provided within the unit to protect subcomponents of the device if the manufacturer's recommended supply circuit overcurrent protection is not adequate for these subcomponents. | ||||
| 33:33:2.0.1.5.26.3.195.14 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.79 Terminals. | USCG | Terminals must be solderless lugs with ring type or captive spade ends, must have provisions for being locked against movement from vibration, and must be marked for identification on the wiring diagram required in § 159.57. Terminal blocks must be nonabsorbent and securely mounted. Terminal blocks must be provided with barrier insulation that prevents contact between adjacent terminals or metal surfaces. | ||||
| 33:33:2.0.1.5.26.3.195.15 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.81 Baffles. | USCG | Baffles in sewage retention tanks, if any, must have openings to allow liquid and vapor to flow freely across the top and bottom of the tank. | ||||
| 33:33:2.0.1.5.26.3.195.16 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.83 Level indicator. | USCG | Each sewage retention device must have a means of indicating when the device is more than 3/4 full by volume. | ||||
| 33:33:2.0.1.5.26.3.195.17 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.85 Sewage removal. | USCG | The device must be designed for efficient removal of nearly all of the liquid and solids in the sewage retention tank. | ||||
| 33:33:2.0.1.5.26.3.195.18 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.87 Removal fittings. | USCG | If sewage removal fittings or adapters are provided with the device, they must be of either 1 1/2 ″ or 4″ nominal pipe size. | ||||
| 33:33:2.0.1.5.26.3.195.19 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.89 Power interruption: Type I and II devices. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976] | A discharge device must be designed so that a momentary loss of power during operation of the device does not allow a discharge that does not meet the requirements in § 159.53. | |||
| 33:33:2.0.1.5.26.3.195.2 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.53 General requirements. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15325, Apr. 12, 1976] | A device must: (a) Under the test conditions described in §§ 159.123 and 159.125, produce an effluent having a fecal coliform bacteria count not greater than 1,000 per 100 milliliters and no visible floating solids (Type I), (b) Under the test conditions described in §§ 159.126 and 159.126a, produce an effluent having a fecal coliform bacteria count not greater than 200 per 100 milliliters and suspended solids not greater than 150 milligrams per liter (Type II), or (c) Be designed to prevent the overboard discharge of treated or untreated sewage or any waste derived from sewage (Type III). | |||
| 33:33:2.0.1.5.26.3.195.20 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.93 Independent supporting. | USCG | The device must have provisions for supporting that are independent from connecting pipes. | ||||
| 33:33:2.0.1.5.26.3.195.21 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.95 Safety. | USCG | (a) Each device must— (1) Be free of design defects such as rough or sharp edges that may cause bodily injuries or that would allow toxic substances to escape to the interior of the vessel; (2) Be vented or provided with a means to prevent an explosion or over pressurization as a result of an accumulation of gases; and (3) Meet all other safety requirements of the regulations applicable to the type of vessel for which it is certified. (b) A chemical that is specified or provided by the manufacturer for use in the operation of a device and is defined as a hazardous material in 46 CFR part 146 must be certified by the procedures in 46 CFR part 147. (c) Current carrying components must be protected from accidental contact by personnel operating or routinely servicing the device. All current carrying components must as a minimum be of drip-proof construction or be enclosed within a drip-proof compartment. | ||||
| 33:33:2.0.1.5.26.3.195.22 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.97 Safety: inspected vessels. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976; USCG-2001-9286, 66 FR 33641, June 25, 2001] | The Commanding Officer, USCG Marine Safety Center, approves the design and construction of devices to be certified for installation and operation on board inspected vessels on the basis of tests and reports of inspection under the applicable marine engineering requirements in subchapter F of Title 46, Code of Federal Regulations, and under the applicable electrical engineering requirements in subchapter J of Title 46 Code of Federal Regulations. | |||
| 33:33:2.0.1.5.26.3.195.23 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.101 Testing: general. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976] | Unless otherwise authorized by the Coast Guard, a recognized facility must perform each test described in §§ 159.103 through 159.131. The same device must be used for each test and tested in the order in which the tests are described. There must be no cracking, softening, deterioration, displacement, breakage, leakage or damage of components or materials that affects the operation or safety of the device after each test described in §§ 159.103 through 159.117 and § 159.121, and the device must remain operable after the test described in § 159.119. The device must be set up in a manner simulating installation on a vessel in accordance with the manufacturer's instructions with respect to mounting, water supply, and discharge fittings. | |||
| 33:33:2.0.1.5.26.3.195.24 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.103 Vibration test. | USCG | The device, with liquid retention components, if any, filled with water to one-half of their volume, must be subjected to a sinusoidal vibration for a period of 12 hours, 4 hours in each of the x, y, and z planes, at the resonant frequency of the device (or at 55 cycles per second if there is no resonant frequency between 10 to 60 hertz) and with a peak amplitude of 0.019 to 0.021 inches. | ||||
| 33:33:2.0.1.5.26.3.195.25 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.105 Shock test. | USCG | The device, with liquid retention components, if any, filled with water to half of their volume, must be subjected to 1,000 vertical shocks that are ten times the force of gravity (10g) and have a duration of 20-25 milliseconds measured at the base of the half-sine shock envelope. | ||||
| 33:33:2.0.1.5.26.3.195.26 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.107 Rolling test. | USCG | (a) The device, with liquid retention components, if any, filled with water to half of their volume, must be subjected to 100 cycles with the axis of rotation 4 feet from the centerline of the device, no more than 6 inches below the plane of the bottom of the device, and parallel to any tank baffles. The device must then be rotated 90 degrees on its vertical axis and subjected to another 100 cycles. This testing must be repeated with the liquid retention components filled to the maximum operating level as specified by the manufacturer in § 159.57. (b) Eighty percent of the rolling action must be approximately 15 degrees on either side of the vertical and at a cyclic rate of 3 to 4 seconds. Twenty percent motions must be approximately 30 degrees, or the maximum angle specified by the manufacturer under § 159.57, whichever is greater, on either side of the vertical at a cyclic rate of 6 to 8 seconds. | ||||
| 33:33:2.0.1.5.26.3.195.27 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.109 Pressure test. | USCG | Any sewage retention tank that is designed to operate under pressure must be pressurized hydrostatically at a pressure head of 7 feet or to 150 percent of the maximum pressure specified by the manufacturer for operation of the tank, whichever is greater. The tank must hold the water at this pressure for 1 hour with no evidence of leaking. | ||||
| 33:33:2.0.1.5.26.3.195.28 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.111 Pressure and vacuum pulse test. | USCG | Liquid retention components of the device with manufacturer specified venting installed must be subjected to 50 fillings of water at a pressure head of 7 feet or the maximum pressure specified by the manufacturer for operation of the device, whichever is greater, and then emptied with a 45 gallon per minute or larger positive displacement pump that remains in operation 30 seconds after emptying the tank at the end of each cycle. | ||||
| 33:33:2.0.1.5.26.3.195.29 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.115 Temperature range test. | USCG | (a) The device must be held at a temperature of 60 °C or higher for a period of 16 hours. (b) The device must be held at a temperature of −40 °C or less for a period of 16 hours following winterization in accordance with manufacturers' instructions. | ||||
| 33:33:2.0.1.5.26.3.195.3 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.55 Identification. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15325, Apr. 12, 1976] | (a) Each production device must be legibly marked in accordance with paragraph (b) of this section with the following information: (1) The name of the manufacturer. (2) The name and model number of the device. (3) The month and year of completion of manufacture. (4) Serial number. (5) Whether the device is certified for use on an inspected or an uninspected vessel. (6) Whether the device is Type I, II, or III. (b) The information required by paragraph (a) of this section must appear on a nameplate attached to the device or in lettering on the device. The nameplate or lettering stamped on the device must be capable of withstanding without loss of legibility the combined effects of normal wear and tear and exposure to water, salt spray, direct sunlight, heat, cold, and any substance listed in § 159.117(b) and (c). The nameplate and lettering must be designed to resist efforts to remove them from the device or efforts to alter the information stamped on the nameplate or the device without leaving some obvious evidence of the attempted removal or alteration. | |||
| 33:33:2.0.1.5.26.3.195.30 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.117 Chemical resistance test. | USCG | (a) In each case where the recognized facility doubts the ability of a material to withstand exposure to the substances listed in paragraphs (b) and (c) of this section a sample of the material must be tested. (b) A sample referred to in paragraph (a) of this section must be partially submerged in each of the following substances for 100 hours at an ambient temperature of 22 °C. (1) Sewage. (2) Any disinfectant that is required in the operation of the device. (3) Any chemical compound in solid, liquid or gaseous form, used, emitted or produced in the operation of the device. (4) Fresh or salt (3.5 percent Sodium Chloride) flush water. (5) Toilet bowl cleaners. (6) Engine Oil (SAE/30). (7) Ethylene Glycol. (8) Detergents (household and bilge cleaning type). (c) A sample of the material must be doused 20 times, with a 1 hour drying period between dousings, in each of the following substances: (1) Gasoline. (2) Diesel fuel. (3) Mineral spirits. (4) Turpentine. (5) Methyl alcohol. | ||||
| 33:33:2.0.1.5.26.3.195.31 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.119 Operability test; temperature range. | USCG | The device must operate in an ambient temperature of 5 °C with inlet operating fluid temperature varying from 2 °C to 32 °C and in an ambient temperature of 50 °C with inlet operating fluid temperature varying from 2 °C to 32 °C. | ||||
| 33:33:2.0.1.5.26.3.195.32 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.121 Sewage processing test. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by USCG-2002-12471, 67 FR 41333, June 18, 2002] | (a) The device must process human sewage in the manner for which it is designed when tested in accordance with this section. There must be no sewage or sewage-treating chemicals remaining on surfaces or in crevices that could come in contact with a person using the device or servicing the device in accordance with the instructions supplied under § 159.57(b)(7). (b) During the test the device must be operated and maintained in accordance with the manufacturer's instructions. Any initial start-up time specified by the manufacturer must be allowed before test periods begin. For 1 hour of each 8-hour test period, the device must be tilted to the maximum angles specified by the manufacturer under §§ 159.55 and 159.57. (c) Except for devices described in paragraph (d) of this section, the devices must process and discharge or store human sewage over at least an 8-consecutive hour period on at least 10 days within a 20-day period. The device must receive human sewage consisting of fecal matter, urine, and toilet paper in a ratio of four urinations to one defecation with at least one defecation per person per day. Devices must be tested at their average rate of capacity as specified in § 159.57. In addition, during three periods of each day the system must process sewage at the peak capacity for the period of time it is rated at peak capacity. (d) A device that processes and discharges continuously between individual use periods or a large device, as determined by the Coast Guard, must process and discharge sewage over at least 10-consecutive days at the average daily capacity specified by the manufacturer. During three periods of each day the system must process sewage at the peak capacity for the period of time it is rated at peak capacity. The sewage for this test must be fresh, domestic sewage to which primary sludge has been added, as necessary, to create a test sewage with a minimum of 500 milligrams of suspended solids per liter. | |||
| 33:33:2.0.1.5.26.3.195.33 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.123 Coliform test: Type I devices. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976] | (a) The arithmetic mean of the fecal coliform bacteria in 38 of 40 samples of effluent discharged from a Type I device during the test described in § 159.121 must be less than 1000 per 100 milliliters when tested in accordance with 40 CFR part 136. (b) The 40 samples must be taken from the device as follows: During each of the 10-test days, one sample must be taken at the beginning, middle, and end of an 8-consecutive hour period with one additional sample taken immediately following the peak capacity processing period. | |||
| 33:33:2.0.1.5.26.3.195.34 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.125 Visible floating solids: Type I devices. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976; USCG-1999-5151, 64 FR 67176, Dec. 1, 1999] | During the sewage processing test (§ 159.121) 40 effluent samples of approximately 1 liter each shall be taken from a Type I device at the same time as samples taken in § 159.123 and passed expeditiously through a U.S. Sieve No. 12 as specified in ASTM E 11 (incorporated by reference, see § 159.4). The weight of the material retained on the screen after it has been dried to a constant weight in an oven at 103 °C. must be divided by the volume of the sample and expressed as milligrams per liter. This value must be 10 percent or less of the total suspended solids as determined in accordance with 40 CFR part 136 or at least 38 of the 40 samples. 33 U.S.C. 1321(b)(3) prohibits discharge of harmful quantities of oil into or upon the navigable waters of the United States or adjoining shorelines or into or upon the waters of the contiguous zone. Under 40 CFR 110.3 and 110.4 such discharges of oil include discharges which: (a) Violate applicable water quality standards, or (b) Cause a film or sheen upon or discoloration of the surface of the water or adjoining shorelines or cause a sludge or emulsion to be deposited beneath the surface of the water or upon adjoining shorelines. If a sample contains a quantity of oil determined to be harmful, the Coast Guard will not certify the device. | |||
| 33:33:2.0.1.5.26.3.195.35 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.126 Coliform test: Type II devices. | USCG | [CGD 75-213, 41 FR 15326, Apr. 12, 1976] | (a) The arithmetic mean of the fecal coliform bacteria in 38 of 40 samples of effluent from a Type II device during the test described in § 159.121 must be 200 per 100 milliliters or less when tested in accordance with 40 CFR part 136. (b) The 40 samples must be taken from the device as follows: During each of the 10 test days, one sample must be taken at the beginning, middle and end of an 8-consecutive hour period with one additional sample taken immediately following the peak capacity processing period. | |||
| 33:33:2.0.1.5.26.3.195.36 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.126a Suspended solids test: Type II devices. | USCG | [CGD 75-213, 41 FR 15326, Apr. 12, 1976] | During the sewage processing test (§ 159.121) 40 effluent samples must be taken at the same time as samples are taken for § 159.126 and they must be analyzed for total suspended solids in accordance with 40 CFR part 136. The arithmetic mean of the total suspended solids in 38 of 40 of these samples must be less than or equal to 150 milligrams per liter. | |||
| 33:33:2.0.1.5.26.3.195.37 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.127 Safety coliform count: Recirculating devices. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15326, Apr. 12, 1976] | Thirty-eight of forty samples of flush fluid from a recirculating device must have less than 240 fecal coliform bacteria per 100 milliliters. These samples must be collected in accordance with § 159.123(b) and tested in accordance with 40 CFR part 136. | |||
| 33:33:2.0.1.5.26.3.195.38 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.129 Safety: Ignition prevention test. | USCG | (a) Components of a device that are a potential ignition source in an explosive atmosphere must pass the test in paragraph (b) or (c) of this section or meet the requirements of paragraph (d) or have a specific warning in the instruction manual required by § 159.57 that the device should not be installed in an explosive atmosphere. (b) Components protected by vapor exclusion must be placed in a chamber filled with a rich mixture of gasoline or propane in air with the pressure being varied from 0 to 2 psig once an hour for 8 hours. Vapor readings must be taken in the void being protected and must indicate a leakage less than 20 percent of the lower explosive limit of the mixture in the chamber. (c) Components providing ignition protection by means other than vapor exclusion must be fitted with an ignition source, such as a spark plug, and a means of injecting an explosive mixture of gasoline or propane and air into the void that protects the component. Connections must be made so as to minimize any additional volume added to the protected void by the apparatus delivering the explosive mixture. The component must be placed in a chamber filled with an explosive mixture and there must be no ignition of the explosive mixture surrounding the component when the following tests are conducted: (1) Using any overload protection that is part of the device, the potential ignition source must be operated for one half hour at 110 percent of its rated voltage, one half hour at 50 percent of its rated voltage and one half hour at 100 percent of its rated voltage with the motor or armature locked, if the potential ignition source is a motor or part of a motor's electrical circuit. (2) With the explosive mixture in the protected void, the test installed ignition source must be activated 50 times. (3) The tests paragraphs (c) (1) and (2) of this section must be repeated with any plugs removed. (d) Components that are certified as being intrinsically safe in accordance with the Instrument Society of America (RP 12.2) or explos… | ||||
| 33:33:2.0.1.5.26.3.195.39 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.131 Safety: Incinerating device. | USCG | An incinerating device must not incinerate unless the combustion chamber is closed, must purge the combustion chamber of combustible fuel vapors before and after incineration must secure automatically if the burner does not ignite, must not allow an accumulation of fuel, and must neither produce a temperature on surfaces adjacent to the incineration chamber higher than 67 °C nor produce a temperature on surfaces in normal body contact higher than 41 °C when operating in an ambient temperature of 25 °C. Unitized incineration devices must completely burn to a dry, inert ash, a simultaneous defecation and urination and must not discharge fly ash, malodors, or toxic substances. | ||||
| 33:33:2.0.1.5.26.3.195.4 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.57 Installation, operation, and maintenance instructions. | USCG | [CGD 73-83, 40 FR 4624, Jan. 30, 1975, as amended by CGD 75-213, 41 FR 15325, Apr. 12, 1976] | (a) The instructions supplied by the manufacturer must contain directions for each of the following: (1) Installation of the device in a manner that will permit ready access to all parts of the device requiring routine service and that will provide any flue clearance necessary for fire safety. (2) Safe operation and servicing of the device so that any discharge meets the applicable requirements of § 159.53. (3) Cleaning, winter layup, and ash or sludge removal. (4) Installation of a vent or flue pipe. (5) The type and quantity of chemicals that are required to operate the device, including instructions on the proper handling, storage and use of these chemicals. (6) Recommended methods of making required plumbing and electrical connections including fuel connections and supply circuit overcurrent protection. (b) The instructions supplied by the manufacturer must include the following information: (1) The name of the manufacturer. (2) The name and model number of the device. (3) Whether the device is certified for use on an inspected, or uninspected vessel. (4) A complete parts list. (5) A schematic diagram showing the relative location of each part. (6) A wiring diagram. (7) A description of the service that may be performed by the user without coming into contact with sewage or chemicals. (8) Average and peak capacity of the device for the flow rate, volume, or number of persons that the device is capable of serving and the period of time the device is rated to operate at peak capacity. (9) The power requirements, including voltage and current. (10) The type and quantity of fuel required. (11) The duration of the operating cycle for unitized incinerating devices. (12) The maximum angles of pitch and roll at which the device operates in accordance with the applicable requirements of § 159.53. (13) Whether the device is designed to operate in salt, fresh, or brackish water. (14) The maximum hydrostatic pressure at which a pressurized sewage retention tank meets the requirements of § 159.111. (… | |||
| 33:33:2.0.1.5.26.3.195.5 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.59 Placard. | USCG | Each device must have a placard suitable for posting on which is printed the operating instructions, safety precautions, and warnings pertinent to the device. The size of the letters printed on the placard must be one-eighth of an inch or larger. | ||||
| 33:33:2.0.1.5.26.3.195.6 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.61 Vents. | USCG | Vents must be designed and constructed to minimize clogging by either the contents of the tank or climatic conditions such as snow or ice. | ||||
| 33:33:2.0.1.5.26.3.195.7 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.63 Access to parts. | USCG | Each part of the device that is required by the manufacturer's instructions to be serviced routinely must be readily accessible in the installed position of the device recommended by the manufacturer. | ||||
| 33:33:2.0.1.5.26.3.195.8 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.65 Chemical level indicator. | USCG | The device must be equipped with one of the following: (a) A means of indicating the amount in the device of any chemical that is necessary for its effective operation. (b) A means of indicating when chemicals must be added for the proper continued operation of the device. | ||||
| 33:33:2.0.1.5.26.3.195.9 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | C | Subpart C—Design, Construction, and Testing | § 159.67 Electrical component ratings. | USCG | Electrical components must have current and voltage ratings equal to or greater than the maximum load they may carry. | ||||
| 33:33:2.0.1.5.26.4.195.1 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | D | Subpart D—Recognition of Facilities | § 159.201 Recognition of facilities. | USCG | [CGD 95-028, 62 FR 51194, Sept. 30, 1997, as amended by USCG-1999-5832, 64 FR 34715, June 29, 1999; USCG-2008-0179, 73 FR 35016, June 19, 2008] | A recognized facility is an independent laboratory accepted by the Coast Guard under 46 CFR 159.010 to perform the tests and inspections required under this part. A list of accepted laboratories is available from the Commandant (CG-5213). | |||
| 33:33:2.0.1.5.26.5.195.1 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.301 Purpose. | USCG | The purpose of this subpart is to implement “Title XIV—Certain Alaskan Cruise Ship Operations” contained in section 1(a)(4) of Pub. L. 106-554, enacted on December 21, 2000, by prescribing regulations governing the discharges of sewage and graywater from cruise vessels, require sampling and testing of sewage and graywater discharges, and establish reporting and record keeping requirements. | ||||
| 33:33:2.0.1.5.26.5.195.10 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.319 Fecal coliform and total suspended solids standards. | USCG | (a) Treated sewage effluent discharges. Until such time as the Administrator promulgates effluent discharge standards for treated sewage, treated sewage effluent discharges in the applicable waters of Alaska shall not have a fecal coliform bacterial count of greater than 200 per 100 ml nor total suspended solids greater than 150 mg/l. (b) Graywater effluent discharges. [Reserved] | ||||
| 33:33:2.0.1.5.26.5.195.11 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.321 Enforcement. | USCG | (a) Administrative Penalties —(1) Violations. Any person who violates this subpart may be assessed a class I or class II civil penalty by the Secretary or his delegatee. (2) Classes of penalties —(i) Class I. The amount of a class I civil penalty under this section may not exceed $10,000 per violation, except that the maximum amount of any class I civil penalty under this section shall not exceed $25,000. Before assessing a civil penalty under this subparagraph, the Secretary or his delegatee shall give to the person to be assessed such penalty written notice of the Secretary's proposal to assess the penalty and the opportunity to request, within 30 days of the date the notice is received by such person, a hearing on the proposed penalty. Such hearing shall not be subject to 5 U.S.C. 554 or 556, but shall provide a reasonable opportunity to be heard and to present evidence. (ii) Class II. The amount of a class II civil penalty under this section may not exceed $10,000 per day for each day during which the violation continues, except that the maximum amount of any class II civil penalty under this section shall not exceed $125,000. Except as otherwise provided in paragraph (a) of this section, a class II civil penalty shall be assessed and collected in the same manner, and subject to the same provisions as in the case of civil penalties assessed and collected after notice and an opportunity for hearing on the record in accordance with 5 U.S.C. 554. Proceedings to assess a class II administrative civil penalty under this section will be governed by 33 CFR part 20. (3) Rights of interested persons —(i) Public notice. Before issuing an order assessing a class II civil penalty under this paragraph, the Secretary shall provide public notice of and reasonable opportunity to comment on the proposed issuance of each order. (ii) Presentation of evidence. Any person who comments on a proposed assessment of a class II civil penalty under this section shall be given notice of any hearing held under paragraph … | ||||
| 33:33:2.0.1.5.26.5.195.2 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.303 Applicability. | USCG | This subpart applies to each cruise vessel authorized to carry 500 or more passengers operating in the waters of the Alexander Archipelago and the navigable waters of the United States within the State of Alaska and within the Kachemak Bay National Estuarine Research Reserve. | ||||
| 33:33:2.0.1.5.26.5.195.3 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.305 Definitions. | USCG | [66 FR 38930, July 26, 2001, as amended by USCG-2024-1103, 90 FR 52878, Nov. 24, 2025] | In this subpart: Administrator —means the Administrator of the United States Environmental Protection Agency. Applicable Waters of Alaska —means the waters of the Alexander Archipelago and the navigable waters of the United States within the State of Alaska and within the Kachemak Bay National Estuarine Research Reserve. Captain of the Port —means the Captain of the Port as defined in Subpart 3.85 of this chapter. Conventional Pollutants —means the list of pollutants listed in 40 CFR 401.16. Cruise Vessel —means a passenger vessel as defined in section 2101 of Title 46, United States Code. The term does not include a vessel of the United States operated by the federal government or a vessel owned and operated by the government of a State. Discharge —means a release, however caused, from a cruise vessel, and includes, any escape, disposal, spilling, leaking, pumping, emitting or emptying. Environmental Compliance Records —includes the Sewage and Graywater Discharge Record Book, all discharge reports, all discharge sampling test results, as well as any other records that must be kept under this subpart. Graywater —means only galley, dishwasher, bath, and laundry waste water. The term does not include other wastes or waste streams. Navigable Waters —has the same meaning as in section 502 of the Federal Water Pollution Control Act, as amended. Person —means an individual, corporation, partnership, limited liability company, association, state, municipality, commission or political subdivision of a state, or any federally recognized Indian tribal government. Priority Pollutant —means the list of toxic pollutants listed in 40 CFR 401.15. Sewage —means human body wastes and the wastes from toilets and other receptacles intended to receive or retain body waste. Treated Sewage —means sewage meeting all applicable effluent limitation standards and processing requirements of the Federal Water Pollution Control Act, as amended and of Title XIV of Public Law 106-554 “Certain Alaskan Cruise Ship Operations”, and r… | |||
| 33:33:2.0.1.5.26.5.195.4 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.307 Untreated sewage. | USCG | No person shall discharge any untreated sewage from a cruise vessel into the applicable waters of Alaska. | ||||
| 33:33:2.0.1.5.26.5.195.5 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.309 Limitations on discharge of treated sewage or graywater. | USCG | [66 FR 38930, July 26, 2001, as amended at USCG-2005-21531, 70 FR 36350, June 23, 2005] | (a) No person shall discharge treated sewage or graywater from a cruise vessel into the applicable waters of Alaska unless: (1) The cruise vessel is underway and proceeding at a speed of not less than six knots; (2) The cruise vessel is not less than one nautical mile from the nearest shore, except in areas designated by the Coast Guard in consultation with the State of Alaska; (3) The discharge complies with all applicable cruise vessel effluent standards established pursuant to Pub. L. 106-554 and any other applicable law, and (4) The cruise vessel is not in an area where the discharge of treated sewage or graywater is prohibited. (b) Until such time as the Administrator promulgates regulations addressing effluent quality standards for cruise vessels operating in the applicable waters of Alaska, treated sewage and graywater may be discharged from vessels in circumstances otherwise prohibited under paragraph (a)(1) and (2) of this section provided that: (1) Notification to the Captain of the Port (COTP) is made not less than 30 days prior to the planned discharge, and such notice includes results of tests showing compliance with this section; (2) The discharge satisfies the minimum level of effluent quality specified in 40 CFR 133.102; (3) The geometric mean of the samples from the discharge during any 30-day period does not exceed 20 fecal coliform/100 milliliters (ml) and not more than 10 percent of the samples exceed 40 fecal coliform/100 ml; (4) Concentrations of total residual chlorine do not exceed 10.0 micrograms per liter (µgm/l); (5) Prior to any such discharge occurring, the owner, operator or master, or other person in charge of a cruise vessel, can demonstrate to the COTP that test results from at least five samples taken from the vessel representative of the effluent to be discharged, on different days over a 30-day period, conducted in accordance with the guidelines promulgated by the Administrator in 40 CFR part 136, which confirm that the water quality of the effluents proposed for disc… | |||
| 33:33:2.0.1.5.26.5.195.6 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.311 Safety exception. | USCG | The regulations in this subpart shall not apply to discharges made for the purpose of securing the safety of the cruise vessel or saving life at sea, provided that all reasonable precautions have been taken for the purpose of preventing or minimizing the discharge. | ||||
| 33:33:2.0.1.5.26.5.195.7 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.313 Inspection for compliance and enforcement. | USCG | (a) Cruise vessels operating within the applicable waters of Alaska are subject to inspection by the Coast Guard to ensure compliance with this subpart. (b) An inspection under this section shall include an examination of the Sewage and Graywater Discharge Record Book required under § 159.315 of this subpart, environmental compliance records, and a general examination of the vessel. A copy of any entry in the Sewage and Graywater Discharge Record Book may be made and the Master of the vessel may be required to certify that the copy is a true copy of the original entry. (c) A vessel not in compliance with this subpart may be subject to the penalties set out in § 159.321, denied entry into the applicable waters of Alaska, detained, or restricted in its operations by order of the COTP. | ||||
| 33:33:2.0.1.5.26.5.195.8 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.315 Sewage and graywater discharge record book. | USCG | (a) While operating in the applicable waters of Alaska each cruise vessel shall maintain, in English, a legible Sewage and Graywater Discharge Record Book with the vessel's name and official number listed on the front cover and at the top of each page. (b) Entries shall be made in the Sewage and Graywater Discharge Record Book whenever any of the following is released into the applicable waters of Alaska: (1) Treated or untreated sewage; (2) Graywater; or (3) Sewage and graywater mixture. (c) Each entry in the Sewage and Graywater Discharge Record Book shall, at a minimum, contain the following information: (1) Name and location of each discharge port within the ship; (2) Date the start of discharge occurred; (3) Whether the effluent is treated or untreated sewage, graywater, or a sewage and graywater mixture and type of treatment used; (4) Time discharge port is opened; (5) Vessel's latitude and longitude at the time the discharge port is opened; (6) Volume discharged in cubic meters; (7) Flow rate of discharge in liters per minute; (8) Time discharge port is secured; (9) Vessel's latitude and longitude at the time the discharge port is secured; and (10) Vessel's minimum speed during discharge. (d) In the event of an emergency, accidental or other exceptional discharge of sewage or graywater, a statement shall be made in the Sewage and Graywater Discharge Record Book of the circumstances and reasons for the discharge and an immediate notification of the discharge shall be made to the COTP. (e) Each entry of a discharge shall be recorded without delay and signed and dated by the person or persons in charge of the discharge concerned and each completed page shall be signed and dated by the master or other person having charge of the ship. (f) The Sewage and Graywater Discharge Record Book shall be kept in such a place as to be readily available for inspection at all reasonable times and shall be kept on board the ship. (g) The master or other person having charge of a ship required to keep a Sew… | ||||
| 33:33:2.0.1.5.26.5.195.9 | 33 | Navigation and Navigable Waters | I | O | 159 | PART 159—MARINE SANITATION DEVICES | E | Subpart E—Discharge of Effluents in Certain Alaskan Waters by Cruise Vessel Operations | § 159.317 Sampling and reporting. | USCG | (a) The owner, operator, master or other person in charge of a cruise vessel that discharges treated sewage and/or graywater in the applicable waters of Alaska shall; (1) Not less than 90 days prior to each vessel's initial entry into the applicable waters of Alaska during any calendar year, provide to the COTP certification of participation under a Quality Assurance/Quality Control Plan (QA/QCP) accepted by the COTP for sampling and analysis of treated sewage and/or graywater for the current operating season; (2) Not less than 30 days nor more than 120 days prior to each vessel's initial entry into the applicable waters of Alaska during any calendar year, provide a certification to the COTP that the vessel's treated sewage and graywater effluents meet the minimum standards established by the Administrator, or in the absence of such standards, meet the minimum established in § 159.319 of this subpart; (3) Within 30 days of each vessel's initial entry into the applicable waters of Alaska during any calendar year, provide to the COTP a Vessel Specific Sampling Plan (VSSP) for review and acceptance, and undergo sampling and testing for conventional pollutants of all treated sewage and graywater effluents as directed by the COTP; (4) While operating in the applicable waters of Alaska be subject to unannounced sampling of treated sewage and graywater discharge effluents, or combined treated sewage/graywater discharge effluents for the purpose of testing for a limited suite, as determined by the Coast Guard, of priority pollutants; (5) While operating in the applicable waters of Alaska be subject to additional random sampling events, in addition to all other required sampling, of some or all treated sewage and graywater discharge effluents for conventional and/or priority pollutant testing as directed by the COTP; (6) Ensure all samples, as required by this section, are collected and tested by a laboratory accepted by the Coast Guard for the testing of conventional and priority pollutants, as defined by this subp… | ||||
| 40:40:26.0.1.1.10.2.1.1 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.152 What the law requires of registrants. | EPA | (a) Section 6(a)(2) of the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) states: “If at any time after the registration of a pesticide the registrant has additional factual information regarding unreasonable adverse effects on the environment of the pesticide, he shall submit such information to the Administrator.” (b) Section 152.50(f)(3) of this chapter requires applicants to submit, as part of an application for registration, any factual information of which he is aware regarding unreasonable adverse effects of the pesticide on humans or the environment, which would be required to be reported under section 6(a)(2) if the product were registered. (c) Compliance with this part will satisfy a registrant's obligations to submit additional information pursuant to section 6(a)(2) and will satisfy an applicant's obligation to submit additional information pursuant to § 152.50(f)(3) of this chapter. | ||||
| 40:40:26.0.1.1.10.2.1.10 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.170 Human epidemiological and exposure studies. | EPA | Information must be submitted which concerns any study that a person described in § 159.158(a) has concluded, or might reasonably conclude, shows that a correlation may exist between exposure to a pesticide and observed adverse effects in humans. Information must also be submitted which concerns exposure monitoring studies that indicate higher levels of risk or exposure than would be expected based on previously available reports, data, or exposure estimates. Such information must be submitted regardless of whether the registrant considers any observed correlation or association to be significant. | ||||
| 40:40:26.0.1.1.10.2.1.11 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.178 Information on pesticides in or on food, feed or water. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33582, June 19, 1998] | (a) Food and feed. Information must be submitted if it shows that the pesticide is present in or on food or feed at a level in excess of established levels, except that information on excess residues resulting solely from studies conducted under authority of FIFRA section 5 or under other controlled research studies conducted to test a pesticide product need not be submitted, provided that the treated crop is not marketed as a food or feed commodity. The information to be submitted is the same as that required in § 159.184(c)(1), (2), (3), and (4)(iv)(E), (F), (G), and (H). (b) Water. (1) Information must be submitted if it shows that a pesticide is present above the water reference level in any of the following instances: (i) Waters of the United States, as defined in § 122.2 of this chapter, except paragraph (d) of § 122.2. (ii) Ground water. (iii) Finished drinking water. (2) If the lowest detectable amount of the pesticide is reported, the detection limit must also be reported. (3) Information need not be submitted regarding the detection of a pesticide in waters of the United States or finished drinking water if the pesticide is registered for use in finished drinking water or surface water and the amount detected does not exceed the amounts reported by a registrant in its application for registration, as resulting in those waters from legal applications of the pesticide. (4) Information need not be submitted concerning detections of pesticides in waters of the United States, ground water or finished drinking water if the substance detected is an inert ingredient, or a metabolite, degradate, contaminant or impurity of a pesticide product, unless EPA has established or proposed a maximum contaminant level (MCL) or health advisory level (HAL) for that substance, or has estimated a health advisory level based on an established reference dose (RfD) for that substance, and notified registrants of that level. (5) Information to be submitted is the same as that required in § 159.184(c)(1), (2), (3), (4)… | |||
| 40:40:26.0.1.1.10.2.1.12 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.179 Metabolites, degradates, contaminants, and impurities. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33582, June 19, 1998] | (a) Metabolites and degradates. Information which shows the existence of any metabolite or degradate of a pesticide product must be submitted if either of the following conditions is met: (1) The metabolite or degradate may occur or be present under conditions of use of the pesticide product, and the existence of the metabolite or degradate or the association of the metabolite or degradate with the pesticide product has not been previously reported to EPA. (2) The metabolite or degradate has been previously reported, but it is detected at levels higher than any previously reported; and either of the following conditions is met: (i) Any person described in § 159.158(a) has concluded that the metabolite or degradate may pose a toxicological or ecological risk based on any one or more of the following: (A) The physical or chemical properties of the metabolite or degradate. (B) Data regarding structurally analogous chemicals. (C) Data regarding chemical reactivity of the metabolite or degradate and structurally analogous substances. (D) Data on the metabolite or degradate. (ii) The registrant has concluded, or has been advised by any person described in § 159.158(a) that the metabolite or degradate, or analogous chemicals, may have any experimentally determined half-life greater than 3 weeks as shown from laboratory aerobic soil metabolism studies or field dissipation studies, or may have any experimentally determined resistance to hydrolytic degradation, or photolytic degradation on soil or in water, under any conditions, resulting in degradation of less than 10 percent in a 30-day period. (b) Contaminants and impurities. The presence in any pesticide product of a contaminant or impurity not previously identified by the registrant as part of the pesticide product's approved composition must be reported pursuant to this part if the contaminant or impurity is present in the product in any of the following quantities: (1) Quantities greater than 0.1 percent by weight (1,000 parts per million). (2) Quanti… | |||
| 40:40:26.0.1.1.10.2.1.13 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.184 Toxic or adverse effect incident reports. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33583, June 19, 1998] | (a) General. Information about incidents affecting humans or other non-target organisms must be submitted if the following three conditions are met: (1) The registrant is aware, or has been informed that a person or non-target organism may have been exposed to a pesticide. (2) The registrant is aware, or has been informed that the person or non-target organism suffered a toxic or adverse effect, or may suffer a delayed or chronic adverse effect in the future. (3) The registrant has or could obtain information concerning where the incident occurred, the pesticide or product involved, and the name of a person to contact regarding the incident. (b) Exceptions. Information regarding an incident need not be submitted if any of the following conditions are met: (1) The registrant is aware of facts which clearly establish that the reported toxic effect, or reported exposure, did not or will not occur. (2) The registrant has been notified in writing by the Agency that the reporting requirement has been waived for this incident or category of incidents, and the registrant has not been notified in writing by the Agency that the waiver is rescinded. (3) It concerns a toxic effect to non-target plants, which were at the use site at the time the pesticide was applied, if the label provides adequate notice of such a risk. (4) It concerns non-lethal phytotoxicity to the treated crop if the label provides an adequate notice of such a risk. (5) It concerns a toxic effect to pests not specified on the label, provided that such pests are similar to pests specified on the label. (6) It concerns minor skin or eye irritation effects warned of on the label of a product which is registered for use in residential use sites, and the effects occurred as a result of use in a residential site. (c) Required information on individual incidents. To the extent that the registrant has any of the information listed in paragraphs (c)(1) through (c)(4) of this section, the registrant must supply the information on each pesticide inc… | |||
| 40:40:26.0.1.1.10.2.1.14 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.188 Failure of performance information. | EPA | [63 FR 49388, Sept. 19, 1997, as amended at 72 FR 61029, Oct. 26, 2007] | (a) Microorganisms that pose a risk to human health. Information must be submitted which concerns either incidents described in paragraph (a)(1) of this section or a study described in paragraph (a)(2) of this section: (1) Information which concerns an incident which meets all of the following conditions: (i) The registrant has been informed that a pesticide product may not have performed as claimed against target microorganisms. (ii) The possible failures of the pesticide to perform as claimed involved the use against microorganisms which may pose a risk to human health. (iii) The pesticide product's use site is other than residential. (iv) The registrant has or could obtain information concerning where the incident occurred, the pesticide or product involved, and the name of a person to contact regarding the incident. (2) A study which indicates that the pesticide may not perform in accordance with one or more claims made by the registrant regarding uses intended for control of microorganisms tha may pose a risk to human health, including any of the public health antimicrobials identified in part 161 of this chapter. (b) Animals that pose a risk to human health. For the purposes of this section, any animal (including insects) poses a risk to human health if it may cause disease in humans, either directly or as a disease vector; produce toxins that are harmful to humans; or cause direct physical harm to humans. Information must be submitted which concerns either incidents described in paragraph (b)(1) of this section or a study described in paragraph (b)(2) of this section. (1) Information which concerns an incident which meets all of the following conditions: (i) The registrant has been informed by municipal, State, or Federal public health officials that a pesticide product may not have performed as claimed against target animals. (ii) The possible failures of the pesticide to perform as claimed involved the use against animals that pose a risk to human health. (iii) The registrant has or could … | |||
| 40:40:26.0.1.1.10.2.1.15 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.195 Reporting of other information. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33583, June 19, 1998] | (a) The registrant shall submit to the Administrator information other than that described in §§ 159.165 through 159.188 if the registrant knows, or reasonably should know, that if the information should prove to be correct, EPA might regard the information alone or in conjunction with other information about the pesticide as raising concerns about the continued registration of a product or about the appropriate terms and conditions of registration of a product. Examples of the types of information which must be provided if not already reportable under some other provision of this part include but are not limited to information showing: (1) Previously unknown or unexpected bioaccumulation of a pesticide by various life forms. (2) Greater than anticipated drift of pesticides to non-target areas. (3) Use of a pesticide may pose any greater risk than previously believed or reported to the Agency. (4) Use of a pesticide promotes or creates secondary pest infestations. (5) Any information which might tend to invalidate a study submitted to the Agency to support a pesticide registration. (b) A registrant is not obligated under paragraph (a) of this section to provide information to the Administrator if the registrant is aware of facts which establish that otherwise reportable information is not correct. (c) The registrant shall submit to the Administrator information other than that described in §§ 159.165 through 159.188 if the registrant has been informed by EPA that such additional information has the potential to raise questions about the continued registration of a product or about the appropriate terms and conditions of registration of a product. | |||
| 40:40:26.0.1.1.10.2.1.2 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.153 Definitions. | EPA | [62 FR 49388, Sept. 19, 1997, as amended at 63 FR 33582, June 19, 1998; 73 FR 75596, Dec. 12, 2008] | (a) For the purposes of reporting information pursuant to FIFRA section 6(a)(2), the definitions set forth in FIFRA section 2 and in 40 CFR part 152 apply to this part unless superseded by a definition in paragraph (b) of this section. (b) For purposes of reporting information pursuant to FIFRA section 6(a)(2), the following definitions apply only to this subpart: Established level means a tolerance, temporary tolerance, food additive regulation, action level, or other limitation on pesticide residues imposed by law, regulation, or other authority. Formal Review means Special Review, Rebuttable Presumption Against Registration (RPAR), FIFRA section 6(c) suspension proceeding, or FIFRA section 6(b) cancellation proceeding, whether completed or not. Hospitalization means admission for treatment to a hospital, clinic or other health care facility. Treatment as an out-patient is not considered to be hospitalization. Maximum contaminant level (MCL) means the maximum permissible level, established by EPA, for a contaminant in water which is delivered to any user of a public water system. Non-target organism means any organism for which pesticidal control was either not intended or not legally permitted by application of a pesticide. Pesticide means a pesticide product which is or was registered by EPA, and each active ingredient, inert ingredient, impurity, metabolite, contaminant or degradate contained in, or derived from, such pesticide product. Qualified expert means one who, by virtue of his or her knowledge, skill, experience, training, or education, could be qualified by a court as an expert to testify on issues related to the subject matter on which he or she renders a conclusion or opinion. Under Rule 702 of the Federal Rules of Evidence, a person may be qualified as an expert on a particular matter by virtue of “knowledge, skill, experience, training, or education.” In general, EPA wants registrants to report information when a person has relevant expert credentials, e.g., a medical doctor givin… | |||
| 40:40:26.0.1.1.10.2.1.3 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.155 When information must be submitted. | EPA | [63 FR 33582, June 19, 1998] | (a) The following reportable information must be received by EPA not later than the 30th calendar day after the registrant first possesses or knows of the information: (1) Scientific studies described in § 159.165. (2) Information about discontinued studies described in § 159.167. (3) Human epidemiological and exposure studies described in § 159.170. (4) Detection of a pesticide in or on food or feed described in § 159.178(a). (5) Detection of metabolites, degradates, contaminates, impurities described in § 159.179. (6) Failure of performance studies described in § 159.188(a)(2), (b)(2), and (c). (7) Other information described in § 159.195. (b) Reportable information concerning detections of pesticides in water described in § 159.178(b), adverse effects incidents described in § 159.184(a), and efficacy failure incidents described in § 159.188(a)(1) and (b)(1) must be reported according to the time frames set forth in § 159.184(d). (c) EPA may, in its discretion, notify a registrant in writing of a different reporting period that will apply to specific types of reportable information or eliminate reporting requirements entirely. Such notification supersedes otherwise applicable reporting requirements set forth in this part. (d) For purposes of this part, a registrant possesses or knows of information at the time any officer, employee, agent, or other person acting for the registrant first comes into possession of, or knows of, such information; provided that, such person performs any activities for the registrant related to the development, testing, sale or registration of a pesticide or the person could be reasonably expected to come into possession of information otherwise reportable under this part. In the case of information known to or possessed by an agent or other person acting for the registrant, a registrant is responsible for such information only if the agent or other person acquired such information while acting for the registrant. | |||
| 40:40:26.0.1.1.10.2.1.4 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.156 How information must be submitted. | EPA | [63 FR 49388, Sept. 19, 1997, as amended at 69 FR 39864, July 1, 2004; 71 FR 35545, June 21, 2006; 72 FR 61028, Oct. 26, 2007] | A submission under FIFRA section 6(a)(2) must be delivered to the Office of Pesticide Programs' Document Processing Desk at the appropriate address as set forth in 40 CFR 150.17(a) or (b). (a) Include a cover letter which contains the information requested in paragraphs (d) and (e) of this section, and a prominent statement that the information is being submitted in accordance with FIFRA section 6(a)(2). (b) Contain the name of the submitter, registrant name and registration number, date of transmittal to EPA, the type of study or incident being reported under §§ 159.165 through 159.195, and a statement of why the information is considered reportable under this part. (c) Identify the substance tested or otherwise covered by the information (including, if known, the EPA registration number(s) to which the information pertains, and if known, the CAS Registry Number). (d) In reporting incidents, provide the data listed in § 159.184, to the extent such information is available. (e) In submitting scientific studies, follow the procedures set forth in § 158.32 or § 161.32 of this chapter, as applicable. (f) If the information is part of a larger package being submitted in order to comply with another provision of FIFRA (e.g., sections 3(c)(2)(B), 4(e)(1)(E)), identify in the transmittal the individual studies being submitted under this part. (g) If a claim of confidentiality is made under FIFRA section 10 for information relating to any part of a study or incident report contained in the submission, follow the procedures set forth in § 158.33 or § 161.33 of this chapter, as applicable regarding the identification and segregation of information claimed to be confidential. (h) If a submission includes a study subject to the flagging requirements of § 158.34 or § 161.34 of this chapter, as applicable, comply with the requirements of that section, and, if the flagging statement is positive, identify it as 6(a)(2) information in the transmittal. (i) If a submission is a follow-up to an earlier study or incident rep… | |||
| 40:40:26.0.1.1.10.2.1.5 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.158 What information must be submitted. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33582, June 19, 1998] | (a) General. Information which is reportable under this part must be submitted if the registrant possesses or receives the information, and the information is relevant to the assessment of the risks or benefits of one or more specific pesticide registrations currently or formerly held by the registrant. Information relevant to the assessment of the risks or benefits also includes conclusion(s) or opinion(s) rendered by a person who meets any of the following: (1) Who was employed or retained (directly or indirectly) by the registrant, and was likely to receive such information. (2) From whom the registrant requested the opinion(s) or conclusion(s) in question. (3) Who is a qualified expert as described in § 159.153(b). (b) Exceptions —(1) Clearly erroneous information. Information need not be submitted if before that date on which the registrant must submit such information if all of the following conditions are met: (i) The registrant discovers that any analysis, conclusion, or opinion was predicated on data that were erroneously generated, recorded, or transmitted, or on computational errors. (ii) Every author of each such analysis, conclusion, or opinion, or as many authors as can be contacted through the use of reasonable diligence, has acknowledged in writing that the analysis, conclusion, or opinion was improper and has either corrected the original analysis, conclusion, or opinion accordingly, or provided an explanation as to why it cannot be corrected. (iii) As a result of the correction, the information is no longer required to be reported under FIFRA section 6(a)(2), or if no correction was possible, the authors agree that the original analysis, conclusion or opinion has no scientific validity. (2) Previously submitted information. Information regarding an incident, study, or other occurrence need not be submitted if before the date on which the registrant must submit such information, the registrant is aware that the reportable information concerning that incident, study, or other occurr… | |||
| 40:40:26.0.1.1.10.2.1.6 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.159 Information obtained before promulgation of the rule. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33582, June 19, 1998, as amended at 63 FR 41193, Aug. 3, 1998] | (a) Notwithstanding any other provision of this part, information held by registrants on August 17, 1998 which has not been previously submitted to the Agency, but which is reportable under the terms of this part, must be submitted to the Agency if it meets any of the following criteria: (1) Information is otherwise reportable under § 159.184, and pertains to an incident that is alleged to have occurred on or after January 1, 1994, and to have involved any of the following: (i) A fatality or hospitalization of a human being. (ii) A fatality of a domestic animal. (iii) A fatality or fatalities to fish or wildlife, if the incident meets the criteria for the exposure type and severity category designation “W-A” set forth in § 159.184(c)(5)(iii). (2) Submission of the information is requested by the Agency pursuant to § 159.195(c). (b) If a registrant possesses information required to be submitted by paragraph (a)(1) of this section, the registrant must submit on or before June 16, 1999 in accordance with § 159.156(c), (d), and (e) an inventory of the incidents that meet the requirements of paragraphs (a)(1) of this section. Such an inventory must include the separate number of incidents that meet the requirements of paragraphs (a)(1)(i), (a)(1)(ii), and (a)(1)(iii) of this section, and for each type of incident, the total numbers of fatalities or hospitalizations involved. (c) If a registrant possesses information required to be submitted by paragraph (a)(2) of this section, the information must be submitted in accordance with any schedule contained in the Agency's request for the information. | |||
| 40:40:26.0.1.1.10.2.1.7 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.160 Obligations of former registrants. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33582, June 19, 1998, as amended at 73 FR 75596, Dec. 12, 2008] | (a) General. A former registrant is obliged to continue to submit information concerning the registration of a pesticide product previously held by the registrant and otherwise reportable under the provisions of this part for a period of 5 years after the registration of the pesticide product has been canceled or transferred to another registrant, with the exceptions provided by paragraph (b) of this section. (b) Exceptions. Notwithstanding the provisions of paragraph (a) of this section, a former registrant is not obligated to report information pursuant to this part if any of the following conditions are applicable: (1) The information is first obtained by the person more than 1 year after the date on which the person ceased to hold the registration of the product to which the information pertains, and the person holds no active pesticide registrations, or for some other reason cannot reasonably be expected to receive information concerning the formerly registered product. (2) The information is associated solely with an inert ingredient, contaminant, impurity, metabolite, or degradate contained in a product, and the information is first obtained by the person more than 1 year after the date upon which the person ceased to hold the registration of the product. (3) The information is associated with an active ingredient or a formerly registered product, and the active ingredient or every active ingredient contained in the formerly registered product has not been contained in any pesticide product registered in the United States for any part of the 3-year period preceding the date on which the person first obtained the information. (4) The information pertains solely to a formerly registered product that no longer meets the definition of “pesticide” in section 2(u) of FIFRA. (c) Information arising from litigation. Notwithstanding any other provisions of this section, a former registrant is obliged to submit information otherwise reportable under this part concerning formerly-registered pesticide prod… | |||
| 40:40:26.0.1.1.10.2.1.8 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.165 Toxicological and ecological studies. | EPA | [62 FR 49388, Sept. 19, 1997; 63 FR 33582, June 19, 1998; 73 FR 75597, Dec. 12, 2008] | Adverse effects information must be submitted as follows: (a) Toxicological studies. (1) The results of a study of the toxicity of a pesticide to humans or other non-target domestic organisms if, relative to all previously submitted studies, they show an adverse effect under any of the following conditions: (i) That is in a different organ or tissue of the test organism. (ii) At a lower dosage, or after a shorter exposure period, or after a shorter latency period. (iii) At a higher incidence or frequency. (iv) In a different species, strain, sex, or generation of test organism. (v) By a different route of exposure. (2) Acute oral, acute dermal, acute inhalation or skin and eye irritation studies in which the only change in toxicity is a numerical decrease in the median lethal dose (LD 50 ), median lethal concentration (LC 50 ) or irritation indices, are not reportable under this part unless the results indicate a more restrictive toxicity category for labeling under the criteria of 40 CFR 156.62. (b) Ecological studies. The results of a study of the toxicity of a pesticide to terrestrial or aquatic wildlife or plants if, relative to all previously submitted studies, they show an adverse effect under any of the following conditions: (1) At levels 50 percent or more lower than previous acute toxicity studies with similar species, including determinations of the median lethal dose (LD 50 ), median lethal concentration (LC 50 ), or median effective concentration (EC 50 ). (2) At lower levels in a chronic study than previous studies with similar species. (3) In a study with a previously untested species the results indicate the chronic no observed effect level (NOEL) is 10 percent or less of the lowest LC 50 or LD 50 for a similar species. (4) For plants when tested at the maximum label application rate or less, if either of the following conditions is met: (i) More than 25 percent of terrestrial plants show adverse effects on plant life cycle functions and growth such as germination, emergence, pla… | |||
| 40:40:26.0.1.1.10.2.1.9 | 40 | Protection of Environment | I | E | 159 | PART 159—STATEMENTS OF POLICIES AND INTERPRETATIONS | D | Subpart D—Reporting Requirements for Risk/Benefit Information | § 159.167 Discontinued studies. | EPA | The fact that a study has been discontinued before the planned termination must be reported to EPA, with the reason for termination, if submission of information concerning the study is, or would have been, required under this part. | ||||
| 46:46:6.0.1.1.2.1.1.1 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-1 Purpose. | USCG | [CGD 76-048, 44 FR 73043, Dec. 17, 1979, as amended by USCG-2012-0196, 81 FR 48273, July 22, 2016] | (a) This part contains the procedures for the approval of equipment and materials when that equipment or material is inspected or tested by an independent laboratory or by the manufacturer of the equipment or material. (b) The regulations in this subchapter (parts 159 through 164) have preemptive effect over State or local regulations in the same field. | |||
| 46:46:6.0.1.1.2.1.1.2 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-2 Right of appeal. | USCG | [CGD 93-055, 61 FR 13927, Mar. 28, 1996, as amended by CGD 96-041, 61 FR 50733, Sept. 27, 1996; USCG-2009-0702, 74 FR 49236, Sept. 25, 2009; USCG-2012-0832, 77 FR 59785, Oct. 1, 2012] | Any person directly affected by a decision or action taken under this subchapter, by or on behalf of the Coast Guard, may appeal to the Deputy for Operations Policy and Capabilities (CG-DCO-D) as provided in § 1.03-15 of this chapter. | |||
| 46:46:6.0.1.1.2.1.1.3 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-3 Definitions. | USCG | [CGD 93-055, 61 FR 13927, Mar. 28, 1996, as amended by USCG-2012-0196, 81 FR 48273, July 22, 2016] | As used in this part: Classification society means an organization involved in the inspection of ships and ship equipment, and which, as determined by the Commandant, meets the standards in IMO Resolution A.739(18). Independent laboratory means an organization which meets the standards for acceptance in § 159.010-3 of this part, and which is accepted by the Coast Guard for performing certain tests and inspections. In addition to commercial testing laboratories, the Commandant may also accept classification societies and agencies of governments that are involved in the inspection and testing of marine safety equipment that meet the requirements of § 159.010-3. Marine Equipment Directive (MarED) means the European Community Council Directive 96/98/EC of December 20, 1996 on marine equipment, as amended. Memorandum of Understanding (MOU) is an agreement between the Coast Guard and a laboratory that specifies the approval functions a recognized independent laboratory performs for the Coast Guard and the recognized independent laboratory's working arrangements with the Coast Guard. Mutual Recognition Agreement (MRA) means an agreement between the United States and other Maritime Administrations or organized associations, such as the European Community and the European Free Trade Association that specifies equipment approval and monitoring processes through which parties of the MRA agree to approve equipment on behalf of all parties. An MRA allows reciprocal approval and acceptance of equipment between all parties. Recognized independent laboratory means an independent laboratory which meets the standards of § 159.010-3, and is accepted by the Coast Guard to perform certain equipment approval functions on behalf of the Coast Guard, as described in a Memorandum of Understanding signed by the laboratory and the Coast Guard in accordance with § 159.010-7(b). | |||
| 46:46:6.0.1.1.2.1.1.4 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-4 Incorporation by reference. | USCG | [USCG-2012-0196, 81 FR 48273, July 22, 2016] | (a) Certain material is incorporated by reference into this part with the approval of the Director of the Federal Register under 5 U.S.C. 552(a) and 1 CFR part 51. All approved material is available for inspection at the U.S. Coast Guard, Office of Design and Engineering Standards (CG-ENG-4), 2703 Martin Luther King Jr. Avenue SE., Stop 7509, Washington, DC 20593-7509, and is available from the sources listed below. It is also available for inspection at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202-741-6030 or go to http://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html. (b) International Maritime Organization (IMO) Publishing, 4 Albert Embankment, London SE1 7SR, United Kingdom, +44 (0)20 7735 7611, http://www.imo.org. (1) Resolution A.739(18), Guidelines for the Authorization of Organizations Acting on Behalf of the Administration, November 22, 1993, IBR approved for § 159.001-3. (2) [Reserved] (c) International Organization for Standardization, ISO Central Secretariat BIBC II, Chemin de Blandonnet 8, CP 401, 1214 Vernier, Geneva, Switzerland, +41 22 749 01 11, http://www.iso.org. (1) ISO/IEC 17025:2005(E), International Standard: General requirements for the competence of testing and calibration laboratories, Second edition, 15 May 2005 (“ISO/IEC 17025”), IBR approved for § 159.010-3(a). (2) [Reserved] | |||
| 46:46:6.0.1.1.2.1.1.5 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-5 Correspondence and applications. | USCG | [USCG-2020-0519, 89 FR 76701, Sept. 18, 2024] | (a) Unless otherwise specified, all correspondence and applications in connection with approval and testing of equipment and materials should be submitted electronically to typeapproval@uscg.mil. When plans, drawings, test data, etc., are required to be submitted by the manufacturer, the material being transmitted with the application should be clearly identified. (b) If the manufacturer desires hard copy stamped plans be returned to them, or if product samples must be submitted, the plans or samples must be addressed to: Commandant (CG-ENG), Attn: Office of Design & Engineering Standards, U.S. Coast Guard Stop 7509, 2703 Martin Luther King Jr. Avenue SE, Washington, DC 20593-7509. When submitted, hard copy plans must be accompanied by electronic drawings or must be submitted in triplicate. | |||
| 46:46:6.0.1.1.2.1.1.6 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-7 Substituted procedures. | USCG | (a) The Commandant may substitute the procedures in this part for the procedures in any other part of this subchapter. Each person known to be affected by the substitution shall be informed that the procedures in this part apply. (b) [Reserved] | ||||
| 46:46:6.0.1.1.2.1.1.7 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.001 | Subpart 159.001—General | § 159.001-9 OMB Control Numbers assigned pursuant to the Paperwork Reduction Act. | USCG | [49 FR 38121, Sept. 27, 1984, as amended by CGD 86-057, 51 FR 35220, Oct. 2, 1986; CGD 84-068, 58 FR 29492, May 20, 1993; USCG-2004-18884, 69 FR 58350, Sept. 30, 2004] | (a) Purpose. This section collects and displays the control numbers assigned to information collection and recordkeeping requirements in this subchapter by the Office of Management and Budget (OMB) pursuant to the Paperwork Reduction Act of 1980, (44 U.S.C. 3501 et seq. ). The Coast Guard intends that this section comply with the requirements of 44 U.S.C. 3507(f) which requires that agencies display a current control number assigned by the Director of the OMB for each approved agency information collection requirement. (b) Display. | |||
| 46:46:6.0.1.1.2.2.1.1 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.003 | Subpart 159.003—Approvals Under Mutual Recognition Agreements (MRA) | § 159.003-1 Purpose. | USCG | This subpart contains the procedures for obtaining Coast Guard approval under a Mutual Recognition Agreement. | ||||
| 46:46:6.0.1.1.2.2.1.2 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.003 | Subpart 159.003—Approvals Under Mutual Recognition Agreements (MRA) | § 159.003-3 Acceptance of foreign approvals under a Mutual Recognition Agreement (MRA). | USCG | A Coast Guard approval issued by a foreign authority in accordance with the provisions of an effective MRA is acceptable for any application where the regulations in this chapter require Coast Guard approval. | ||||
| 46:46:6.0.1.1.2.2.1.3 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.003 | Subpart 159.003—Approvals Under Mutual Recognition Agreements (MRA) | § 159.003-5 Approval by the Coast Guard under a Mutual Recognition Agreement (MRA). | USCG | (a) Manufacturers must specify in writing that foreign approval under an MRA is requested. (b) The Coast Guard Certificate of Approval will clearly identify as specified in the MRA that the product is approved to the foreign requirements under the MRA. | ||||
| 46:46:6.0.1.1.2.2.1.4 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.003 | Subpart 159.003—Approvals Under Mutual Recognition Agreements (MRA) | § 159.003-7 Multiple approval numbers. | USCG | A product will not be issued a Coast Guard approval number by the Coast Guard if it already holds a Coast Guard approval number issued by a foreign authority under a Mutual Recognition Agreement. | ||||
| 46:46:6.0.1.1.2.2.1.5 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.003 | Subpart 159.003—Approvals Under Mutual Recognition Agreements (MRA) | § 159.003-9 Products covered by Mutual Recognition Agreements (MRAs). | USCG | A complete list of equipment and materials approved by the Coast Guard under an MRA, as well as detailed information on marking and identifying items approved by foreign authorities under an MRA, is available online at http://cgmix.uscg.mil/Equipment/Default.aspx. | ||||
| 46:46:6.0.1.1.2.3.1.1 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-1 Purpose. | USCG | (a) This subpart contains the procedures by which the Coast Guard approves equipment and materials under other subparts of this subchapter that require— (1) Preapproval inspections and tests by an independent laboratory; (2) Preapproval inspections and tests by the manufacturer; or (3) No preapproval inspections or tests. (b) [Reserved] | ||||
| 46:46:6.0.1.1.2.3.1.2 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-3 Application for preapproval review. | USCG | (a) Each manufacturer of equipment or material who seeks Coast Guard approval under an applicable subpart must submit an application that meets § 159.005-5 to the Commandant unless— (1) The subpart contains a list of independent laboratories; (2) The subpart does not require Coast Guard review prior to testing; and (3) The manufacturer meets the requirements of paragraph (b) of this section. (b) If the applicable subpart contains a list of independent laboratories and does not specifically require preapproval review by the Coast Guard, the manufacturer may have the tests performed by a listed laboratory and submit the report required by § 159.005-11 to the Commandant. | ||||
| 46:46:6.0.1.1.2.3.1.3 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-5 Preapproval review: Contents of application. | USCG | [44 FR 73043, Dec. 17, 1979, as amended by CGD 85-205, 62 FR 25545, May 9, 1997] | (a) Each application must contain the following: (1) The name and address of the manufacturer and the factory where the finished equipment or material is produced. (2) One or more of the following as required by the applicable subpart: (i) Two sets of general plans of the equipment or material. (ii) Two sets of specifications of the equipment or material. (iii) A sample of the equipment or material accompanied by a written description of its components. (3) A statement signed by the manufacturer or the manufacturer's representative, that an official representative of the Coast Guard is allowed access to the place of manufacture and to the place of test to verify the information submitted in the application or to witness tests. (4) If the material submitted under paragraph (a)(2) of this section contains confidential commercial information that could cause substantial competitive harm if released to the public, a statement to the effect that the material is considered privileged and confidential under exemption (b)(4) of the Freedom of Information Act (5 U.S.C. 552), and that it should not be released to anyone other than the original submitter. (b) If the equipment or material is required by the subpart to be inspected and tested by an independent laboratory, the application must contain the following additional information: (1) The name and address of a laboratory that meets § 159.010-3(a) and that is selected by the manufacturer to perform or supervise the inspections and tests. (2) If the laboratory has not been accepted previously for inspecting and testing the manufacturer's equipment or material under the applicable subpart, the completed application under § 159.010-5(a). | |||
| 46:46:6.0.1.1.2.3.1.4 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-7 Preapproval review: Coast Guard action. | USCG | [44 FR 73043, Dec. 17, 1979, as amended by CGD 85-205, 62 FR 25545, May 9, 1997] | (a) If approval inspections and tests are required under the applicable subpart, the Commandant takes the following action: (1) If the Commandant determines from the application that the equipment or material appears to meet the design requirements of an applicable subpart or appears to have equivalent performance characteristics, and that the laboratory meets § 159.010-3(a), the Commandant informs the manufacturer that the required approval inspections and tests may be conducted. (2) If the Commandant determines from the application for approval that the equipment or material does not appear to meet the design requirements of an applicable subpart or does not appear to have equivalent performance characteristics, or that the laboratory does not meet § 159.010-3(a), the Commandant informs the manufacturer of the reason why the equipment or material is not acceptable for approval inspections and tests or why the laboratory is not accepted. (b) If no approval inspections or tests are required under the applicable subpart, the Commandant— (1) Takes action in accordance with § 159.005-13; or (2) Informs the manufacturer of additional information required before action under § 159.005-13 can be taken. (c) An item of equipment or material that does not meet all of the requirements of this subchapter for design or performance may be approved by the Commandant if it has equivalent performance characteristics. The item has equivalent performance characteristics if the application and any approval tests prescribed by the Commandant, in place of or in addition to the approval tests required by this subchapter, demonstrate to the satisfaction of the Commandant that the item is at least as effective as one that meets the requirements of this subchapter. | |||
| 46:46:6.0.1.1.2.3.1.5 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-9 Approval inspections and tests. | USCG | [CGD 76-048, 44 FR 73043, Dec. 17, 1979, as amended by USCG-2014-0688, 79 FR 58285, Sept. 29, 2014] | (a) Each manufacturer of equipment or material that is required to be subjected to approval inspections and tests must— (1) If the applicable subpart requires the equipment or material to be inspected or tested, have the approval inspections or tests performed; (2) If the applicable subpart requires the equipment or material to be inspected or tested by an independent laboratory, insure that a laboratory accepted by the Commandant performs or supervises the approval inspections or tests; (3) Bear all costs of the approval inspections and tests; (4) If requested, advise the Commandant of the time, date, and place of each approval inspection or test, or both, before the inspection or test is performed; and (5) After completion of the approval inspections and tests, submit to the Commandant— (i) A test report that meets § 159.005-11; (ii) At least two sets of specifications of the material as inspected or tested or at least two sets of plans of the equipment as inspected or tested that meet § 159.005-12; and (iii) A description of the quality control procedures that will be in effect during the production of the equipment or material. (b) [Reserved] | |||
| 46:46:6.0.1.1.2.3.1.6 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-11 Approval inspection or test report: Contents. | USCG | (a) Each approval inspection or test report must contain the following: (1) The name of the manufacturer. (2) If the inspections or tests are performed or supervised by an independent laboratory, the name and address of the laboratory. (3) The trade name, product designation (such as model numbers), and a brief description of the equipment or material inspected or tested. (4) The time, date, and place of each approval inspection and test. (5) The name and title of each person performing, supervising, and witnessing the approval inspections or tests. (6) The performance data for each test required in the applicable subpart, including a description of each failure. (7) A description or photographs of the procedures and apparatus used in the inspections or tests, or a reference to another document that contains an appropriate description or photographs. (8) At least one photograph that shows an overall view of the equipment or material submitted for approval and other photographs that show— (i) Design details; and (ii) Each occurrence of damage or deformation to the equipment or material that occurred during the approval tests. (b) Each inspection or test report must bear an attestation that the inspections or tests were conducted as required by the applicable subpart and that the report contains no known errors, omissions, or false statements. The attestation must be signed by: (1) The manufacturer or manufacturer's representative, if the inspection or tests are conducted by the manufacturer; or (2) The chief officer of the laboratory, or the chief officer's representative, if the inspection or tests were conducted by an independent laboratory. A false representation on a report is a ground for suspension or withdrawal of approval of the equipment or material. A false representation is also punishable as a crime under 18 U.S.C. 1001. | ||||
| 46:46:6.0.1.1.2.3.1.7 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-12 Plans. | USCG | (a) Each set of plans under § 159.005-9(a)(5)(ii) for equipment must include the following: (1) An assembly drawing or general arrangement drawing. (2) A description of each component of the equipment that includes the name, the manufacturer, and the part identification of each component in— (i) A detail drawing; (ii) A bill of material or parts list; or (iii) A specification for that component. (3) A list of the drawings and specifications in the set of plans, including each revision, and the date of that list. (4) If a manufacturer's instructions or manual is required in the applicable subpart, a copy of the instructions or manual. (b) [Reserved] | ||||
| 46:46:6.0.1.1.2.3.1.8 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-13 Equipment or material: Approval. | USCG | [44 FR 73043, Dec. 17, 1979, as amended by CGD 93-055, 61 FR 13928, Mar. 28, 1996; CGD 85-205, 62 FR 25545, May 9, 1997; USCG-2015-0867, 80 FR 62470, Oct. 16, 2015] | (a) If from analysis of the material and data required to be submitted under this subpart, the Commandant determines that the equipment or material meets the applicable subpart or has equivalent performance characteristics in accordance with § 159.005-7(c), the Commandant— (1) Approves the equipment or material; (2) Issues a certificate of approval to the manufacturer under § 2.75-5 of this chapter; (3) Retains one set of approved plans and returns all others to the manufacturer; and (4) Publishes a record of the approval in the Coast Guard Maritime Information Exchange (CGMIX). A listing of current and formerly approved equipment and materials may be found on the Internet at: http://cgmix.uscg.mil/equipment. (b) If from analysis of the material and data submitted the Commandant determines that the equipment or material does not meet the applicable subpart, the Commandant informs the manufacturer of the reason why that equipment or material does not meet the subpart. (c) If an independent laboratory performs the approval inspections or tests, the Commandant will notify the laboratory of the actions taken under paragraph (a) or (b) of this section, unless the manufacturer specifically requests that the laboratory not be notified. | |||
| 46:46:6.0.1.1.2.3.1.9 | 46 | Shipping | I | Q | 159 | PART 159—APPROVAL OF EQUIPMENT AND MATERIALS | 159.005 | Subpart 159.005—Approval Procedures | § 159.005-15 Approval of equipment or material: Suspensions, withdrawals, and terminations. | USCG | (a) The Commandant suspends an approval issued under this subchapter in accordance with § 2.75-40 of this chapter, withdraws an approval issued under this subchapter in accordance with § 2.75-50(a) of this chapter, and terminates an approval issued under this subchapter in accordance with § 2.75-50(b) of this chapter. (b) [Reserved] |
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CREATE TABLE cfr_sections (
section_id TEXT PRIMARY KEY,
title_number INTEGER,
title_name TEXT,
chapter TEXT,
subchapter TEXT,
part_number TEXT,
part_name TEXT,
subpart TEXT,
subpart_name TEXT,
section_number TEXT,
section_heading TEXT,
agency TEXT,
authority TEXT,
source_citation TEXT,
amendment_citations TEXT,
full_text TEXT
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CREATE INDEX idx_cfr_title ON cfr_sections(title_number);
CREATE INDEX idx_cfr_part ON cfr_sections(part_number);
CREATE INDEX idx_cfr_agency ON cfr_sections(agency);