cfr_sections
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142 rows where part_number = 152 sorted by section_id
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| section_id ▼ | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
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| 14:14:3.0.1.3.24.1.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | A | Subpart A—General | § 152.1 Applicability. | FAA | This part applies to airport planning and development under the Airport and Airway Development Act of 1970, as amended (49 U.S.C. 1701 et seq. ). | ||||
| 14:14:3.0.1.3.24.1.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | A | Subpart A—General | § 152.3 Definitions. | FAA | The following are definitions of terms used throughout this part: AADA means the Airport and Airway Development Act of 1970, as amended (49 U.S.C. 1701 et seq. ). Air carrier airport means— (1) An existing public airport regularly served, or a new public airport that the Administrator determines will be regularly served, by an air carrier, other than a charter air carrier, certificated by the Civil Aeronautics Board under section 401 of the Federal Aviation Act of 1958; and (2) A commuter service airport. Airport means— (1) Any area of land or water that is used, or intended for use, for the landing and takeoff of aircraft; (2) Any appurtenant areas that are used, or intended for use, for airport buildings, other airport facilities, or rights-of-way; and (3) All airport buildings and facilities located on the areas specified in this definition. Airport development means— (1) Any work involved in constructing, improving, or repairing a public airport or portion thereof, including the removal, lowering, relocation, and marking and lighting or airport hazards, and including navigation aids used by aircraft landing at, or taking off from, a public airport, and including safety equipment required by rule or regulation for certification of the airport under section 612 of the Federal Aviation Act of 1958, and security equipment required of the sponsor by the FAA by rule or regulation for the safety and security of persons or property on the airport, and including snow removal equipment, and including the purchase of noise suppressing equipment, the construction of physical barriers, and landscaping for the purpose of diminishing the effect of aircraft noise on any area adjacent to a public airport. (2) Any acquisition of land or of any interest therein, or of any easement through or other interest in airspace, including land for future airport development, which is necessary to permit any such work or to remove or mitigate or prevent or limit the establishment of, airport hazards; and (3) Any acquisiti… | ||||
| 14:14:3.0.1.3.24.1.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | A | Subpart A—General | § 152.5 Exemptions. | FAA | (a) Except as provided in paragraph (b) of this section, any interested person may petition the Regional Director concerned for a temporary or permanent exemption from any requirement of this part. (b) The Regional Director concerned does not issue an exemption from any rule of this part if the grant of exemption would be inconsistent with a specific provision of, or the purpose of, the AADA, or any other applicable Federal law. (c) Each petition filed under this section must— (1) Unless otherwise authorized by the Regional Director concerned, be submitted not less than 60 days before the proposed effective date of the exemption; (2) Be submitted in duplicate to the FAA Regional Office or Airports District Office having jurisdiction over the area in which the airport is located; (3) Contain the text or substance of the rule from which the exemption is sought; (4) Explain the nature and extent of the relief sought; and (5) Contain any information, views, or arguments in support of the exemption. (d) The Regional Director concerned either grants or denies the exemption and notifies the petitioner of the decision. The FAA publishes a summary of the grant or denial of petition for exemption in the Federal Register. The summary includes— (1) The docket number of the petition; (2) The name of the petitioner; (3) A citation of each rule from which relief is requested; (4) A brief description of the general nature of the relief requested; and (5) The disposition of the petition. (e) Official FAA records, including grants and denials of exemptions, relating to petitions for exemption are maintained in current docket form in the Office of the Regional Counsel for the region concerned. (f) Any interested person may— (1) Examine any docketed material at the Office of the Regional Counsel, at any time after the docket is established, except material that is ordered withheld from the public under section 1104 of the Federal Aviation Act of 1958 (49 U.S.C. 1504); and (2) Obtain a photostatic or similar copy o… | ||||
| 14:14:3.0.1.3.24.1.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | A | Subpart A—General | § 152.7 Certifications. | FAA | (a) Subject to such terms and conditions as the Administrator may prescribe, a sponsor or a planning agency may submit, with respect to any provision of this part implementing a statutory or administrative requirement imposed on the sponsor or planning agency under the AADA, a certification that the sponsor or planning agency has complied or will comply with the provision, instead of making the showing required. (b) The Administrator exercises discretion in determining whether to accept a certification. (c) Acceptance by the Administrator of a certification from a sponsor or planning agency may be rescinded by the Administrator at any time if, in the Administrator's opinion, it is necessary to do so. (d) If the Administrator determines that it is necessary, the sponsor or planning agency, on request, shall show compliance with any requirement for which a certification was accepted. | ||||
| 14:14:3.0.1.3.24.1.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | A | Subpart A—General | § 152.9 Forms. | FAA | Any form needed to comply with this part may be obtained at any FAA Regional Office or Airports District Office. | ||||
| 14:14:3.0.1.3.24.1.3.6 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | A | Subpart A—General | § 152.11 Incorporation by reference. | FAA | (a) Mandatory standards. The advisory circulars listed in appendix B to this part are incorporated into this part by reference. The Director, Office of Airport Standards, determines the scope and content of the technical standards to be included in each advisory circular in appendix B, and may add to, or delete from, appendix B any advisory circular or part thereof. Except as provided in paragraph (c) of this section, these guidelines are mandatory standards. (b) Modification of standards. When necessary to meet local conditions, any technical standard set forth in appendix B may be modified for individual projects, if it is determined that the modifications will provide an acceptable level of safety, economy, durability, and workmanship. The determination and modification may be made by the Director, Office of Airport Standards, or the appropriate Regional Director, in instances where the authority has not been specifically reserved by the Director, Office of Airport Standards. (c) State standards. Standards established by a state for airport development at general aviation airports in the state may be the standards applicable to those airports when they have been approved by the Director, Office of Airport Standards, or the appropriate Regional Director, in instances where approval authority has not been specifically reserved by the Director, Office of Airport Standards. (d) Availability of advisory circulars. The advisory circulars listed in appendix B may be inspected and copied at any FAA Regional Office or Airports District Office. Copies of the circulars that are available free of charge may be obtained from any of those offices or from the FAA Distribution Unit, M-443.1, Washington, DC 20590. Copies of the circulars that are for sale may be bought from the Superintendent of Documents, U.S. Government Printing Office, Washington, DC 20402. | ||||
| 14:14:3.0.1.3.24.2.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.101 Applicability. | FAA | This subpart contains requirements and application procedures applicable to airport development and planning projects. | ||||
| 14:14:3.0.1.3.24.2.3.10 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.119 Contract requirements and procurement standards. | FAA | To the extent applicable, all grant agreements, contracts, and subcontracts involving airport development projects or airport planning must be in accordance with the contract requirements in appendices A and C, as applicable, and the procurement standards in Attachment O of Office of Management and Budget Circular A-102 (42 FR 45828). | ||||
| 14:14:3.0.1.3.24.2.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.103 Sponsors: Airport development. | FAA | (a) To be eligible to apply for a project for airport development with respect to a particular airport the following requirements must be met: (1) Each sponsor must be a public agency authorized by law to submit the project application; (2) If a sponsor is the holder of an airport operating certificate issued for the airport under part 139 of this chapter, it must be in compliance with the requirements of part 139. (3) When any of the following agreements is applicable to an airport which the sponsor owns or controls, the sponsor must have complied with the agreement, or show to the satisfaction of the Administrator that it will comply or, for reasons beyond its control, cannot comply with the agreement: (i) Each grant agreement made with it under the Federal Airport Act (49 U.S.C. 1101 et seq. ), or the AADA. (ii) Each convenant in a conveyance to it under section 16 of the Federal Airport Act or section 23 of the AADA. (iii) Each convenant in a conveyance to it of surplus airport property under section 13(a) of the Surplus Property Act (50 U.S.C. App 1622(g)) or under Regulation 16 of the War Assets Administration. (4) The sponsor, in the case of a single sponsor, or one or more of the cosponsors must have, or be able to obtain— (i) Funds to pay all estimated costs of the project that are not to be born by the United States; and (ii) Satisfactory property interests in the lands to be developed or used as part of, or in connection with, the airport as it will be after the project is completed. (b) Another public agency may act as agent of the public agency that is to own and operate the airport, for the purpose of channeling grant funds in accordance with state or local law, without becoming a sponsor. | ||||
| 14:14:3.0.1.3.24.2.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.105 Sponsors and planning agencies: Airport planning. | FAA | (a) To be eligible to apply for a project for airport planning— (1) If the project is for airport master planning— (i) Each sponsor must be a public agency and meet the requirements of § 152.103(a)(3); and (ii) The sponsor, in the case of a single sponsor, or one or more cosponsors must be legally able to implement the planning, within the existing or proposed airport boundaries, that results from the project study. (2) If the project is for airport system planning, each sponsor must be a planning agency. (b) Another public agency or planning agency may act as agent of another public agency or planning agency, for the purpose of channeling grant funds in accordance with state or local law, without becoming a sponsor. | ||||
| 14:14:3.0.1.3.24.2.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.107 Project eligibility: Airport development. | FAA | (a) Except in the case of approved stage development, each project for airport development must provide for— (1) Development of an airport or unit of an airport that is safe, useful, and usable; or, (2) An additional facility that increases the safety, usefulness, and usability of an airport. (b) Unless otherwise authorized by the Administrator, a project for airport development must involve more than $25,000 in United States funds. (c) The development included in a project for airport development must— (1) In the opinion of the Administrator, be “airport development” as defined in § 152.3; (2) Be identified as airport development in the mandatory standards incorporated into this part by § 152.11; and (3) Be described in an approved airport layout plan. (d) The airport involved in a project for airport development must be included in the current NASP. (e) In complying with paragraph (a) of this section, the sponsor must— (1) Own, acquire, or agree to acquire control over, or a property interest in, runway clear zones that the Administrator considers adequate; and (2) Provide for approach and runway lighting systems satisfactory to the Administrator. | ||||
| 14:14:3.0.1.3.24.2.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.109 Project eligibility: Airport planning. | FAA | (a) Airport master planning. A proposed project for airport master planning is not approved unless— (1) The location of the existing or proposed airport is included in the current NASP; (2) In the opinion of the Administrator, the proposed planning would promote the effective location of public airports and the development of an adequate NASP; (3) The project is airport master planning as defined in § 152.3; (4) If the project has been determined to have areawide significance by an appropriate areawide agency, it has been incorporated into a unified planning work program; and (5) In the case of a proposed project for airport master planning in a large or medium air traffic hub, in the opinion of the Administrator— (i) There is an appropriate system plan identifying the need for the airport; (ii) The absence of a system plan is due to the failure of the responsible planning agency to proceed with its preparation; or (iii) An existing system plan is not acceptable. (b) Airport system planning. A proposed project for airport system planning is not approved unless— (1) In the opinion of the Administrator, the project promotes the effective location of public airports; (2) In the opinion of the Administrator, the project promotes the development of an adequate NASP; (3) The project is airport system planning as defined in § 152.3; and (4) When the project encompasses a metropolitan area that includes a large or medium hub airport, the project is incorporated in a unified planning work program. | ||||
| 14:14:3.0.1.3.24.2.3.6 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.111 Application requirements: Airport development. | FAA | [Docket 19430, 45 FR 34784, May 22, 1980, as amended by Amdt. 152-11, 45 FR 56622, Aug. 25, 1980; 45 FR 58107, Sept. 2, 1980; Amdt. 152-13, 46 FR 30809, June 11, 1981] | (a) An eligible sponsor that desires to obtain Federal aid for eligible airport development must apply to the FAA in accordance with this section. The sponsor must apply on a form and in a manner prescribed by the Administrator, through the FAA Airports District Office or Airports Field Office having jurisdiction over the area where the sponsor is located or, where there is no such office, the Regional Office having that jurisdiction. (b) Preapplication for Federal assistance. A preapplication for Federal assistance must be submitted unless— (1) The Federal fund request is for $100,000 or less; or, (2) The project does not include construction, land acquisition, or land improvement. (c) Unless otherwise authorized by the Administrator, the preapplication required by paragraph (b) of this section must be accompanied by the following: (1) A list of the items of airport development requested for programming, together with an itemized estimated cost of the work involved. (2) A sketch or sketches of the airport layout indicating the location for each item of work proposed, using the same item numbers used in the list required by paragraph (c)(1) of this section. (3) If the proposed project involves the displacement of persons or the acquisition of real property, the assurances required by §§ 25.57 and 25.59, as applicable, of the Regulations of the Office of the Secretary of Transportation (49 CFR 25.57 and 25.59), whether or not reimbursement is being requested for the costs of displacement or real property acquisition. (4) Any comments or statements required by appendix E, Procedures Implementing Office of Management and Budget Circular A-95, to this part, with a showing that they have been considered by the sponsor. (5) If the proposed development involves the construction of eligible airport buildings or the acquisition of eligible fixed equipment to be contained in those buildings, a statement whether the proposed development will be in an area of the community that has been identified by the Departmen… | |||
| 14:14:3.0.1.3.24.2.3.7 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.113 Application requirements: Airport planning. | FAA | [Docket 19430, 45 FR 34784, May 22, 1980, as amended by Amdt. 152-13, 46 FR 30809, June 11, 1981] | (a) Application for Federal assistance. An eligible sponsor or planning agency that desires to obtain Federal aid for eligible airport master planning or airport system planning must submit an application for Federal assistance, on a form and in a manner prescribed by the Administrator, to the appropriate FAA Airports District Office or Airports Field Office having jurisdiction over the area where the sponsor or planning agency is located or, where there is no such office, the Regional Office having that jurisdiction. (b) Unless otherwise authorized by the Administrator, the application required by paragraph (a) of this section must be accompanied by the following: (1) Any comments or statements required by appendix E, Procedures Implementing Office of Management and Budget Circular A-95, to this part. (2) Budget (project costs) information subdivided into the following functions, as appropriate, and the basis for computation of these costs: (i) Third party contracts. (ii) Sponsor force account costs. (iii) Administrative costs. (3) A program narrative describing the proposed planning project including— (i) The objective; (ii) The results and benefits expected; (iii) A Work Statement including— (A) A detailed description of each work element; (B) A list of each organization, consultant, and key individual who will work on the planning project, and the nature of the contribution of each; and (C) A proposed schedule of work accomplishment; and (iv) The geographic location of the airport or the boundaries of the planning area. (4) If the sponsor proposes to accomplish the project with its own forces or those of another public or planning agency— (i) An assurance that adequate, competent personnel are available to satisfactorily accomplish the proposed planning project, and (ii) A description of the qualifications of the key personnel. (5) If cosponsors are not willing to assume, jointly, and severally, the obligations imposed on them by this part and the grant agreement, a statement satisfactory … | |||
| 14:14:3.0.1.3.24.2.3.8 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.115 Grant agreement: Offer, acceptance, and amendment. | FAA | (a) Offer. Upon approving a project for airport development, airport master planning, or airport system planning, the Administrator issues a written offer that sets forth the terms, limitations, and requirements of the proposed agreement. (b) Acceptance. The acceptance of an offer or an amendment to a grant agreement must be in writing. The sponsor's or planning agency's attorney must certify that the acceptance complies with all applicable law, and constitutes a legal and binding obligation of the sponsor or planning agency. (c) Amendment: Airport development grants. The maximum obligation of the United States under a grant agreement for an airport development project may be increased by an amendment if— (1) Except as otherwise provided by the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, the maximum obligation of the United States is not increased by more than 10 percent; (2) Funds are available for the increase; (3) The sponsor shows that the increase is justified; and (4) The change does not prejudice the interest of the United States. (d) Reduction of U.S. Share: Airport development grants. When project work for which costs have been incurred is deleted from a grant agreement, the Administrator reduces the maximum obligation of the United States proportionately, based on the cost or value of the deleted work as shown on the project application. (e) Amendment: Airport planning. A grant agreement for airport planning may be changed if— (1) The change does not increase the maximum obligation of the United States under the grant agreement; and (2) The change does not prejudice the interest of the United States. | ||||
| 14:14:3.0.1.3.24.2.3.9 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | B | Subpart B—Eligibility Requirements and Application Procedures | § 152.117 Public hearings. | FAA | [Docket 19430, 45 FR 34784, May 22, 1980, as amended by Amdt. 152-11, 45 FR 56622, Aug. 25, 1980] | (a) Before submitting a preapplication for Federal assistance for an airport development project involving the location of an airport, an airport runway, or a runway extension, the sponsor must give notice of opportunity for a public hearing, in accordance with paragraph (b) of this section, for the purpose of— (1) Considering the economic, social, and environmental effects of the location of the airport, the airport runway, or the runway extension; and (2) Determining the consistency of the location with the goals and objectives of any urban planning that has been carried out by the community. (b) The notice of opportunity for public hearing must— (1) Include a concise statement of the proposed development; (2) Be published in a newspaper of general circulation in the communities in or near which the project may be located; (3) Provide a minimum of 30 days from the date of the notice for submission of requests for a hearing by persons having an interest in the economic, social, or environmental effects of the project; and (4) State that a copy is available of the sponsor's environmental assessment, if one is required by appendix 6 of FAA Order 1050.1C, “Policies and Procedures for Considering Environmental Impacts” (45 FR 2244; Jan. 10, 1980), and FAA Order 5050.4, “Airport Environmental Handbook” (45 FR 56624; Aug. 25, 1980), and will remain available, at the sponsor's place of business for examination by the public for a minimum of 30 days, beginning with the date of the notice, before any hearing held under the notice. (c) A public hearing must be provided if requested. If a public hearing is to be held, the sponsor must publish a notice of that fact, in the same newspaper in which the notice of opportunity for a hearing was published. (d) The notice required by paragraph (c) of this section must— (1) Be published not less than 15 days before the date set for the hearing; (2) Specify the date, time, and place of the hearings; (3) Contain a concise description of the proposed project; and (4) Indi… | |||
| 14:14:3.0.1.3.24.3.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.201 Applicability. | FAA | This subpart contains the requirements for funding projects for airport development, airport master planning, and airport system planning. | ||||
| 14:14:3.0.1.3.24.3.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.203 Allowable project costs. | FAA | (a) Airport development. To be an allowable project cost, for the purposes of computing the amount of an airport development grant, an item that is paid or incurred must, in the opinion of the Administrator— (1) Have been necessary to accomplish airport development in conformity with— (i) The approved plans and specifications for an approved project; and (ii) The terms of the grant agreement for the project; (2) Be reasonable in amount (subject to partial disallowance to the extent the Administrator determines it is unreasonable); (3) Have been incurred after the date the grant agreement was executed, except that project formulation costs may be allowed even though they were incurred before that date; (4) Be supported by satisfactory evidence; (5) Have not been included in an airport planning grant; and (6) Be a cost determined in accordance with the cost principles for State and local governments in Federal Management Circular 74-4 (39 FR 27133; 43 FR 50977). (b) Airport Planning. To be an allowable project cost, for the purposes of computing the amount of an airport planning grant, an item that is paid or incurred must, in the opinion of the Administrator— (1) Have been necessary to accomplish airport planning in comformity with an approved project and the terms of the grant agreement for the project; (2) Be reasonable in amount; (3) Have been incurred after the date the grant agreement was entered into, except for substantiated and reasonable costs incurred in designing the study effort; (4) Be supported by satisfactory evidence; and (5) Be figured in accordance with Federal Management Circular 74-4 (39 FR 27133; 43 FR 50977). | ||||
| 14:14:3.0.1.3.24.3.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.205 United States share of project costs. | FAA | (a) Airport development. Except as provided in paragraphs (b) and (c) of this section, the following is the United States share of the allowable cost of an airport development project approved for the specified year: (1) 90 percent in the case of grants made from funds for fiscal years 1976, 1977, and 1978, and grants from funds for fiscal year 1980 made after February 17, 1980, for— (i) Each air carrier airport, other than a commuter service airport, which enplanes less than one quarter of one percent of the total annual passengers enplaned as determined for purposes of making the latest annual apportionment under section 15(a)(3) of the AADA; (ii) Each commuter service airport; and (iii) Each general aviation or reliever airport. (2) 80 percent in the case of grants made from funds for fiscal year 1979 and grants from funds for fiscal year 1980 made before February 18, 1980, for the airports specified in paragraph (a)(1) of this section. (3) 75 percent in the case of grants made from funds for fiscal years 1976 through 1980 for airports other than those specified in paragraph (a)(1) of this section. (b) In a State in which the unappropriated and unreserved public lands and nontaxable Indian lands, both individual and tribal, are more than five percent of the total land in that State, the United States' share under paragraph (a) of this section— (1) Except as provided in paragraph (b)(2) of this section, shall be increased by the smaller of— (i) 25 percent; or (ii) A percentage (rounded to the nearest one-tenth of a percent) equal to one-half of the percentage which the area of those lands is of the total land area of the state; and (2) May not exceed the greater of— (i) The percentage share determined under paragraph (a) of this section; or (ii) The percentage share applying on June 30, 1975, as determined under paragraph (b)(1) of this section. (c) In the case of terminal development, the United States share shall be 50 percent. (d) Airport planning. The United States share of the allowable … | ||||
| 14:14:3.0.1.3.24.3.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.207 Proceeds from disposition of land. | FAA | Unless otherwise authorized by the Administrator, when a release has been granted authorizing the sponsor to dispose of land acquired with assistance under part 151 of this chapter or this part, or through conveyances under the Surplus Property Act, the proceeds realized from the disposal may not be used as matching funds for any airport development project or airport planning grant, but may be used for any other airport purpose. | ||||
| 14:14:3.0.1.3.24.3.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.209 Grant payments: General. | FAA | (a) An application for a grant payment is made on a form and in a manner prescribed by the Administrator, and must be accompanied by any supporting information, that the FAA needs to determine the allowability of any costs for which payment is requested. (b) Methods of payment. Grant payments to sponsors and planning agencies will be made by— (1) Letter of credit; (2) Advance by Treasury check; or (3) Reimbursement by Treasury checks. (c) Letter of credit funding. Letter of credit funding may not be used unless— (1) There is or will be a continuing relationship between a sponsor or planning agency and the FAA for at least a 12-month period and the total amount of advances to be received within that period is $120,000 or more; (2) The sponsor or planning agency has established or demonstrated to the FAA the willingness and ability to establish procedures that will minimize the time elapsing between the transfer of funds and their disbursement by the grantee; and (3) The sponsor's or planning agency's financial management system meets the standards for fund control and accountability prescribed in Attachment G of Office of Management and Budget Circular A-102 (42 FR 45828). (d) Advance by Treasury check. Advance of funds by Treasury check may be made subject to the following conditions— (1) The sponsor or planning agency meets the requirements of paragraphs (c) (2) and (3) of this section; (2) The timing and amount of cash advances are as close as administratively feasible to actual disbursements by the sponsor or planning agency; and (3) Except as provided in paragraph (e) of this section, in the case of an airport development project, advance payments do not exceed the estimated project costs of the airport development expected to be accomplished within 30 days after the date of the sponsor's application for the advance payment. (e) No advance payment for airport development projects may be made in an amount that would bring the aggregate amount of all partial payments to more than the lower of… | ||||
| 14:14:3.0.1.3.24.3.3.6 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.211 Grant payments: Land acquisition. | FAA | If an approved project for airport development includes land acquisition as an item for which payment is requested, the sponsor may apply to the FAA for payment of the United States share of the allowable project costs of the acquisition, after— (a) The Administrator determines that the sponsor has acquired satisfactory title to the land; or (b) In the case of a request for advance payment under § 152.209(d), the Administrator is assured that a satisfactory title will be acquired. | ||||
| 14:14:3.0.1.3.24.3.3.7 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | C | Subpart C—Funding of Approved Projects | § 152.213 Grant closeout requirements. | FAA | (a) Program income. Sponsors or planning agencies that are units of local government shall return all interest earned on advances of grant-in-aid funds to the Federal Government in accordance with a decision of the Comptroller General (42 Comp. Gen. 289). All other program income (gross income) earned by grant-supported activities during the grant period shall be retained by the sponsor and, if required by the grant agreement— (1) Be added to funds committed to the project by the FAA and the sponsor and used to further eligible program objectives; or (2) Be deducted from the total project cost for the purpose of determining the net costs on which the Federal share of costs will be based. (b) Financial reports. The sponsor or planning agency shall furnish, within 90 days after completion of all items in a grant, all reports, including financial performance reports, required as a condition of the grant. (c) Project completion. When the project for airport development or planning is completed in accordance with the grant agreement, the sponsor or planning agency may apply for payment for all incurred costs, as follows: (1) Airport development. When allowability of costs can be determined under § 152.203, payment may be made to the sponsor if— (i) A final inspection of all work at the airport site has been made jointly by the appropriate FAA office and representatives of the sponsor and the contractor, unless that office agrees to a different procedure for final inspection; and (ii) The sponsor has furnished final “as constructed” plans, unless otherwise agreed to by the Administrator. (2) Airport planning. When the final planning report has been received and accepted by the FAA. (d) Property accounting reports: Airport development projects. The sponsor of an airport development project shall account for any property acquired with grant funds or received from the United States, in accordance with the provisions of Attachment N of Office of Management and Budget Circular A-102 (42 FR 45828). (e) … | ||||
| 14:14:3.0.1.3.24.4.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.301 Applicability. | FAA | This subpart contains accounting and reporting requirements applicable to— (a) Each sponsor of a project for airport development; (b) Each sponsor of a project for airport master planning; and (c) Each planning agency conducting a project for airport system planning. | ||||
| 14:14:3.0.1.3.24.4.3.10 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.319 Monitoring and reporting of program performance. | FAA | (a) The sponsor or planning agency shall monitor performance under the project to ensure that— (1) Time schedules are being met; (2) Work units projected by time periods are being accomplished; and, (3) Other performance goals are being achieved. (b) Reviews shall be made for— (1) Each item of development or work element included in the project; and (2) All other work to be performed as a condition of the grant agreement. (c) Airport development. Unless otherwise requested by the Administrator, the sponsor of a project for airport development shall submit a performance report, on an annual basis, that must include— (1) A comparison of actual accomplishments to the goals established for the period, made, if applicable, on a quantitative basis related to cost data for computation of unit costs; (2) The reasons for slippage in each case where an established goal was not met; and (3) Other pertinent information including, when appropriate, an analysis and explanation of each cost overrun and high unit cost. (d) Airport planning. The sponsor of a project for airport master planning or a planning agency conducting a project for airport system planning shall submit a performance report, on a quarterly basis, that must include: (1) A comparison of actual accomplishments to the goals established for the period, made, if applicable, on a quantitative basis related to costs for computation of work element costs; (2) Reasons for slippage in each case where an established goal was not met; and (3) Other pertinent information including, when appropriate, an analysis and explanation of each cost overrun and high work element cost. | ||||
| 14:14:3.0.1.3.24.4.3.11 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.321 Notice of delay or acceleration. | FAA | (a) The sponsor or planning agency shall promptly notify the FAA of each condition or event that may delay or accelerate accomplishment of the project. (b) In the event that delay is anticipated, the notice required by paragraph (a) of this section must include— (1) A statement of actions taken or contemplated; and (2) Any Federal assistance needed. | ||||
| 14:14:3.0.1.3.24.4.3.12 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.323 Budget revision: Airport development. | FAA | (a) If any performance review conducted by the sponsor discloses a need for change in the budget estimates, the sponsor shall submit a request for budget revision on a form prescribed by the Administrator. (b) A request for prior approval for budget revision shall be made promptly by the sponsor whenever— (1) The revision results from changes in the scope or objective of the project; or (2) The revision increases the budgeted amounts of Federal funds needed to complete the project. (c) The sponsor shall promptly notify the FAA whenever the amount of the grant is expected to exceed the needs of the sponsor by more than $5,000, or 5 percent of the grant amount, whichever is greater. | ||||
| 14:14:3.0.1.3.24.4.3.13 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.325 Financial status report: Airport planning. | FAA | Each sponsor of a project for airport master planning and each planning agency conducting a project for airport system planning shall submit a financial status report on a form prescribed by the Administrator at the completion of the project. | ||||
| 14:14:3.0.1.3.24.4.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.303 Financial management system. | FAA | Each sponsor or planning agency shall establish and maintain a financial management system that meets the standards of Attachment G of Office of Management and Budget Circular A-102 (42 FR 45828). | ||||
| 14:14:3.0.1.3.24.4.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.305 Accounting records. | FAA | (a) Airport development. Each sponsor of a project for airport development shall establish and maintain, for each individual project, an accounting record satisfactory to the Administrator which segregates cost information into the cost classifications set forth in Standard Form 271 (42 FR 45841). (b) Airport planning. Each sponsor of a project for airport master planning and each planning agency conducting a project for airport system planning shall establish and maintain, for each planning project, an adequate accounting record that segregates and groups direct and indirect cost information in the following classifications: (1) Third party contract costs. (2) Force account costs. (3) Administrative costs. | ||||
| 14:14:3.0.1.3.24.4.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.307 Retention of records. | FAA | Each sponsor or planning agency shall retain, for a period of 3 years after the date of submission of the final expenditure report— (a) Documentary evidence, such as invoices, cost estimates, and payrolls, supporting each item of project costs; and (b) Evidence of all payments for items of project costs, including vouchers, cancelled checks or warrants, and receipts for cash payments. | ||||
| 14:14:3.0.1.3.24.4.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.309 Availability of sponsor's records. | FAA | (a) The sponsor or planning agency shall allow any authorized representative of the Administrator, the Secretary of Transportation, or the Comptroller General of the United States access to any of its books, documents, papers, and records that are pertinent to grants received under this part for the purposes of accounting and audit. (b) The sponsor or planning agency shall allow appropriate FAA or DOT representatives to make progress audits at any time during the project, upon reasonable notice to the sponsor or planning agency. (c) It audit findings have not been resolved, the applicable records shall be retained by the sponsor or planning agency until those findings have been resolved. (d) Records for nonexpendable property that was acquired with Federal funds shall be retained for three years after final disposition of the property. (e) Microfilm copies of original records may be substituted for original records with the approval of the FAA. (f) If the FAA determines that certain records have long-term retention value, the FAA may require transfer of custody of those records to the FAA. | ||||
| 14:14:3.0.1.3.24.4.3.6 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.311 Availability of contractor's records. | FAA | The sponsor or planning agency shall include in each contract of the cost reimbursable type a clause that allows any authorized representative of the Administrator, the Secretary of Transportation, or the Comptroller General of the United States access to the contractor's records pertinent to the contract for the purposes of accounting and audit. | ||||
| 14:14:3.0.1.3.24.4.3.7 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.313 Property management standards. | FAA | (a) The sponsor shall establish and maintain property management standards in accordance with Attachment N of Office of Management and Budget Circular A-102 (42 FR 45828) for the utilization and disposition of property furnished by the Federal Government, or acquired in whole or in part by the sponsor with Federal funds. (b) A sponsor may use its own property management standards and procedures as long as the standards required by paragraph (a) of this section are included. | ||||
| 14:14:3.0.1.3.24.4.3.8 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.315 Reporting on accrual basis. | FAA | (a) Except as provided in paragraph (b) of this section each sponsor or planning agency shall submit all financial reports on an accrual basis. (b) If records are not maintained on an accrual basis by a sponsor or planning agency, reports may be based on an analysis of records or best estimates. | ||||
| 14:14:3.0.1.3.24.4.3.9 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | D | Subpart D—Accounting and Reporting Requirements | § 152.317 Report of Federal cash transactions. | FAA | When funds are advanced to a sponsor or planning agency by Treasury check, the sponsor or planning agency shall submit the report form prescribed by the Administrator within 15 working days following the end of the quarter in which check was received. | ||||
| 14:14:3.0.1.3.24.5.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.401 Applicability. | FAA | (a) This subpart is applicable to all grantees and other covered organizations under this part, and implements the requirements of section 30 of the Airport and Airway Development Act of 1970, which provides: The Secretary shall take affirmative action to assure that no person shall, on the grounds of race, creed, color, national origin, or sex, be excluded from participating in any activity conducted with funds received from any grant made under this title. The Secretary shall promulgate such rules as he deems necessary to carry out the purposes of this section and may enforce this section, and any rules promulgated under this section, through agency and department provisions and rules which shall be similar to those established and in effect under Title VI of the Civil Rights Act of 1964. The provisions of this section shall be considered to be in addition to and not in lieu of the provisions of Title VI of the Civil Rights Act of 1964. The Secretary shall take affirmative action to assure that no person shall, on the grounds of race, creed, color, national origin, or sex, be excluded from participating in any activity conducted with funds received from any grant made under this title. The Secretary shall promulgate such rules as he deems necessary to carry out the purposes of this section and may enforce this section, and any rules promulgated under this section, through agency and department provisions and rules which shall be similar to those established and in effect under Title VI of the Civil Rights Act of 1964. The provisions of this section shall be considered to be in addition to and not in lieu of the provisions of Title VI of the Civil Rights Act of 1964. (b) Each grantee, covered organization, or covered suborganization under this part shall negotiate reformation of any contract, subcontract, lease, sublease, or other agreement to include any appropriate provision necessary to effect compliance with this subpart by July 17, 1980. | ||||
| 14:14:3.0.1.3.24.5.3.10 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.419 Minority business. | FAA | Each person subject to this subpart is required to comply with the Minority Business Enterprise Regulations of the Department. | ||||
| 14:14:3.0.1.3.24.5.3.11 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.421 Public accommodations, services, and benefits. | FAA | Requirements relating to the provision of public accommodations, services, and other benefits to beneficiaries under Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d et seq. ) and part 21 of the regulations of the Office of the Secretary of Transportation (49 CFR part 21) implementing Title VI are made applicable, where appropriate, to nondiscrimination and affirmative action on the basis of sex or creed, and shall be complied with by each applicant for assistance and each grantee. | ||||
| 14:14:3.0.1.3.24.5.3.12 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.423 Investigation and enforcement. | FAA | (a) Complaints. Any person who believes that he or she has been subjected to discrimination prohibited by this subpart may personally, or through a representative, file a complaint with the Director of the Departmental Office of Civil Rights. A complaint must be in writing and filed not later than 180 days after the date of the alleged discrimination, unless the time for filing is extended by the Director. (b) Investigations and informal resolutions. The Departmental Office of Civil Rights will make a prompt investigation whenever a complaint, compliance review, report, or any other information indicates a possible failure to comply with this subpart. The procedures in 49 CFR part 21, augmented as appropriate by the investigative procedures of part 13 of this chapter, will be followed, except that— (1) Compliance with a regulation of the Department applicable to minority business enterprise will be investigated and enforced through the procedures contained in that regulation; and (2) Except as provided in paragraph (c) of this section, allegations of noncompliance with regulations governing equal employment opportunity of another Federal agency or a State or local agency, will be referred, for investigation and enforcement, to the Federal agency or, in the discretion of the Departmental Office of Civil Rights, to the State or local agency. (c) When the FAA (under section 30 of the AADA) and another Federal agency, a referral agency recognized by the Equal Employment Opportunity Commission, or a court have concurrent jurisdiction over a matter— (1) If the other agency or court makes a finding on the record that noncompliance or discrimination has occurred, the FAA will accept the finding, and determine what sanctions or remedies are appropriate under section 30 as a result of the finding, after permitting the party against whom the finding was made to be heard on the determination of the sanctions or remedies; or (2) If it appears that delay, through referral to another agency, will result in the continu… | ||||
| 14:14:3.0.1.3.24.5.3.13 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.425 Effect of subpart. | FAA | Nothing contained in this subpart diminishes or supersedes the obligations imposed by Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d), Executive Order 11246 (42 U.S.C. 2000e (note)), or any other Federal law or Executive Order relating to civil rights. | ||||
| 14:14:3.0.1.3.24.5.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.403 Definitions. | FAA | As used in this subpart— AADA means the Airport and Airway Development Act of 1970, as amended (49 U.S.C. 1701 et seq. ). Affirmative action plan means a set of specific and result-oriented procedures to which a sponsor, planning agency, state, or the aviation related activity on an airport commits itself to achieve equal employment opportunity. Airport development means—(1) Any work involved in constructing, improving, or repairing a public airport or portion thereof, including the removal, lowering, relocation, and marking and lighting of airport hazards, and including navigation aids used by aircraft landing at, or taking off from, a public airport, and including safety equipment required by rule or regulation for certification of the airport under section 612 of the Federal Aviation Act of 1958, and security equipment required of the sponsor by the Secretary by rule or regulation for the safety and security of persons and property on the airport, and including snow removal equipment, and including the purchase of noise suppressing equipment, the construction of physical barriers, and landscaping for the purpose of diminishing the effect of aircraft noise on any area adjacent to a public airport; (2) Any acquisition of land or of any interest therein, or of any easement through or other interest in airspace, including land for future airport development, which is necessary to permit any such work or to remove or mitigate or prevent or limit the establishment of, airport hazards; and (3) Any acquisition of land or of any interest therein necessary to insure that such land is used only for purposes which are compatible with the noise levels of the operation of a public airport. Aviation related activity means a commercial enterprise—(1) Which is operated on the airport pursuant to an agreement with the grantee or airport operator or to a derivative subagreement; (2) Which employs persons on the airport; and (3) Which—(i) Is related primarily to the aeronautical activities on the airport; (ii) Provi… | ||||
| 14:14:3.0.1.3.24.5.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.405 Assurances. | FAA | The following assurances shall be included in each application for financial assistance under this part: (a) Assurance. The grantee assures that it will undertake an affirmative action program, as required by 14 CFR part 152, subpart E, to ensure that no person shall, on the grounds of race, creed, color, national origin, or sex, be excluded from participating in any employment, contracting, or leasing activities covered in 14 CFR part 152, subpart E. The grantee assures that no person shall be excluded, on these grounds, from participating in or receiving the services or benefits of any program or activity covered by this subpart. The grantee assures that it will require that its covered organizations provide assurances to the grantee that they similarly will undertake affirmative action programs and that they will require assurances from their suborganizations, as required by 14 CFR part 152, subpart E, to the same effect. (b) Assurance. The grantee agrees to comply with any affirmative action plan or steps for equal employment opportunity required by 14 CFR part 152, subpart E, as part of the affirmative action program, and by any Federal, State, or local agency or court, including those resulting from a conciliation agreement, a consent decree, court order, or similar mechanism. The grantee agrees that State or local affirmative action plans will be used in lieu of any affirmative action plan or steps required by 14 CFR part 152, subpart E, only when they fully meet the standards set forth in 14 CFR 152.409. The grantee agrees to obtain a similar assurance from its covered organizations, and to cause them to require a similar assurance of their covered suborganizations, as required by 14 CFR part 152, subpart E. | ||||
| 14:14:3.0.1.3.24.5.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.407 Affirmative action plan: General. | FAA | (a) Except as provided in paragraph (b) of this section, each of the following shall have an affirmative action plan that meets the requirements of § 152.409 and is kept on file for review by the FAA Office of Civil Rights: (1) Each sponsor who employs 50 or more employees in its aviation workforce. (2) Each planning Agency which employs 50 or more employees in its agency for aviation purposes. (3) Each state political division, administering a grant under the AADA to develop standards for airport development at general aviation airports, which employs 50 or more employees in its aviation workforce. (b) A grantee is in compliance with paragraph (a) of this section, if it is subject to, and keeps on file for review by the FAA Office of Civil Rights, one of the following: (1) An affirmative action plan acceptable to another Federal agency. (2) An affirmative action plan for a State or local agency that the covered organization certifies meets the standards in § 152.409. (3) A conciliation agreement, consent decree, or court order which provides short and long-range goals for equal employment opportunity similar to those which would be established in an affirmative action plan meeting the standards in § 152.409. (c) Each sponsor shall require each aviation related activity (other than construction contractors) which employs 50 or more employees on the airport to prepare, and keep on file for review by the FAA Office of Civil Rights, an affirmative action plan developed in accordance with the standards in § 152.409, unless the activity is subject to one of the mechanisms described in paragraphs (b) (1) through (3) of this section. (d) Each sponsor shall require each aviation related activity described in paragraph (c) of this section to similarly require each of its covered suborganizations (other than construction contractors) which employs 50 or more employees on the airport to prepare, and to keep on file for review by the FAA Office of Civil Rights, an affirmative action plan developed in accordance with… | ||||
| 14:14:3.0.1.3.24.5.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.409 Affirmative action plan standards. | FAA | (a) Each affirmative action plan required by this subpart shall be developed in accordance with the following: (1) An analysis of the employer's aviation workforce which groups employees into the following job categories: (i) Officials and managers. (ii) Professionals. (iii) Technicians. (iv) Sales workers. (v) Office and clerical workers. (vi) Craft workers (skilled). (vii) Operatives (semi-skilled). (viii) Laborers (unskilled). (ix) Service workers. (2) A comparison separately made of the percent of minorities and women in the employer's present aviation workforce (in each of the job categories listed in paragraph (a)(1) of this section) with the percent of minorities and women in each of those categories in the total workforce located in the SMSA, or, in the absence of an SMSA, in the counties contiguous to the employer's location or the location where the work is to be performed and in the areas from which persons may reasonably be expected to commute. This data on the total workforce of the applicable area will be supplied to grantees by the FAA. Grantees shall make this data available to the other organizations covered by this subpart. The comparison for minorities must be made only when minorities constitute at least 2 percent of the total workforce in the geographical area used for the comparison. (3) A comparison, for the aviation workforce, of the total number of applicants and persons hired with the total number of minority and female applicants, and minorities and females hired, for the past year. Where this data is unavailable, the employer shall establish and maintain a system to provide the data, and shall make the comparison 120 days after establishing the data system. (4) Where the percentage of minorities and women in the employer's aviation workforce, in each job category, is less than the minority and female percentage in any job category in the workforce of the geographical area used, an analysis, based on the comparison required by paragraph (a)(3) of this section, determining w… | ||||
| 14:14:3.0.1.3.24.5.3.6 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.411 Affirmative action steps. | FAA | (a) Each grantee which is not described in § 152.407(a) and is not subject to an affirmative action plan, regulatory goals and timetables, or other mechanism providing for short and long-range goals for equal employment opportunity, shall make good faith efforts to recruit and hire minorities and women for its aviation workforce as vacancies occur, by taking the affirmative action steps in § 152.409(b)(3), as follows: (1) If it has 15 or more employees in its aviation workforce or employed for aviation purposes, by taking the affirmative action steps in § 152.409(b)(3), as appropriate; or (2) If it has less than 15 employees in its aviation workforce or employed for aviation purposes, by taking the affirmative action steps in § 152.409(b)(3) (i) and (ii), as appropriate. (b) Except as provided in paragraph (c) of this section, each sponsor shall require each of its aviation related activities on its airport, that is not subject to an affirmative action plan, regulatory goals and timetables, or other mechanism which provides short and long-range goals for equal employment opportunity, to take affirmative action steps and cause them to similarly require affirmative action steps of their covered suborganizations, as follows: (1) Each aviation related activity or covered suborganization with less than 50 but more than 14 employees, must take the affirmative action steps enumerated in § 152.409(b)(3), as appropriate. (2) Each aviation related activity or covered suborganization with less than 15 employees, must take the affirmative action steps enumerated in § 152.409(b)(3) (i) and (ii), as appropriate. (c) Each sponsor shall require each construction contractor, that has a contract of $10,000 or more on its airport and that is not subject to an affirmative action plan, regulatory goals or timetables, or other mechanism which provides short and long-range goals for equal employment opportunity, to take the following affirmative action steps: (1) The contractor must establish and maintain a current list of minor… | ||||
| 14:14:3.0.1.3.24.5.3.7 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.413 Notice requirement. | FAA | Each grantee shall give adequate notice to employees and applicants for employment, through posters provided by the Secretary, that the FAA is committed to the requirements of section 30 of the AADA, to ensure that no person shall, on the grounds of race, creed, color, national origin, or sex, be excluded from participating in any activity conducted with funds authorized under this part. | ||||
| 14:14:3.0.1.3.24.5.3.8 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.415 Records and reports. | FAA | (a) Each grantee shall keep on file for a period of three years or for the period during which the Federal financial assistance is made available, whichever is longer, reports (other than those transmitted to the FAA), records, and affirmative action plans, if applicable, that will enable the FAA Office of Civil Rights to ascertain if there has been and is compliance with this subpart. (b) Each sponsor shall require its covered organizations to keep on file, for the period set forth in paragraph (a) of this section, reports (other than those submitted to the FAA), records, and affirmative action plans, if applicable, that will enable the FAA Office of Civil Rights to ascertain if there has been and is compliance with this subpart, and shall cause them to require their covered suborganizations to keep similar records as applicable. (c) Each grantee, employing 15 or more person, shall annually submit to the FAA a compliance report on a form provided by the FAA and a statistical report on a Form EEO-1 of the Equal Employment Opportunity Commission (EEOC) or any superseding EEOC form. If a grantee already is submitting a Form EEO-1 to another agency, the grantee may submit a copy of that form to the FAA as its statistical report. The information provided shall include goals and timetables, if established in compliance with the requirements of § 152.409 or with the requirements of another Federal agency or a State or local agency. (d) Each sponsor shall— (1) Require each of its aviation-related activities (except construction contractors), employing 15 or more persons, to annually submit to the sponsor the reports required by paragraph (c) of this section, on the same basis as stated in paragraph (c) of this section, and shall cause each aviation-related activity to require its covered suborganizations, with 15 or more employees, to annually submit the reports required by paragraph (c) of this section through the prime organization to the sponsor, for transmittal by the sponsor to the FAA. (2) Annually collect fr… | ||||
| 14:14:3.0.1.3.24.5.3.9 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | E | Subpart E—Nondiscrimination in Airport Aid Program | § 152.417 Monitoring employment. | FAA | (a) Each grantee shall allow the FAA Office of Civil Rights to monitor its equal employment opportunity compliance with this subpart through on-site reviews and desk audits. Reviews or audits will include the records submitted under § 152.415. (b) As it deems necessary, the FAA Office of Civil Rights will conduct on-site or desk audits of covered aviation related activities on airports. | ||||
| 14:14:3.0.1.3.24.6.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | F | Subpart F—Suspension and Termination of Grants | § 152.501 Applicability. | FAA | This subpart contains procedures for suspending or terminating grants for airport development projects and airport planning. | ||||
| 14:14:3.0.1.3.24.6.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | F | Subpart F—Suspension and Termination of Grants | § 152.503 Suspension of grant. | FAA | (a) If the sponsor or planning agency fails to comply with the conditions of the grant, the FAA may, by written notice to the sponsor or planning agency, suspend the grant and withhold further payments pending— (1) Corrective action by the sponsor or planning agency; or (2) A decision to terminate the grant. (b) Except as provided in paragraph (c), after receipt of notice of suspension, the sponsor or planning agency may not incur additional obligations of grant funds during the suspension. (c) All necessary and proper costs that the sponsor or planning agency could not reasonably avoid during the period of suspension will be allowed, if those costs are in accordance with appendix C of this part. | ||||
| 14:14:3.0.1.3.24.6.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | F | Subpart F—Suspension and Termination of Grants | § 152.505 Termination for cause. | FAA | (a) If the sponsor or planning agency fails to comply with the conditions of the grant, the FAA may, by written notice to the sponsor or planning agency, terminate the grant in whole, or in part. (b) The notice of termination will contain— (1) The reasons for the termination, and (2) The effective date of termination. (c) After receipt of the notice of termination, the sponsor or planning agency may not incur additional obligations of grant funds. (d) Payments to be made to the sponsor or planning agency, or recoveries of payments by the FAA, under the grant shall be in accordance with the legal rights and liabilities of the parties. | ||||
| 14:14:3.0.1.3.24.6.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | F | Subpart F—Suspension and Termination of Grants | § 152.507 Termination for convenience. | FAA | (a) When the continuation of the project would not produce beneficial results commensurate with the further expenditure of funds, the grant may be terminated in whole, or in part, upon mutual agreement of the FAA and the sponsor or planning agency. (b) If an agreement to terminate is made, the sponsor or planning agency— (1) May not incur new obligations for the terminated portion after the effective date; and (2) Shall cancel as many obligations, relating to the terminated portion, as possible. (c) The sponsor or planning agency is allowed full credit for the Federal share of the noncancellable obligations that were properly incurred by the sponsor before the termination. | ||||
| 14:14:3.0.1.3.24.6.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | F | Subpart F—Suspension and Termination of Grants | § 152.509 Request for reconsideration. | FAA | If a grant is suspended or terminated under this subpart, the sponsor or planning agency may request the Administrator to reconsider the suspension or termination. | ||||
| 14:14:3.0.1.3.24.7.3.1 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | G | Subpart G—Energy Conservation in Airport Aid Program | § 152.601 Purpose. | FAA | This subpart implements section 403 of the Powerplant and Industrial Fuel Use Act of 1978 (92 Stat. 3318; Pub. L. 95-620) in order to encourage conservation of petroleum and natural gas by recipients of Federal financial assistance. | ||||
| 14:14:3.0.1.3.24.7.3.2 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | G | Subpart G—Energy Conservation in Airport Aid Program | § 152.603 Applicability. | FAA | This subpart applies to each recipient of Federal financial assistance from the Federal Aviation Administration through the Airport Development Aid Program (ADAP) unless otherwise excluded by definition. | ||||
| 14:14:3.0.1.3.24.7.3.3 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | G | Subpart G—Energy Conservation in Airport Aid Program | § 152.605 Definitions. | FAA | As used in this subpart— Building construction means construction of any building which receives Federal assistance under the program, which will exceed $200,000 in construction cost. Energy assessment means an analysis of total energy requirements of a building, which, within the scope of the proposed construction activity, and at a level of detail appropriate to that scope, considers the following: (a) Overall design of the facility or modification, and alternative designs; (b) Materials and techniques used in construction or rehabilitation; (c) Special or innovative conservation features that may be used; (d) Fuel requirements for heating, cooling, and operations essential to the function of the structure, projected over the life of the facility and including projected costs of this fuel; and (e) Kind of energy to be used, including— (1) Consideration of opportunities for using fuels other than petroleum and natural gas, and (2) Consideration of using alternative, renewable energy sources. Major building modification means modification of any building which receives Federal assistance under the program, which will exceed $200,000 in construction cost. | ||||
| 14:14:3.0.1.3.24.7.3.4 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | G | Subpart G—Energy Conservation in Airport Aid Program | § 152.607 Building design requirements. | FAA | Each sponsor shall perform an energy assessment for each federally-assisted building construction or major building modification project proposed at the airport. The building design, construction, and operation shall incorporate, to the extent consistent with good engineering practice, the most cost-effective energy conservation features identified in the energy assessment. | ||||
| 14:14:3.0.1.3.24.7.3.5 | 14 | Aeronautics and Space | I | I | 152 | PART 152—AIRPORT AID PROGRAM | G | Subpart G—Energy Conservation in Airport Aid Program | § 152.609 Energy conservation practices. | FAA | Each sponsor shall require fuel and energy conservation practices in the operation and maintenance of the airport and shall encourage airport tenants to use these practices. | ||||
| 40:40:26.0.1.1.3.1.1.1 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.1 Scope. | EPA | [73 FR 75594, Dec. 12, 2008] | (a) Part 152 sets forth procedures, requirements and criteria concerning the registration of pesticide products under FIFRA section 3, including plant-incorporated protectants (PIPs). Unless specifically superseded by part 174, the regulations in part 152 apply to PIPs. (b) Part 152 also describes associated regulatory activities affecting registration, as described in this paragraph. (1) Data compensation and exclusive use of data in support of registration. Refer to subpart E of this part. (2) Rights and obligations of registrants. Refer to subpart G of this part. (3) Classification of pesticide uses. Refer to subpart I of this part. (4) Fees. Refer to subpart U of this part. (5) Requirements pertaining to pesticide devices. Refer to subpart Z of this part. | |||
| 40:40:26.0.1.1.3.1.1.2 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.3 Definitions. | EPA | [53 FR 15975, May 4, 1988, as amended at 66 FR 37814, July 19, 2001; 73 FR 64224, Oct. 29, 2008; 73 FR 75594, Dec. 12, 2008] | Terms used in this part have the same meaning as in the Act. In addition, the following terms have the meanings set forth in this section. Act or FIFRA means the Federal Insecticide, Fungicide, and Rodenticide Act, as amended (7 U.S.C. 136-136y). Active ingredient means any substance (or group of structurally similar substances if specified by the Agency) that will prevent, destroy, repel or mitigate any pest, or that functions as a plant regulator, desiccant, or defoliant within the meaning of FIFRA sec. 2(a), except as provided in § 174.3 of this chapter. Acute dermal LD 50 means a statistically derived estimate of the single dermal dose of a substance that would cause 50 percent mortality to the test population under specified conditions. Acute inhalation LC 50 means a statistically derived estimate of the concentration of a substance that would cause 50 percent mortality to the test population under specified conditions. Acute oral LD 50 means a statistically derived estimate of the single oral dose of a substance that would cause 50 percent mortality to the test population under specified conditions. Administrator means the Administrator of the United States Environmental Protection Agency or his delegate. Agency means the United States Environmental Protection Agency (EPA), unless otherwise specified. Applicant means a person who applies for a registration or amended registration under FIFRA sec. 3. Biological control agent means any living organism applied to or introduced into the environment that is intended to function as a pesticide against another organism declared to be a pest by the Administrator. Distribute or sell and other grammatical variations of the term such as “distributed or sold” and “distribution or sale,” means the acts of distributing, selling, offering for sale, holding for sale, shipping, holding for shipment, delivering for shipment, or receiving and (having so received) delivering or offering to deliver, or releasing for shipment to any person in any State. En… | |||
| 40:40:26.0.1.1.3.1.1.3 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.5 Pests. | EPA | [53 FR 15975, May 4, 1988, as amended at 78 FR 13507, Feb. 28, 2013] | An organism is declared to be a pest under circumstances that make it deleterious to man or the environment, if it is: (a) Any vertebrate animal other than man; (b) Any invertebrate animal, including but not limited to, any insect, other arthropod, nematode, or mollusk such as a slug and snail, but excluding any internal parasite of living man or other living animals; (c) Any plant growing where not wanted, including any moss, alga, liverwort, or other plant of any higher order, and any plant part such as a root; or (d) Any fungus, bacterium, virus, prion, or other microorganism, except for those on or in living man or other living animals and those on or in processed food or processed animal feed, beverages, drugs (as defined in FFDCA section 201(g)(1)) and cosmetics (as defined in FFDCA section 201(i)). | |||
| 40:40:26.0.1.1.3.1.1.4 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.6 Substances excluded from regulation by FIFRA. | EPA | [66 FR 64763, Dec. 14, 2001, as amended at 73 FR 75594, Dec. 12, 2008] | Products and substances listed in this section are excluded from FIFRA regulation if they meet the specified conditions or criteria. (a) Liquid chemical sterilants. A liquid chemical sterilant product is not a pesticide under section 2(u) of FIFRA if it meets all of the following criteria. Excluded products are regulated by the Food and Drug Administration (FDA). Products excluded are those meeting all of the following criteria: (1) Composition. The product must be in liquid form as sold or distributed. Pressurized gases or products in dry or semi-solid form are not excluded by this provision. Ethylene oxide products are not liquid products and are not excluded by this provision. (2) Claims. The product must bear a sterilant claim, or a sterilant plus subordinate level disinfection claim. Products that bear antimicrobial claims solely at a level less than “sterilant” are not excluded and are jointly regulated by EPA and FDA. (3) Use site. (i) The product must be intended and labeled only for use on “critical or semi-critical devices.” A “critical device” is any device which is introduced directly into the human body, either into or in contact with the bloodstream or normally sterile areas of the body. A semi-critical device is any device which contacts intact mucous membranes but which does not ordinarily penetrate the blood barrier or otherwise enter normally sterile areas of the body. (ii) Liquid chemical sterilants that bear claims solely for use on non-critical medical devices are jointly regulated by EPA and FDA. (iii) Liquid chemical sterilants that bear claims solely for use on sites that are not medical devices, such as veterinary equipment, are not excluded and are regulated solely by EPA. (b) Nitrogen stabilizers. A nitrogen stabilizer is excluded from regulation under FIFRA if it is a substance (or mixture of substances), meeting all of the following criteria: (1) The substance prevents or hinders the process of nitrification, denitrification, ammonia volatilization, or urease produ… | |||
| 40:40:26.0.1.1.3.1.1.5 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.8 Products that are not pesticides because they are not for use against pests. | EPA | [53 FR 15975, May 4, 1988, as amended at 66 FR 64764, Dec. 14, 2001] | A substance or article is not a pesticide, because it is not intended for use against “pests” as defined in § 152.5, if it is: (a) A fertilizer product not containing a pesticide. (b) A product intended to force bees from hives for the collection of honey crops. | |||
| 40:40:26.0.1.1.3.1.1.6 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.10 Products that are not pesticides because they are not intended for a pesticidal purpose. | EPA | A product that is not intended to prevent, destroy, repel, or mitigate a pest, or to defoliate, desiccate or regulate the growth of plants, is not considered to be a pesticide. The following types of products or articles are not considered to be pesticides unless a pesticidal claim is made on their labeling or in connection with their sale and distribution: (a) Deodorizers, bleaches, and cleaning agents; (b) Products not containing toxicants, intended only to attract pests for survey or detection purposes, and labeled accordingly; (c) Products that are intended to exclude pests only by providing a physical barrier against pest access, and which contain no toxicants, such as certain pruning paints to trees. | ||||
| 40:40:26.0.1.1.3.1.1.7 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | A | Subpart A—General Provisions | § 152.15 Pesticide products required to be registered. | EPA | No person may distribute or sell any pesticide product that is not registered under the Act, except as provided in §§ 152.20, 152.25, and 152.30. A pesticide is any substance (or mixture of substances) intended for a pesticidal purpose, i.e. , use for the purpose of preventing, destroying, repelling, or mitigating any pest or use as a plant regulator, defoliant, or desiccant. A substance is considered to be intended for a pesticidal purpose, and thus to be a pesticide requiring registration, if: (a) The person who distributes or sells the substance claims, states, or implies (by labeling or otherwise): (1) That the substance (either by itself or in combination with any other substance) can or should be used as a pesticide; or (2) That the substance consists of or contains an active ingredient and that it can be used to manufacture a pesticide; or (b) The substance consists of or contains one or more active ingredients and has no significant commercially valuable use as distributed or sold other than (1) use for pesticidal purpose (by itself or in combination with any other substance), (2) use for manufacture of a pesticide; or (c) The person who distributes or sells the substance has actual or constructive knowledge that the substance will be used, or is intended to be used, for a pesticidal purpose. | ||||
| 40:40:26.0.1.1.3.11.1.1 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.400 Purpose. | EPA | Subpart U prescribes fees to be charged for the pesticide regulatory activities set forth in § 152.403 as performed by the Environmental Protection Agency (as authorized by 31 U.S.C. 9701 and Pub. L. 100-202) and provisions regarding their payment. | ||||
| 40:40:26.0.1.1.3.11.1.2 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.401 Inapplicability of fee provisions to applications filed prior to October 1, 1997. | EPA | [53 FR 11923, Mar. 22, 1989] | No fee required by this subpart U shall be levied with respect to any application filed during the period beginning on October 25, 1988, and ending on September 30, 1997. See FIFRA section 4(i)(7) (added to FIFRA by Pub. L. 100-532, October 25, 1988, 102 Stat. 2654). | |||
| 40:40:26.0.1.1.3.11.1.3 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.403 Definitions of fee categories. | EPA | [53 FR 19114, May 26, 1988, as amended at 72 FR 61028, Oct. 26, 2007] | (a) New chemical registration review means review of an application for registration of a pesticide product containing a chemical active ingredient which is not contained as an active ingredient in any other pesticide product that is registered under FIFRA at the time the application is made. (b) New biochemical and microbial registration review means review of an application for registration of a biochemical or microbial pesticide product containing a biochemical or microbial active ingredient not contained in any other pesticide product that is registered under FIFRA at the time the application is made. For purposes of this subpart, the definitions of biochemical and microbial pesticides contained in §§ 158.2000 and 158.2100, respectively, shall apply. (c) New use pattern registration review means review of an application for registration, or for amendment of a registration entailing a major change to the use pattern of an active ingredient contained in a product registered under FIFRA or pending Agency decision on a prior application at the time of application. For purposes of this paragraph, examples of major changes include but are not limited to, changes from non-food to food use, outdoor to indoor use, ground to aerial application, terrestrial to aquatic use, and non-residential to residential use. (d) Old chemical registration review means review of an application for registration of a new product containing active ingredients and uses which are substantially similar or identical to those currently registered or for which an application is pending Agency decision. (e) Amendment review means review of any application requiring Agency approval to amend the registration of a currently registered product, or for which an application is pending Agency decision, not entailing a major change to the use pattern of an active ingredient. (f) Experimental use permit review means review of an application for a permit pursuant to section 5 of FIFRA to apply a limited quantity of a pesticide in order t… | |||
| 40:40:26.0.1.1.3.11.1.4 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.404 Fee amounts. | EPA | [53 FR 19114, May 26, 1988, as amended at 58 FR 34203, June 23, 1993] | The fee prescribed by the following table must be submitted with each application for registration, amended registration or experimental use permit. Fees will be adjusted annually in accordance with § 152.410. The Agency may waive or refund fees in accordance with § 152.412. Table—Registration Fees | |||
| 40:40:26.0.1.1.3.11.1.5 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.406 Submission of supplementary data. | EPA | [53 FR 19114, May 26, 1988, as amended at 58 FR 34203, June 23, 1993] | Applicants may submit data to supplement pending applications without incurring additional charges if the proper fee was paid with submission of the original application and subsequent submissions of supplementary data do not constitute a change in the type of registration action requested. | |||
| 40:40:26.0.1.1.3.11.1.6 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.408 Special considerations. | EPA | (a) If two or more applicants apply for a new chemical registration for products having the same active ingredient and each applicant provides a set of data in support of the registration developed independently of the other applicants' data, then each applicant submitting an independent set of data shall be charged the full new chemical registration review fee. (b) If two or more applicants apply for a new chemical registration for products having the same active ingredient and the applicants have jointly developed or paid for the joint development of a common set of data to support their applications for registration, then each applicant shall be charged an equal share of the total fee for review of the applications for all of the subject products. The total fee will include the sum of the new chemical registration review fee for one product and one old chemical registration review fee for each additional product. (c) If an application is received for registration of a product that contains two or more new chemical active ingredients and a different set of generic data is required by the Agency for each new chemical for the purpose of registration, the applicant will be required to pay the full new chemical registration review fee for each active ingredient. | ||||
| 40:40:26.0.1.1.3.11.1.7 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.410 Adjustment of fees. | EPA | (a) The fee schedule will be adjusted annually by the same percentage as the percent change in the Federal General Schedule (GS) pay scale. Such adjustments will be published in the Federal Register as a final rule and will be effective 30 days or more after promulgation. (b) Processing costs and fees will be reviewed periodically and changes will be made to the schedule as necessary. Such adjustments will be published for notice and comment in the Federal Register. | ||||
| 40:40:26.0.1.1.3.11.1.8 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.412 Waivers and refunds. | EPA | [53 FR 19114, May 26, 1988, as amended at 58 FR 34203, June 23, 1993] | (a) Refunds. If an application is not accepted for processing because it is incomplete, the fee, less $1,200 for handling and initial review (or the amount of the fee, whichever is less), shall be returned. If an application is withdrawn by the applicant before significant Agency scientific review has begun, the fee, less $1,200, shall be returned. If an unacceptable or withdrawn petition is resubmitted, it shall be accompanied by the fee that would be required if it were submitted for the first time. (b) Waiver of fees for activities initiated by the Agency. The Agency may waive fees for amended registrations where the amendment has been initiated solely by the Agency. The Agency retains sole discretion in determining when this fee will be waived. The announcement of the fee waiver will accompany the EPA request for an amendment. The Agency will not approve any individual requests for waivers of EPA-initiated activity fees. (c) Waiver of fees for activities initiated by applicants. Upon request by an applicant, together with the supporting documentation or justification described in this paragraph, the Agency may waive or refund fees in whole or in part. A request for waiver must be submitted in accordance with § 152.414(a). An application for which a waiver of fees has been requested will not be accepted for review until the waiver has been granted, or until the waiver has been denied and thereafter the proper fee has been submitted. (1) Minor use. Fees may be waived for applications limited to minor uses that lack commercial feasibility for the pesticide applicant. An applicant requesting a waiver on this basis must provide supporting information that demonstrates that anticipated revenues from the uses that are the subject of the application would be insufficient to pay back the cost of the fee. The burden of proof of the reasonableness of this estimate rests with the applicant. (2) IR-4. Fees will be waived for registration actions that are determined to be specifically associated with toleranc… | |||
| 40:40:26.0.1.1.3.11.1.9 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | U | Subpart U—Registration Fees | § 152.414 Procedures. | EPA | [53 FR 19114, May 26, 1988, as amended at 58 FR 34203, June 23, 1993; 69 FR 39864, July 1, 2004; 71 FR 35545, June 21, 2006] | (a) Procedures for requesting a waiver. (1) A request for a waiver must be submitted in writing at the time the application is submitted to the Office of Pesticide Programs' Document Processing Desk at the appropriate address as set forth in 40 CFR 150.17(a) or (b). (2) A payment of $1,200 for processing the waiver or the amount of the actual fee, whichever is less, must be submitted simultaneously to the address set forth in paragraph (b) of this section. This fee will be refunded (or applied to any resulting partial fee) if the waiver is granted. Payment of fees for the registration activities, in contrast to the waiver fee, shall not be required until the Agency makes a determination on the waiver request. Since the actual fee is submitted to an address different than the one to which the waiver request is submitted, a copy of the payment document must be submitted with the waiver request that is submitted to the Office of Pesticide Programs' Document Processing Desk as described in paragraph (a)(1) of this section. No fee is required from a person who has no financial interest in the application. (b) Procedures for payment of fees. All fees required by this section must be paid by money order, bank draft, or certified check drawn to the order of the Environmental Protection Agency. All payment of fees must be forwarded to the Environmental Protection Agency, Headquarters Accounting Operations Branch, Office of Pesticide Programs (Registration Fees), P.O. Box 360277M, Pittsburgh, PA 15251. The payments should be specifically labeled “Registration Fees” and should be accompanied only by a copy of the registration application form or the experimental use permit application form, as appropriate. An application will not be accepted for processing until the required fees have been submitted. (c) Procedures for submitting application and supporting data. The application, along with supporting data, shall be forwarded within 30 days of payment to the Washington DC address set forth in paragraph (a)(1) of thi… | |||
| 40:40:26.0.1.1.3.13.1.1 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | Z | Subpart Z—Devices | § 152.500 Requirements for devices. | EPA | [53 FR 15990, May 4, 1988. Redesignated at 60 FR 32096, June 19, 1995] | (a) A device is defined as any instrument or contrivance (other than a firearm) intended for trapping, destroying, repelling, or mitigating any pest or any other form of plant or animal life (other than man and other than a bacterium, virus, or other microorganism on or in living man or living animals) but not including equipment used for the application of pesticides (such as tamper-resistant bait boxes for rodenticides) when sold separately therefrom. (b) A device is not required to be registered under FIFRA sec. 3. The Agency has issued a policy statement concerning its authority and activities with respect to devices, which was published in the Federal Register of November 19, 1976 (41 FR 51065). A device is subject to the requirements set forth in: (1) FIFRA sec. 2(q)(1) and part 156 of this chapter, with respect to labeling; (2) FIFRA sec. 7 and part 167 of this chapter, with respect to establishment registration and reporting; (3) FIFRA sec. 8 and part 169 of this chapter, with respect to books and records; (4) FIFRA sec. 9, with respect to inspection of establishments; (5) FIFRA sec. 12, 13, and 14, with respect to violations, enforcement activities, and penalties; (6) FIFRA sec. 17, with respect to import and export of devices; (7) FIFRA sec. 25(c)(3), with respect to child-resistant packaging; and (8) FIFRA sec. 25(c)(4), with respect to the Agency's authority to declare devices subject to certain provisions of the Act. | |||
| 40:40:26.0.1.1.3.2.1.1 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | B | Subpart B—Exemptions | § 152.20 Exemptions for pesticides adequately regulated by another Federal agency. | EPA | [53 FR 15977, May 4, 1988, as amended at 66 FR 37814, July 19, 2001; 66 FR 64764, Dec. 14, 2001; 72 FR 61027, Oct. 26, 2007] | The pesticides or classes of pesticide listed in this section are exempt from all requirements of FIFRA. The Agency has determined, in accordance with FIFRA sec. 25(b)(1), that they are adequately regulated by another Federal agency. (a) Certain biological control agents. (1) Except as provided by paragraphs (a)(3) and (a)(4) of this section, all biological control agents are exempt from FIFRA requirements. (2) If the Agency determines that an individual biological control agent or class of biological control agents is no longer adequately regulated by another Federal agency, and that it should not otherwise be exempted from the requirements of FIFRA, the Agency will revoke this exemption by amending paragraph (a)(3) of this section. (3) The following biological control agents are not exempt from FIFRA requirements: (i) A eucaryotic microorganism including, but not limited to, protozoa, algae and fungi; (ii) A procaryotic microorganism including, but not limited to, Eubacteria and Archaebacteria; or (iii) A parasitically-replicating microscopic element, including, but not limited to, viruses. (4) All living plants intended for use as biological control agents are exempt from the requirements of FIFRA. However, plant-incorporated protectants are not exempt pursuant to this section. Regulations, including exemptions, for plant-incorporated protectants are addressed in part 174 of this chapter. (b) Non-liquid chemical sterilants. A non-liquid chemical sterilant, except ethylene oxide, that meets the criteria of § 152.6(a)(2) with respect to its claims and § 152.6(a)(3) with respect to its use sites is exempted from regulation under FIFRA. | |||
| 40:40:26.0.1.1.3.2.1.2 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | B | Subpart B—Exemptions | § 152.25 Exemptions for pesticides of a character not requiring FIFRA regulation. | EPA | [53 FR 15977, May 4, 1988, as amended at 59 FR 2751, Jan. 19, 1994; 61 FR 8878, Mar. 6, 1996; 66 FR 64764, Dec. 14, 2001; 71 FR 35545, June 21, 2006; 80 FR 80660, Dec. 28, 2015; 87 FR 67370, Nov. 8, 2022] | The pesticides or classes of pesticides listed in this section have been determined to be of a character not requiring regulation under FIFRA, and are therefore exempt from all provisions of FIFRA when intended for use, and used, only in the manner specified. (a) Treated articles or substances. An article or substance treated with, or containing, a pesticide to protect the article or substance itself (for example, paint treated with a pesticide to protect the paint coating, or wood products treated to protect the wood against insect or fungus infestation), if the pesticide is registered for such use. (b) Pheromones and pheromone traps. Pheromones and identical or substantially similar compounds labeled for use only in pheromone traps (or labeled for use in a manner which the Administrator determines poses no greater risk of adverse effects on the environment than use in pheromone traps), and pheromone traps in which those compounds are the sole active ingredient(s). (1) For the purposes of this paragraph, a pheromone is a compound produced by an arthropod which, alone or in combination with other such compounds, modifies the behavior of other individuals of the same species. (2) For the purposes of this paragraph, a synthetically produced compound is identical to a pheromone only when their molecular structures are identical, or when the only differences between the molecular structures are between the stereochemical isomer ratios of the two compounds, except that a synthetic compound found to have toxicological properties significantly different from a pheromone is not identical. (3) When a compound possesses many characteristics of a pheromone but does not meet the criteria in paragraph (a)(2) of this section, it may, after review by the Agency, be deemed a substantially similar compound. (4) For the purposes of this paragraph, a pheromone trap is a device containing a pheromone or an identical or substantially similar compound used for the sole purpose of attracting, and trapping or killing, target a… | |||
| 40:40:26.0.1.1.3.2.1.3 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | B | Subpart B—Exemptions | § 152.30 Pesticides that may be transferred, sold, or distributed without registration. | EPA | An unregistered pesticide, or a pesticide whose registration has been cancelled or suspended, may be dis-tributed or sold, or otherwise transferred, to the extent described by this section. (a) A pesticide transferred between registered establishments operated by the same producer. An unregistered pesticide may be transferred between registered establishments operated by the same producer. The pesticide as transferred must be labeled in accordance with part 156 of this chapter. (b) A pesticide transferred between registered establishments not operated by the same producer. An unregistered pesticide may be transferred between registered establishments not operated by the same producer if: (1) The transfer is solely for the purpose of further formulation, packaging, or labeling into a product that is registered; (2) Each active ingredient in the pesticide, at the time of transfer, is present as a result of incorporation into the pesticide of either: (i) A registered product; or (ii) A pesticide that is produced by the registrant of the final product; and (3) The product as transferred is labeled in accordance with part 156 of this chapter. (c) A pesticide distributed or sold under an experimental use permit. (1) An unregistered pesticide may be distributed or sold in accordance with the terms of an experimental use permit issued under FIFRA sec. 5, if the product is labeled in accordance with § 172.6 of this chapter. (2) An unregistered pesticide may be distributed or sold in accordance with the provisions of § 172.3 of this chapter, pertaining to use of a pesticide for which an experimental use permit is not required, provided the product is labeled in accordance with part 156 of this chapter. (d) A pesticide transferred solely for export. An unregistered pesticide may be transferred within the United States solely for export if it meets the following conditions: (1) The product is prepared and packaged according to the specifications of the foreign purchaser; and (2) The product is labeled in … | ||||
| 40:40:26.0.1.1.3.3.1.1 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.40 Who may apply. | EPA | Any person may apply for new registration of a pesticide product. Any registrant may apply for amendment of the registration of his product. | ||||
| 40:40:26.0.1.1.3.3.1.2 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.42 Application for new registration. | EPA | Any person seeking to obtain a registration for a new pesticide product must submit an application for registration, containing the information specified in § 152.50. An application for new registration must be approved by the Agency before the product may legally be distributed or sold, except as provided by § 152.30. | ||||
| 40:40:26.0.1.1.3.3.1.3 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.43 Alternate formulations. | EPA | [53 FR 15978, May 4, 1988, as amended at 72 FR 61027, Oct. 26, 2007] | (a) A product proposed for registration must have a single, defined composition, except that EPA may approve a basic formulation and one or more alternate formulations for a single product. (b) An alternate formulation must meet the criteria listed in paragraph (b) (1) through (4) of this section. The Agency may require the submission of data to determine whether the criteria have been met. (1) The alternate formulation must have the same certified limits for each active ingredient as the basic formulation. (2) If the alternate formulation contains an inert ingredient or impurity of toxicological significance, the formulation must have the same upper certified limit for that substance as the basic formulation; (3) The label text of the alternate formulation product must be identical to that of the basic formulation. (4) The analytical method required under § 158.355 of this chapter must be suitable for use on both the basic formulation and the alternate formulation. (c) Notwithstanding the criteria in this section, the Agency may determine that an alternate formulation must be separately registered. If EPA makes this determination, the Agency will notify the applicant of its determination and its reasons. Thereafter the application for an alternate formulation will be treated as an application for new registration, and the alternate formulation will be assigned a new registration number. | |||
| 40:40:26.0.1.1.3.3.1.4 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.44 Application for amended registration. | EPA | [53 FR 15978, May 4, 1988, as amended at 61 FR 33041, June 26, 1996; 66 FR 64764, Dec. 14, 2001] | (a) Except as provided by § 152.46, any modification in the composition, labeling, or packaging of a registered product must be submitted with an application for amended registration. The applicant must submit the information required by § 152.50, as applicable to the change requested. If an application for amended registration is required, the application must be approved by the Agency before the product, as modified, may legally be distributed or sold. (b) In its discretion, the Agency may: (1) Waive the requirement for submission of an application for amended registration; (2) Require that the applicant certify to the Agency that he has complied with an Agency directive rather than submit an application for amended registration; or (3) Permit an applicant to modify a registration by notification or non-notification in accordance with § 152.46. (c) A registrant may at any time submit identical minor labeling amendments affecting a number of products as a single application if no data are required for EPA to approve the amendment (for example, a change in the wording of a storage statement for designated residential use products). A consolidated application must clearly identify the labeling modification(s) to be made (which must be identical for all products included in the application), list the registration number of each product for which the modification is requested, and provide required supporting materials (for example, labeling) for each affected product. | |||
| 40:40:26.0.1.1.3.3.1.5 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.46 Notification and non-notification changes to registrations. | EPA | [61 FR 33041, June 26, 1996] | (a) Changes permitted by notification. (1) EPA may determine that certain minor modifications to registration having no potential to cause unreasonable adverse effects to the environment may be accomplished by notification to the Agency, without requiring that the registrant obtain Agency approval. If EPA so determines, it will issue procedures following an opportunity for public comment describing the types of modifications permitted by notification and any conditions and procedures for submitting notifications. (2) A registrant may modify a registration consistent with paragraph (a)(1) of this section and any procedures issued thereunder and distribute or sell the modified product as soon as the Agency has received the notification. Based upon the notification, the Agency may require that the registrant submit an application for amended registration. If it does so, the Agency will notify the registrant and state its reasons for requiring an application for amended registration. Thereafter, if the registrant fails to submit an application the Agency may determine that the product is not in compliance with the requirements of the Act. Notification under this paragraph is considered a report filed under the Act for the purposes of FIFRA section 12(a)(2)(M). (b) Changes permitted without notification. EPA may determine that certain minor modifications to registration having no potential to cause unreasonable adverse effects to the environment may be accomplished without notification to or approval by the Agency. If EPA so determines, it will issue procedures following an opportunity for public comment describing the types of amendments permitted without notification (also known as non-notification). A registrant may distribute or sell a product changed in a manner consistent with such procedures without notification to or approval by the Agency. (c) Effect of non-compliance. Notwithstanding any other provision of this section, if the Agency determines that a product has been modified through notification o… | |||
| 40:40:26.0.1.1.3.3.1.6 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.50 Contents of application. | EPA | [53 FR 15978, May 4, 1988, as amended at 58 FR 34203, June 23, 1993; 60 FR 32096, June 19, 1995; 72 FR 61027, Oct. 26, 2007; 73 FR 75594, Dec. 12, 2008] | Each application for registration or amended registration must include the following information, as applicable: (a) Application form. An application form must be completed and submitted to the Agency. Application forms are provided by the Agency, with instructions as to the number of copies required and proper completion. (b) Identity of the applicant —(1) Name. The applicant must identify himself. An applicant not residing in the United States must also designate an agent in accordance with paragraph (b)(3) of this section to act on behalf of the applicant on all registration matters. (2) Address of record. The applicant must provide an address in the United States for correspondence purposes. The U.S. address provided will be considered the applicant's address of record, and EPA will send all correspondence concerning the application and any subsequent registration to that address. It is the responsibility of the applicant and any registrant under § 152.122 to ensure that the Agency has a current and accurate address. (3) Authorized agent. An applicant may designate a person residing in the United States to act as his agent. If an applicant wishes to designate an agent, he must send the Agency a letter stating the name and United States address of his agent. The applicant must notify the Agency if he changes his designated agent. This relationship may be terminated at any time by the applicant by notifying the Agency in writing. (4) Company number. If an applicant has been assigned a company number by the Agency, the application must reference that number. (c) Summary of the application. Each application must include a list of the data submitted with the application, together with a brief description of the results of the studies. The list of data submitted may be the same as the list required by § 158.32 or § 161.32, as applicable, of this chapter. The summary must state that it is releasable to the public after registration in accordance with § 152.119. (d) Identity of the product. The … | |||
| 40:40:26.0.1.1.3.3.1.7 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | C | Subpart C—Registration Procedures | § 152.55 Where to send applications and correspondence. | EPA | [71 FR 35545, June 21, 2006] | Applications and correspondence relating to registration should be sent to the Office of Pesticide Programs' Document Processing Desk at the appropriate address as set forth in 40 CFR 150.17(a) or (b). | |||
| 40:40:26.0.1.1.3.5.1.1 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.80 General. | EPA | [73 FR 75594, Dec. 12, 2008] | This subpart E describes the information that an applicant must submit with his application for registration or amended registration to comply (and for the Agency to determine compliance) with the provisions of FIFRA sec. 3(c)(1)(F). This subpart also describes the procedures by which data submitters may challenge registration actions which allegedly failed to comply with these procedures. If the Agency determines that an applicant has failed to comply with the requirements and procedures in this subpart, the application may be denied. If the Agency determines, after registration has been issued, that an applicant failed to comply with these procedures and requirements, the Agency may issue a notice of intent to cancel the product's registration. | |||
| 40:40:26.0.1.1.3.5.1.10 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.92 Submission of a new valid study. | EPA | An applicant may demonstrate compliance for a data requirement by submitting a valid study that has not previously been submitted to the Agency. A study previously submitted to the Agency should not be resubmitted but should be cited in accordance with § 152.93. | ||||
| 40:40:26.0.1.1.3.5.1.11 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.93 Citation of a previously submitted valid study. | EPA | [49 FR 30903, Aug. 1, 1984, as amended at 73 FR 75595, Dec. 12, 2008; 79 FR 6825, Feb. 5, 2014] | An applicant may demonstrate compliance for a data requirement by citing a valid study previously submitted to the Agency. The study is not to be submitted to the Agency with the application. (a) Study originally submitted by the applicant. If the applicant certifies that he is the original data submitter, no documentation other than the citation is necessary. (b) Study previously submitted by another person. If the applicant is not the original data submitter, the applicant may cite the study only in accordance with paragraphs (b) (1) through (3) of this section. (1) Citation with authorization of original data submitter. The applicant may cite any valid study for which he has obtained the written authorization of the original data submitter. The applicant must obtain written authorization to cite any study that is an exclusive use study. The applicant must certify that he has obtained from the original data submitter a written authorization that contains at least the following information: (i) Identification of the applicant to whom the authorization is granted; (ii) Identification by title, EPA Accession Number or Master Record Identification Number, and date of submission, of the study or studies for which the authorization is granted; (iii) Authorization to the applicant to use the specified study in satisfaction of the data requirement for the application in question; and (iv) The signature and title of the original data submitter or his authorized representative, and date of the authorization. (2) Citation with offer to pay compensation to the original data submitter. The applicant may cite any valid study that is not subject to the exclusive use provisions of FIFRA section 3(c)(1)(F)(i) without written authorization from the original data submitter if the applicant certifies to the Agency that he has furnished to the original data submitter: (i) A notification of the applicant's intent to apply for registration, including the proposed product name and a list of the product's active ingred… | |||
| 40:40:26.0.1.1.3.5.1.12 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.94 Citation of a public literature study or study generated at government expense. | EPA | [49 FR 30903, Aug. 1, 1984, as amended at 73 FR 75595, Dec. 12, 2008] | (a) An applicant may demonstrate compliance for a data requirement by citing, and submitting to the Agency, one of the following: (1) A valid study from the public literature. (2) A valid study generated by, or at the expense of, any government (Federal, State, or local) agency. (b) In no circumstances does submission of a public literature study or government-generated study confer any rights on the data submitter to exclusive use of data or compensation under FIFRA section 3(c)(1)(F). | |||
| 40:40:26.0.1.1.3.5.1.13 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.95 Citation of all studies in the Agency's files pertinent to a specific data requirement. | EPA | [49 FR 30903, Aug. 1, 1984, as amended at 73 FR 75595, Dec. 12, 2008; 79 FR 6825, Feb. 5, 2014] | An applicant normally may demonstrate compliance for a data requirement by citation of all studies in the Agency's files pertinent to that data requirement. The applicant who selects this cite-all option must submit to the Agency: (a) A general offer to pay statement having the same wording as that specified in § 152.86(c) except that the offer to pay may be limited to apply only to data pertinent to the specific data requirement(s) for which the cite-all method of support has been selected; (b) A certification that: (1) For each person who is included on the Data Submitters List as an original data submitter of exclusive use data for the active ingredient in question, the applicant has obtained a written authorization containing the information required by § 152.86(a) for the use the any exclusive use study that would be pertinent to the applicant's product; and (2) For each person included on the current Data Submitters List as an original data submitter of data that are not exclusive use for the active ingredient in question, the applicant has furnished: (i) A notification of the applicant's intent to apply for registration, including the name of the proposed product, and a list of the product's active ingredients; (ii) Identification of the specific data requirement(s) for which the offer to pay for data is being made; (iii) An offer to pay the person compensation to the extent required by FIFRA section 3(c)(1)(F); (iv) An offer to commence negotiations to determine the amount and terms of compensation, if any, to be paid for use of any study; and (v) The applicant's name, address, and contact information, including a telephone number and email address. (c) An acknowledgment having the same wording as that specified in § 152.86(d), except that it may be limited to apply only to data pertinent to the specific data requirement(s) for which the cite-all method of support has been selected. | |||
| 40:40:26.0.1.1.3.5.1.14 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.96 Claim of data gap. | EPA | [79 FR 6826, Feb. 5, 2014] | (a) When a data gap may be claimed. Except as provided in paragraph (b) of this section, an applicant may defer his obligation to satisfy an applicable data requirement until the Agency requires the data if no other person has previously submitted to the Agency a valid study that would satisfy the data requirement in question. (b) When a data gap may not be claimed —(1) Product containing a new active ingredient. An applicant for registration of a product containing a new active ingredient may not defer his obligation by claiming a data gap unless he can demonstrate to the Agency's satisfaction that the data requirement was imposed so recently that insufficient time has elapsed for the study to have been completed and that, in the public interest, the product should be registered during the limited period of time required to complete the study. Refer to the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) section 3(c)(7)(C). (2) Product not containing a new active ingredient. An applicant for registration of a product under FIFRA sections 3(c)(7)(A) or (B) (a product not containing a new active ingredient) may not defer his obligation by claiming a data gap if the data are: (i) Data needed to determine whether the product is identical or substantially similar to another currently registered product or differs only in ways that would substantially increase the risk of unreasonable adverse effects on the environment. (ii) Efficacy data specific to the product, if required to be submitted to the Agency. (iii) If a new use is proposed for a product that is identical or substantially similar to an existing product, data to demonstrate whether the new use would substantially increase the risk of unreasonable adverse effects on the environment. (c) Approval of application with a data gap claim. (1) In accordance with § 152.115(a), any registration that is approved based upon a data gap claim shall be conditioned on the submission of the data no later than the time that the data are required to … | |||
| 40:40:26.0.1.1.3.5.1.15 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.97 Rights and obligations regarding the Data Submitters List. | EPA | [79 FR 6826, Feb. 5, 2014] | (a) Each original data submitter shall have the right to be included on the Agency's Data Submitters List. (b) Each original data submitter who wishes to have his name added to the current Data Submitters List must submit to the Agency the following information: (1) Name and current address. (2) Chemical name, common name (if any) and Chemical Abstracts Service (CAS) number (if any) of the active ingredients(s), with respect to which he is an original data submitter. (3) For each such active ingredient, the type(s) of study he has previously submitted (identified by reference to data/information requirements listed in part 158 of this chapter), the date of submission, and the EPA registration number, file symbol, or other identifying reference for which it was submitted. (c) Each applicant not already included on the Data Submitters List for a particular active ingredient must inform the Agency at the time of the submission of a relevant study whether he wishes to be included on the Data Submitters List for that pesticide. | |||
| 40:40:26.0.1.1.3.5.1.16 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.98 Procedures for transfer of exclusive use or compensation rights to another person. | EPA | [49 FR 30903, Aug. 1, 1984, as amended at 73 FR 75595, Dec. 12, 2008] | A person who possesses rights to exclusive use or compensation under FIFRA section 3(c)(1)(F) may transfer such rights to another person in accordance with this section. (a) The original data submitter must submit to the Agency a transfer document that contains the following information: (1) The name, address and state of incorporation (if any) of the original data submitter (the transferor); (2) The name, address and state of incorporation (if any) of the person to whom the data rights are being transferred (the transferee); (3) Identification of each item of data transferred including: (i) The name of the study or item of data; (ii) Whether the study is an exclusive use study, and, if so, when the period of exclusive use protection expires; (iii) The name of the person or laboratory that conducted the study; (iv) The date the study was submitted to the Agency; (v) The EPA document number assigned to the item of data (the Master Record Identification Number or Accession Number), if known. If not known, the EPA administrative number (such as the EPA Registration Number, petition number, file symbol, or permit number) with which the item of data was submitted, such that the Agency can identify the item of data. (vi) A statement that the transferor transfers irrevocably to the transferee all rights, titles, and interest in the items of data named; (vii) A statement that the transferor and transferee understand that any false statement may be punishable under 18 U.S.C. 1001; and (viii) The names, signatures and titles of the transferor and transferee, and the date signed. (b) In addition, the original data submitter must submit to the Agency a notarized statement affirming that: (1) The person signing the transfer agreement is authorized by the original data submitter to bind the data submitter; (2) No court order prohibits the transfer, and any required court approvals have been obtained; and (3) The transfer is authorized under Federal, State, and local law and relevant corporate charters, bylaws o… | |||
| 40:40:26.0.1.1.3.5.1.17 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.99 Petitions to cancel registration. | EPA | [49 FR 30903, Aug. 1, 1984, as amended at 73 FR 75595, Dec. 12, 2008; 79 FR 6826, Feb. 5, 2014] | An original data submitter may petition the Agency to deny or cancel the registration of a product in accordance with this section if he has submitted to the Agency a valid study which, he claims, satisfies a data requirement that an applicant purportedly has failed to satisfy. (a) Grounds for petition. (1) If an applicant has offered to pay compensation to an original data submitter of a study (either specifically or by filing a general offer to pay statement), the original data submitter may petition the Agency to deny or cancel the registration to which the offer related on any of the following grounds: (i) The applicant has failed to participate in an agreed-upon procedure for reaching an agreement on the amount and terms of compensation. The petitioner shall submit a copy of the agreed-upon procedure and describe the applicant's failure to participate in the procedure. (ii) The applicant has failed to comply with the terms of an agreement on compensation. The petitioner shall submit a copy of the agreement, and shall describe how the applicant has failed to comply with the agreement. (iii) The applicant has failed to participate in an arbitration proceeding. The petitioner shall submit evidence of such failure. (iv) The applicant has failed to comply with the terms of an arbitration decision. The petitioner shall submit a copy of the arbitration decision, and describe how the applicant has failed to comply with the decision. (2) When no offer to pay has been made, the petitioner shall state in his petition the basis for the challenge, and describe how the failure of the applicant to comply with the procedures of this subpart has deprived him of the rights accorded him under FIFRA section 3(c)(1)(F). Possible grounds for challenge include, but are not limited to, the following: (i) The applicant has failed to list a data requirement applicable to his product, or has failed to demonstrate compliance with all applicable data requirements. (ii) The applicant has submitted or cited a study that is not v… | |||
| 40:40:26.0.1.1.3.5.1.2 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.81 Applicability. | EPA | [79 FR 6824, Feb. 5, 2014] | (a) Except as provided in paragraph (b) of this section, the requirements of this subpart apply to: (1) Each application for registration of a new product. (2) Each application for amended registration of a currently registered product. (3) Each submission in response to a Data Call-In under the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) section 3(c)(2)(B) for an existing registration, including but not limited to, a product subject to reregistration under FIFRA section 4 or registration review under FIFRA section 3(g). If the Data Call-In establishes procedures for protection of data submitters' rights, recipients must comply with the specific requirements of the Data Call-In rather than the generic procedures set forth in §§ 152.85 through 152.96. (b) This subpart does not apply to any of the following: (1) An application for registration submitted to a State under FIFRA section 24(c). (2) An application for an experimental use permit (EUP) under FIFRA section 5. (3) An application for an emergency exemption under FIFRA section 18. (4) A request for cancellation of a registration, or a request for deletion of one or more existing uses, under FIFRA section 6(f). (5) A modification to registration of a currently registered product that may be accomplished under the notification or non-notification provisions of § 152.46 and any procedures issued thereunder. Notwithstanding the preceding sentence, compliance with this subpart is required if the Administrator has, by written notice under § 152.46, determined that the modification may not be accomplished by notification or non-notification. (6) Any type of amendment if the Administrator determines, by written finding, that Agency consideration of data would not be necessary in order to approve the amendment under FIFRA section 3(c)(5). (7) Compliance with Agency regulations, adjudicatory hearing decisions, notices, or other Agency announcements that unless the registration is amended in the manner the Agency proposes, the product's regist… | |||
| 40:40:26.0.1.1.3.5.1.3 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.82 Definitions. | EPA | [49 FR 30903, Aug. 1, 1984, as amended at 73 FR 75595, Dec. 12, 2008. Redesignated and amended at 79 FR 6825, Feb. 5, 2014] | For the purposes of this subpart, the definitions set forth in the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), in § 152.3, and in this section apply. In addition, the term “exclusive use study” shall have the meaning set forth in § 152.83. Data gap means the absence of any valid study or studies in the Agency's files which would satisfy a specific data requirement for a particular pesticide product. Data Submitters List means the current Agency list, entitled “Pesticide Data Submitters by Chemical,” of persons who have submitted data to the Agency. Original data submitter means the person who possesses all rights to exclusive use or compensation under FIFRA section 3(c)(1)(F) in a study originally submitted in support of an application for registration, amended registration, reregistration, or experimental use permit, or to maintain an existing registration in effect. The term includes the person who originally submitted the study, any person to whom the rights under FIFRA section 3(c)(1)(F) have been transferred, or the authorized representative of a group of joint data developers. Valid study means a study that has been conducted in accordance with the Good Laboratory Practice standards of 40 CFR part 160 or generally accepted scientific methodology and that EPA has not determined to be invalid. | |||
| 40:40:26.0.1.1.3.5.1.4 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.83 Definition of exclusive use study. | EPA | [79 FR 6825, Feb. 5, 2014] | A study is an exclusive use study if it meets the conditions of either paragraph (a) or paragraph (b) of this section. (a) Initial exclusive use period. A study submitted to support the registration of a product containing a new active ingredient (new chemical) or a new combination of active ingredients (new combination) is an exclusive use study if all the following conditions are met: (1) The study pertains to a new active ingredient (new chemical) or new combination of active ingredients (new combination) first registered after September 30, 1978. (2) The study was submitted in support of, or as a condition of approval of, the application resulting in the first registration of a product containing such new chemical or new combination, or an application to amend such registration to add a new use. (3) Less than 10 years have passed (or up to 13 years, if the period of exclusive use protection has been extended under the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) section 3(c)(1)(F)(ii)) since the issuance of the registration for which the data were submitted. (4) The study was not submitted to satisfy a data requirement imposed under FIFRA section 3(c)(2)(B). (b) Exclusive use period for certain minor use data. A study submitted by an applicant or registrant to support an amendment adding a new minor use to an existing registration that does not retain any period of exclusive use under paragraph (b)(1) of this section is an exclusive study under FIFRA section 3(c)(1)(F)(vi) if all the following conditions are met: (1) The study relates solely to a minor use of a pesticide. (2) The applicant or registrant at the time the new use is requested has notified the Administrator that any exclusive use period for the pesticide has expired and that the study is eligible for exclusive use treatment. (3) Less than 10 years have passed since the study was submitted to EPA. (4) The study was not submitted to satisfy a data requirement imposed under FIFRA section 3(c)(2)(B). (5) The minor use su… | |||
| 40:40:26.0.1.1.3.5.1.5 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.84 When materials must be submitted to the Agency. | EPA | [79 FR 6825, Feb. 5, 2014] | Information and materials required by this subpart must be submitted at the time of application, unless the application is determined not to be subject to the requirements of this subpart. | |||
| 40:40:26.0.1.1.3.5.1.6 | 40 | Protection of Environment | I | E | 152 | PART 152—PESTICIDE REGISTRATION AND CLASSIFICATION PROCEDURES | E | Subpart E—Satisfaction of Data Requirements and Protection of Data Submitters' Rights | § 152.85 Formulators' exemption. | EPA | [72 FR 61027, Oct. 26, 2007] | (a) Statutory provision. FIFRA section 3(c)(2)(D) excuses an applicant from the requirement to submit or cite data pertaining to any pesticide contained in his product that is derived solely from one or more EPA-registered products which the applicant purchases from another person. This provision is commonly referred to as the formulators' exemption. (b) Applicability of the formulators' exemption. (1) The formulators' exemption applies only to data concerning the purchased product or its ingredients. These data may include, but are not limited to, product chemistry, toxicology, residue chemistry, exposure, environmental fate, and ecological effects. (2) The data to which the formulators' exemption applies usually will concern the safety of one or more of the product's active ingredients, specifically, those active ingredients which are contained in the purchased product. In general, data for which the required test substance is the technical grade of the active ingredient, the pure active ingredient, the radiolabeled pure active ingredient, or a typical end-use product are eligible for the formulators' exemption. (3) The formulators' exemption generally does not apply to data on the applicant's product itself, including the safety or efficacy of the product, unless the composition of the product is identical to the purchased product. In general, data for which the required test substance is the product proposed for registration are not eligible for the formulators' exemption. (c) Limitation of the formulators' exemption. EPA interprets FIFRA section 3(c)(2)(D) as allowing an applicant to use the formulators' exemption with respect to data concerning an ingredient of his product only if: (1) The application indicates that the ingredient's presence in the product is attributable solely to the purchase from another person of an identified, registered product containing that ingredient and the use of the purchased product in formulating the product; and (2) The purchased product is a registered manufactu… |
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chapter TEXT,
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