cfr_sections

Current Code of Federal Regulations (eCFR) — the actual text of federal regulations in force. Covers 19 CFR titles with 123,000+ regulatory sections and full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

8 rows where agency = "SEC" and part_number = 279 sorted by section_id

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section_id ▼ title_number title_name chapter subchapter part_number part_name subpart subpart_name section_number section_heading agency authority source_citation amendment_citations full_text
17:17:5.0.1.1.24.0.36.1 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.0-1 Availability of forms. SEC     [46 FR 17757, Mar. 20, 1981, as amended at 47 FR 26820, June 22, 1982; 59 FR 5946, Feb. 9, 1994; 73 FR 32229, June 5, 2008] (a) This part identifies and describes the forms prescribed for use under the Investment Advisers Act of 1940. (b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549. Any person may inspect the forms at this address and at the Commission's regional offices. (See § 200.11 of this chapter for the addresses of SEC regional offices.)
17:17:5.0.1.1.24.0.36.2 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement. SEC     [44 FR 21008, Apr. 9, 1979] This form shall be filed pursuant to Rule 203-1 (§ 275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (§ 275.204-1 of this chapter).
17:17:5.0.1.1.24.0.36.3 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.2 Form ADV-W, notice of withdrawal from registration as investment adviser. SEC       This form shall be filed pursuant to Rule 203-2 (§ 275.203-2 of this chapter) by a registered investment adviser as a notice of withdrawal from registration as such under the Investment Advisers Act of 1940.
17:17:5.0.1.1.24.0.36.4 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.3 Form ADV-H, application for a temporary or continuing hardship exemption. SEC     [65 FR 57451, Sept. 22, 2000] An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.
17:17:5.0.1.1.24.0.36.5 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.4 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser. SEC     [87 FR 38978, June 30, 2022] This form shall be filed and amended pursuant to § 275.203-1 of this chapter (Rule 203-1) as an appointment of agent for service of process by non-resident general partners and non-resident managing agents of an investment adviser pursuant to section 203 of the Investment Advisers Act of 1940.
17:17:5.0.1.1.24.0.36.6 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       §§ 279.5-279.7 [Reserved] SEC        
17:17:5.0.1.1.24.0.36.7 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser. SEC     [54 FR 32049, Aug. 4, 1989]  
17:17:5.0.1.1.24.0.36.8 17 Commodity and Securities Exchanges II   279 PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940       § 279.9 Form PF, reporting by investment advisers to private funds. SEC     [76 FR 71175, Nov. 16, 2011] This form shall be filed pursuant to Rule 204(b)-1 (§ 275.204(b)-1 of this chapter) by certain investment advisers registered or required to register under section 203 of the Act (15 U.S.C. 80b-3) that act as an investment adviser to one or more private funds.

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CREATE TABLE cfr_sections (
    section_id TEXT PRIMARY KEY,
    title_number INTEGER,
    title_name TEXT,
    chapter TEXT,
    subchapter TEXT,
    part_number TEXT,
    part_name TEXT,
    subpart TEXT,
    subpart_name TEXT,
    section_number TEXT,
    section_heading TEXT,
    agency TEXT,
    authority TEXT,
    source_citation TEXT,
    amendment_citations TEXT,
    full_text TEXT
);
CREATE INDEX idx_cfr_title ON cfr_sections(title_number);
CREATE INDEX idx_cfr_part ON cfr_sections(part_number);
CREATE INDEX idx_cfr_agency ON cfr_sections(agency);