cfr_sections
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
725 rows where agency = "STB" sorted by section_id
This data as json, CSV (advanced)
Suggested facets: subchapter, subpart
| section_id ▼ | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 49:49:8.1.1.1.10.0.1.1 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.1 General provisions. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 64 FR 53266, 53267, Oct. 1, 1999; 74 FR 52905, Oct. 15, 2009] | (a) The regulations contained in this part are issued pursuant to the provisions of 5 U.S.C. 552b(g), added by section 3(a) of the Government in the Sunshine Act, Pub. L. 94-409 (Act), and section 17(3) of the Interstate Commerce Act. They establish procedures under which meetings of the Surface Transportation Board (Board) are held. They apply to oral arguments as well as to deliberative conferences. They apply to meetings of the Board. They include provisions for giving advance public notice of meetings, for holding meetings which may lawfully be closed to the public, and for issuing minutes and transcripts of meetings. (b) The words meeting and conference are used interchangeably in this part to mean the deliberations of at least a majority of the members of the Board, where such deliberations determine or result in the joint conduct or disposition of official Board business. They do not include meetings held to determine whether some future meeting should be open or closed to the public. They do not include the deliberations of members of boards of employees of the Board. (c) These regulations are not intended to govern situations in which members of the Board consider individually and vote by notation upon matters which are circulated to them in writing. Copies of the votes or statements of position of all Board Members eligible to participate in action taken by notation voting will be made available, as soon as possible after the date upon which the action taken is made public or any decision or order adopted is served, in a public reading room or other easily accessible place within the Board, or upon written request to the Records Officer. | |||||
| 49:49:8.1.1.1.10.0.1.2 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.2 Time and place of meetings. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 64 FR 53267, Oct. 1, 1999; 84 FR 12943, Apr. 3, 2019] | (a) Conferences, oral arguments, and other meetings are held at the Board's offices, unless advance notice of an alternative site is given. Room assignments will be posted at the Board on the day of the meeting. (b) Regular Board conferences are held on the first and third Tuesdays of each month, or on the following day if the regular conference day is a holiday. Oral arguments before the Board are normally scheduled on the first or third Wednesday of each month. Regular Board conferences and oral arguments before the Board normally begin at 9:30 a.m. A luncheon recess is taken at approximately noon, and other recesses may be called by the presiding officer. Times for reconvening following a recess, or on subsequent days if a conference or oral argument lasts more than one day, are set by the presiding officer at the time the recess is announced. (c) Special Board conferences or oral arguments are scheduled by the Chairman of the Board. (d) If one or more portions of the same meeting are open to the public while another portion or other portions are closed, all those portions of the meeting which are open to the public are scheduled at the beginning of the meeting agenda, and are followed by those portions which are closed. | |||||
| 49:49:8.1.1.1.10.0.1.3 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.3 Public notice. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 64 FR 53267, Oct. 1, 1999; 74 FR 52905, Oct. 15, 2009; 81 FR 8851, Feb. 23, 2016; 84 FR 12943, Apr. 3, 2019] | (a) Unless a majority of the Board determines that such information is exempt from disclosure under the Act, public notice of the scheduling of a meeting will be given by filing a copy of the notice with the Clearance Clerk of the Board for posting and for service on all parties of record in any proceeding which is the subject of the meeting or any other person who has requested notice with respect to meetings of the Board, and by submitting a copy of the notice for publication in the Federal Register. (b) Public notice of a scheduled meeting will contain: (1) The date, time, place, and subject matter of the meeting. (2) Whether it is open to the public. (3) If the meeting or any portion of the meeting is not open to the public, an explanation of the action taken in closing the meeting or portion of the meeting, together with a list of those expected to attend the meeting and their affiliations. (4) If a vote is taken on the question of whether to close a meeting or a portion of a meeting to the public, a statement of the vote or position of each Board Member eligible to participate in that vote. If such a vote is taken, public notice of its result will be posted within one working day following completion of the voting. If the result of the vote is to close the meeting or a portion of the meeting, an explanation of that action will be included in the notice to be issued within one working day following completion of the voting. The public notice otherwise required by this subparagraph may be withheld if the Board finds that such information is exempt from disclosure under the Act. (5) The name and telephone number of the Board official designated to respond to requests for information about the meeting. (c) Except as provided in paragraphs (d) of this section, public notice will be given at least one week before the date upon which a meeting is scheduled. (d) If a majority of the Board Members eligible to participate in the conduct or disposition of the matter which is the subject of a meeting determine… | |||||
| 49:49:8.1.1.1.10.0.1.4 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.4 Public participation. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 47 FR 49596, 49597, Nov. 1, 1982; 47 FR 54083, Dec. 1, 1982; 47 FR 55686, Dec. 13, 1982; 57 FR 44135, Sept. 24, 1992] | (a) In the case of Board or Division conferences or meetings of committees of the public, members of the public will be admitted as observers only. Active participation, as by asking questions or attempting to participate in the discussion, will not be permitted, and anyone violating this proscription may be required to leave the meeting by the presiding officer. (b) Oral arguments are always open to the public. The scheduling of participants in the arguments and the allotment of time is governed by 49 CFR part 1116. | |||||
| 49:49:8.1.1.1.10.0.1.5 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.5 Transcripts; minutes. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 91 FR 4852, Feb. 3, 2026] | (a) A verbatim transcript, sound recording or minutes will be made of all meetings closed to the public under these regulation, and will be retained by the Board for two years following the date upon which the meeting ended, or until one year after the conclusion of any proceeding with respect to which the meeting was held, whichever occurs later. In the case of meetings closed to the public under § 1012.7(d) (1) through (7) and (9) of this part, a transcript or recording rather than minutes will be made and retained. (b) The Board will make available free of charge, upon request, in a public reading room or some other easily accessible place, the minutes, transcript or recording of all portions of any meeting which was closed to the public except those portions which it finds to be properly exempt from disclosure under the Act. A copy of such minutes, transcript or recording will be provided, upon request, upon payment of fees as provided in part 1002 of this chapter. (c) In the case of all meetings closed to the public, the presiding officer shall cause to be made, and the Board shall retain, a statement setting forth: (1) The date, time, and place of the meeting. (2) The names and affiliations of those attending. (3) The subject matter. (4) The action taken. (5) A copy of the certification issued by the Chief Counsel that, in his or her opinion, the meeting was one that might properly be closed to the public. | |||||
| 49:49:8.1.1.1.10.0.1.6 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.6 Petitions seeking to open or close a meeting. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 84 FR 12943, Apr. 3, 2019] | (a) The Board will entertain petitions requesting either the opening of a meeting proposed to be closed to the public or the closing of a meeting proposed to be open to the public. In the case of a meeting of the Board, or a Division or committee of the Board, a petition shall be filed. (b) A petition to open a meeting proposed to be closed, filed by any interested person, will be entertained. (c) A petition to close a meeting proposed to be open will be entertained only in cases in which the subject at the meeting would: (1) Involve accusing a person of a crime or formally censuring a person. (2) Disclose information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy. (3) Disclose trade secrets or commercial or financial information obtained on a privileged or confidential basis. (4) Disclose investigatory records or information, compiled for law enforcement purposes, to the extent that the production of such records or information would (i) interfere with enforcement proceedings being conducted or under consideration by an agency other than the Board; (ii) deprive a person of a right to a fair trial or an impartial adjudication; (iii) constitute an unwarranted invasion of personal privacy; (iv) disclose the identity of a confidential investigation agency or a national security intelligence agency; (v) disclose investigative techniques and procedures of an agency other than the Board; or (vi) endanger the life or physical safety of law enforcement personnel. (5) Disclose information the premature disclosure of which could lead to significant financial speculation in securities. (d) Every effort will be made to dispose of petitions to open or close a meeting in advance of the meeting date. However, if such a petition is received less than three working days prior to the date of the meeting, it may be disposed of as the first order of business at the meeting, in which case the decision will be communicated to the petitioner orally through the Board's P… | |||||
| 49:49:8.1.1.1.10.0.1.7 | 49 | Transportation | X | A | 1012 | PART 1012—MEETINGS OF THE BOARD | § 1012.7 Meetings which may be closed to the public. | STB | [42 FR 13796, Mar. 11, 1977, as amended at 91 FR 4852, Feb. 3, 2026] | (a) A meeting may be closed pursuant to this section only if a majority of the Board Members eligible to participate in the conduct or disposition of the matter which is the subject of the meeting votes to close the meeting. (b) A single vote may be taken to close a series of meetings on the same particular matters held within 30 days of the initial meeting in the series. (c) With respect to any meeting closed to the public under this section, the Chief Counsel will issue his or her certification that, in his or her opinion, the meeting is one which may properly be closed pursuant to one or more of the provisions of paragraph (d) of this section. (d) Meetings or portions of meetings may be closed to the public if the meeting or portion thereof is likely to: (1) Disclose matters (i) specifically authorized under criteria established by an Executive order to be kept secret in the interests of national defense or foreign policy and (ii) in fact properly classified pursuant to such Executive order. (2) Relate solely to the internal personnel rules and practices of the Board. (3) Disclose matters specifically exempted from disclosure by statute (other than 5 U.S.C. 552); Provided, That such statute (A) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue, or (B) establishes particular criteria for withholding or refers to particular types of matters to be withheld. (4) Disclose trade secrets or commercial information obtained from a person and privileged or confidential. (5) Involve accusing any person of a crime, or formally censuring any person. (6) Disclose information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy. (7) Disclose investigatory records compiled for law enforcement purposes, or information which if written would be contained in such records, but only to the extent that the production of such records or information would (i) interfere with enforcement proceedings, (ii) deprive… | |||||
| 49:49:8.1.1.1.11.0.1.1 | 49 | Transportation | X | A | 1013 | PART 1013—GUIDELINES FOR THE PROPER USE OF VOTING TRUSTS | § 1013.1 The independence of the trustee of a voting trust. | STB | (a) In order to avoid an unlawful control violation, the independent voting trust should be established before a controlling block of voting securities is purchased. (b) In voting the trusteed stock, the trustee should maintain complete independence from the creator of the trust (the settlor). (c) Neither the trustee, the settlor, nor their respective affiliates should have any officers or board members in common or direct business arrangements, other than the voting trust, that could be construed as creating an indicium of control by the settlor over the trustee. (d) The trustee should not use the voting power of the trust in any way which would create any dependence or intercorporate relationship between the settlor and the carrier whose corporate securities constitute the corpus of the trust. (e) The trustee should be entitled to receive cash dividends declared and paid upon the trusteed voting stock and turn them over to the settlor. Dividends other than cash should be received and held by the trustee upon the same terms and conditions as the stock which constitutes the corpus of the trust. (f) If the trustee becomes disqualified because of a violation of the trust agreement or if the trustee resigns, the settlor should appoint a successor trustee within 15 days. | ||||||
| 49:49:8.1.1.1.11.0.1.2 | 49 | Transportation | X | A | 1013 | PART 1013—GUIDELINES FOR THE PROPER USE OF VOTING TRUSTS | § 1013.2 The irrevocability of the trust. | STB | [44 FR 59909, Oct. 17, 1979, as amended at 81 FR 8851, Feb. 23, 2016] | (a) The trust and the nomination of the trustee during the term of the trust should be irrevocable. (b) The trust should remain in effect until certain events, specified in the trust, occur. For example, the trust might remain in effect until (1) all the deposited stock is sold to a person not affiliated with the settlor or (2) the trustee receives a Board decision authorizing the settlor to acquire control of the carrier or authorizing the release of the securities for any reason. (c) The settlor should not be able to control the events terminating the trust except by filing with this Board an application to control the carrier whose stock is held in trust. (d) The trust agreement should contain provisions to ensure that no violations of 49 U.S.C. 11323 will result from termination of the trust. | |||||
| 49:49:8.1.1.1.11.0.1.3 | 49 | Transportation | X | A | 1013 | PART 1013—GUIDELINES FOR THE PROPER USE OF VOTING TRUSTS | § 1013.3 Review and reporting requirements for regulated carriers. | STB | [44 FR 59909, Oct. 17, 1979, as amended at 81 FR 8851, Feb. 23, 2016] | (a) Any carrier choosing to utilize a voting trust may voluntarily submit a copy of the voting trust to the Board for review. The Board's staff will give an informal, nonbinding opinion as to whether the voting trust effectively insulates the settlor from any violation of Board policy against unauthorized acquisition of control of a regulated carrier. (b) Any person who establishes an independent trust for the receipt of the voting stock of carrier must file a copy of the trust, along with any auxiliary or modifying documents, with the Board. (c) Any carrier required to file a Schedule 13D with the Securities and Exchange Commission (17 CFR 240.13d-1) which reports the purchase of 5 percent or more of the registered securities of another Board regulated carrier (or the listed shares of a company controlling 10 percent or more of the stock of a Board regulated carrier), must simultaneously file a copy of that schedule with the Board, along with any supplements to that schedule. (d) Failure to comply with the reporting requirements in paragraphs (b) or (c) of this section will result in denial of the application in which acquisition of control, through the acquisition of the voting stock of another carrier, is sought, unless the applicant shows, by clear and convincing evidence, and the Board finds, that the failure to comply was unintentional and that denial of the application will substantially and adversely affect the public interest and the national transportation policy. | |||||
| 49:49:8.1.1.1.12.0.1.1 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.101 Purpose. | STB | This part effectuates section 119 of the Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978, which amended section 504 of the Rehabilitation Act of 1973 to prohibit discrimination on the basis of handicap in programs or activities conducted by Executive agencies or the United States Postal Service. | ||||||
| 49:49:8.1.1.1.12.0.1.10 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.141-1014.148 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.11 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.149 Program accessibility: Discrimination prohibited. | STB | Except as otherwise provided in § 1014.150, no qualified handicapped person shall, because the agency's facilities are inaccessible to or unusable by handicapped persons, be denied the benefits of, be excluded from participation in, or otherwise be subjected to discrimination under any program or activity conducted by the agency. | ||||||
| 49:49:8.1.1.1.12.0.1.12 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.150 Program accessibility: Existing facilities. | STB | (a) General. The agency shall operate each program or activity so that the program or activity, when viewed in its entirety, is readily accessible to and usable by handicapped persons. This paragraph does not— (1) Necessarily require the agency to make each of its existing facilities accessible to and usable by handicapped persons; (2) In the case of historic preservation programs, require the agency to take any action that would result in a substantial impairment of significant historic features of an historic property; or (3) Require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 1014.150(a) would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee after considering all agency resources available for use in the funding and operation of the conducted program or activity, and must be accompanied by a written statement of the reasons for reaching that conclusion. If an action would result in such an alteration or such burdens, the agency shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that handicapped persons receive the benefits and services of the program or activity. (b) Methods —(1) General. The agency may comply with the requirements of this section through such means as redesign of equipment, reassignment of services to accessible buildings, assignment of aides to beneficiaries, home visits, delivery of services at alternate accessible sites, alteration of existing facilities and construction of new facilities, use of accessible rolling s… | ||||||
| 49:49:8.1.1.1.12.0.1.13 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.151 Program accessibility: New construction and alterations. | STB | Each building or part of a building that is constructed or altered by, on behalf of, or for the use of the agency shall be designed, constructed, or altered so as to be readily accessible to and usable by handicapped persons. The definitions, requirements, and standards of the Architectural Barriers Act (42 U.S.C. 4151-4157), as established in 41 CFR 101-19.600 to 101-19.607, apply to buildings covered by this section. | ||||||
| 49:49:8.1.1.1.12.0.1.14 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.152-1014.159 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.15 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.160 Communications. | STB | (a) The agency shall take appropriate steps to ensure effective communication with applicants, participants, personnel of other Federal entities, and members of the public. (1) The agency shall furnish appropriate auxiliary aids where necessary to afford a handicapped person an equal opportunity to participate in, and enjoy the benefits of, a program or activity conducted by the agency. (i) In determining what type of auxiliary aid is necessary, the agency shall give primary consideration to the requests of the handicapped person. (ii) The agency need not provide individually prescribed devices, readers for personal use or study, or other devices of a personal nature. (2) Where the agency communicates with applicants and beneficiaries by telephone, telecommunication devices for deaf person (TDD's) or equally effective telecommunication systems shall be used. (b) The agency shall ensure that interested persons, including persons with impaired vision or hearing, can obtain information as to the existence and location of accessible services, activities, and facilities. (c) The agency shall provide signage at a primary entrance to each of its inaccessible facilities, directing users to a location at which they can obtain information about accessible facilities. The international symbol for accessibility shall be used at each primary entrance of an accessible facility. (d) This section does not require the agency to take any action that it can demonstrate would result in a fundamental alteration in the nature of a program or activity or in undue financial and administrative burdens. In those circumstances where agency personnel believe that the proposed action would fundamentally alter the program or activity or would result in undue financial and administrative burdens, the agency has the burden of proving that compliance with § 1014.160 would result in such alteration or burdens. The decision that compliance would result in such alteration or burdens must be made by the agency head or his or her designee afte… | ||||||
| 49:49:8.1.1.1.12.0.1.16 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.161-1014.169 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.17 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.170 Compliance procedures. | STB | [51 FR 22896, June 23, 1986, as amended at 51 FR 22896, June 23, 1986; 64 FR 53267, Oct. 1, 1999] | (a) Except as provided in paragraph (b) of this section, this section applies to all allegations of discrimination on the basis of handicap in programs or activities conducted by the agency. (b) The agency shall process complaints alleging violations of section 504 with respect to employment according to the procedures established by the Equal Employment Opportunity Commission in 29 CFR part 1613 pursuant to section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791). (c) The Equal Opportunity Officer shall be responsible for coordinating implementation of this section. Complaints may be sent to the Section of Personnel Services, Surface Transportation Board, Washington, DC 20423. (d) The agency shall accept and investigate all complete complaints for which it has jurisdiction. All complete complaints must be filed within 180 days of the alleged act of discrimination. The agency may extend this time period for good cause. (e) If the agency receives a complaint over which it does not have jurisdiction, it shall promptly notify the complainant and shall make reasonable efforts to refer the complaint to the appropriate government entity. (f) The agency shall notify the Architectural and Transportation Barriers Compliance Board upon receipt of any complaint alleging that a building or facility that is subject to the Architectural Barriers Act of 1968, as amended (42 U.S.C. 4151-4157), or section 502 of the Rehabilitation Act of 1973, as amended (29 U.S.C. 792), is not readily accessible to and usable by handicapped persons. (g) Within 180 days of the receipt of a complete complaint for which it has jurisdiction, the agency shall notify the complainant of the results of the investigation in a letter containing— (1) Findings of fact and conclusions of law; (2) A description of a remedy for each violation found; and (3) A notice of the right to appeal. (h) Appeals of the findings of fact and conclusions of law or remedies must be filed by the complainant within 90 days of receipt from the agency of the lette… | |||||
| 49:49:8.1.1.1.12.0.1.18 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.171-1014.999 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.2 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.102 Application. | STB | This part applies to all programs or activities conducted by the agency. | ||||||
| 49:49:8.1.1.1.12.0.1.3 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.103 Definitions. | STB | For purposes of this part, the term— Assistant Attorney General means the Assistant Attorney General, Civil Rights Division, United States Department of Justice. Auxiliary aids means services or devices that enable persons with impaired sensory, manual, or speaking skills to have an equal opportunity to participate in, and enjoy the benefits of, programs or activities conducted by the agency. For example, auxiliary aids useful for persons with impaired vision include readers, brailled materials, audio recordings, telecommunications devices and other similar services and devices. Auxiliary aids useful for persons with impaired hearing include telephone handset amplifiers, telephones compatible with hearing aids, telecommunication devices for deaf persons (TDD's), interpreters, notetakers, written materials, and other similar services and devices. Complete complaint means a written statement that contains the complainant's name and address and describes the agency's alleged discriminatory action in sufficient detail to inform the agency of the nature and date of the alleged violation of section 504. It shall be signed by the complainant or by someone authorized to do so on his or her behalf. Complaints filed on behalf of classes or third parties shall describe or identify (by name, if possible) the alleged victims of discrimination. Facility means all or any portion of buildings, structures, equipment, roads, walks, parking lots, rolling stock or other conveyances, or other real or personal property. Handicapped person means any person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such an impairment, or is regarded as having such an impairment. As used in this definition, the phrase: (1) Physical or mental impairment includes— (i) Any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one or more of the following body systems: Neurological; musculoskeletal; special sense organs; respiratory, … | ||||||
| 49:49:8.1.1.1.12.0.1.4 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.104-1014.110 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.5 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.111 Notice. | STB | The agency shall make available to employees, applicants, participants, beneficiaries, and other interested persons such information regarding the provisions of this part and its applicability to the programs or activities conducted by the agency, and make such information available to them in such manner as the head of the agency finds necessary to apprise such persons of the protections against discrimination assured them by section 504 and this regulation. | ||||||
| 49:49:8.1.1.1.12.0.1.6 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.112-1014.129 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.7 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.130 General prohibitions against discrimination. | STB | (a) No qualified handicapped person shall, on the basis of handicap, be excluded from participation in, be denied the benefits of, or otherwise be subjected to discrimination under any program or activity conducted by the agency. (b)(1) The agency, in providing any aid, benefit, or service, may not, directly or through contractual, licensing, or other arrangements, on the basis of handicap— (i) Deny a qualified handicapped person the opportunity to participate in or benefit from the aid, benefit, or service; (ii) Afford a qualified handicapped person an opportunity to participate in or benefit from the aid, benefit, or service that is not equal to that afforded others; (iii) Provide a qualified handicapped person with an aid, benefit, or service that is not as effective in affording equal opportunity to obtain the same result, to gain the same benefit, or to reach the same level of achievement as that provided to others; (iv) Provide different or separate aid, benefits, or services to handicapped persons or to any class of handicapped persons than is provided to others unless such action is necessary to provide qualified handicapped persons with aid, benefits, or services that are as effective as those provided to others; (v) Deny a qualified handicapped person the opportunity to participate as a member of planning or advisory boards; or (vi) Otherwise limit a qualified handicapped person in the enjoyment of any right, privilege, advantage, or opportunity enjoyed by others receiving the aid, benefit, or service. (2) The agency may not deny a qualified handicapped person the opportunity to participate in programs or activities that are not separate or different, despite the existence of permissibly separate or different programs or activities. (3) The agency may not, directly or through contractual or other arrangements, utilize criteria or methods of administration the purpose or effect of which would— (i) Subject qualified handicapped persons to discrimination on the basis of handicap; or (ii) Defeat … | ||||||
| 49:49:8.1.1.1.12.0.1.8 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | §§ 1014.131-1014.139 [Reserved] | STB | |||||||
| 49:49:8.1.1.1.12.0.1.9 | 49 | Transportation | X | A | 1014 | PART 1014—ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SURFACE TRANSPORTATION BOARD | § 1014.140 Employment. | STB | No qualified handicapped person shall, on the basis of handicap, be subjected to discrimination in employment under any program or activity conducted by the agency. The definitions, requirements, and procedures of section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791), as established by the Equal Employment Opportunity Commission in 29 CFR part 1613, shall apply to employment in federally conducted programs or activities. | ||||||
| 49:49:8.1.1.1.13.1.1.1 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.101 Purpose of these rules. | STB | The Equal Access to Justice Act (5 U.S.C. 504) (called the “Act” in this part), provides for the award of attorney fees and other expenses to eligible individuals and entities who are parties to certain administrative proceedings (called “adversary adjudications”) before the Surface Transportation Board. An eligible party may receive an award when it prevails over the Board or another agency of the United States participating in the Board proceeding, unless the Board's position in the proceeding, or that of the other agency, was substantially justified or special circumstances make an award unjust. The rules in this part describe the parties eligible for awards and the proceedings that are covered. They also explain how to apply for awards, and the procedures and standards that the Board will use to make them. | ||||
| 49:49:8.1.1.1.13.1.1.2 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.102 When the Act applies. | STB | [54 FR 26379, June 23, 1989] | The Act applies to any adversary adjudication pending before the Board after October 1, 1981. This includes proceedings begun before October 1, 1981, if final Board action has not been taken before that date, regardless of when they were initiated or when final Board action occurs. These rules incorporate the changes made in Pub. L. No. 99-80, 99 Stat. 183, which applies generally to cases instituted after October 1, 1984. If awards are sought for cases pending on October 1, 1981 or filed between that date and September 30, 1984, the prior statutory provisions (to the extent they differ from the existing ones, and our implementing rules) apply. | |||
| 49:49:8.1.1.1.13.1.1.3 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.103 Proceedings covered. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 81 FR 8851, Feb. 23, 2016] | (a) The Act applies to adversary adjudications conducted by the Board under 5 U.S.C. 554 in which the position of this or any other agency of the United States, or any component of an agency, is presented by an attorney or other representative (hereinafter “agency counsel”) who enters an appearance and participates in the proceeding. Proceedings for the purpose of establishing or fixing a rate are not covered by the Act. Proceedings to grant or renew licenses are also excluded, but proceedings to modify, suspend, or revoke licenses are covered if they are otherwise “adversary adjudications.” Generally, the types of Board proceedings covered by the Act include, but are not limited to, investigation proceedings instituted under 49 U.S.C. 11701 and 49 U.S.C. 13905 and disciplinary proceedings conducted pursuant to 49 CFR 1103.5. (b) The Board may also designate a proceeding not listed in paragraph (a) of this section as an adversary adjudication for purposes of the Act by so stating in an order initiating the proceeding, designating the matter for hearing or at any other time during the proceeding. The Board's failure to designate a proceeding as an adversary adjudication shall not preclude the filing of an application by a party who believes the proceeding is covered by the Act; whether the proceeding is covered will then be an issue for resolution in proceedings on the application. (c) If a proceeding includes both matters covered by the Act and matters specifically excluded from coverage, any award made will include only fees and expenses related to covered issues. | |||
| 49:49:8.1.1.1.13.1.1.4 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.104 Decisionmaking authority. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26379, June 23, 1989] | Unless otherwise ordered by the Board in a particular proceeding, each application for an award under this part shall be assigned for decision to the official or decisionmaking body that entered the decision in the adversary adjudication. That official or decisionmaking body is referred to in this part as the “adjudicative officer.” | |||
| 49:49:8.1.1.1.13.1.1.5 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.105 Eligibility of applicants. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26379, June 23, 1989; 81 FR 8851, Feb. 23, 2016] | (a) To be eligible for an award of attorney fees and other expenses under the Act, the applicant must be a party to the adversary adjudication for which it seeks an award, it must have stood in an adversary relationship to the position taken by agency counsel, and it must have prevailed on one or more of the issues raised by agency counsel. The term “party” is defined in 5 U.S.C. 504(b)(1)(B). The applicant must show that it meets all conditions of eligibility set out in this subpart and in Subpart B. (b) The types of eligible applicants are as follows: (1) An individual whose net worth did not exceed $2 million at the time the adversary adjudication was initiated; (2) Any owner of an unincorporated business, or any partnership, corporation, association, unit of local government, or organization whose net worth does not exceed $7 million and which had no more than 500 employees at the time the adversary adjudication was initiated; (3) Any organization described in section 501(c)(3) of the Internal Revenue Code of 1986 (26 U.S.C. 501(c)(3)) exempt from taxation under section 501(a) of such Code, or a cooperative association as defined in section 15(a) of the Agricultural Marketing Act (12 U.S.C. 1141j(a)), may be a party regardless of the net worth of such organization or cooperative association. (c) For the purpose of eligibility, the net worth and number of employees of an applicant shall be determined as of the date the proceeding was initiated. (d) The employees of an applicant include all persons who regularly perform services for remuneration for the applicant, under the applicant's direction and control. Part-time employees shall be included on a proportional basis. Independent contractors under lease to motor carriers are not employees of the carriers under these rules. Also, agents for motor common carriers of household goods are not employees of their respective principal carriers. (e) The net worth and number of employees of the applicant and all of its affiliates shall be aggregated to determine… | |||
| 49:49:8.1.1.1.13.1.1.6 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.106 Standards for awards. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26379, June 23, 1989] | (a) A prevailing applicant may receive an award for fees and expenses incurred in connection with a proceeding, or in a significant and discrete substantive portion of the proceeding, unless the position of the agency over which the applicant has prevailed was substantially justified. Whether or not the position of the agency was substantially justified shall be determined on the basis of the administrative record made in the adversary adjudication for which fees and other expenses are sought. The burden of proof that an award should not be made to an eligible prevailing applicant is on the agency counsel, which may avoid an award by showing that its position was reasonable in law and fact. (b) An award will be reduced or denied if the applicant has unduly or unreasonably protracted the proceeding or if special circumstances make the award sought unjust. | |||
| 49:49:8.1.1.1.13.1.1.7 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.107 Allowable fees and expenses. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26379, June 23, 1989; 81 FR 8851, Feb. 23, 2016] | (a) Awards will be based on rates customarily charged by persons engaged in the business of acting as attorneys, agents and expert witnesses, even if the services were made available without charge or at a reduced rate to the applicant. (b) No award for the fee of an attorney or agent under these rules may exceed the amount specified by 5 U.S.C. 504(b)(1)(A), unless a higher fee is justified. 5 U.S.C. 504(b)(1)(A). However, an award may also include the reasonable expenses of the attorney, agent, or witness as a separate item, if the attorney, agent, or witness ordinarily charges clients separately for such expenses. (c) In determining the reasonableness of the fee sought for an attorney, agent or expert witness, the adjudicative officer shall consider the following: (1) If the attorney, agent or witness is in private practice, his or her customary fee for similar services, or, if an employee of the applicant, the fully allocated cost of the services; (2) The prevailing rate for similar services in the community in which the attorney, agent, or witness ordinarily performs services; (3) The time actually spent in the representation of the applicant; (4) The time reasonably spent in light of the difficulty or complexity of the issues in the proceeding; and (5) Such other factors as may bear on the value of the services provided. (d) The reasonable cost of any study, analysis, engineering report, test, project or similar matter prepared on behalf of a party may be awarded, to the extent that the charge for the service does not exceed the prevailing rate for similar services, and the study or other matter was necessary for preparation of the applicant's case. | |||
| 49:49:8.1.1.1.13.1.1.8 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | A | Subpart A—General Provisions | § 1016.109 Awards against other agencies. | STB | If an applicant is entitled to an award because it prevails over another agency of the United States that participates in a proceeding before this agency and takes a position that is not substantially justified, the award or an appropriate portion of the award shall be made against that agency. | ||||
| 49:49:8.1.1.1.13.2.1.1 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | B | Subpart B—Information Required From Applicants | § 1016.201 Contents of application. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989] | (a) An application for an award of fees and expenses under the Act shall identify the applicant and the proceeding for which an award is sought. The application shall show that the applicant has prevailed and identify the position of the Board or other agencies in the proceeding that the applicant alleges was not substantially justified. Unless the applicant is an individual, the application shall also state the number of employees of the applicant and describe briefly the type and purpose of its organization or business. (b) The application shall also include a statement that the applicant's net worth does not exceed $2 million (if an individual) or $7 million (for all other applicants, including their affiliates). However, an applicant may omit this statement if: (1) It attaches a copy of a ruling by the Internal Revenue Service that it qualifies as an organization described in section 501(c)(3) of the Internal Revenue Code (26 U.S.C. 501(c)(3)) exempt from taxation under section 501(a) of such Code; or (2) It states that it is a cooperative association as defined in section 15(a) of the Agricultural Marketing Act (12 U.S.C. 1141j(a)). (c) The application shall state the amount of fees and expenses for which an award is sought. (d) The application may also include any other matters that the applicant wishes the Board to consider in determining whether and in what amount an award should be made. (e) The application shall be signed by the applicant or an authorized officer or attorney of the applicant. It shall also contain or be accompanied by a written verification under oath or under penalty of perjury that the information provided in the application is true and correct. | |||
| 49:49:8.1.1.1.13.2.1.2 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | B | Subpart B—Information Required From Applicants | § 1016.202 Net worth exhibit. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989; 81 FR 8851, Feb. 23, 2016] | (a) Each applicant must provide with its application a detailed exhibit showing the net worth of the applicant and any affiliates (as defined in § 1016.105(e) of this part) when the proceeding was initiated. The exhibit may be in any form convenient to the applicant that provides full disclosure of the applicant's and its affiliates' assets and liabilities and is sufficient to determine whether the applicant qualifies under the standards in this part. The adjudicative officer may require an applicant to file additional information to determine its eligibility for an award. (b) Ordinarily, the net worth exhibit will be included in the public record of the proceeding. However, an applicant that objects to public disclosure of information in any portion of the exhibit and believes that there are legal grounds for withholding it from disclosure may file a motion to withhold the information from public disclosure. The burden is on the moving party to justify the confidentiality of the information. | |||
| 49:49:8.1.1.1.13.2.1.3 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | B | Subpart B—Information Required From Applicants | § 1016.203 Documentation of fees and expenses. | STB | The application shall be accompanied by full documentation of the fees and expenses, including the cost of any study, analysis, engineering report, test, project or similar matter, for which an award is sought. A separate itemized statement shall be submitted for each professional firm or individual whose services are covered by the application, showing the hours spent in connection with the proceeding by each individual, a description of the specific services performed, the rate at which each fee has been computed, any expenses for which reimbursement is sought, the total amount claimed, and the total amount paid or payable by the applicant or by another person or entity for the services provided. The adjudicative officer may require the applicant to provide vouchers, receipts, or other substantiation for any expenses claimed. | ||||
| 49:49:8.1.1.1.13.3.1.1 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.301 When an application may be filed. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989] | (a) An application may be filed whenever the applicant has prevailed in the proceeding or in a significant and discrete substantive portion of the proceeding, but in no case later than 30 days after an administratively final disposition of the proceeding. (b) If review or reconsideration is sought or taken of a decision as to which an applicant believes it has prevailed, proceedings for the award of fees shall be stayed pending final disposition of the underlying controversy. (c) For purposes of this rule, see the Board's rules governing appellate procedures at §§ 1115.2 and 1115.3 to determine when a decision becomes administratively final. | |||
| 49:49:8.1.1.1.13.3.1.10 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.310 Judicial review. | STB | Judicial review of final Board decisions on awards may be sought as provided in 5 U.S.C. 504(c)(2). | ||||
| 49:49:8.1.1.1.13.3.1.11 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.311 General provisions. | STB | [74 FR 52905, Oct. 15, 2009] | An applicant seeking payment of an award shall submit to the appropriate official of the paying agency a copy of the Board's final decision granting the award, accompanied by a statement that the applicant will not seek review of the decision in the United States courts. Where the award is granted against the Surface Transportation Board the applicant shall make its submission to the Chief, Section of Financial Services, Surface Transportation Board, Washington, DC 20423-0001. The Board will pay the amount awarded to the applicant within 60 days of the applicant's submission unless the judicial review of the award or of the underlying decision of the adversary adjudication has been sought by the applicant or any other party to the proceeding. | |||
| 49:49:8.1.1.1.13.3.1.2 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.302 Filing and service of documents. | STB | Any application for an award or other pleading or document related to an application shall be filed and served on all parties to the proceeding in the same manner as other pleadings in the proceeding, except as provided in § 1016.202(b) for confidential financial information. | ||||
| 49:49:8.1.1.1.13.3.1.3 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.303 Answer to application. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989] | (a) Within 30 days after service of an application, counsel representing the agency against which an award is sought may file an answer to the application. Unless agency counsel requests an extension of time for filing or files a statement of intent to negotiate under paragraph (b) of this section, failure to file an answer within the 30-day period may be treated as a consent to the award requested. (b) If agency counsel and the applicant believe that the issues in the fee application can be settled, they may jointly file a statement of their intent to negotiate a settlement. The filing of this statement shall extend the time for filing an answer for an additional 30 days, and further extensions may be granted as justified. (c) The answer shall explain in detail any objections to the award requested and identify the facts relied on in support of agency counsel's position. If the answer is based on any alleged facts not already in the record of the proceeding, agency counsel shall include with the answer either supporting affidavits or a request for further proceedings under § 1016.307. | |||
| 49:49:8.1.1.1.13.3.1.4 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.304 Reply. | STB | Within 15 days after service of an answer, the applicant may file a reply. If the reply is based on any alleged facts not already in the record of the proceeding, the applicant shall include with the reply either supporting affidavits or a request for further proceedings under § 1016.307. | ||||
| 49:49:8.1.1.1.13.3.1.5 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.305 Comments by other parties. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989] | Any party to a proceeding other than the applicant and agency counsel may file comments on an application within 30 days after it is served or on an answer within 15 days after it is served. A commenting party may not broaden the issues. | |||
| 49:49:8.1.1.1.13.3.1.6 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.306 Settlement. | STB | The applicant and agency counsel may agree on a proposed settlement of the award before final action on the application, either in connection with a settlement of the underlying proceeding, or after the underlying proceeding has been concluded. If a prevailing party and agency counsel agree on a proposed settlement of an award before an application has been filed, the application shall be filed with the proposed settlement. | ||||
| 49:49:8.1.1.1.13.3.1.7 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.307 Further proceedings. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989] | (a) Ordinarily, the determination of an award will be made on the basis of the written record. However, on request of either the applicant or agency counsel or on his or her own initiative, the adjudicative officer may order further proceedings when necessary. (b) A request that the adjudicative officer order further proceedings under this section shall specifically identify the information sought or the disputed issues and shall explain why the additional proceedings are necessary to resolve the issues. | |||
| 49:49:8.1.1.1.13.3.1.8 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.308 Decision. | STB | [46 FR 61660, Dec. 18, 1981, as amended at 54 FR 26380, June 23, 1989] | The adjudicative officer shall issue a decision on the application within 50 days after completion of proceedings on the application. The decision shall include written findings and conclusions on the applicant's eligibility and status as a prevailing party, and an explanation of the reasons for any difference between the amount requested and the amount awarded. The decision shall also include, if at issue, findings on whether the Board's or other agency's position was substantially justified, whether the applicant unduly protracted the proceedings, or whether special circumstances make an award unjust. If the applicant has sought an award against more than one agency, the decision shall allocate responsibility for payment of any award made among the agencies, and shall explain the reasons for the allocation made. | |||
| 49:49:8.1.1.1.13.3.1.9 | 49 | Transportation | X | A | 1016 | PART 1016—SPECIAL PROCEDURES GOVERNING THE RECOVERY OF EXPENSES BY PARTIES TO BOARD ADJUDICATORY PROCEEDINGS | C | Subpart C—Procedures for Considering Applications | § 1016.309 Agency review. | STB | [54 FR 26380, June 23, 1989] | In the event the adjudicative officer is not the entire Board, the applicant or agency counsel may seek review of the initial decision on the fee application, or the Board may review the decision on its own initiative, in accordance with § 1115.2. If no appeal is taken, the initial decision becomes the action of the Board 20 days after it is issued. If the adjudicative officer is the entire Board, § 1115.3 applies. | |||
| 49:49:8.1.1.1.14.0.1.1 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.1 Purpose and scope. | STB | [56 FR 32333, July 16, 1991, as amended at 58 FR 7749, Feb. 9, 1993] | (a) These regulations set forth guidelines for implementing the Debt Collection Act of 1982 at the Surface Transportation Board (STB). The purpose of the Act is to give agencies the ability to more aggressively pursue debts owed the Federal Government and to increase the efficiency of governmentwide efforts to collect debts owed the United States. The authority for these regulations is found in the Debt Collection Act of 1982 (Pub. L. 97-365 and 4 CFR 101.1 et seq. ), Collection by Offset From Indebted Government Employees (5 CFR 550.1101 et seq. ), Federal Claims Collection Standards (4 CFR 101.1 et seq. ), and Administrative Offset (31 U.S.C. 3716). (b) These regulations provide procedures for administrative offset of a Federal employee's salary without his/her consent to satisfy certain debts owed to the Federal Government. The regulations covered in this part apply to all current and former Federal employees who owe debts to the Board and to current Board employees who owe debts to other Federal agencies. The regulations set forth herein do not apply when the employee consents to recovery from his/her current pay account. (c) These regulations do not apply to debts or claims arising under: (1) The Social Security Act; (2) The Internal Revenue Code of 1954; (3) The tariff laws of the United States; or (4) Any case where a collection of a debt by salary offset is explicitly provided for or prohibited by another statute. (d) These regulations also do not preclude the compromise, suspension, or termination of collection action, where appropriate, under the standards implementing the Federal Claims Collection Act (31 U.S.C. 3711 et seq., 4 CFR 101.1 et seq. ). These regulations do not preclude an employee's requesting a waiver of a salary overpayment (i.e., alleged indebtedness) under 5 U.S.C. 5584, 10 U.S.C. 2774, or 32 U.S.C. 716, or in any way questioning the amount or validity of a debt by submitting a claim to the General Accounting Office (GAO), or requesting a waiver under statutory provisions … | |||||
| 49:49:8.1.1.1.14.0.1.10 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.10 Procedures for administrative offset. | STB | (a) Debts will be collected in one lump sum where possible. If the employee is financially unable to pay in one lump sum, collection shall be made in installments. (b) Debts shall be collected by deduction at officially established pay intervals from an employee's current pay account, unless alternative arrangements for repayment are made. (c) Installment deductions will be made over a period not greater than the anticipated period of employment. The size of installment deductions must bear a reasonable relationship to the size of the debt and the employee's ability to pay. The deduction for the pay intervals for any period shall not exceed 15 percent of disposable pay, unless the employee has agreed in writing to a deduction of a greater amount. (d) Unliquidated debts may be offset against any financial payment due to a separated employee (including, but not limited to, final salary payment or lump-sum payment for leave). | ||||||
| 49:49:8.1.1.1.14.0.1.11 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.11 Refunds. | STB | (a) The Board shall promptly refund any amounts deducted to satisfy debts owed to it when the debt is waived, found not owed to the Board, or when directed by an administrative or judicial order. (b) A creditor agency will promptly return any amounts deducted by the Board to satisfy debts owed to a creditor agency when the debt is waived, found not owed, or when directed by an administrative or judicial order. (c) Unless required by law, refunds under this subsection shall not bear interest. | ||||||
| 49:49:8.1.1.1.14.0.1.12 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.12 Statute of limitations. | STB | If a debt has been outstanding for more than 10 years after the agency's right to collect the debt first accrued, the agency may not collect by salary offset unless facts material to the Government's right to collect were not known and could not reasonably have been known by the official or officials who were charged with the responsibility for discovery and collection of such debts. | ||||||
| 49:49:8.1.1.1.14.0.1.13 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.13 Nonwaiver of rights. | STB | An employee's involuntary payment of all or any part of a debt collected under these regulations will not be construed as a waiver of any rights that employee may have under 5 U.S.C. 5514 or any other provision of law. | ||||||
| 49:49:8.1.1.1.14.0.1.14 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.14 Interest, penalties, and administrative costs. | STB | (a) The rate of interest assessed shall be the rate of the current value of funds to the U.S. Treasury (i.e., the Treasury tax and loan account rate), as prescribed and published by the Secretary of the Treasury in the Federal Register and the Treasury Financial Manual Bulletins. A higher rate of interest can be assessed if the Board can reasonably determine that a higher rate is necessary to protect the interests of the United States. The rate of interest, as initially assessed, shall remain fixed for the duration of the indebtedness, except where a debtor has defaulted on a repayment agreement and seeks to enter into a new agreement. The Board may set a new interest rate which reflects the current value of funds to the Treasury at the time the new agreement is executed. The Board shall waive the collection of interest on the debt or any portion of the debt which is paid within 30 days after the date on which interest began to accrue. (b) The Board shall assess a penalty charge not to exceed 6 percent a year on any portion of a debt that is delinquent as defined in 4 CFR 101.2(b) for more than 90 days. This charge need not be calculated until the 91st day of delinquency, but shall accrue from the date that the debt became delinquent. (c) The Board shall assess against a debtor charges to cover administrative costs incurred as a result of a delinquent debt—that is, the additional costs incurred in processing and handling the debt because it became delinquent as defined in 4 CFR 101.2(b). (d) When a debt is paid in partial or installment payments, amounts received by the agency shall be applied first to outstanding penalty and administrative cost charges, second to accrued interest, and third to outstanding principal. | ||||||
| 49:49:8.1.1.1.14.0.1.2 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.2 Definitions. | STB | For the purposes of these regulations, the following definitions will apply: (a) Agency. An executive agency as defined at 5 U.S.C. 105, including the U.S. Postal Service; the U.S. Postal Rate Board; a military department as defined at 5 U.S.C. 102; an agency or court in the Judicial Branch; an agency of the Legislative Branch, including the U.S. Senate and House of Representatives; and other independent establishments that are entities of the Federal Government. (b) Creditor agency. The agency to which the debt is owed. (c) Debt. An amount of money or property which has been determined by an appropriate agency official to be owed to the United States from any person. (d) Disposable pay. The amount that remains from an employee's Federal pay after required deductions for social security; Federal, State, or local income taxes; health insurance premiums; retirement contributions; life insurance premiums; Federal employment taxes; and any other deductions that are required to be withheld by law. (e) FCCS. The Federal Claims Collection Standards jointly published by the Justice Department and the General Accounting Office at 4 CFR 101.1 et seq. (f) Hearing official. The official responsible for conducting a hearing which is properly and timely requested by the debtor. An Administrative Law Judge shall be responsible for conducting the hearing and the Chief Administrative Law Judge shall determine which judicial official will be assigned the hearing. (g) Paying agency. The agency that employs the individual who owes the debt and authorizes the payment of his/her current pay. (h) Administrative offset. The withholding of monies payable by the United States to or held by the United States on behalf of an employee to satisfy a debt owed the United States by that employee. (i) Waiver. A cancellation, forgiveness, or non-recovery of a debt allegedly owed by an employee or former employee to the agency as permitted or required by law. | ||||||
| 49:49:8.1.1.1.14.0.1.3 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.3 Applicability. | STB | These regulations are to be followed when: (a) The Board is owed a debt by a current employee; (b) The Board is owed a debt by an individual currently employed by another Federal agency; (c) The Board employs an individual who owes a debt to another Federal agency; and (d) The Board is owed a debt by an employee who separates from Federal Government service. The authority to collect debts owed by former Federal employees is found in the FCCS and 31 U.S.C. 3716. | ||||||
| 49:49:8.1.1.1.14.0.1.4 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.4 Notice requirements. | STB | [56 FR 32333, July 16, 1991, as amended at 64 FR 53267, Oct. 1, 1999] | (a) Deductions shall not be made unless the employee is provided with written notice, signed by the debt collection official (Chief, Section of Financial Services), of the debt at least 30 days before administrative offset commences. (b) The written notice to current Federal employees shall be hand delivered if at headquarters or sent certified mail, return receipt requested, if located in a field office and shall contain: (1) A statement that the debt is owed and an explanation of its nature and amount; (2) The agency's intention to collect the debt by means of deduction from the employee's current disposable pay account; (3) The amount, frequency, proposed beginning date, and duration of the intended deduction(s); (4) An explanation of interest, penalties, and administrative charges, including a statement that such charges will be assessed unless excused in accordance with the FCCS (4 CFR 101.1 et seq. ); (5) The employee's right to inspect, request, and copy Government records relating to the debt (if an employee is unable to physically inspect the Government records, the agency will reproduce copies of the records and may charge for those copies); (6) If not previously provided, the opportunity (under terms agreeable to the creditor agency) to establish a schedule for the voluntary repayment of the debt or to enter into a written agreement with the agency to establish a schedule for the voluntary repayment of the debt in lieu of offset. The agreement must be in writing, signed by both the employee and the creditor agency, and documented in the creditor agency's files (4 CFR 102.2(e)); (7) The right to a hearing conducted by an impartial hearing official concerning the existence or amount of the debt and the repayment schedule, if it was not established by a written agreement between the employee and the creditor agency; (8) The method and time period for petitioning for a hearing; (9) A statement that the timely filing of a petition for a hearing (on or before the 15th day following receipt of the … | |||||
| 49:49:8.1.1.1.14.0.1.5 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.5 Hearing procedures. | STB | (a) Upon the Administrative Law Judge's determination of an employee's compliance with § 1017.4(b)(8) or § 1017.4(c)(7) of this part, whichever is applicable, he/she shall set the time, date, and location for the hearing, paying due consideration to convenience to the employee. (b) All significant matters discussed at the hearing shall be documented, although a verbatim transcript of the hearing shall not be made. (c) The Administrative Law Judge may exclude any evidence he/she deems irrelevant, immaterial, or unduly repetitious. (d) Any party to a hearing under these regulations is entitled to present his or her case or defense by oral or documentary evidence, and to conduct such cross-examination as may be required for a full and true disclosure of the facts. (e) The Board has the initial burden of proof as to the existence and amount of the debt. (f) The employee requesting the hearing shall bear the ultimate burden of proof. (g) The evidence presented by the employee must prove that no debt exists or cast sufficient doubt that reasonable minds could differ as to the existence or amount of the debt. (h) Where the employee files a petition for a hearing contesting the offset schedule imposed by the Board, the Administrative Law Judge shall take into consideration all relevant factors as to the employee's financial situation in determining whether said offset schedule should be altered. (i) Any party to a hearing under these regulations is entitled to be accompanied, represented, and advised by counsel, as well as to appear in person or by or with counsel. (j) The Administrative Law Judge shall issue a final written decision at the earliest practicable date, but not later than 60 days after the filing of the petition requesting the hearing, as stated in § 1017.4(b)(10) or § 1017.4(c)(9) of this part, whichever is applicable. | ||||||
| 49:49:8.1.1.1.14.0.1.6 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.6 Result if employee fails to meet deadlines. | STB | An employee will not be granted a hearing and will have his/her disposable pay offset in accordance with the Board's offset schedule if the employee: (a) Fails to file a petition for a hearing in conformity with the requirements of § 1017.4(b)(8) or § 1017.4(c)(9) of this part, whichever is applicable. However, failure to file within the requisite time period set out in § 1017.4(b)(8) or § 1017.4(c)(9) of this part whichever is applicable, will not result in denial of a hearing or in immediate offset, if the Administrative Law Judge excuses the late filing if the employee can show that the delay was because of circumstances beyond his/her control or because of failure to receive notice of the filing deadline. (b) Is scheduled to appear and fails to appear at the hearing without good cause. | ||||||
| 49:49:8.1.1.1.14.0.1.7 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.7 Written decision following hearing. | STB | (a) Written decisions provided after a request for a hearing will include: (1) A statement of the facts presented to support the nature and origin of the alleged debt; (2) The Administrative Law Judge's analysis, findings, and conclusions, in light of the hearing, concerning the employee's or the Board's grounds; (3) The amount and validity of the alleged debt; and (4) The repayment schedule (including percentage), if applicable. (b) The Administrative Law Judge's decision does not preclude an employee from requesting a waiver of a salary payment under 5 U.S.C. 5584, 10 U.S.C. 2774, or 32 U.S.C. 716, or in any way questioning the amount or validity of a debt by submitting a subsequent claim to GAO in accordance with procedures prescribed by GAO. | ||||||
| 49:49:8.1.1.1.14.0.1.8 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.8 Exception to entitlement to notice, hearing, written responses and final decisions. | STB | The Board shall except from the provisions of §§ 1017.4 through 1017.7 any adjustment to pay arising out of an employee's election of coverage or a change in coverage under a Federal benefits program, requiring periodic deductions from pay, if the amount to be recovered was accumulated over four pay periods or less. | ||||||
| 49:49:8.1.1.1.14.0.1.9 | 49 | Transportation | X | A | 1017 | PART 1017—DEBT COLLECTION—COLLECTION BY OFFSET FROM INDEBTED GOVERNMENT AND FORMER GOVERNMENT EMPLOYEES | § 1017.9 Coordinating offset with another Federal agency. | STB | [56 FR 32333, July 16, 1991, as amended at 64 FR 53267, Oct. 1, 1999; 81 FR 8851, Feb. 23, 2016] | (a) The Board as creditor agency. When the Chief, Section of Financial Services, determines that an employee of another Federal agency owes a delinquent debt to the Board, he/she shall: (1) Arrange for a hearing upon proper petitioning by the employee; (2) Certify in writing to the other Federal agency that the employee owes the debt, the amount and basis of the debt, the date on which payment is due, the date the Government's right to collect the debt accrued, that the Board's regulations for administrative offset have been approved by the Office of Personnel Management, and that the provisions of 4 CFR 102.3(f) have been fully complied with; (3) If collection must be made in installments, advise the paying agency of the amount or percentage of disposable pay to be collected in each installment; (4) Advise the paying agency of any action taken under 5 U.S.C. 5514(a); (5) If the employee is in the process of separating, the Board must submit its debt claim to the paying agency as provided in this part. The paying agency must certify any amounts already collected, notify the employee, and send a copy of the certification and notice of the employee's separation to the creditor agency—if the paying agency is aware that the employee is entitled to money from the Civil Service Retirement and Disability Fund, it must certify to the Office of Personnel Management (OPM) that: (i) The debtor owes the U.S. a debt, including the amount of that debt; (ii) The Board has complied with the applicable statutes, regulations, and procedures of OPM; and (iii) The Board has complied with the requirements of 4 CFR 102.3, including any hearing or review; and (6) If the employee has already separated and all payments due from the paying agency have been paid, the Chief, Section of Financial Services, may request from OPM, unless otherwise prohibited, that money payable to the employee from the Civil Service Retirement and Disability Fund or other similar funds be collected by administrative offset and provide the certificati… | |||||
| 49:49:8.1.1.1.15.1.1.1 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.1 Application. | STB | (a) This part applies to claims for the payment of debts owed to the United States Government in the form of money or property and unless a different procedure is specified in a statute, regulation, or a contractual agreement with the Board, prescribes procedures by which the Board: (1) Collects, compromises, suspends, and terminates collection actions for claims; (2) Determines and collects interest and other charges on these claims; and (3) Refers unpaid claims to the General Accounting Office (GAO) and the Department of Justice (DOJ) for litigation. (b) The following are examples of the kinds of debts to which special statutory and administrative procedures apply: (1) A claim against an employee for erroneous payment of pay and allowances subject to waiver under 5 U.S.C. 5584 and other claims against employees which are handled under 49 CFR part 1017. (2) A claim involving the payment of civil penalties or forfeitures which may arise under provisions of the Interstate Commerce Act or legislation supplemental thereto. Those claims are handled under procedures set forth in 49 CFR part 1021. (3) A claim involved in a case pending before any Federal Contract Appeals Board or Grant Appeals Board. However, nothing in this part prevents negotiation and settlement of a claim pending before a Board. | ||||
| 49:49:8.1.1.1.15.1.1.2 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.2 Definitions. | STB | (a) Administrative offset means withholding money payable by the United States to, or held by the Government for, a person to satisfy a debt the person owes the Government. (b) Claim and debt are used synonymously and interchangeably for purposes of this part. These terms refer to an amount of money or property which has been determined by an appropriate agency official to be owed to the United States by any person, organization, or entity except another Federal agency. (c) Delinquent. A debt is considered delinquent if it has not been paid by the date specified in the initial written demand for payment or applicable contractual agreement with the Board, unless other satisfactory payment arrangements have been made by that date. If the debtor fails to satisfy an obligation under a payment agreement with the Board after other payment arrangements have been made, the debt becomes a delinquent debt. (d) Payment in full means payment of the total debt due the United States, including any interest, penalty, and administrative costs of collection assessed against the debtor. | ||||
| 49:49:8.1.1.1.15.1.1.3 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.3 Communications. | STB | [81 FR 8851, Feb. 23, 2016] | Unless otherwise specified, all communications concerning the regulations in this part should be addressed to the Chief, Section of Financial Services, Surface Transportation Board, Washington, DC. | |||
| 49:49:8.1.1.1.15.1.1.4 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.4 Claims that are covered. | STB | (a) These procedures generally apply to any claim for payment of a debt which: (1) Results from activities of the Board including fees imposed under 49 CFR part 1002; or (2) Is referred to the Board for collection. (b) These procedures do not apply to: (1) A claim based on a civil monetary penalty for violation of a requirement of the Interstate Commerce Act or an order or regulation of the Board unless 49 CFR part 1021 provides otherwise; (2) A claim as to which there is an indication of fraud, the presentation of a false claim, or misrepresentation on the part of the debtor, or any other party having an interest in the claim; (3) A claim between Federal agencies; and (4) A claim once it becomes subject to salary offset which is governed by 5 U.S.C. 5514. | ||||
| 49:49:8.1.1.1.15.1.1.5 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.5 Monetary limitation on Board authority. | STB | The Board's authority to compromise a claim or to terminate or suspend collection action on a claim covered by these procedures is limited by 31 U.S.C. 3711(a) to claims that: (a) Have not been referred to another Federal agency, including the GAO, for further collection action; and (b) Do not exceed $100,000, exclusive of interest, penalties, and administrative costs (the monetary limitation). | ||||
| 49:49:8.1.1.1.15.1.1.6 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.6 Omissions not a defense. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8851, Feb. 23, 2016] | (a) The failure of the Board to include in this part any provision of the Federal Claims Collection Standards, 31 CFR parts 900 through 904, does not prevent the Board from applying these provisions. (b) A debtor may not use the failure of the Board to comply with any provision of this part or the Federal Claims Collection Standards as a defense to the debt. | |||
| 49:49:8.1.1.1.15.1.1.7 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.7 Conversion claims. | STB | These procedures are directed primarily to the recovery of money on behalf of the Government. The Board may demand: (a) The return of specific property; or (b) Either the return of property or the payment of its value. | ||||
| 49:49:8.1.1.1.15.1.1.8 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | A | Subpart A—Application and Coverage | § 1018.8 Subdivision of claims. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8851, Feb. 23, 2016] | The Board shall consider a debtor's liability arising from a particular transaction or contract as a single claim in determining whether the claim is less than the monetary limitation for the purpose of compromising, suspending, or terminating action. A claim may not be subdivided to avoid the monetary limitation established by 31 U.S.C. 3711(a)(2) and § 1018.5 of this part. | |||
| 49:49:8.1.1.1.15.2.1.1 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.20 Written demand for payment. | STB | [58 FR 7749, Feb. 9, 1993; 58 FR 11099, Feb. 23, 1993, as amended at 81 FR 8851, Feb. 23, 2016] | (a) The Board shall make appropriate written demand upon the debtor for payment of money in terms which specify: (1) The basis for the indebtedness and the right of the debtor to request review within the Board; (2) The amount claimed; (3) The date by which payment is to be made, which normally should not be more than 30 days from the date that the initial demand letter statement was mailed, unless otherwise specified by contractual agreement, established by Federal statute or regulation, or agreed to under a payment agreement; (4) The applicable standards for assessing interest, penalties, and administrative costs (31 CFR 901.9 and 49 CFR 1018.30); and (5) The applicable policy for reporting the delinquent debt to consumer reporting agencies. (b) The Board normally shall send three progressively stronger written demands at not more than 30-day intervals, unless circumstances indicate that alternative remedies better protect the Government's interest, that the debtor has explicitly refused to pay, or that sending a further demand is futile. Depending upon the circumstances of the particular case, the second and third demands may: (1) Offer or seek to confer with the debtor; (2) State the amount of the interest and penalties that will be added on a daily basis, as well as the administrative costs that will be added to the debt until the debt is paid; and (3) State that the authorized collection procedures include any procedure authorized in this part including: (i) Contacts with the debtor's employer when the debtor is employed by the Federal Government or is a member of the military establishment or the Coast Guard; (ii) Possible referral of the debt to a private agency for collection; (iii) Possible reporting of the delinquent debt to consumer reporting agencies in accordance with the guidelines and standards contained in 31 CFR 901.4 and the Board's procedures set forth in § 1018.23 of this part; (iv) The suspension or revocation of a license or other remedy under § 1018.25 of this part; (v) Insta… | |||
| 49:49:8.1.1.1.15.2.1.10 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.29 Payments. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 64 FR 53267, Oct. 1, 1999; 91 FR 4853, Feb. 3, 2026] | (a) Payment in full. The Board shall make every effort to collect a claim in full before it becomes delinquent. The Board shall impose charges for interest, penalties, and administrative costs as specified in § 1018.30. (b) Payment in installments. If a debtor furnishes satisfactory evidence of inability to pay a claim in one lump sum, payment in regular installments may be arranged. Evidence may consist of a financial statement or a signed statement certified under penalty of perjury to be true and correct that application for a loan to enable the debtor to pay the claim in full was rejected. Except for a claim described at 5 U.S.C. 5514, all installment payment arrangements must be in writing and require the payment of interest and administrative charges. (1) Installment note forms including confess-judgement notes may be used. The written installment agreement must contain a provision accelerating the debt payment in the event the debtor defaults. If the debtor's financial statement discloses the ownership of assets which are free and clear of liens or security interests, or assets in which the debtor owns equity, the debtor may be asked to secure the payment of an installment note by executing a Security Agreement and Financial Statement transferring to the United States a security interest in the assets until the debt is discharged. (2) If the debtor owes more than one debt and designates how a voluntary installment payment is to be applied among those debts, the Board shall follow that designation. If the debtor does not designate the application of the payment, the Board shall apply the payment to the various debts in accordance with the best interest of the United States as determined by the facts and circumstances of the particular case. (c) To whom payment is made. Payment of a debt to the Board is made via the Board's electronic payment system found on the Board's website, unless payment is: (1) Made pursuant to arrangements with the GAO or DOJ; (2) Ordered by a Court of the United States; … | |||
| 49:49:8.1.1.1.15.2.1.11 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.30 Interest, penalties, and administrative costs. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8852, Feb. 23, 2016] | (a) The Board shall assess interest, penalties, and administrative costs on debts owed to the United States Government in accordance with the guidance provided under the Federal Claims Collection Standards, 31 CFR 901.9 unless otherwise directed by statute, regulation, or contract. (b) Before assessing any charges on delinquent debts, the Board shall mail a written notice to debtor explaining its requirements concerning these charges under 31 CFR 901.2 and 901.9. (c) Interest begins to accrue from the date on which the initial invoice is first mailed to the debtor unless a different date is specified on a statute, regulation, or contract. (d) The Board shall assess interest based upon the rate of the current value of funds to the United States Treasury (the Treasury tax and loan account rate) prescribed by statute, regulation, or contract. (e) Interest is computed only on the principal of the debt, and the interest rate remains fixed for the duration of the indebtedness, unless the debtor defaults on a repayment agreement and seeks to enter into a new agreement. (f) The Board shall assess against a debtor charges to cover administrative costs incurred as a result of a delinquent debt. Administrative costs may include costs incurred in obtaining a credit report or in using a private debt collector, to the extent they are attributable to the delinquency. (g) The Board shall assess a penalty charge of six percent a year on any portion of a debt that is delinquent for more than 90 days. The charge accrues retroactively to the date that the debt became delinquent. (h) Amounts received by the Board as partial or installment payments are applied first to outstanding penalty and administrative cost charges, second to accrued interest, and third to outstanding principal. (i) The Board shall waive collection of interest on the debt or any portion of the debt which is paid in full within 30 days after the date on which interest began to accrue. (j) The Board may waive interest during the periods a debt disputed und… | |||
| 49:49:8.1.1.1.15.2.1.12 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.31 Use of credit reports. | STB | The Board may institute a credit investigation of the debtor at any time following receipt of knowledge of the debt in order to aid the Board in making appropriate determinations as to: (a) The collection and compromise of a debt; (b) The collection of interest, penalties, and administrative costs; (c) The use of administrative offset; (d) The use of other collection methods; and (e) The likelihood of collecting the debt. | ||||
| 49:49:8.1.1.1.15.2.1.13 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.32 Bankruptcy claims. | STB | When the Board receives information that a debtor has filed a petition in bankruptcy or is the subject of a bankruptcy proceeding, it shall suspend all collection actions against the debtor in accordance with 11 U.S.C. 362 and shall furnish information concerning the debt owed the United States to the Department of Justice's Nationwide Central Intake Facility to permit the filing of a claim. | ||||
| 49:49:8.1.1.1.15.2.1.14 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.33 Use and disclosure of mailing addresses. | STB | (a) When attempting to locate a debtor in order to collect or compromise a debt under this part, the Board may send a written request to the Secretary of the Treasury (or designee) in order to obtain a debtor's mailing address from the records of the Internal Revenue Service. (b) The Board may disclose a mailing address obtained under paragraph (a) of this section to other agents, including collection service contractors, in order to facilitate the collection or compromise of debts under this part, except that a mailing address may be disclosed to a consumer reporting agency only for the limited purpose of obtaining a commercial credit report on the particular taxpayer. (c) The Board and its agents, including consumer reporting agencies and collection services, must comply with the provisions of 26 U.S.C. 6103(p)(4) and applicable regulations of the Internal Revenue Service. | ||||
| 49:49:8.1.1.1.15.2.1.15 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.34 Additional administrative collection action. | STB | Nothing contained in this part is intended to preclude any other administrative remedy which may be available. | ||||
| 49:49:8.1.1.1.15.2.1.2 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.21 Telephone inquiries and investigations. | STB | (a) If a debtor has not responded to one or more written demands, the Board shall make reasonable efforts by telephone to determine the debtor's intentions. If the debtor cannot be reached by telephone at the debtor's place of employment, the Board may telephone the debtor at his or her residence between 8 a.m. and 9 p.m. (b) The Board may undertake an investigation to locate a debtor, if the whereabouts of a debtor is a problem, or if a debtor cannot be contacted by telephone. The Board may also send a representative to a debtor's place of employment if the debtor cannot be contacted by phone or the debtor does not respond to written demands by the Board for payment of claims. (c) The Board under 15 U.S.C. 1681(f) may obtain consumer credit information from private firms, including name, address, former address, place of employment, and former place of employment of a debtor. | ||||
| 49:49:8.1.1.1.15.2.1.3 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.22 Personal interviews. | STB | (a) The Board may seek an interview with the debtor at the offices of the Board when: (1) A matter involved in the claim needs clarification; (2) Information is needed concerning the debtor's circumstances; or (3) An agreement of payment might be negotiated. (b) The Board shall grant an interview with a debtor upon the debtor's request. The Board will not reimburse a debtor's interview expenses. | ||||
| 49:49:8.1.1.1.15.2.1.4 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.23 Use of consumer reporting agencies. | STB | (a) In addition to assessing interest, penalties, and administrative costs under § 1018.30 of this part, the Board may report a debt that has been delinquent for 90 days to a consumer reporting agency, if all the conditions of this paragraph are met. (1) The debtor has not: (i) Paid or agreed to pay the debt under a written payment plan that has been signed by the debtor and agreed to by the Board; or (ii) Filed for review of the debt under § 1018.23(a)(2)(iv) of this section. (2) The Board has included a notification in the third written demand (see § 1018.20(b)) to the debtor stating: (i) That the account has been reviewed and payment of the debt is delinquent; (ii) That, within not less than 60 days after the date of notification, the Board intends to disclose to a consumer reporting agency that the individual is responsible for the debt; (iii) The specific information to be disclosed to the consumer reporting agency; and (iv) That the debtor has the right to a complete explanation of the debt (if that has not already been given), to dispute information on Board records about the debt, and to request reconsideration of the debt by administrative appeal or review of the debt. (3) The Board has sent at least one written demand by either registered or certified mail with the notification described in paragraph (a)(2) of this section. (4) The Board has reconsidered its initial decision on the debt when the debtor has requested a review under § 1018.23(a)(2)(iv). (5) The Board has taken reasonable action to locate a debtor for whom the Board does not have a current address to send the notifications provided for in paragraph (a)(2) of this section. (b) If there is a substantial change in the condition or amount of the debt, the Board shall: (1) Promptly disclose that fact(s) to each consumer reporting agency to which the original disclosure was made; (2) Promptly verify or correct information about the debt, on request of a consumer reporting agency for verification of any or all information so disclos… | ||||
| 49:49:8.1.1.1.15.2.1.5 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.24 Contact with the debtor's employing agency. | STB | If a debtor is employed by the Federal government or is a member of the military establishment or the Coast Guard, and collection by offset cannot be accomplished in accordance with 5 U.S.C. 5514, the Board shall contact the employing agency to arrange with the debtor for payment of the indebtedness by allotment or otherwise. | ||||
| 49:49:8.1.1.1.15.2.1.6 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.25 Sanctions. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8852, Feb. 23, 2016; 91 FR 4852, Feb. 3, 2026] | (a) Closure of accounts. If a tariff filing fee account is past due more than 90 days, the Board will freeze the account until the account is made current. The Board will notify the account holder that the account has been frozen. The Board reserves the right to refuse to maintain an account which is repeatedly delinquent. (b) Suspension or revocation of tariff filing privileges. If the account holder fails to satisfy all claims for tariff filing fees including applicable interest, penalties, and the administrative costs of collection of the debt, the Board may suspend or prohibit a tariff filing fee account holder from submitting tariff filings in its own name or on behalf of others. (c) Suspension or revocation of certificates, licenses, or permits granted by the Board. The Board may suspend or revoke any certificates, permits, or licenses which the Board has granted to an account holder or other debtor for any inexcusable, prolonged, or repeated failure or refusal to pay a delinquent debt. (d) Procedures for suspension or revocation of filing privileges, certificates, licenses, or permits for failure to pay tariff filing fees. Before suspending or revoking an account holder's privilege to submit tariff filings or suspending or revoking any certificate, license, or permit which the Board has granted to any account holder, the Board shall issue to the account holder an order to show cause why the tariff filing privilege or any certificate, license, or permit should not be suspended or revoked. The Board shall allow the debtor no more than 30 days to pay the debt in full including applicable interest, penalties, and administrative costs of collection of the delinquent debt. The Board may suspend or revoke any certificate, license, permit, approval or filing privilege at the end of this period upon a finding of willful noncompliance with the Board's order. If any certificate, license, permit, or filing privilege is revoked under this authority of this part, a new application with appropriate fees must b… | |||
| 49:49:8.1.1.1.15.2.1.7 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.26 Disputed debts. | STB | (a) A debtor who disputes a debt shall explain why the debt is incorrect in fact or law within 30 days from the date that the initial demand letter was mailed. The debtor may support the explanation by submitting affidavits, statements certified under penalty of perjury, canceled checks, or other relevant evidence. (b) The Board may extend the interest waiver period as described in § 1018.30(j) pending a final determination of the existence or amount of the debt. (c) The Board may investigate the facts involved in the dispute and if necessary, the Board may arrange for a conference at which the debtor may present evidence and arguments in support of the debtor's positions. | ||||
| 49:49:8.1.1.1.15.2.1.8 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.27 Contracting for collection services. | STB | The Board may contract for collection services in order to recover delinquent debts. However, the Board retains the authority to resolve disputes, compromise claims, suspend or terminate collection action, and initiate enforced collection through litigation. When appropriate, the Board shall contract in accordance with 4 CFR 102.6. | ||||
| 49:49:8.1.1.1.15.2.1.9 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | B | Subpart B—Administrative Collection of Claims | § 1018.28 Collection by administrative offset. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8852, Feb. 23, 2016] | (a) The Board may administratively undertake collection by offset on each claim which is liquidated or certain in amount in accordance with the guidelines and the standards contained in 31 CFR 901.2 and 901.3 and 5 U.S.C. 5514, as applicable. The Board may not initiate administrative offset to collect a debt more than 10 years after the Government's right to the debt first accrued, unless facts material to the Government's right to collect the debt were not known and could not reasonably have been known to the Board. (b) Collection by administrative offset of amounts payable from the Civil Service Retirement and Disability Fund, the Federal Employees Retirement System, or other similar fund is made pursuant to 31 CFR 901.3(e) and the provisions of paragraph (d) of this section. (c) Salary offset is governed by 5 U.S.C. 5514. (d) The following procedures apply when the Board seeks to collect a debt by offset against any payment to be made to a debtor or against the assets of a holder of a certificate, permit, license, or authorization issued by the Board. (1) Before the offset is made, the Board shall provide the debtor written notice of the nature and amount of the debt and: (i) Notice of the Board's intent to collect the debt by offset; (ii) An opportunity to inspect and copy Board records pertaining to the debt; (iii) An opportunity to request reconsideration of the debt by the Board, or if provided for by statute, waiver of the debt; (iv) An opportunity to enter into a written agreement with the Board to repay or pay the debt, as the case may be; (v) An explanation of the debtor's rights under this subpart; and (vi) An opportunity for a hearing when required under the provisions of 31 CFR 901.3(e). (2) If the Board learns that other agencies of the Government are holding funds payable to the debtor, the Board shall provide the other agencies with written certification that the debt is owed to the Board and that the Board has complied with the provisions of 4 CFR 102.3. The Board shall request that f… | |||
| 49:49:8.1.1.1.15.3.1.1 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | C | Subpart C—Compromise of a Claim | § 1018.50 When a claim may be compromised. | STB | [58 FR 7749, Feb. 9, 1993; 58 FR 11099, Feb. 23, 1993] | The Board may compromise a claim not in excess of the monetary limitation if it has not been referred to GAO or DOJ for litigation. Only the Comptroller General of the United States or designee may effect the compromise of a claim that arises out of the exceptions made by the GAO in that account of an accountable officer, including a claim against the payee, prior to its referral by GAO for litigation. | |||
| 49:49:8.1.1.1.15.3.1.2 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | C | Subpart C—Compromise of a Claim | § 1018.51 Reasons for compromising a claim. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8852, Feb. 23, 2016] | (a) A claim may be compromised for one or more reasons set forth below: (1) The full amount cannot be collected because: (i) The debtor is unable to pay the full amount within a reasonable time; or (ii) The debtor refuses to pay the claim in full, and the Government is unable to enforce collection in full within a reasonable time; or (2) There is a real doubt concerning the Government's ability to prove its case in Court for the full amount claimed, either because of the legal issues involved or a bona fide dispute as to the facts; or (3) The costs of collecting the claim do not justify the enforced collection of the full amount. The Board shall apply this reason for compromise in accordance with the guidelines in 31 CFR 902.2. (b) The Board shall determine the debtor's inability to pay, the Government's ability to enforce collection, and the amounts which are acceptable in compromise in accordance with the Federal Claims Collection Standards, 31 CFR part 902. (c) Compromises payable in installments are discouraged, but, if necessary, must be in the form of a legally enforceable agreement for the reinstatement of the prior indebtedness less sums paid thereon. The agreement also must provide that in the event of default: (1) The entire balance of the debt becomes immediately due and payable; and (2) The Government has the right to enforce any security agreement. | |||
| 49:49:8.1.1.1.15.3.1.3 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | C | Subpart C—Compromise of a Claim | § 1018.52 Restrictions on the compromise of a claim. | STB | (a) The Board may not accept a percentage of a debtor's profits or stock in a debtor's corporation in compromise of a claim. In negotiating a compromise with a business concern, consideration is given to requiring a waiver of the tax-loss-carry-forward and tax-loss-carry-back rights of the debtor. (b) If two or more debtors are jointly or severally liable, collection action is not withheld against one debtor until the other or others pay their share. The amount of a compromise with one debtor is not considered a precedent or binding in determining the amount which will be required from other debtors jointly and severally liable on the claim. | ||||
| 49:49:8.1.1.1.15.3.1.4 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | C | Subpart C—Compromise of a Claim | § 1018.53 Finality of a compromise. | STB | An offer of compromise must be in writing and signed by the debtor. An offer of compromise which is accepted by the Board is final and conclusive on the debtor and on all officials, agencies and courts of the United States, unless obtained by fraud, misrepresentation, the presentation of a false claim, or mutual mistake of fact. | ||||
| 49:49:8.1.1.1.15.4.1.1 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | D | Subpart D—Suspension or Termination of Collection Action | § 1018.60 When collection action may be suspended or terminated. | STB | The Board may suspend or terminate collection action on a claim not in excess of the monetary limitation, exclusive of interest, penalties, and administrative costs, after deducting the amount of partial payments, if any, if it has not been referred to GAO or DOJ for litigation. | ||||
| 49:49:8.1.1.1.15.4.1.2 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | D | Subpart D—Suspension or Termination of Collection Action | § 1018.61 Reasons for suspending collection action. | STB | Collection action may be suspended temporarily: (a) When the debtor cannot be located after diligent efforts, and there is reason to believe that future collection action may be sufficiently productive to justify periodic review and action on the claim considering the size of the claim and the amount which may be realized on it; or (b) When the debtor owns no substantial equity in realty and is unable to make payments on the Government's claim or effect a compromise on it at the time, but the debtor's future prospects justify retention of the claim for periodic review and action: (1) The applicable statute of limitations has been tolled or started anew; or (2) Future collection can be effected by offset notwithstanding the statute of limitations. | ||||
| 49:49:8.1.1.1.15.4.1.3 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | D | Subpart D—Suspension or Termination of Collection Action | § 1018.62 Reasons for terminating collection action. | STB | Collection action may be terminated: (a) When it becomes clear that the Government cannot collect or enforce collection of any significant sum from the debtor having due regard for the judicial remedies available to the Government, the debtor's future financial prospects, and the exemptions available to the debtor under State and Federal law; (b) When the debtor cannot be located, there is no security remaining to be liquidated, the applicable statute of limitations has run, and the prospects of collecting by offset, notwithstanding the bar of the statute of limitations, are too remote to justify retention of the claim; or (c) When it is likely that the cost of the collection action will exceed the amount recoverable. | ||||
| 49:49:8.1.1.1.15.4.1.4 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | D | Subpart D—Suspension or Termination of Collection Action | § 1018.63 Termination of collection action. | STB | Collection action shall be terminated: (a) Whenever it is determined that the claim is legally without merit; or (b) When it is determined that the evidence necessary to prove the claim cannot be produced, or necessary witnesses are unavailable, and efforts to induce voluntary payments have been unavailing. | ||||
| 49:49:8.1.1.1.15.4.1.5 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | D | Subpart D—Suspension or Termination of Collection Action | § 1018.64 Transfer of a claim. | STB | The Board may refer a claim to GAO when there is doubt as to whether or not a collection action should be suspended or terminated. | ||||
| 49:49:8.1.1.1.15.5.1.1 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | E | Subpart E—Referral of a Claim | § 1018.70 Prompt referral. | STB | (a) A claim which requires enforced collection is referred to GAO or DOJ for litigation. A referral is made as early as possible consistent with aggressive collection action and, in, any event, well within the time required to bring a timely suit against the debtor. Ordinarily, referrals are made within 1 year of the Board's final determination of the fact and the amount of the debt. (b) When the merits of the Board's claim, the amount owed on the claim, or the propriety of acceptance of a proposed compromise, suspension, or termination of collection actions is in doubt, the Board shall refer the matter to GAO for resolution and instruction prior to proceeding with collection actions and/or referral to DOJ for litigation. (c) The Board may refer a claim to GAO or DOJ even though the termination of collection activity might otherwise be given consideration under § 1018.63 if: (1) A significant enforcement policy is involved in reducing a statutory penalty or forfeiture to judgment; or (2) Recovery of a judgment is a prerequisite to the imposition of administrative sanctions, such as suspension or revocation of a license or privilege of participating in a Government sponsored program. (d) Once a claim has been referred to GAO or DOJ under this subpart, the Board shall refrain from any contact with the debtor and shall direct the debtor to GAO or DOJ as appropriate, when questions concerning the claim are raised by the debtor. The Board shall immediately advise GAO or DOJ, as appropriate, of any payments by the debtor. | ||||
| 49:49:8.1.1.1.15.5.1.2 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | E | Subpart E—Referral of a Claim | § 1018.71 Referral of a compromise offer. | STB | The Board may refer a debtor's firm written offer of compromise which is substantial in amount to GAO or to DOJ if the Board is uncertain whether the offer should be accepted. | ||||
| 49:49:8.1.1.1.15.5.1.3 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | E | Subpart E—Referral of a Claim | § 1018.72 Referral to the Department of Justice. | STB | [58 FR 7749, Feb. 9, 1993, as amended at 81 FR 8852, Feb. 23, 2016] | (a) Claims for which the gross original amount is over $500,000 must be referred to the Commercial Litigation Branch, Civil Division, Department of Justice, Washington, DC 20530. Claims for which the gross original amount is $500,000 or less must be referred to the Department of Justice's Nationwide Central Intake Facility. (b) A claim of less than $600, exclusive of interest, is not referred for litigation unless: (1) Referral is important to a significant enforcement policy; or (2) The debtor has the clear ability to pay the claim, and the government can effectively enforce payment. (c) A claim on which the Board holds a judgment is referred to DOJ for further action if renewal of the judgment lien or enforced collection proceedings are justified under the criteria discussed in this part. (d) Claims must be referred to the Department of Justice in the manner prescribed by 31 CFR 904.2. Care must be taken to preserve all files, records, and exhibits on claims referred under paragraphs (a) and (b) of this section. | |||
| 49:49:8.1.1.1.15.6.1.1 | 49 | Transportation | X | A | 1018 | PART 1018—DEBT COLLECTION | F | Subpart F—Internal Revenue Service Procedure | § 1018.80 Reporting discharged debts to the Internal Revenue Service. | STB | When the Board discharges a debt for less than the full value of the indebtedness, it will report the outstanding balance discharged, not including interest to the Internal Revenue Service, using IRS Form 1099-G or any other form prescribed by the IRS, when: (a) The principal amount of the debt not in dispute is $600 or more; (b) The obligation has not been discharged in a bankruptcy proceeding; and (c) The obligation is no longer collectible either because the time limit in the applicable statute for enforcing collection expired during the tax year, or because during the tax year a formal compromise agreement was reached in which the debtor was legally discharged of all or a portion of the obligation. |
Advanced export
JSON shape: default, array, newline-delimited, object
CREATE TABLE cfr_sections (
section_id TEXT PRIMARY KEY,
title_number INTEGER,
title_name TEXT,
chapter TEXT,
subchapter TEXT,
part_number TEXT,
part_name TEXT,
subpart TEXT,
subpart_name TEXT,
section_number TEXT,
section_heading TEXT,
agency TEXT,
authority TEXT,
source_citation TEXT,
amendment_citations TEXT,
full_text TEXT
);
CREATE INDEX idx_cfr_title ON cfr_sections(title_number);
CREATE INDEX idx_cfr_part ON cfr_sections(part_number);
CREATE INDEX idx_cfr_agency ON cfr_sections(agency);