cfr_sections
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
1,204 rows where agency = "FMC" sorted by section_id
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| section_id ▼ | title_number | title_name | chapter | subchapter | part_number | part_name | subpart | subpart_name | section_number | section_heading | agency | authority | source_citation | amendment_citations | full_text |
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| 46:46:8.0.1.1.2.1.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.1 Scope of rules. | FMC | [55 FR 12358, Apr. 3, 1990] | The regulations in this part govern practice and procedure before the Maritime Administration and Maritime Subsidy Board (as described in 49 CFR 1.66 and 1.67), hereinafter referred to collectively as the “Administration,” under the Merchant Marine Act, 1920, as amended, Merchant Marine Act, 1936, as amended, Merchant Ship Sales Act, 1946, Administrative Procedure Act, and related Acts. In addition, certain proceedings under sections 605(c) and 805(a) of the Merchant Marine Act, 1936, as amended, shall be conducted in accordance with part 203 of this chapter except as may be provided otherwise by the Administration. | |||
| 46:46:8.0.1.1.2.1.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.2 Mailing address; hours. | FMC | [55 FR 12358, Apr. 3, 1990, as amended at 63 FR 9157, Feb. 24, 1998] | Documents required to be filed in, and correspondence relating to, proceedings governed by the regulations in this part should be addressed to “Secretary, Maritime Administration, Department of Transportation, Washington, DC 20590.” The Office of the Secretary, Maritime Administration, including the public document reading room, located in room 7210, 400 Seventh Street, SW., Washington, DC 20590, is open from 8:30 a.m. to 5:00 p.m. | |||
| 46:46:8.0.1.1.2.1.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.3 Authentication of rules, orders, determinations and decisions of the Administration. | FMC | All rules, orders, determinations or decisions issued in any proceeding covered by the regulations in this part shall, unless otherwise specifically provided by the Administration, be signed and authenticated by seal by the Secretary of the Administration in the name of the Administration. | ||||
| 46:46:8.0.1.1.2.1.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | §§ 201.4-201.5 [Reserved] | FMC | |||||
| 46:46:8.0.1.1.2.1.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.6 Documents in foreign languages. | FMC | Every document, exhibit, or other paper written in a language other than English and filed with the Administration or offered in evidence in any proceeding before the Administration under the regulations in this part or in response to any rule or order of the Administration pursuant to the regulations in this part, shall be filed or offered in the language in which it is written and shall be accompanied by an English translation thereof duly subscribed. | ||||
| 46:46:8.0.1.1.2.1.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.7 Information; special instructions. | FMC | Information as to procedure under the regulations in this part, and instructions supplementing the regulations in this part in special instances, will be furnished upon application to the Secretary of the Administration. | ||||
| 46:46:8.0.1.1.2.1.1.7 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.8 Use of gender and number. | FMC | Words importing the singular number may extend and be applied to several persons or things; words importing the plural number may include the singular; and words importing the masculine gender may be applied to females. | ||||
| 46:46:8.0.1.1.2.1.1.8 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | A | Subpart A—General Information (Rule 1) | § 201.9 Suspension, amendment, etc., of rules. | FMC | The regulations in this part may, from time to time, be suspended, amended, or revoked, in whole or in part. Notice of any such action will be published in the Federal Register. Also, any regulation in this part may be waived by the Administration or the Presiding Officer to prevent undue hardship in any particular case. | ||||
| 46:46:8.0.1.1.2.10.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | J | Subpart J—Prehearing Conference; Settlements; Procedural Agreements (Rule 10) | § 201.101 Prehearing conference. | FMC | Prior to any hearing a prehearing conference may be held before the presiding officer. Written notice of a prehearing conference shall be transmitted by the Secretary of the Administration or the Chief Hearing Examiner to all parties of record including persons whose petitions for leave to intervene in the proceeding have not theretofore been granted, and where practicable, by general release to the public press. (a) At the prehearing conference the following matters, among others, shall be considered: (1) Petitions for leave to intervene; (2) motions for consolidation or severance of dockets for joint or separate hearing to the extent that the Administration has not theretofore taken specific action; (3) simplification and delineation of the issues to be heard; (4) designation of matters in respect of which official notice may be taken; (5) requests for discovery and production of evidence considered to be generally relevant and material to the issues in the proceeding; (6) stipulations; (7) limitation of number of witnesses, particularly the avoidance of duplicate expert witnesses; (8) procedure applicable to the proceeding; (9) offers of settlement, as hereinafter to be more particularly discussed in § 201.103; and (10) scheduling of the dates for exchange of exhibits, written testimony both affirmative and rebuttal and establishing the date, time and place for hearing. (b) If deemed necessary or appropriate, the presiding officer may also, on his own motion, or on motion of Public Counsel direct any party to a proceeding to prepare and submit exhibits setting forth studies, forecasts, or estimates on matters relevant and material to the issues in the proceeding to be sponsored by witnesses available for cross-examination thereon. | ||||
| 46:46:8.0.1.1.2.10.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | J | Subpart J—Prehearing Conference; Settlements; Procedural Agreements (Rule 10) | § 201.102 Prehearing rulings. | FMC | The presiding officer will, where practicable, issue prehearing rulings, acting on petitions for leave to intervene, delineating the issues, summarizing the rulings made at the conference, specifying a schedule for the exchange of exhibits and written testimony, the date, time and place of hearing and specifying a time for the filing of exceptions to the rulings. The prehearing rulings shall be served upon all parties to the proceeding and any persons who participated in the conference. Exceptions to the prehearing rulings may be filed by any such party or person within the time specified therein. The presiding officer may serve amended rulings in the light of the exceptions presented. Such rulings and amendments, if any, shall constitute the official account of the conference and shall control the subsequent course of the proceeding, but they may be reconsidered and modified at any time to protect the public interest or to prevent injustice. | ||||
| 46:46:8.0.1.1.2.10.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | J | Subpart J—Prehearing Conference; Settlements; Procedural Agreements (Rule 10) | § 201.103 Opportunity for agreement of parties and settlement of case. | FMC | Where time, the nature of the proceeding, and the public interest permit, all interested parties shall have the opportunity for submission to and consideration by the presiding officer of offers of settlement, or proposals of adjustment together with facts and/or arguments relevant to such offers or proposals without prejudice to the rights of the parties. The presiding officer need not be present at any negotiations of such nature. The presiding officer shall issue an initial or recommended decision thereon recommending approval or disapproval of such offer of settlement or proposal of adjustment to the Administration for final action thereon. No agreement, offer, or proposal shall be admissible in evidence over the objection of any party in any hearing on the matter. When any settlement does not dispose of the whole proceeding, the remaining issues shall be determined in accordance with sections 7 and 8 of the Administrative Procedure Act. | ||||
| 46:46:8.0.1.1.2.11.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.109 Discovery and production of documents. | FMC | Upon request of any party showing good cause therefor, at the prehearing conference or otherwise upon notice to all other parties, the Administration or presiding officer may direct any party to produce and permit the inspection and copying or photographing, by or on behalf of the moving party, of any designated documents, papers, books, accounts, letters, photographs, objects, or tangible things, not privileged which constitute or contain evidence relating to any matter, not privileged, which is relevant to the subject matter involved in the pending proceeding, and which are in his possession, custody or control. The order shall specify the time, place, and manner of making the inspection and taking the copies and photographs and may prescribe such terms and conditions as are just. In lieu of such inspections the material may be produced in exhibit form and served upon all parties to a formal proceeding. Such exhibits may also, upon request of any party, be offered in evidence at a hearing. | ||||
| 46:46:8.0.1.1.2.11.1.10 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.118 Witness fees; expenses of taking depositions. | FMC | Witnesses whose depositions are taken pursuant to the regulations in this part, and the officer taking such deposition, shall severally be entitled to the same fees and mileage as are paid in the courts of the United States. All expenses of taking such depositions shall be paid by the party at whose instance the deposition is taken. | ||||
| 46:46:8.0.1.1.2.11.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.110 Depositions: request for orders to take; time of filing. | FMC | The Administration or presiding officer may, upon proper request of a party to a proceeding or under circumstances deemed proper, issue an order to take a deposition regarding any matter, not privileged, which is relevant to the subject matter involved in the proceedings. A motion to take a deposition shall be filed not less than fifteen (15) days before the proposed date for taking the deposition, unless a shorter period is fixed under § 201.54, and shall set forth the reason for the deposition, the place and time of taking, the officer before whom it is to be taken, the name and address of each witness to be examined, if known, and, if the name is not known, a general description sufficient to identify him or the particular class or group to which he belongs, and whether the deposition is to be based upon written interrogatories or upon oral examination. If the deposition is to be based upon oral examination, the motion shall contain a statement of the matters concerning which each witness will testify. If the deposition is to be based on written interrogatories, the motion shall be accompanied by the interrogatories to be propounded, serially numbered. Copies of all motions to take depositions, and accompanying interrogatories, if any, shall conform to the requirements of subpart D of this part. Objection to the taking of such depositions may be made in an answer to such motion. Without prejudice to objection, the answer may also state objection to any individual interrogatory, and if the deposition is permitted, the presiding officer will rule upon such objections to interrogatories. A party served with an order to take a deposition on written interrogatories shall have ten (10) days after date of service of such order unless a shorter period is fixed under § 201.54, within which to file and serve written cross interrogatories, which shall be served pursuant to subpart D of this part. Answers to applications for cross interrogatories may be filed in accordance with § 201.80. Upon the issuance of an order by t… | ||||
| 46:46:8.0.1.1.2.11.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.111 Contents of order. | FMC | The order issued authorizing the taking of a deposition will state the name and address of each witness or a general description sufficient to identify him or the particular class or group to which he belongs, the matters concerning which the witness may be questioned, the place where, the time when, and the officer before whom the deposition is to be taken, any or all of which may or may not be the same as set forth in the motion filed. If the deposition is to be taken upon written interrogatories, a list of the interrogatories will accompany the order. | ||||
| 46:46:8.0.1.1.2.11.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.112 Record of examination; oath; objections. | FMC | The officer before whom the deposition is to be taken shall put the witness under oath and shall personally, or by someone acting under his direction and in his presence, record the testimony of the witness. The testimony shall be taken stenographically, shall be translated to English, if necessary, and shall be transcribed unless the parties agree otherwise. All objections made at the time of the examination to the qualifications of the officer taking the deposition, or to the manner of taking it, or to the evidence presented, or to the conduct of any party, and any other objections to the proceedings, shall be noted by the officer upon the deposition. Any party served with a notice to take an oral deposition may cross-examine a witness whose testimony is taken under such deposition. In lieu of cross-examination, parties served with notice of taking a deposition may transmit written interrogatories or cross-interrogatories to the officer taking the deposition, who shall propound them to the witness and record the answers verbatim together with any objections interposed thereto by adverse parties. | ||||
| 46:46:8.0.1.1.2.11.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.113 Submission to witness, changes, signing. | FMC | When the testimony is fully transcribed the deposition of each witness shall be submitted to him for examination and shall be read to or by him. Any changes in form or substance which the witness desires to make shall be entered upon the deposition by the officer with a statement of the reasons given by the witness for making them. The deposition shall then be signed by the witness, unless the parties by stipulation waive the signing or the witness is ill or cannot be found or refuses to sign. If the deposition is not signed by the witness, the officer shall sign it and state on the record the fact of the waiver or of the illness or absence of the witness or the fact of the refusal to sign, together with the reason, if any, given therefor; and the deposition may then be used as fully as though signed, unless upon objection the presiding officer holds that the reasons given for the refusal to sign require rejection of the deposition in whole or in part. | ||||
| 46:46:8.0.1.1.2.11.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.114 Certification and filing by officer; copies. | FMC | The officer taking the deposition shall certify on the deposition that the witness was duly sworn by him and that the deposition is a true record of the testimony given by the witness, and that said officer is not of counsel or attorney to either of the parties and is not directly or indirectly interested in the outcome of the proceeding or investigation. He shall then securely seal the deposition in an envelope endorsed with the title of the proceeding and marked “Deposition of (here insert name of witness)”, and shall promptly send the original and two copies thereof, together with the original and two copies of all exhibits, by registered mail to the Administration. Parties shall make their own arrangements with the officer taking the deposition for copies of the testimony and exhibits. | ||||
| 46:46:8.0.1.1.2.11.1.7 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.115 Waiver of objections and admissibility. | FMC | Objections to the form of question and answer shall be made before the officer taking the deposition by parties or representatives present, and if not so made, shall be deemed waived. Depositions shall, when offered at the hearing, be subject to proper legal objections. | ||||
| 46:46:8.0.1.1.2.11.1.8 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.116 Time of filing. | FMC | Any depositions to be offered in evidence shall be filed with the presiding officer not later than the close of the offering party's presentation. | ||||
| 46:46:8.0.1.1.2.11.1.9 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | K | Subpart K—Discovery and Depositions (Rule 11) | § 201.117 Inclusion in record. | FMC | No deposition or part thereof shall constitute a part of the record in any proceeding until received in evidence. | ||||
| 46:46:8.0.1.1.2.12.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.121 Application for subpoena ad testificandum. | FMC | An application for a subpoena requiring attendance of a witness at a hearing may be made without notice by any party to the presiding officer, or, in the event that a presiding officer has not been assigned to a proceeding or the presiding officer is not available, to the Chief Hearing Examiner, for action by him or by a member of the Administration. A subpoena for the attendance of a witness shall be issued on oral application at any time and shall be issued upon request of any interested party upon tender of an original and two copies of such subpoena. A record of the issuance of such a subpoena shall be entered in the docket. | ||||
| 46:46:8.0.1.1.2.12.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.122 Application for subpoena duces tecum. | FMC | An application for a subpoena duces tecum for documentary or tangible evidence shall be in duplicate except that for good cause shown it may be made during the course of a hearing on the record to the presiding officer. Such application need not be served upon all parties. All such applications, whether written or oral, shall contain a statement or showing of general relevance and reasonable scope of the evidence sought and shall be accompanied by an original and two copies of the subpoena sought which shall describe the documentary or tangible evidence to be subpoenaed with as much particularity as is feasible. | ||||
| 46:46:8.0.1.1.2.12.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.123 Standards for issuance of subpoena duces tecum. | FMC | The officer considering any application for a subpoena duces tecum shall issue the subpoena requested if he is satisfied the application complies with this section and the request is not unreasonable, oppressive, excessive in scope or unduly burdensome. No attempt shall be made to determine the admissibility of evidence in passing upon an application for a subpoena duces tecum and no detailed or burdensome showing shall be required as a condition to the issuance of any subpoena. | ||||
| 46:46:8.0.1.1.2.12.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.124 Service and quashing of subpoenas. | FMC | Subpoenas issued under this section may be served upon the person to whom directed in accordance with subpart D of this part. Any person upon whom a subpoena is served may within seven (7) days after service or at any time prior to the return date thereof, whichever is earlier, file a motion to quash or modify the subpoena with the officer who issued the subpoena for action by him, and serve a copy of such motion to quash upon the party requesting the subpoena. If the person to whom the motion to modify or quash the subpoena has been addressed or directed has not acted upon such a motion by the return date, such date shall be stayed pending his final action thereon. The Administration may at any time review, upon its own initiative, the ruling of the officer denying a motion to quash a subpoena. In such cases, the Administration may at any time order that the return date of a subpoena which it has elected to review be stayed pending Administration action thereon. | ||||
| 46:46:8.0.1.1.2.12.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.125 Attendance and mileage fees. | FMC | Persons attending hearings under requirement of subpoenas are entitled to the same fees and mileage as in the courts of the United States, to be paid by the party at whose instance the persons are called. | ||||
| 46:46:8.0.1.1.2.12.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.126 Service of subpoenas. | FMC | If service of subpoena is made by a United States marshal or his deputy, such service shall be evidenced by his return thereon. If made by any other person, such person shall make affidavit thereto, describing the manner in which service is made, and return such affidavit on or with the original subpoena. In case of failure to make service, the reasons for the failure shall be stated on the original subpoena. In making service the original subpoena shall be exhibited to the person served, shall be read to him if he is unable to read, and a copy thereof shall be left with him. The original subpoena, bearing or accompanied by required return, affidavit, or statement, shall be returned without delay to the Administration, or if so directed on the subpoena, to the presiding officer before whom the person named in the subpoena is required to appear. | ||||
| 46:46:8.0.1.1.2.12.1.7 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | L | Subpart L—Subpoenas (Rule 12) | § 201.127 Subpoena of Administration employees, documents, or things. | FMC | No subpoena for the attendance of an Administration officer or employee, or for the production of Administration documents or things shall be complied with except upon written authorization of the General Counsel upon written application by the party requesting the subpoena. | ||||
| 46:46:8.0.1.1.2.13.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | M | Subpart M—Hearing Procedures (Rule 13) | § 201.131 Presentation of evidence. | FMC | (a) Testimony. Where appropriate, the Presiding officer may direct that the testimony of witnesses be prepared in written exhibit form and shall be served at designated dates in advance of the hearing. Evidence as to events occurring after the exhibit-exchange dates shall be presented by a revision of exhibits. Witnesses sponsoring exhibits shall be made available for cross-examination. However, unless authorized by the presiding officer, witnesses will not be permitted to read prepared testimony into the record. The evidentiary record shall be limited to factual and expert opinion testimony. Argument will not be received in evidence but rather should be presented in opening and/or closing statements of counsel and in briefs to the presiding officer subsequently filed. (b) Exhibits. All exhibits and responses to requests for evidence shall be numbered consecutively by the party submitting same and appropriately indexed as to number and title and shall be exchanged on dates prior to the hearing prescribed in the prehearing rulings. Written testimony should be identified alphabetically. Two copies shall be sent to each party and two to the presiding officer. No response to a request for evidence will be received into the record unless offered and received as an exhibit at the hearing. The exhibits, other than the written testimony, shall include appropriate footnotes or narrative material explaining the source of the information used and the methods employed in statistical compilations and estimates and shall contain a short commentary explaining the conclusions which the offeror draws from the data. Rebuttal exhibits should refer specifically to the exhibits being rebutted. Where one part of a multipage exhibit is based upon another part, appropriate cross-reference should be made. The principal title of each exhibit should state precisely what it contains and may also contain a statement of the purpose for which the exhibit is offered. However, such explanatory statement, if phrased in an argumentative fashi… | ||||
| 46:46:8.0.1.1.2.13.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | M | Subpart M—Hearing Procedures (Rule 13) | § 201.132 Conduct of the hearing. | FMC | (a) Order of presentation. Normally the order of presentation at the hearing will be alphabetical in each of the following categories: (1) MarAd statistical material. (2) Shipper interests, United States and foreign government departments. (3) Applicants. (4) Intervenors. (5) Public counsel. Normally, rebuttal should be presented without any adjournment in the proceedings. (b) Burden of proof. The burden of proof shall be (1) upon an applicant for any form of government aid or grant; and (2) upon a proponent for the issuance of any rule or order within the jurisdiction of the Administration. The burden of going forward with rebuttal evidence in proceedings involving matters under paragraphs (b) (1) and (2) of this section shall fall upon opposing intervenors. Whenever an intervenor is permitted by the presiding officer to raise or advance a new issue in the proceeding, the burden of proof as to such issue shall fall upon such intervenor. If the burden of proof is met as to such new issue, the other parties shall have the burden of going forward with rebuttal evidence in such regard. (c) Requirement for submission of corrected copies of exhibits. Each party shall present three fully corrected copies of its exhibits to be offered in evidence, one for the docket and two for the presiding officer. (d) Offer of exhibits in evidence. The exhibits and written testimony sponsored by each witness shall be offered in evidence at the close of his direct examination to the extent practicable. After ruling upon motions to strike they shall be received in evidence subject to cross-examination. The presiding officer, in his discretion, may defer such ruling until after completion of cross-examination. (e)(1) Cross-examination. Cross-examination shall be limited to the scope of the direct examination and, except for Public Counsel and counsel for public bodies which have intervened as their interests may appear, to witnesses whose testimony is adverse to the party desiring to cross-examine—this being intended… | ||||
| 46:46:8.0.1.1.2.13.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | M | Subpart M—Hearing Procedures (Rule 13) | § 201.133 Appeal from ruling of presiding officer. | FMC | Rulings of presiding officers may not be appealed prior to, or during the course of, the hearing except where the presiding officer has granted a Motion for Summary Disposition under subpart I of this part, or in extraordinary circumstances where prompt decision by the Administration is necessary to prevent unusual delay, expense, or detriment to the public interest, in which instances the matter shall be referred forthwith by the presiding officer to the Administration. Any such appeal shall be filed within fifteen (15) days from the date of the ruling by the presiding officer. | ||||
| 46:46:8.0.1.1.2.13.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | M | Subpart M—Hearing Procedures (Rule 13) | § 201.134 Separation of functions. | FMC | The separation of functions as required by section 5(c) of the Administrative Procedure Act shall be observed in adversary proceedings involving controverted factual issues arising under the regulations in this part. | ||||
| 46:46:8.0.1.1.2.14.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.136 Evidence admissible. | FMC | In any proceeding under the regulations in this part all evidence which is relevant, material, reliable and probative, and not unduly repetitious or cumulative shall be admissible. Irrelevant and immaterial or unduly repetitious or cumulative evidence shall be excluded. | ||||
| 46:46:8.0.1.1.2.14.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.137 Rights of parties as to presentation of evidence. | FMC | Every party shall have the right to present his case or defense by oral or documentary evidence, to submit rebuttal evidence, and to conduct such cross-examination as may be required for a full and true disclosure of the facts. | ||||
| 46:46:8.0.1.1.2.14.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.138 Unsponsored written material. | FMC | (a) Material that may be deemed evidence. Where a formal hearing is held, a party shall be afforded an opportunity to participate through submission of relevant, material, reliable and probative written evidence including official notice matters covered in § 201.132(g): Provided, That such evidence submitted by persons not present at the hearing will not be made a part of the record if opposed to by any party for good cause shown. (b) Material that may not be deemed evidence. Letters expressing views or urging action and other unsponsored written material in respect of matters embraced in, or related to, a formal hearing will be placed in the correspondence section of the docket of the proceeding. These data are not to be deemed part of the evidence or part of the record in the material unless sponsored at the public hearing by an authenticating and supporting witness. | ||||
| 46:46:8.0.1.1.2.14.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.139 Documents containing matter both material and not material. | FMC | Where written matter offered in evidence is embraced in a document containing other matter which is not intended to be offered in evidence, the party offering shall present the original document to all parties at the hearing for their inspection, and shall offer a true copy of the matter which is to be introduced unless the presiding officer determines that the matter is short enough to be read into the record. Opposing parties shall be afforded an opportunity to introduce in evidence, or by stipulations other portions of the original document which are material and relevant. | ||||
| 46:46:8.0.1.1.2.14.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.140 Records in other proceedings. | FMC | When any portion of the record before the Administration in any proceeding other than the one being heard is offered in evidence, a true copy of such portion shall be presented for the record in the form of an exhibit unless the parties represented at the hearing stipulate upon the record that such portion may be incorporated by reference. | ||||
| 46:46:8.0.1.1.2.14.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.141 Stipulations. | FMC | The parties may, by stipulation in writing filed at the prehearing conference, or by written or oral stipulation presented at the hearing or by written stipulation subsequent to the hearing, agree upon any facts involved in the proceeding and include them in the record with the consent of the presiding officer. Proposed written stipulations shall be subscribed by the sponsors and served upon all parties of record. Only upon acceptance by all parties to the proceeding may a stipulation be noted for the record or received as evidence. | ||||
| 46:46:8.0.1.1.2.14.1.7 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.142 Further evidence required by presiding officer during hearing. | FMC | At any time during the hearing the presiding officer may call for the production of further relevant and material evidence, reports, studies, and analyses upon any issue, and require such evidence, where available, to be presented by the party or parties concerned, either at the hearing or adjournment thereof in accordance with § 201.132(b). Such material shall be received subject to appropriate motions, cross-examination and/or rebuttal. If a witness refuses to testify or produce the evidence as requested, the presiding officer shall report such refusal to the Administration forthwith. | ||||
| 46:46:8.0.1.1.2.14.1.8 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.143 Exceptions to rulings of presiding officer unnecessary. | FMC | Formal exceptions to rulings of the presiding officer are unnecessary. It is sufficient that a party, at the time the ruling of the presiding officer is made or sought, makes known the action which he desires the presiding officer to take or his objection to an action taken, and his grounds therefor. | ||||
| 46:46:8.0.1.1.2.14.1.9 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | N | Subpart N—Evidence (Rule 14) | § 201.144 Offer of proof. | FMC | An offer of proof made in connection with an objection taken to any ruling of the presiding officer rejecting or excluding proffered oral testimony shall consist of a statement of the substance of the evidence which counsel contends would be adduced by such testimony; and, if the excluded evidence consists of evidence in documentary or written form or of reference to documents or records, a copy of such evidence shall be marked for identification and shall accompany the record as the offer of proof. | ||||
| 46:46:8.0.1.1.2.15.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | O | Subpart O—The Record: Contents; Development; Perfection; Confidential Treatment (Rule 15) | § 201.146 Receipt of documents after hearing. | FMC | Documents to be submitted for the record after the close of the hearing will not be received in evidence except upon ruling of the presiding officer. Such documents when submitted shall be accompanied by proof that copies have been served upon all parties, who shall have an opportunity to comment thereon; and shall be received not later than ten (10) days after the close of the hearing except for good cause shown, and not less than ten (10) days prior to the date set for filing briefs. Exhibit numbers should be assigned by counsel or the party. In computing the time within which to file such documents or other writings the five (5) additional days provided in § 201.54 shall not apply. Documents which are submitted but do not comply with the provisions of this rule will be filed in the correspondence section of the docket. | ||||
| 46:46:8.0.1.1.2.15.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | O | Subpart O—The Record: Contents; Development; Perfection; Confidential Treatment (Rule 15) | § 201.147 Official transcript. | FMC | The Administration will designate the official reporter for all hearings. The official transcript of testimony taken, together with any exhibits and any briefs or memoranda of law filed therewith shall be filed with the Administration. Transcripts of testimony will be available in any proceeding under the regulations in this section, and will be supplied by the official reporter to the parties and to the public except when required for good cause to be held confidential, at rates not to exceed the maximum rates fixed by the contract between the Administration and the reporter. | ||||
| 46:46:8.0.1.1.2.15.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | O | Subpart O—The Record: Contents; Development; Perfection; Confidential Treatment (Rule 15) | § 201.148 Corrections of transcript. | FMC | Motions made at the hearing to correct the record will be acted upon by the presiding officer. Motions made after the hearing to correct the record as to matters of substance rather than form, shall be filed with the presiding officer within ten (10) days after receipt of the transcript, unless otherwise directed by the presiding officer, and shall be served on all parties. Such motions may be in the form of a letter and shall certify the date when the transcript was received. If no objections are received within ten (10) days after date of service, the transcript will, upon approval of the presiding officer, be changed to reflect such corrections. If objections are received, the motion will be acted upon with due consideration of the stenographic record of the hearing. | ||||
| 46:46:8.0.1.1.2.15.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | O | Subpart O—The Record: Contents; Development; Perfection; Confidential Treatment (Rule 15) | § 201.149 Copies of data or evidence. | FMC | Every person compelled to submit data or evidence shall be entitled to retain or procure a copy of transcript thereof on payment of proper costs. | ||||
| 46:46:8.0.1.1.2.15.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | O | Subpart O—The Record: Contents; Development; Perfection; Confidential Treatment (Rule 15) | § 201.150 Record for decision. | FMC | The transcript of testimony and exhibits, together with all papers and requests (except the correspondence section of the docket), including rulings and any recommended or initial decisions filed in the proceeding shall constitute the exclusive record for decision. Final decisions will be predicated on the same record, including the initial decision of the presiding officer. | ||||
| 46:46:8.0.1.1.2.15.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | O | Subpart O—The Record: Contents; Development; Perfection; Confidential Treatment (Rule 15) | § 201.151 Objections to public disclosure of information. | FMC | Upon objection to public disclosure of any information sought to be elicited during a hearing, and a showing of cause satisfactory to the presiding officer, the witness shall disclose such information only in the presence of the presiding officer, official reporter and such attorneys or representatives of each party with demonstrated interests, as the presiding officer shall determine and after all present have been sworn to secrecy. The transcript of testimony shall be held confidential. Within five (5) days after such testimony is given, or document received, the objecting party shall file with the presiding officer a verified written motion to withhold such information from public disclosure, setting forth sufficient identification of same and the basis upon which public disclosure should not be made. Copies of said transcript and motion need not be served upon any other parties than those sworn to secrecy unless so ordered by the presiding officer. | ||||
| 46:46:8.0.1.1.2.16.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.155 Briefs; request for findings. | FMC | The time for filing briefs to the presiding officer, and extensions thereof, shall be fixed by him. The period of time allowed shall be the same for all parties unless the presiding officer, for good cause shown, directs otherwise. Normally there shall be an opening brief by the moving parties, an answering brief by the proponents of a contrary conclusion and a short reply by the moving parties. Briefs and statements of position as authorized, shall be served upon all parties pursuant to subpart D of this part. Briefs shall include a summary of evidence, together with references to exhibit numbers and pages of the transcript, and memoranda of law with appropriate citations of the authorities relied upon. They shall contain proposed findings of fact and conclusions in serially numbered paragraphs. | ||||
| 46:46:8.0.1.1.2.16.1.10 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.164 Certification of record by presiding officer. | FMC | The presiding officer shall certify and transmit the entire record to the Administration when: (a) Exceptions are filed or the time therefor has expired, (b) notice is given by the Administration that the initial or recommended decision will be reviewed on its own initiative, or (c) the Administration requires the case to be certified to it for initial decision. | ||||
| 46:46:8.0.1.1.2.16.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.156 Requests for extension of time for filing briefs. | FMC | Requests for extension of time within which to file briefs shall conform to the requirements of § 201.53. Except for good cause shown, such requests shall be filed and served not later than five (5) days before the expiration of the time fixed for the filing of briefs. | ||||
| 46:46:8.0.1.1.2.16.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.157 Reopening of a case by presiding officer prior to decision. | FMC | At any time prior to the filing of his initial or recommended decision, the presiding officer, either upon petition or upon his own initiative may, for good cause shown and upon reasonable notice, reopen the case for the receipt of further evidence. | ||||
| 46:46:8.0.1.1.2.16.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.158 Decisions, authority to make and kinds. | FMC | To the presiding officer is delegated the authority to render initial or recommended decisions in all proceedings before him, including motions, petitions and other pleadings. Tentative or final decisions will be rendered by the Administration. The same officers who preside at the reception of evidence pursuant to section 7 of the Administrative Procedure Act shall render the initial or recommended decisions except where such officers become unavailable to the Administration, in which case another Presiding Officer will be designated to make such decision or certify the record to the Administration. Where the Administration requires the entire record in the case to be certified to it for initial decision, the Presiding Officer shall first recommend a decision, except that in rule making: (a) In lieu thereof the Administration may issue a tentative decision or any of its responsible officers may recommend a decision or (b) any such procedure may be omitted in any case in which the Administration finds upon the record that due and timely execution of its functions in the public interest imperatively and unavoidably so requires. | ||||
| 46:46:8.0.1.1.2.16.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.159 Decisions; contents and service. | FMC | All initial, recommended, tentative, and final decisions, whether rendered orally or in writing shall include a statement of findings and conclusions, as well as the reasons or bases therefor, upon the material issues presented, as well as a statement of the appropriate rule, order, sanction, relief to be imposed, or the denial thereof. A copy of each decision when issued or when transcribed if orally rendered (and all orally presented decisions shall be stenographically recorded) shall be served on the parties to the proceeding, and furnished to interested persons upon request. | ||||
| 46:46:8.0.1.1.2.16.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.160 Decision based on official notice. | FMC | Official notice may be taken of such matters as might be judicially noticed by the courts, or of technical or scientific facts within the general or specialized knowledge of the Administration as an expert body or of a document required to be filed with or published by a duly constituted governmental body: Provided, That where a decision or part thereof rests on the official notice of a material fact not appearing in the evidence of the record, the fact of official notice shall be so stated in the decision, and any party, on timely request, shall be afforded an opportunity to show the contrary. | ||||
| 46:46:8.0.1.1.2.16.1.7 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.161 Exceptions to, and review by the Administration of initial or recommended decisions. | FMC | Within twenty (20) days after the service date of the initial or recommended decision, whether oral or in writing, unless a shorter period is fixed under § 201.54, any party may file exceptions to any conclusions, findings, or statements contained in such decision, and a brief in support of such exceptions. Such exceptions and brief shall constitute one document, shall indicate with particularity alleged errors, shall indicate pages of transcript and exhibit numbers when referring to the record, and shall be served on all parties pursuant to subpart D of this part. Whenever the presiding officer renders an initial decision, in the absence of the filing of exceptions thereto, or notice of review thereof by the Administration, such decision, shall upon the issuance of an appropriate order by the Administration, become the decision of the Administration. Upon the filing of exceptions to, or notice of review of, an initial or recommended decision, such decision shall become inoperative until the Administration determines the matter. Where exceptions are filed to, or the Administration reviews, an initial or recommended decision, the Administration, except as it may limit the issues upon notice or by rule, will have all the powers which it would have in making the initial decision. Whenever the Administration shall determine to review an initial or recommended decision on its own initiative, notice of such intention shall be served upon the parties within thirty (30) days after the date when the initial or recommended decision is orally rendered and, if in writing, served. | ||||
| 46:46:8.0.1.1.2.16.1.8 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.162 Replies to exceptions. | FMC | Any party may file and serve a reply to exceptions within twenty (20) days after date of service thereof, unless a shorter period is fixed pursuant to § 201.54. Such reply shall indicate pages of the transcript and exhibit numbers when referring to the record. | ||||
| 46:46:8.0.1.1.2.16.1.9 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | P | Subpart P—Briefs, Requests for Findings, Decisions, Exceptions (Rule 16) | § 201.163 Request for extension of time for filing exceptions and replies thereto. | FMC | Requests for extension of time within which to file exceptions, and briefs in support thereof, or replies to exceptions shall conform to the applicable provisions of subpart E of this part. Except for good cause shown, such requests shall be filed and served not later than five (5) days before the expiration of the time fixed for the filing of such documents. | ||||
| 46:46:8.0.1.1.2.17.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | Q | Subpart Q—Oral Argument; Submittal for Final Decision (Rule 17) | § 201.166 Oral argument. | FMC | If oral argument before the Administration is desired on exceptions or replies to exceptions to an initial, recommended, or tentative decision, or on a motion, petition, or application, a request therefor shall be made in writing properly addressed to the Administration. Any party may make such request irrespective of his filing exceptions or replies. If a brief on exceptions or replies thereto are filed, the request for oral argument shall be incorporated therein. Requests for oral argument on any motion, petition, or application shall be made in the motion, petition, or application or in the reply thereto. Requests for oral argument will be granted or denied in the discretion of the Administration, and, if granted, the notice of oral argument will set forth the order of presentation and the amount of time to be allotted. Those who appear before the Administration for oral argument should confine their argument to points of controlling importance and shall limit their argument to points upon which exceptions have been filed. Where the facts of a case are adequately and accurately dealt with in the initial, recommended, or tentative decision, parties should, as far as possible, address themselves in argument to the conclusions. Effort should be made by parties taking the same position to agree in advance of the argument upon those who are to present their side of the case. The names of persons who will argue and the amount of time requested by each should be received by the Administration not later than ten (10) days before the date set for the argument. Ordinarily, consolidation of appearances at oral argument will permit the parties' interests to be presented more effectively in the time allotted. | ||||
| 46:46:8.0.1.1.2.17.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | Q | Subpart Q—Oral Argument; Submittal for Final Decision (Rule 17) | § 201.167 Submission to Administration for final decision. | FMC | A proceeding will be deemed submitted to the Administration for its determination as follows: (a) If oral argument is had, on the date of completion thereof, or if memoranda on points of law are permitted to be filed after argument, the last date of such filing; (b) if oral argument is not had, the last date when exceptions or replies thereto are filed, or if exceptions are not filed, the expiration date for such exceptions or the date when all parties have stated that no exceptions will be filed; (c) in the case of an initial decision, the date of notice of the Administration to review the decision, if such notice is given. | ||||
| 46:46:8.0.1.1.2.18.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | R | Subpart R—Stay of Administration's Decision, Reopening of Proceedings (Rule 18) | § 201.171 Stay of Administration's decision. | FMC | The Administration's decision or order shall be stayed pending resolution by the Administration of a petition for reopening, duly filed, and for so long as such Administration's action has not been finally disposed of in accordance with the provisions of section 7 of Department of Commerce Order 117 (Revised). | ||||
| 46:46:8.0.1.1.2.18.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | R | Subpart R—Stay of Administration's Decision, Reopening of Proceedings (Rule 18) | § 201.172 Time for filing petition to reopen. | FMC | Except for good cause shown, and upon leave granted, petition to reopen under § 201.174, shall be filed with the Administration within twenty (20) days after the date of service of the Administration's decision or order in the proceeding, unless a different period is fixed under § 201.54. | ||||
| 46:46:8.0.1.1.2.18.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | R | Subpart R—Stay of Administration's Decision, Reopening of Proceedings (Rule 18) | § 201.173 Reopening by Administration and modification or setting aside of decision. | FMC | Upon petition and a showing of compelling cause, filed in accordance with § 201.174, or on its own motion, the Administration may at any time reopen any proceeding under the regulation in this part for rehearing, reargument, or reconsideration in whole or in part. After reasonable notice and opportunity for hearing or such other procedure as the Administration may direct, the Administration may alter, modify or set aside in whole or in part its decision therein if it finds such action is required by changed conditions in fact or law or by the public interest. | ||||
| 46:46:8.0.1.1.2.18.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | R | Subpart R—Stay of Administration's Decision, Reopening of Proceedings (Rule 18) | § 201.174 Petition for reopening. | FMC | A petition for reopening for the purpose of rehearing, reargument, or reconsideration, shall be made in writing, shall state the grounds relied upon, and conform to the requirements of subpart D of this part. If the petition is for the purpose of rehearing, said petition shall state the nature and purpose of the new evidence to be adduced and that such evidence was not available at the time of the prior hearing. If the petition be for reargument or reconsideration, the matter claimed to have been erroneously decided shall be specified and the alleged errors briefly stated. In case of exceptional circumstances, satisfactorily shown by the petitioner, a request for modification of rules or orders may be made by telegram or otherwise, upon notice to all parties or attorneys of record, but such request shall be followed by a petition filed and served in accordance with subpart D of this part. | ||||
| 46:46:8.0.1.1.2.18.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | R | Subpart R—Stay of Administration's Decision, Reopening of Proceedings (Rule 18) | § 201.175 Answers to petition to reopen. | FMC | Answers to petitions to reopen shall conform to the requirements of subpart D of this part. | ||||
| 46:46:8.0.1.1.2.19.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | S | Subpart S—Judicial Standards of Practice (Rule 19) | § 201.181 General matters. | FMC | (a) In general, the functions of the Administration involve hearing procedures comparable to those of a court and accordingly parties to proceedings before the Administration and persons representing these parties are expected to conduct themselves with honor and dignity. For the same reasons, the members of the Administration and those of its employees who participate with the Administration in the determination of formal proceedings are expected to conduct themselves with the same fidelity to standards of propriety that characterizes a court and its staff. The standing and the effectiveness of the Administration are in direct relation to the observance by it, its staff and the parties and attorneys appearing before it of the highest of judicial and professional ethics. (b) It is essential in cases to be determined after notice and hearing and upon a record, or in any other cases which the Administration by order may designate, that the judicial character of the Administration be recognized and protected. As a consequence, from the time of the filing of an application or a petition which can be granted by the Administration only after notice and opportunity for hearing, or in the case of other matters from the time of notice by the Administration that such matters shall be determined after notice and opportunity for hearing, no ex parte communications, as hereinafter defined, are to constitute or be considered part of the record on which the final decision is to be predicated. | ||||
| 46:46:8.0.1.1.2.19.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | S | Subpart S—Judicial Standards of Practice (Rule 19) | § 201.182 Improper pressures. | FMC | It is determined to be improper that there be any effort by any person interested in a case before the Administration to attempt to sway the judgment of the Administration by undertaking to bring pressure or influence to bear upon the Administration, its staff, or the presiding officer assigned to the proceeding. It is further determined to be improper that such interested persons or any member of the Administration's staff or the presiding officer directly or indirectly give statements to the press or radio, by paid advertisements or otherwise, designed to influence the Administration's judgment in the matter. In addition, it is further determined to be improper that any person solicit communications to the Administration or any of its members, its staff or the presiding officer in the case other than by counsel of record who shall serve copies thereof on all other parties to the proceeding. | ||||
| 46:46:8.0.1.1.2.19.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | S | Subpart S—Judicial Standards of Practice (Rule 19) | § 201.183 Ex parte communications. | FMC | (a) Requests for expeditious treatment of matters pending with the Administration are deemed communications on the merits and as such are improper except when forwarded from parties to a proceeding and served upon all other parties thereto. Such communications from parties to a proceeding should be in the form of a motion and are to be dealt with as such by the Administration, the presiding officer, and the parties to the proceeding. Any such request which is not made as a motion shall be placed in the public correspondence file and will not be considered by the Administration or any of its staff members or the presiding officer in connection with the disposition of the case. (b) Written or oral communications involving any substantive or procedural issue in a matter subject to public hearing directed to a Member of the Administration, its staff, or the presiding officer in the case, from any individual in private or public life shall be deemed a private communication in respect of the merits of the case. These communications, unless otherwise provided for by law or a published rule of the Administration are deemed ex parte communications and are not to be considered part of any record or the basis for any official action by the Administration, members of its staff or the presiding officer: Provided, however, That this prohibition shall not be determined to apply to informal petitions or applications filed with the Administration; the usual informal communications between counsel including discussions directed toward the development of a stipulation or settlement between parties; communications of a nature deemed proper in proceedings in U.S. Federal courts; and communications which merely inquire as to the status of a proceeding without discussing issues or expressing points of view. Any prohibited communications in writing received by a Member of the Administration, its staff or the presiding officer shall be made public by placing it in the correspondence file of the docket which is available for public ins… | ||||
| 46:46:8.0.1.1.2.2.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.15 Appearance in person or by representative. | FMC | A party may appear in person or by an officer, partner, or regular employee of the party, or by or with counsel or other duly qualified representative, in any proceeding under the regulations in this part. A party may offer testimony, produce and examine witnesses, and be heard upon brief and at oral argument if oral argument is granted. Any person compelled to appear in a proceeding pursuant to subpoena may be accompanied, represented, and advised by counsel and may purchase a transcript of his testimony. | ||||
| 46:46:8.0.1.1.2.2.1.10 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.24 Suspension or disbarment. | FMC | The Administration may, in its discretion, deny admission to, suspend, or disbar any person from practice before the Administration who it finds does not possess the requisite qualifications to represent others or is lacking in character, integrity, or to have engaged in unethical or improper professional conduct. Disrespectful, disorderly, or contumacious language or contemptuous conduct at any hearing before the Administration or a presiding officer shall constitute grounds for immediate exclusion from said hearing by the Presiding Officer. Any person who has been admitted to practice before the Administration may be disbarred from such practice only after he has been afforded an opportunity to be heard. | ||||
| 46:46:8.0.1.1.2.2.1.11 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.25 Statement of interest. | FMC | [G.O. 41, 3d Rev., 29 FR 14475, Oct. 22, 1964; 29 FR 15374, Nov. 17, 1964, as amended at 60 FR 38735, July 28, 1995] | The Administration, in its discretion, may call upon any practitioner for a full statement of the nature and extent of his interest in the subject matter presented by him before the Administration. Attorneys retained on a contingent fee basis shall file with the Administration a copy of the contract of employment. | |||
| 46:46:8.0.1.1.2.2.1.12 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.26 Former employees. | FMC | [G.O. 41, 3d Rev., Amdt. 3, 36 FR 4377, Mar. 5, 1971] | (a) No former officer or employee of the Administration, after his or her employment with the Administration has ceased, shall act as agent or attorney for anyone other than the United States in connection with any particular matter in which a specific party or parties are involved and in which the United States is a party or has a direct and substantial interest and in which the former officer or employee participated personally and substantially as an officer or employee of the Maritime Administration through decision, approval, disapproval, recommendation, the rendering of advice, investigation, or otherwise while so employed by the Maritime Administration. (b) No former officer or employee of the Administration shall practice, appear, or represent anyone, directly or indirectly, other than the United States, before the Administration in any matter for a period of 1 year subsequent to the termination of his or her employment with the Administration in connection with any proceeding, application, request for a ruling or other determination, contract, claim, controversy, or other particular matter involving a specific party or parties in which the United States is a party or directly and substantially interested and which was under his or her official responsibility as an officer or employee of the Administration at any time during the last year of his or her service. (c) Any person in doubt as to the applicability of paragraph (a) or (b) of this § 201.26 to a particular case or to the postemployment activities of a former officer or employee of the Administration may address an application to the Administration for the Administration's consent to appear, stating his former connection with the Administration or predecessor agency, identifying the matter in which he or she desires to appear and describe in detail his or her participation in or responsibility for the particular matter and the specific party or parties involved and the extent, if any, in which the former officer or employee had participated while… | |||
| 46:46:8.0.1.1.2.2.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.16 Authority for representation. | FMC | Any individual acting in a representative capacity in any proceeding before the Administration may be required by the Administration or the Presiding Officer to show his authority to act in such capacity. | ||||
| 46:46:8.0.1.1.2.2.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.17 Written appearance. | FMC | Persons who appear at any hearing shall deliver a written notation of appearance to the reporter, stating for whom the appearance is made. The written appearance shall be made a part of the record. | ||||
| 46:46:8.0.1.1.2.2.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.18 Practice before the Administration defined. | FMC | Practice before the Administration shall be deemed to comprehend all matters connected with any presentation to the Administration or its staff. | ||||
| 46:46:8.0.1.1.2.2.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.19 Presiding officers. | FMC | Hearings on any matter before the Administration will be held by a duly designated Member or Members thereof, or a Hearing Examiner qualified under section 11 of the Administrative Procedure Act, assigned by the Chief Hearing Examiner, who shall be designated as the Presiding Officers. Where appropriate the Administration may designate other members of the staff to serve as Presiding Officers in hearings not required by statute, as provided in § 201.86. | ||||
| 46:46:8.0.1.1.2.2.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.20 Attorneys at law. | FMC | Attorneys at law who are admitted to practice before the Federal courts or before the courts of any State or territory of the United States may practice before the Administration. An attorney's own representation that he is such in good standing before any of the courts herein referred to will be sufficient proof thereof. | ||||
| 46:46:8.0.1.1.2.2.1.7 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.21 [Reserved] | FMC | |||||
| 46:46:8.0.1.1.2.2.1.8 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.22 Firms and corporations. | FMC | Except as regards law firms, practice before the Administration by firms or corporations on behalf of others shall not be permitted. | ||||
| 46:46:8.0.1.1.2.2.1.9 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | B | Subpart B—Appearance and Practice Before the Administration (Rule 2) | § 201.23 [Reserved] | FMC | |||||
| 46:46:8.0.1.1.2.20.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | T | Subpart T—Effective Date (Rule 20) | § 201.185 Effective date and applicability of rules. | FMC | The regulations in this part shall become effective October 23, 1964, and shall apply only to cases which are designated for hearing on or after October 23, 1964: Provided, however, That the regulations in this part shall be applicable to cases designated for hearing prior to October 23, 1964, if consolidated with a case designated for hearing on or after that date. All other cases designated for hearing prior to October 23, 1964, shall be governed by the rules in effect immediately prior to such date. | ||||
| 46:46:8.0.1.1.2.3.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | C | Subpart C—Parties (Rule 3) | § 201.30 Parties; how designated. | FMC | The term party, whenever used in these Rules, shall include any natural person, corporation, association, firm, partnership, trustee, receiver, agency, public or private organization, or governmental agency. A party requesting official action subject to these Rules shall be designated as applicant. A party whose petition for leave to intervene is granted pursuant to § 201.78 shall be designated as intervenor. Only a party as designated in this section may introduce evidence or examine witnesses at hearings. | ||||
| 46:46:8.0.1.1.2.3.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | C | Subpart C—Parties (Rule 3) | § 201.31 Public counsel. | FMC | The Assistant General Counsel, Chief, Division of Operating Subsidy Contracts, shall be a party to all proceedings involving operating-differential subsidy contracts. The Assistant General Counsel and his representatives shall be designated as Public Counsel and shall be served with copies of all papers, pleadings, and documents in such proceedings. In addition the General Counsel may designate any member of his staff to serve as Staff Counsel in contract appeal cases or any other proceeding governed by the regulations in this part. Public Counsel or Staff Counsel shall participate in any proceeding to which he is a party, to the extent he deems required in the public interest, subject to the separation of functions required by section 5(c) of the Administrative Procedure Act. | ||||
| 46:46:8.0.1.1.2.3.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | C | Subpart C—Parties (Rule 3) | § 201.32 Substitution of parties. | FMC | Upon petition and for good cause shown, the Administration may order a substitution of parties; except that in case of death of a party substitution may be ordered upon suggestion and without the filing of a petition. | ||||
| 46:46:8.0.1.1.2.4.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | D | Subpart D—Form, Execution and Service of Documents (Rule 4) | § 201.41 Form and appearance of documents filed with the Administration. | FMC | All papers to be filed under the regulations in this part may be reproduced by printing or by any other process, provided the copies are clear and legible; shall be dated, the original signed in ink, and shall show the docket description and title of the proceeding, and the title, if any, and address of the signatory. If typewritten, the impression shall be on only one side of the paper and shall be double spaced, except that quotations shall be single spaced and indented. Documents not printed, except correspondence and exhibits, should be on strong, durable paper and shall not be more than 8 1/2 inches wide and 12 inches long, with a left margin 1 1/2 inches wide. Printed documents shall be printed in clear type (never smaller than pica or 11-point type) adequately leaded, and the paper shall be opaque and unglazed. Briefs, if printed, shall be printed on paper not less than 6 1/8 inches wide and 9 1/4 inches long, with inside margin not less than 1 inch wide. All briefs over 15 pages shall contain a subject index with page references and a list of authorities cited. | ||||
| 46:46:8.0.1.1.2.4.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | D | Subpart D—Form, Execution and Service of Documents (Rule 4) | § 201.42 Subscription, authentication of documents. | FMC | (a) Documents filed shall be subscribed: (1) By the person or persons filing same, (2) by an officer thereof if it be a corporation, (3) by an officer or employee if it be a government instrumentality, or (4) by an attorney or other person having authority with respect thereto. (b) Documents submitted pursuant to stipulation of counsel where no sponsoring witness will be used must be verified. | ||||
| 46:46:8.0.1.1.2.4.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | D | Subpart D—Form, Execution and Service of Documents (Rule 4) | § 201.43 Service by parties. | FMC | All documents, when tendered for filing should show that service has been made upon all parties to the proceeding. Such service shall be made by delivering one copy to each party in person or by mailing by first-class mail properly addressed with postage prepaid. When a party has appeared by attorney or other representative, service upon such attorney or other representative will be deemed service upon the party. All documents served by mail preferably should be mailed in sufficient time to reach the parties on the date on which the original is due to be filed and should be air mailed if addressee is more than 300 miles distant. | ||||
| 46:46:8.0.1.1.2.4.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | D | Subpart D—Form, Execution and Service of Documents (Rule 4) | § 201.44 Date of service. | FMC | The date of service of documents shall be the day when the matter served is deposited in the United States mail, shown by the postmark thereon, or is delivered in person, as the case may be. | ||||
| 46:46:8.0.1.1.2.4.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | D | Subpart D—Form, Execution and Service of Documents (Rule 4) | § 201.45 Certificate of service. | FMC | The original of every document filed with the Administration and required to be served upon all parties to a proceeding shall be accompanied by a certificate of service signed by the party making service, stating that such service has been made upon each party to the proceeding. Certificates of service may be in substantially the following form: I hereby certify that I have this day served the foregoing document upon all parties of record in this proceeding by mailing, postage prepaid (or by delivering in person) a copy to each such party. Dated at __________________ this ____________ day of ________________, 19____ (Signature)________________ For________________ I hereby certify that I have this day served the foregoing document upon all parties of record in this proceeding by mailing, postage prepaid (or by delivering in person) a copy to each such party. Dated at __________________ this ____________ day of ________________, 19____ (Signature)________________ For________________ | ||||
| 46:46:8.0.1.1.2.4.1.6 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | D | Subpart D—Form, Execution and Service of Documents (Rule 4) | § 201.46 Copies of documents for use of the Administration. | FMC | Except as otherwise provided in the regulations in this part, an original and fifteen copies of every document shall be filed for use of the Administration, except written testimony and exhibits to be made a part of a record, which shall be filed in triplicate unless otherwise directed. | ||||
| 46:46:8.0.1.1.2.5.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | E | Subpart E—Time (Rule 5) | § 201.51 Computation. | FMC | In computing any period of time under these Rules, the time begins with the day following the act, event, or default, and includes the last day of the period, unless it is a Saturday, Sunday, or national legal holiday. When the period of time prescribed or allowed is less than seven (7) days, intermediate Saturdays, Sundays, and holidays shall be excluded from the computation. | ||||
| 46:46:8.0.1.1.2.5.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | E | Subpart E—Time (Rule 5) | § 201.52 Additional time after service by mail. | FMC | Whenever service of a document has been made by mail in accordance with § 201.43 three (3) days shall be added to the prescribed period for answer. | ||||
| 46:46:8.0.1.1.2.5.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | E | Subpart E—Time (Rule 5) | § 201.53 Extension of time to file documents. | FMC | Applications for extension of time for the filing of any document shall set forth the reasons for the application and may be granted upon a showing of good cause on the part of applicant. Answers to such applications are permitted. | ||||
| 46:46:8.0.1.1.2.5.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | E | Subpart E—Time (Rule 5) | § 201.54 Reduction of time to file documents. | FMC | Except as prohibited by law, for good cause the Administration, or the Presiding Officer with respect to matters pending before him, may reduce any time limit prescribed in the regulations in this part. | ||||
| 46:46:8.0.1.1.2.5.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | E | Subpart E—Time (Rule 5) | § 201.55 Postponement of hearing. | FMC | Applications for postponement of any hearing date may be granted upon a showing of good cause on the part of the applicant. Answers to such applications are permitted. | ||||
| 46:46:8.0.1.1.2.6.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | F | Subpart F—Rule Making (Rule 6) | § 201.61 Petition for issuance, amendment, or repeal of rule or regulation. | FMC | Any interested person may file with the Administration a petition for the issuance, amendment, or repeal of a rule designed to implement, interpret, or prescribe law, policy, organization, procedure, or practice requirements of the Administration. The petition shall set forth the interest of petitioner and the nature of the relief desired, shall include any facts, views, arguments, and data deemed relevant by petitioner, and shall be subscribed to. If such petition is for the amendment or repeal of a rule, it shall be accompanied by proof of service on all persons, if any, specifically named in such rule, and shall conform in all other aspects to subpart D of this part. Answers to such petition shall conform to the requirements of subpart D of this part. | ||||
| 46:46:8.0.1.1.2.6.1.2 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | F | Subpart F—Rule Making (Rule 6) | § 201.62 Notice of proposed rule making. | FMC | After receipt of petitions and any answers thereto described in § 201.61, or upon its own initiative, the Administration may, in its discretion, direct that notice thereof be published in the Federal Register unless all persons subject thereto are named and either are personally served or otherwise have actual notice thereof in accordance with law. Except where publication of notice of proposed rule making and public hearing is required by statute, this section shall not apply to interpretative rules, general statements of policy, organization rules, rules of procedure, or practice of the Administration, or amendments thereto, or any situation in which the Administration for good cause finds that notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest. | ||||
| 46:46:8.0.1.1.2.6.1.3 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | F | Subpart F—Rule Making (Rule 6) | § 201.63 Participation in rule making. | FMC | Interested persons will be afforded an opportunity to participate in rule making through submission of written data, views, or arguments, with or without opportunity to present the same orally in any manner: Provided, That where the proposed rules are such as are required by statute to be made on the record after opportunity for a hearing, or where a hearing is ordered by the Administration upon petition of any party or upon its own initiative, such hearing shall be conducted pursuant to sections 7 and 8 of the Administrative Procedure Act. | ||||
| 46:46:8.0.1.1.2.6.1.4 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | F | Subpart F—Rule Making (Rule 6) | § 201.64 Contents of rules. | FMC | The Administration will incorporate in any rule to be adopted a concise general statement of their basis and purpose. | ||||
| 46:46:8.0.1.1.2.6.1.5 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | F | Subpart F—Rule Making (Rule 6) | § 201.65 Effective date of rules. | FMC | The publication or service of any substantive rule shall be made not less than 30 days prior to its effective date except: (a) As otherwise provided by the Administration for good cause found and published in the Federal Register or (b) in the case of rules granting or recognizing exemption or relieving restriction, interpretative rules, and statements of policy. | ||||
| 46:46:8.0.1.1.2.7.1.1 | 46 | Shipping | II | A | 201 | PART 201—RULES OF PRACTICE AND PROCEDURE | G | Subpart G—Formal Proceedings, Notice, Pleadings, Replies (Rule 7) | § 201.71 Commencement of proceedings. | FMC | Formal proceedings may be commenced with respect to any phase of an application for Government aid or other relief, the processing of which by statute requires a public hearing. The Administration may, in its discretion, also direct the holding of a hearing not required by statute for any purpose authorized in the statutes it administers. |
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CREATE TABLE cfr_sections (
section_id TEXT PRIMARY KEY,
title_number INTEGER,
title_name TEXT,
chapter TEXT,
subchapter TEXT,
part_number TEXT,
part_name TEXT,
subpart TEXT,
subpart_name TEXT,
section_number TEXT,
section_heading TEXT,
agency TEXT,
authority TEXT,
source_citation TEXT,
amendment_citations TEXT,
full_text TEXT
);
CREATE INDEX idx_cfr_title ON cfr_sections(title_number);
CREATE INDEX idx_cfr_part ON cfr_sections(part_number);
CREATE INDEX idx_cfr_agency ON cfr_sections(agency);