cfr_sections
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40 rows where agency = "PHMSA" and part_number = 199 sorted by section_id
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| section_id ▼ | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 49:49:3.1.1.2.15.1.22.1 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | A | Subpart A—General | § 199.1 Scope. | PHMSA | [Amdt. 199-19, 66 FR 47117, Sept. 11, 2001] | This part requires operators of pipeline facilities subject to part 192, 193, or 195 of this chapter to test covered employees for the presence of prohibited drugs and alcohol. | |||
| 49:49:3.1.1.2.15.1.22.2 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | A | Subpart A—General | § 199.2 Applicability. | PHMSA | [Amdt. 199-19, 66 FR 47117, Sept. 11, 2001] | (a) This part applies to pipeline operators only with respect to employees located within the territory of the United States, including those employees located within the limits of the “Outer Continental Shelf “ as that term is defined in the Outer Continental Shelf Lands Act (43 U.S.C. 1331). (b) This part does not apply to any person for whom compliance with this part would violate the domestic laws or policies of another country. (c) This part does not apply to covered functions performed on— (1) Master meter systems, as defined in § 191.3 of this chapter; or (2) Pipeline systems that transport only petroleum gas or petroleum gas/air mixtures. | |||
| 49:49:3.1.1.2.15.1.22.3 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | A | Subpart A—General | § 199.3 Definitions. | PHMSA | [53 FR 47096, Nov. 21, 1988, as amended by Amdt. 199-2, 54 FR 51850, Dec. 18, 1989; 59 FR 62227, Dec. 2, 1994; Amdt. 199-13, 61 FR 18518, Apr. 26, 1996; Amdt. 199-15, 63 FR 13000, Mar. 17, 1998; Amdt. 199-19, 66 FR 47117, Sept. 11, 2001; 68 FR 11750, Mar. 12, 2003; 68 FR 75465, Dec. 31, 2003; 70 FR 11140, Mar. 8, 2005; 84 FR 16775, Apr. 23, 2019] | As used in this part— Accident means an incident reportable under part 191 of this chapter involving gas pipeline facilities or LNG facilities, or an accident reportable under part 195 of this chapter involving hazardous liquid pipeline facilities. Administrator means the Administrator, Pipeline and Hazardous Materials Safety Administration or his or her delegate. Covered employee, employee, or individual to be tested means a person who performs a covered function, including persons employed by operators, contractors engaged by operators, and persons employed by such contractors. Covered function means an operations, maintenance, or emergency-response function regulated by part 192, 193, or 195 of this chapter that is performed on a pipeline or on an LNG facility. DOT Procedures means the Procedures for Transportation Workplace Drug and Alcohol Testing Programs published by the Office of the Secretary of Transportation in part 40 of this title. Fail a drug test means that the confirmation test result shows positive evidence of the presence under DOT Procedures of a prohibited drug in an employee's system. Operator means a person who owns or operates pipeline facilities subject to part 192, 193, or 195 of this chapter. Pass a drug test means that initial testing or confirmation testing under DOT Procedures does not show evidence of the presence of a prohibited drug in a person's system. Performs a covered function includes actually performing, ready to perform, or immediately available to perform a covered function. Positive rate for random drug testing means the number of verified positive results for random drug tests conducted under this part plus the number of refusals of random drug tests required by this part, divided by the total number of random drug tests results ( i.e., positives, negatives, and refusals) under this part. Prohibited drug means any of the substances specified in 49 CFR part 40. Refuse to submit, refuse, or refuse to take means behavior consistent with DOT Procedur… | |||
| 49:49:3.1.1.2.15.1.22.4 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | A | Subpart A—General | § 199.5 DOT procedures. | PHMSA | [Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | The anti-drug and alcohol programs required by this part must be conducted according to the requirements of this part and DOT Procedures. Terms and concepts used in this part have the same meaning as in DOT Procedures. Violations of DOT Procedures with respect to anti-drug and alcohol programs required by this part are violations of this part. | |||
| 49:49:3.1.1.2.15.1.22.5 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | A | Subpart A—General | § 199.7 Stand-down waivers. | PHMSA | [Amdt. 199-19, 66 FR 47118, Sept. 11, 2001, as amended at 70 FR 11140, Mar. 8, 2005; 74 FR 2894, Jan. 16, 2009] | (a) Each operator who seeks a waiver under § 40.21 of this title from the stand-down restriction must submit an application for waiver in duplicate to the Associate Administrator for Pipeline Safety, Pipeline and Hazardous Materials Safety Administration, U.S. Department of Transportation, 1200 New Jersey Avenue, SE, Washington, DC 20590-0001. (b) Each application must— (1) Identify § 40.21 of this title as the rule from which the waiver is sought; (2) Explain why the waiver is requested and describe the employees to be covered by the waiver; (3) Contain the information required by § 40.21 of this title and any other information or arguments available to support the waiver requested; and (4) Unless good cause is shown in the application, be submitted at least 60 days before the proposed effective date of the waiver. (c) No public hearing or other proceeding is held directly on an application before its disposition under this section. If the Associate Administrator determines that the application contains adequate justification, he or she grants the waiver. If the Associate Administrator determines that the application does not justify granting the waiver, he or she denies the application. The Associate Administrator notifies each applicant of the decision to grant or deny an application. | |||
| 49:49:3.1.1.2.15.1.22.6 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | A | Subpart A—General | § 199.9 Preemption of State and local laws. | PHMSA | [Amdt. 199-9, 59 FR 7430, Feb. 15, 1994. Redesignated and amended by Amdt. 199-19, 66 FR 47119, Sept. 11, 2001] | (a) Except as provided in paragraph (b) of this section, this part preempts any State or local law, rule, regulation, or order to the extent that: (1) Compliance with both the State or local requirement and this part is not possible; (2) Compliance with the State or local requirement is an obstacle to the accomplishment and execution of any requirement in this part; or (3) The State or local requirement is a pipeline safety standard applicable to interstate pipeline facilities. (b) This part shall not be construed to preempt provisions of State criminal law that impose sanctions for reckless conduct leading to actual loss of life, injury, or damage to property, whether the provisions apply specifically to transportation employees or employers or to the general public. | |||
| 49:49:3.1.1.2.15.2.22.1 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.100 Purpose. | PHMSA | [Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | The purpose of this subpart is to establish programs designed to help prevent accidents and injuries resulting from the use of prohibited drugs by employees who perform covered functions for operators of certain pipeline facilities subject to part 192, 193, or 195 of this chapter. | |||
| 49:49:3.1.1.2.15.2.22.10 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.117 Recordkeeping. | PHMSA | [53 FR 47096, Nov. 21, 1988, as amended at 58 FR 68260, Dec. 23, 1993. Redesignated and amended by Amdt. 199-19, 66 FR 47119, Sept. 11, 2001; 68 FR 75465, Dec. 31, 2003; Amdt. 199-27, 82 FR 8001, Jan. 23, 2017] | (a) Each operator shall keep the following records for the periods specified and permit access to the records as provided by paragraph (b) of this section: (1) Records that demonstrate the collection process conforms to this part must be kept for at least 3 years. (2) Records of employee drug test that indicate a verified positive result, records that demonstrate compliance with the recommendations of a substance abuse professional, and MIS annual report data shall be maintained for a minimum of five years. (3) Records of employee drug test results that show employees passed a drug test must be kept for at least 1 year. (4) Records confirming that supervisors and employees have been trained as required by this part must be kept for at least 3 years. (5) Records of decisions not to administer post-accident employee drug tests must be kept for at least 3 years. (b) Information regarding an individual's drug testing results or rehabilitation must be released upon the written consent of the individual and as provided by DOT Procedures. Statistical data related to drug testing and rehabilitation that is not name-specific and training records must be made available to the Administrator or the representative of a state agency upon request. | |||
| 49:49:3.1.1.2.15.2.22.11 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.119 Reporting of anti-drug testing results. | PHMSA | [68 FR 75465, Dec. 31, 2003, as amended by Amdt. 199-20, 69 FR 32898, June 14, 2004; 70 FR 11140, Mar. 8, 2005; 73 FR 16571, Mar. 28, 2008; Amdt. 199-27, 82 FR 8001, Jan. 23, 2017] | (a) Each large operator (having more than 50 covered employees) must submit an annual Management Information System (MIS) report to PHMSA of its anti-drug testing using the MIS form and instructions as required by 49 CFR part 40 (at § 40.26 and appendix H to part 40), not later than March 15 of each year for the prior calendar year (January 1 through December 31). The Administrator may require by notice in the PHMSA Portal ( https://portal.phmsa.dot.gov/phmsaportallanding ) that small operators (50 or fewer covered employees), not otherwise required to submit annual MIS reports, to prepare and submit such reports to PHMSA. (b) Each report required under this section must be submitted electronically at http://damis.dot.gov. An operator may obtain the user name and password needed for electronic reporting from the PHMSA Portal ( https://portal.phmsa.dot.gov/phmsaportallanding ). If electronic reporting imposes an undue burden and hardship, the operator may submit a written request for an alternative reporting method to the Information Resources Manager, Office of Pipeline Safety, Pipeline and Hazardous Materials Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590. The request must describe the undue burden and hardship. PHMSA will review the request and may authorize, in writing, an alternative reporting method. An authorization will state the period for which it is valid, which may be indefinite. An operator must contact PHMSA at 202-366-8075, or electronically to informationresourcesmanager@dot.gov to make arrangements for submitting a report that is due after a request for alternative reporting is submitted but before an authorization or denial is received. (c) To calculate the total number of covered employees eligible for random testing throughout the year, as an operator, you must add the total number of covered employees eligible for testing during each random testing period for the year and divide that total by the number of random testing periods. Covered employees, and only cover… | |||
| 49:49:3.1.1.2.15.2.22.2 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.101 Anti-drug plan. | PHMSA | [53 FR 47096, Nov. 21, 1988, as amended by Amdt. 199-2, 54 FR 51850, Dec. 18, 1989; Amdt. 199-4, 56 FR 31091, July 9, 1991; 56 FR 41077, Aug. 19, 1991; Amdt. 199-13, 61 FR 18518, Apr. 26, 1996; Amdt. 199-15, 63 FR 36863, July 8, 1998. Redesignated by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001; Amdt. 199-25, 78 FR 58915, Sept. 25, 2013] | (a) Each operator shall maintain and follow a written anti-drug plan that conforms to the requirements of this part and the DOT Procedures. The plan must contain— (1) Methods and procedures for compliance with all the requirements of this part, including the employee assistance program; (2) The name and address of each laboratory that analyzes the specimens collected for drug testing; (3) The name and address of the operator's Medical Review Officer, and Substance Abuse Professional; and (4) Procedures for notifying employees of the coverage and provisions of the plan. (b) The Associate Administrator or the State Agency that has submitted a current certification under the pipeline safety laws (49 U.S.C. 60101 et seq. ) with respect to the pipeline facility governed by an operator's plans and procedures may, after notice and opportunity for hearing as provided in 49 CFR 190.206 or the relevant State procedures, require the operator to amend its plans and procedures as necessary to provide a reasonable level of safety. | |||
| 49:49:3.1.1.2.15.2.22.3 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.103 Use of persons who fail or refuse a drug test. | PHMSA | [53 FR 47096, Nov. 21, 1988, as amended by Amdt. 199-2, 54 FR 51850, Dec. 18, 1989. Redesignated and amended by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | (a) An operator may not knowingly use as an employee any person who— (1) Fails a drug test required by this part and the medical review officer makes a determination under DOT Procedures; or (2) Refuses to take a drug test required by this part. (b) Paragraph (a)(1) of this section does not apply to a person who has— (1) Passed a drug test under DOT Procedures; (2) Been considered by the medical review officer in accordance with DOT Procedures and been determined by a substance abuse professional to have successfully completed required education or treatment; and (3) Not failed a drug test required by this part after returning to duty. | |||
| 49:49:3.1.1.2.15.2.22.4 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.105 Drug tests required. | PHMSA | [53 FR 47096, Nov. 21, 1988, as amended by Amdt. 199-2, 54 FR 51850, Dec. 18, 1989; 59 FR 62227, Dec. 2, 1994; Amdt. 199-15, 63 FR 13000, Mar. 17, 1998; Amdt. 199-15, 63 FR 36863, July 8, 1998. Redesignated and amended by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001; Amdt. 199-27, 82 FR 8001, Jan. 23, 2017] | Each operator shall conduct the following drug tests for the presence of a prohibited drug: (a) Pre-employment testing. No operator may hire or contract for the use of any person as an employee unless that person passes a drug test or is covered by an anti-drug program that conforms to the requirements of this part. (b) Post-accident testing. (1) As soon as possible but no later than 32 hours after an accident, an operator must drug test each surviving covered employee whose performance of a covered function either contributed to the accident or cannot be completely discounted as a contributing factor to the accident. An operator may decide not to test under this paragraph but such a decision must be based on specific information that the covered employee's performance had no role in the cause(s) or severity of the accident. (2) If a test required by this section is not administered within the 32 hours following the accident, the operator must prepare and maintain its decision stating the reasons why the test was not promptly administered. If a test required by paragraph (b)(1) of this section is not administered within 32 hours following the accident, the operator must cease attempts to administer a drug test and must state in the record the reasons for not administering the test. (c) Random testing. (1) Except as provided in paragraphs (c)(2) through (4) of this section, the minimum annual percentage rate for random drug testing shall be 50 percent of covered employees. (2) The Administrator's decision to increase or decrease the minimum annual percentage rate for random drug testing is based on the reported positive rate for the entire industry. All information used for this determination is drawn from the drug MIS reports required by this subpart. In order to ensure reliability of the data, the Administrator considers the quality and completeness of the reported data, may obtain additional information or reports from operators, and may make appropriate modifications in calculating the industry posi… | |||
| 49:49:3.1.1.2.15.2.22.5 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.107 Drug testing laboratory. | PHMSA | [53 FR 47096, Nov. 21, 1988. Redesignated by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | (a) Each operator shall use for the drug testing required by this part only drug testing laboratories certified by the Department of Health and Human Services under the DOT Procedures. (b) The drug testing laboratory must permit— (1) Inspections by the operator before the laboratory is awarded a testing contract; and (2) Unannounced inspections, including examination of records, at any time, by the operator, the Administrator, and if the operator is subject to state agency jurisdiction, a representative of that state agency. | |||
| 49:49:3.1.1.2.15.2.22.6 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.109 Review of drug testing results. | PHMSA | [53 FR 47096, Nov. 21, 1988, as amended by Amdt. 199-2, 54 FR 51850, Dec. 18, 1989; Amdt. 199-15, 63 FR 13000, Mar. 17, 1998; Amdt. 199-15, 63 FR 36863, July 8, 1998. Redesignated and amended by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | (a) MRO appointment. Each operator shall designate or appoint a medical review officer (MRO). If an operator does not have a qualified individual on staff to serve as MRO, the operator may contract for the provision of MRO services as part of its anti-drug program. (b) MRO qualifications. Each MRO must be a licensed physician who has the qualifications required by DOT Procedures. (c) MRO duties. The MRO must perform functions for the operator as required by DOT Procedures. (d) MRO reports. The MRO must report all drug test results to the operator in accordance with DOT Procedures. (e) Evaluation and rehabilitation may be provided by the operator, by a substance abuse professional under contract with the operator, or by a substance abuse professional not affiliated with the operator. The choice of substance abuse professional and assignment of costs shall be made in accordance with the operator/employee agreements and operator/employee policies. (f) The operator shall ensure that a substance abuse professional, who determines that a covered employee requires assistance in resolving problems with drug abuse, does not refer the covered employee to the substance abuse professional's private practice or to a person or organization from which the substance abuse professional receives remuneration or in which the substance abuse professional has a financial interest. This paragraph does not prohibit a substance abuse professional from referring a covered employee for assistance provided through: (1) A public agency, such as a State, county, or municipality; (2) The operator or a person under contract to provide treatment for drug problems on behalf of the operator; (3) The sole source of therapeutically appropriate treatment under the employee's health insurance program; or (4) The sole source of therapeutically appropriate treatment reasonably accessible to the employee. | |||
| 49:49:3.1.1.2.15.2.22.7 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.111 [Reserved] | PHMSA | |||||
| 49:49:3.1.1.2.15.2.22.8 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.113 Employee assistance program. | PHMSA | [53 FR 47096, Nov. 21, 1988. Redesignated by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | (a) Each operator shall provide an employee assistance program (EAP) for its employees and supervisory personnel who will determine whether an employee must be drug tested based on reasonable cause. The operator may establish the EAP as a part of its internal personnel services or the operator may contract with an entity that provides EAP services. Each EAP must include education and training on drug use. At the discretion of the operator, the EAP may include an opportunity for employee rehabilitation. (b) Education under each EAP must include at least the following elements: display and distribution of informational material; display and distribution of a community service hot-line telephone number for employee assistance; and display and distribution of the employer's policy regarding the use of prohibited drugs. (c) Training under each EAP for supervisory personnel who will determine whether an employee must be drug tested based on reasonable cause must include one 60-minute period of training on the specific, contemporaneous physical, behavioral, and performance indicators of probable drug use. | |||
| 49:49:3.1.1.2.15.2.22.9 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | B | Subpart B—Drug Testing | § 199.115 Contractor employees. | PHMSA | [53 FR 47096, Nov. 21, 1988. Redesignated by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001] | With respect to those employees who are contractors or employed by a contractor, an operator may provide by contract that the drug testing, education, and training required by this part be carried out by the contractor provided: (a) The operator remains responsible for ensuring that the requirements of this part are complied with; and (b) The contractor allows access to property and records by the operator, the Administrator, and if the operator is subject to the jurisdiction of a state agency, a representative of the state agency for the purpose of monitoring the operator's compliance with the requirements of this part. | |||
| 49:49:3.1.1.2.15.3.22.1 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.200 Purpose. | PHMSA | The purpose of this subpart is to establish programs designed to help prevent accidents and injuries resulting from the misuse of alcohol by employees who perform covered functions for operators of certain pipeline facilities subject to parts 192, 193, or 195 of this chapter. | ||||
| 49:49:3.1.1.2.15.3.22.10 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.219 Pre-duty use. | PHMSA | Each operator shall prohibit a covered employee from using alcohol within four hours prior to performing covered functions, or, if an employee is called to duty to respond to an emergency, within the time period after the employee has been notified to report for duty. No operator having actual knowledge that a covered employee has used alcohol within four hours prior to performing covered functions or within the time period after the employee has been notified to report for duty shall permit that covered employee to perform or continue to perform covered functions. | ||||
| 49:49:3.1.1.2.15.3.22.11 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.221 Use following an accident. | PHMSA | Each operator shall prohibit a covered employee who has actual knowledge of an accident in which his or her performance of covered functions has not been discounted by the operator as a contributing factor to the accident from using alcohol for eight hours following the accident, unless he or she has been given a post-accident test under § 199.225(a), or the operator has determined that the employee's performance could not have contributed to the accident. | ||||
| 49:49:3.1.1.2.15.3.22.12 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.223 Refusal to submit to a required alcohol test. | PHMSA | Each operator shall require a covered employee to submit to a post-accident alcohol test required under § 199.225(a), a reasonable suspicion alcohol test required under § 199.225(b), or a follow-up alcohol test required under § 199.225(d). No operator shall permit an employee who refuses to submit to such a test to perform or continue to perform covered functions. | ||||
| 49:49:3.1.1.2.15.3.22.13 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.225 Alcohol tests required. | PHMSA | [Amdt. 199-9, 59 FR 7430, Feb. 15, 1994, as amended at 59 FR 62239, 62246, Dec. 2, 1994; Redesignated by Amdt. 199-19, 66 FR 47119, Sept. 11, 2001; 70 FR 11140, March 8, 2005; Amdt. 199-27, 82 FR 8001, Jan. 23, 2017] | Each operator must conduct the following types of alcohol tests for the presence of alcohol: (a) Post-accident. (1) As soon as practicable following an accident, each operator must test each surviving covered employee for alcohol if that employee's performance of a covered function either contributed to the accident or cannot be completely discounted as a contributing factor to the accident. The decision not to administer a test under this section must be based on specific information that the covered employee's performance had no role in the cause(s) or severity of the accident. (2)(i) If a test required by this section is not administered within 2 hours following the accident, the operator shall prepare and maintain on file a record stating the reasons the test was not promptly administered. If a test required by paragraph (a) is not administered within 8 hours following the accident, the operator shall cease attempts to administer an alcohol test and shall state in the record the reasons for not administering the test. (ii) [Reserved] (3) A covered employee who is subject to post-accident testing who fails to remain readily available for such testing, including notifying the operator or operator representative of his/her location if he/she leaves the scene of the accident prior to submission to such test, may be deemed by the operator to have refused to submit to testing. Nothing in this section shall be construed to require the delay of necessary medical attention for injured people following an accident or to prohibit a covered employee from leaving the scene of an accident for the period necessary to obtain assistance in responding to the accident or to obtain necessary emergency medical care. (b) Reasonable suspicion testing. (1) Each operator shall require a covered employee to submit to an alcohol test when the operator has reasonable suspicion to believe that the employee has violated the prohibitions in this subpart. (2) The operator's determination that reasonable suspicion exists to require… | |||
| 49:49:3.1.1.2.15.3.22.14 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.227 Retention of records. | PHMSA | [Amdt. 199-9, 59 FR 7430, Feb. 15, 1994, unless otherwise noted. Redesignated by Amdt. 199-19, 66 FR 47118, Sept. 11, 2001, as amended by Amdt. 199-27, 82 FR 8001, Jan. 23, 2017] | (a) General requirement. Each operator shall maintain records of its alcohol misuse prevention program as provided in this section. The records shall be maintained in a secure location with controlled access. (b) Period of retention. Each operator shall maintain the records in accordance with the following schedule: (1) Five years. Records of employee alcohol test results with results indicating an alcohol concentration of 0.02 or greater, documentation of refusals to take required alcohol tests, calibration documentation, employee evaluation and referrals, and MIS annual report data shall be maintained for a minimum of five years. (2) Two years. Records related to the collection process (except calibration of evidential breath testing devices), and training shall be maintained for a minimum of two years. (3) One year. Records of all test results below 0.02 (as defined in 49 CFR part 40) shall be maintained for a minimum of one year. (4) Three years. Records of decisions not to administer post-accident employee alcohol tests must be kept for a minimum of three years. (c) Types of records. The following specific records shall be maintained: (1) Records related to the collection process: (i) Collection log books, if used. (ii) Calibration documentation for evidential breath testing devices. (iii) Documentation of breath alcohol technician training. (iv) Documents generated in connection with decisions to administer reasonable suspicion alcohol tests. (v) Documents generated in connection with decisions on post- accident tests. (vi) Documents verifying existence of a medical explanation of the inability of a covered employee to provide adequate breath for testing. (2) Records related to test results: (i) The operator's copy of the alcohol test form, including the results of the test. (ii) Documents related to the refusal of any covered employee to submit to an alcohol test required by this subpart. (iii) Documents presented by a covered employee to dispute the result of an alcohol test… | |||
| 49:49:3.1.1.2.15.3.22.15 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.229 Reporting of alcohol testing results. | PHMSA | [68 FR 75466, Dec. 31, 2003, as amended by Amdt. 199-20, 69 FR 32898, June 14, 2004; 70 FR 11140, Mar. 8, 2005; 73 FR 16571, Mar. 28, 2008; 74 FR 2895, Jan. 16, 2009; Amdt. 199-27, 82 FR 8001, Jan. 23, 2017] | (a) Each large operator (having more than 50 covered employees) must submit an annual MIS report to PHMSA of its alcohol testing results using the MIS form and instructions as required by 49 CFR part 40 (at § 40.26 and appendix H to part 40), not later than March 15 of each year for the prior calendar year (January 1 through December 31). The Administrator may require by notice in the PHMSA Portal ( https://portal.phmsa.dot.gov/phmsaportallanding ) that small operators (50 or fewer covered employees), not otherwise required to submit annual MIS reports, to prepare and submit such reports to PHMSA. (b) Each operator that has a covered employee who performs multi-DOT agency functions (e.g., an employee performs pipeline maintenance duties and drives a commercial motor vehicle), count the employee only on the MIS report for the DOT agency under which he or she is tested. Normally, this will be the DOT agency under which the employee performs more than 50% of his or her duties. Operators may have to explain the testing data for these employees in the event of a DOT agency inspection or audit. (c) Each report required under this section must be submitted electronically at http://damis.dot.gov. An operator may obtain the user name and password needed for electronic reporting from the PHMSA Portal ( https://portal.phmsa.dot.gov/phmsaportallanding ). If electronic reporting imposes an undue burden and hardship, the operator may submit a written request for an alternative reporting method to the Information Resources Manager, Office of Pipeline Safety, Pipeline and Hazardous Materials Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590. The request must describe the undue burden and hardship. PHMSA will review the request and may authorize, in writing, an alternative reporting method. An authorization will state the period for which it is valid, which may be indefinite. An operator must contact PHMSA at 202-366-8075, or electronically to informationresourcesmanager@dot.gov to make arrangements fo… | |||
| 49:49:3.1.1.2.15.3.22.16 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.231 Access to facilities and records. | PHMSA | [Amdt. 199-9, 59 FR 7430, Feb. 15, 1994, as amended by Amdt. 199-19, 66 FR 47119, Sept. 11, 2001] | (a) Except as required by law or expressly authorized or required in this subpart, no employer shall release covered employee information that is contained in records required to be maintained in § 199.227. (b) A covered employee is entitled, upon written request, to obtain copies of any records pertaining to the employee's use of alcohol, including any records pertaining to his or her alcohol tests. The operator shall promptly provide the records requested by the employee. Access to an employee's records shall not be contingent upon payment for records other than those specifically requested. (c) Each operator shall permit access to all facilities utilized in complying with the requirements of this subpart to the Secretary of Transportation, any DOT agency, or a representative of a state agency with regulatory authority over the operator. (d) Each operator shall make available copies of all results for employer alcohol testing conducted under this subpart and any other information pertaining to the operator's alcohol misuse prevention program, when requested by the Secretary of Transportation, any DOT agency with regulatory authority over the operator, or a representative of a state agency with regulatory authority over the operator. The information shall include name-specific alcohol test results, records, and reports. (e) When requested by the National Transportation Safety Board as part of an accident investigation, an operator shall disclose information related to the operator's administration of any post- accident alcohol tests administered following the accident under investigation. (f) An operator shall make records available to a subsequent employer upon receipt of the written request from the covered employee. Disclosure by the subsequent employer is permitted only as expressly authorized by the terms of the employee's written request. (g) An operator may disclose information without employee consent as provided by DOT Procedures concerning certain legal proceedings. (h) An operator shall release… | |||
| 49:49:3.1.1.2.15.3.22.17 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.233 Removal from covered function. | PHMSA | Except as provided in §§ 199.239 through 199.243, no operator shall permit any covered employee to perform covered functions if the employee has engaged in conduct prohibited by §§ 199.215 through 199.223 or an alcohol misuse rule of another DOT agency. | ||||
| 49:49:3.1.1.2.15.3.22.18 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.235 Required evaluation and testing. | PHMSA | No operator shall permit a covered employee who has engaged in conduct prohibited by §§ 199.215 through 199.223 to perform covered functions unless the employee has met the requirements of § 199.243. | ||||
| 49:49:3.1.1.2.15.3.22.19 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.237 Other alcohol-related conduct. | PHMSA | (a) No operator shall permit a covered employee tested under the provisions of § 199.225, who is found to have an alcohol concentration of 0.02 or greater but less than 0.04, to perform or continue to perform covered functions, until: (1) The employee's alcohol concentration measures less than 0.02 in accordance with a test administered under § 199.225(e); or (2) The start of the employee's next regularly scheduled duty period, but not less than eight hours following administration of the test. (b) Except as provided in paragraph (a) of this section, no operator shall take any action under this subpart against an employee based solely on test results showing an alcohol concentration less than 0.04. This does not prohibit an operator with authority independent of this subpart from taking any action otherwise consistent with law. | ||||
| 49:49:3.1.1.2.15.3.22.2 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.201 [Reserved] | PHMSA | |||||
| 49:49:3.1.1.2.15.3.22.20 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.239 Operator obligation to promulgate a policy on the misuse of alcohol. | PHMSA | (a) General requirements. Each operator shall provide educational materials that explain these alcohol misuse requirements and the operator's policies and procedures with respect to meeting those requirements. (1) The operator shall ensure that a copy of these materials is distributed to each covered employee prior to start of alcohol testing under this subpart, and to each person subsequently hired for or transferred to a covered position. (2) Each operator shall provide written notice to representatives of employee organizations of the availability of this information. (b) Required content. The materials to be made available to covered employees shall include detailed discussion of at least the following: (1) The identity of the person designated by the operator to answer covered employee questions about the materials. (2) The categories of employees who are subject to the provisions of this subpart. (3) Sufficient information about the covered functions performed by those employees to make clear what period of the work day the covered employee is required to be in compliance with this subpart. (4) Specific information concerning covered employee conduct that is prohibited by this subpart. (5) The circumstances under which a covered employee will be tested for alcohol under this subpart. (6) The procedures that will be used to test for the presence of alcohol, protect the covered employee and the integrity of the breath testing process, safeguard the validity of the test results, and ensure that those results are attributed to the correct employee. (7) The requirement that a covered employee submit to alcohol tests administered in accordance with this subpart. (8) An explanation of what constitutes a refusal to submit to an alcohol test and the attendant consequences. (9) The consequences for covered employees found to have violated the prohibitions under this subpart, including the requirement that the employee be removed immediately from covered functions, and the procedures under § 199.243. … | ||||
| 49:49:3.1.1.2.15.3.22.21 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.241 Training for supervisors. | PHMSA | Each operator shall ensure that persons designated to determine whether reasonable suspicion exists to require a covered employee to undergo alcohol testing under § 199.225(b) receive at least 60 minutes of training on the physical, behavioral, speech, and performance indicators of probable alcohol misuse. | ||||
| 49:49:3.1.1.2.15.3.22.22 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.243 Referral, evaluation, and treatment. | PHMSA | (a) Each covered employee who has engaged in conduct prohibited by §§ 199.215 through 199.223 of this subpart shall be advised of the resources available to the covered employee in evaluating and resolving problems associated with the misuse of alcohol, including the names, addresses, and telephone numbers of substance abuse professionals and counseling and treatment programs. (b) Each covered employee who engages in conduct prohibited under §§ 199.215 through 199.223 shall be evaluated by a substance abuse professional who shall determine what assistance, if any, the employee needs in resolving problems associated with alcohol misuse. (c)(1) Before a covered employee returns to duty requiring the performance of a covered function after engaging in conduct prohibited by §§ 199.215 through 199.223 of this subpart, the employee shall undergo a return-to-duty alcohol test with a result indicating an alcohol concentration of less than 0.02. (2) In addition, each covered employee identified as needing assistance in resolving problems associated with alcohol misuse— (i) Shall be evaluated by a substance abuse professional to determine that the employee has properly followed any rehabilitation program prescribed under paragraph (b) of this section, and (ii) Shall be subject to unannounced follow-up alcohol tests administered by the operator following the employee's return to duty. The number and frequency of such follow-up testing shall be determined by a substance abuse professional, but shall consist of at least six tests in the first 12 months following the employee's return to duty. In addition, follow-up testing may include testing for drugs, as directed by the substance abuse professional, to be performed in accordance with 49 CFR part 40. Follow-up testing shall not exceed 60 months from the date of the employee's return to duty. The substance abuse professional may terminate the requirement for follow-up testing at any time after the first six tests have been administered, if the substance abuse professiona… | ||||
| 49:49:3.1.1.2.15.3.22.23 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.245 Contractor employees. | PHMSA | (a) With respect to those covered employees who are contractors or employed by a contractor, an operator may provide by contract that the alcohol testing, training and education required by this subpart be carried out by the contractor provided: (b) The operator remains responsible for ensuring that the requirements of this subpart and part 40 of this title are complied with; and (c) The contractor allows access to property and records by the operator, the Administrator, any DOT agency with regulatory authority over the operator or covered employee, and, if the operator is subject to the jurisdiction of a state agency, a representative of the state agency for the purposes of monitoring the operator's compliance with the requirements of this subpart and part 40 of this title. | ||||
| 49:49:3.1.1.2.15.3.22.3 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.202 Alcohol misuse plan. | PHMSA | [Amdt. 199-9, 59 FR 7430, Feb. 15, 1994, as amended by Amdt. 199-19, 66 FR 47119, Sept. 11, 2001] | Each operator must maintain and follow a written alcohol misuse plan that conforms to the requirements of this part and DOT Procedures concerning alcohol testing programs. The plan shall contain methods and procedures for compliance with all the requirements of this subpart, including required testing, recordkeeping, reporting, education and training elements. | |||
| 49:49:3.1.1.2.15.3.22.4 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | §§ 199.203-199.205 [Reserved] | PHMSA | |||||
| 49:49:3.1.1.2.15.3.22.5 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.209 Other requirements imposed by operators. | PHMSA | [Amdt. 199-9, 59 FR 7430, Feb. 15, 1994, as amended by Amdt. 199-19, 66 FR 47119, Sept. 11, 2001] | (a) Except as expressly provided in this subpart, nothing in this subpart shall be construed to affect the authority of operators, or the rights of employees, with respect to the use or possession of alcohol, including authority and rights with respect to alcohol testing and rehabilitation. (b) Operators may, but are not required to, conduct pre-employment alcohol testing under this subpart. Each operator that conducts pre-employment alcohol testing must— (1) Conduct a pre-employment alcohol test before the first performance of covered functions by every covered employee (whether a new employee or someone who has transferred to a position involving the performance of covered functions); (2) Treat all covered employees the same for the purpose of pre-employment alcohol testing ( i.e. , you must not test some covered employees and not others); (3) Conduct the pre-employment tests after making a contingent offer of employment or transfer, subject to the employee passing the pre-employment alcohol test; (4) Conduct all pre-employment alcohol tests using the alcohol testing procedures in DOT Procedures; and (5) Not allow any covered employee to begin performing covered functions unless the result of the employee's test indicates an alcohol concentration of less than 0.04. | |||
| 49:49:3.1.1.2.15.3.22.6 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.211 Requirement for notice. | PHMSA | Before performing an alcohol test under this subpart, each operator shall notify a covered employee that the alcohol test is required by this subpart. No operator shall falsely represent that a test is administered under this subpart. | ||||
| 49:49:3.1.1.2.15.3.22.7 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.213 [Reserved] | PHMSA | |||||
| 49:49:3.1.1.2.15.3.22.8 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.215 Alcohol concentration. | PHMSA | Each operator shall prohibit a covered employee from reporting for duty or remaining on duty requiring the performance of covered functions while having an alcohol concentration of 0.04 or greater. No operator having actual knowledge that a covered employee has an alcohol concentration of 0.04 or greater shall permit the employee to perform or continue to perform covered functions. | ||||
| 49:49:3.1.1.2.15.3.22.9 | 49 | Transportation | I | D | 199 | PART 199—DRUG AND ALCOHOL TESTING | C | Subpart C—Alcohol Misuse Prevention Program | § 199.217 On-duty use. | PHMSA | Each operator shall prohibit a covered employee from using alcohol while performing covered functions. No operator having actual knowledge that a covered employee is using alcohol while performing covered functions shall permit the employee to perform or continue to perform covered functions. |
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chapter TEXT,
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