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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

1,093 rows where filing_year = 2021 and issue_code = "RET" sorted by filing_year descending

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filing_period 4

  • first_quarter 289
  • second_quarter 274
  • third_quarter 269
  • fourth_quarter 261

issue_code 1

  • RET · 1,093 ✖

filing_year 1

  • 2021 · 1,093 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
2591055 RUTLEDGE POLICY GROUP, LLC a8907bfe-e883-4389-969c-7c5fc21db705 1T RUTLEDGE POLICY GROUP, LLC 401105775 AMERICAN RETIREMENT ASSOCIATION 2021 first_quarter RET Retirement Savings Legislation - all provisions Student Loan Matching - defined contribution plans HOUSE OF REPRESENTATIVES,SENATE 20000   0 1 2021-02-09T21:50:14.957000-05:00
2591222 DIRECTORS GUILD OF AMERICA, INC. f2695326-ad7e-47bd-ad24-737db5d34ee4 Q1 DIRECTORS GUILD OF AMERICA, INC. 400969783 DIRECTORS GUILD OF AMERICA, INC. 2021 first_quarter RET Multiemployer Pension Plans HOUSE OF REPRESENTATIVES,SENATE   20000 0 0 2021-03-23T17:21:44.583000-04:00
2591345 AMAC ACTION fa6d96f0-de94-416e-978b-82084e9e0c04 Q1 AMAC ACTION 401104675 AMAC ACTION 2021 first_quarter RET healthcare reform solutions and legislation, Social Security reform solutions and legislation Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE   57988 0 0 2021-03-31T15:50:53.743000-04:00
2591752 FORSCEY, PLLC 96fbe8b1-7c5e-4296-8989-5269ee3f5c51 Q1 FORSCEY, PLLC 52880 WRITERS GUILD OF AMERICA, WEST 2021 first_quarter RET Work in support of legislation to provide direct grants for certain distressed multi-employers to make up for funding shortfalls in such plans and to improve funding of the Pension Benefit Guaranty Corporation (PBGC). Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE 30000   0 0 2021-04-02T18:20:47.073000-04:00
2592159 TREA SENIOR CITIZENS LEAGUE 44b40ad8-1773-4172-b764-715d0e3dc02f Q1 TREA SENIOR CITIZENS LEAGUE 38426 TREA SENIOR CITIZENS LEAGUE 2021 first_quarter RET Social Security Cost of Living Adjustment, Social Security Reform, Repeal of the Windfall Elimination Provision and the Government Pension Offset. HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-06T10:10:03.663000-04:00
2592206 INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO af8bdd45-0c04-4ab3-b3c3-9cbd60c63850 Q1 INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO 50400 INTERNATIONAL UNION OF POLICE ASSOCIATIONS AFL-CIO 2021 first_quarter RET HR82, HR2337, S 129 HOUSE OF REPRESENTATIVES,SENATE   20000 0 0 2021-04-06T12:56:43.123000-04:00
2592233 1600 GROUP LLC 139ffa35-ac59-46d6-b747-96944386ea34 1T 1600 GROUP LLC 401105018 INTERNATIONAL BROTHERHOOD OF TEAMSTERS 2021 first_quarter RET H.R. 397, The Rehabilitation for Multiemployer Pensions Act HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2021-04-06T13:50:01.857000-04:00
2592411 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 0371b6b6-55e2-481c-b500-6863d6e3d491 Q1 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2021 first_quarter RET Issues related to IRA and pension reform. Issues related to investment advice in connection with retirement products. Issues related to individuals and business investing in retirement vehicles, plan funding limits, participation and disclosure rules, exemptions, employer and plan sponsor duties, and safe harbors. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   425021 0 0 2021-04-07T09:16:54.623000-04:00
2592424 DANEA KEHOE 866bd408-b219-4e88-9511-416cfcc2129d Q1 DANEA KEHOE 67570 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2021 first_quarter RET SECURE II, retirement savings tax proposals HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE 10000   0 0 2021-04-07T10:02:04.413000-04:00
2592433 THE ESOP ASSOCIATION 6fee0517-2e86-4ab9-ae30-a7c08df2944d Q1 THE ESOP ASSOCIATION 13858 ESOP ASSOCIATION 2021 first_quarter RET Any proposed legislation potentially impacting ESOP creation and operation, and employee ownership issues and generally all legislative proposals to amend the Employee Retirement Security Act of 1974. Above areas include tax and labor law issues embedded in the Employee Retirement Security Act of 1974 and the Federal Internal Revenue Code, and laws encouraging Federal agencies to promote creation and operation of ESOPs. COVID-19 economic issues and responses to H.R. 1319, American Rescue Plan Act of 2021, all provisions relating to SBA loans, lending, unemployment, taxes and credit. HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2021-04-07T10:09:08.557000-04:00
2592565 BAKERY, CONFECTIONERY, TOBACCO WORKERS AND GRAIN MILLERS INTERNATIONAL UNION 1f381f31-e8ec-4149-89b2-ecb1377f473c Q1 BAKERY, CONFECTIONERY, TOBACCO WORKERS AND GRAIN MILLERS INTERNATIONAL UNION 401105346 BAKERY, CONFECTIONERY, TOBACCO WORKERS AND GRAIN MILLERS INTERNATIONAL UNION 2021 first_quarter RET Emergency Pension Plan Act of 2021 - H.R. 423 Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-07T13:25:32.943000-04:00
2593239 DOUCET CONSULTING SOLUTIONS, LLC 5082ddf3-b614-481b-bcc7-616a104c456b Q1 DOUCET CONSULTING SOLUTIONS, LLC 401104418 LOUISIANA SHERIFFS' ASSOCIATION 2021 first_quarter RET Support of the Public Servants Protection and Fairness Act of 2021, H.R. 2337 HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Treasury, Dept of 10000   0 0 2021-04-12T09:54:08.540000-04:00
2593479 MR. MARK REY f1801d75-c3cc-4131-b49a-ceddf3486e5f Q1 MR. MARK REY 400454181 NATIONAL OLDER WORKERS CAREER CENTER 2021 first_quarter RET Assisting retired federal workers secure new employment opportunities HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE,U.S. Forest Service 6000   0 0 2021-04-12T14:50:48.017000-04:00
2593556 MINDSET ADVOCACY, LLC bbd261d6-b35a-4aa7-a8aa-99522ae92c80 Q1 MINDSET ADVOCACY, LLC 296271 LPL FINANCIAL LLC 2021 first_quarter RET General interest in retirement issues. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-12T15:57:52.767000-04:00
2593563 HOLLAND & KNIGHT LLP 66d12e73-30c1-4d3a-a976-fa38a377840a Q1 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2021 first_quarter RET Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-12T15:59:57.720000-04:00
2593667 LEDGE COUNSEL, INC. 7d2c0413-3189-45fb-822a-bde20fbbc25a Q1 LEDGE COUNSEL, INC. 22438 NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION 2021 first_quarter RET Federal civil service retirement Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE 10000   0 0 2021-04-12T18:03:18.723000-04:00
2593674 PENN AVENUE PARTNERS 7c5c3d31-e891-496d-954f-7df2641c3374 Q1 PENN AVENUE PARTNERS 400918672 BRIGHTHOUSE FINANCIAL, INC. 2021 first_quarter RET Retirement issues impacting Brighthouse Financial. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-12T18:07:26.543000-04:00
2594009 MELTSNER STRATEGIES, LLC 715bb26c-d4ca-402b-bcb4-102c3a1c10ed Q1 MELTSNER STRATEGIES, LLC 401079030 NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES 2021 first_quarter RET Fee increase for Social Security Claimants' Representatives Stop The Wait Act (yet unnumbered) HOUSE OF REPRESENTATIVES,SENATE 22500   0 0 2021-04-13T11:39:04.963000-04:00
2594015 DUTKO WORLDWIDE, LLC f8d26e79-954e-41b4-a96a-9f5152daee31 Q1 DUTKO WORLDWIDE, LLC 12868 ACCENTURE FEDERAL SERVICES LLC 2021 first_quarter RET Monitor IT Modernization at the Social Security Administration Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 40000   0 0 2021-04-13T11:39:06.463000-04:00
2594253 RICH FEUER ANDERSON efcd9f72-ea8a-4548-9db9-1239b49feb4e Q1 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2021 first_quarter RET Issues related to retirement security and savings, including retirement income products and retirement income disclosures. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-04-13T14:06:29.413000-04:00
2594483 AMERICAN POSTAL WORKERS UNION, AFL-CIO ae2942f1-1f0c-43f9-9845-d519b06d5ecd Q1 AMERICAN POSTAL WORKERS UNION, AFL-CIO 3138 AMERICAN POSTAL WORKERS UNION AFL-CIO 2021 first_quarter RET H.R.82 Support for Social Security Fairness Act HOUSE OF REPRESENTATIVES,SENATE   130000 0 0 2021-04-13T16:17:21.450000-04:00
2594912 DAVIS & HARMAN LLP a189645d-33ff-4eb1-9a91-d82eacae9b4f Q1 DAVIS & HARMAN LLP 11674 RETIREMENT INDUSTRY TRUST ASSOCIATION 2021 first_quarter RET Issues related to retirement savings and IRAs. S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-14T11:04:13.667000-04:00
2594921 DAVIS & HARMAN LLP 218c9e59-5e77-4d84-84a6-f5ae4e39deca Q1 DAVIS & HARMAN LLP 11674 MISSIONSQUARE RETIREMENT 2021 first_quarter RET Proposals related to retirement and retiree health savings and collective investment trusts. S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 6257, Public Service Retirement Fairness Act of 2020 (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-14T11:12:16.853000-04:00
2594925 DAVIS & HARMAN LLP 8dbe999c-3930-46fe-b97c-08bdb12df575 Q1 DAVIS & HARMAN LLP 11674 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY 2021 first_quarter RET Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to lifetime income. Issues related to the tax treatment of retirement plans, IRAs, and annuity products. S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-14T11:14:17.790000-04:00
2594930 DAVIS & HARMAN LLP 0815d796-f1d1-4691-aa93-5cf8e3534caa Q1 DAVIS & HARMAN LLP 11674 VANGUARD GROUP 2021 first_quarter RET Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 6257, Public Service Retirement Fairness Act of 2020 (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-14T11:24:20.727000-04:00
2594932 DAVIS & HARMAN LLP b4d3ea77-e61c-44ef-afb0-accc5a2b0878 Q1 DAVIS & HARMAN LLP 11674 SPARK INSTITUTE 2021 first_quarter RET Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to recordkeeping simplification for 401(k) plans. Issues related to lifetime income and auto features. H.R. 4610/S. 3759, RETIRE Act (115th Congress). H.R. 8696, Securing A Strong Retirement Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). Provisions related to pension plans including, the American Rescue Plan Act of 2021. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-14T11:27:21.887000-04:00
2594934 DAVIS & HARMAN LLP 90a0b953-29e6-463a-aa39-86cdd4813007 Q1 DAVIS & HARMAN LLP 11674 TIAA 2021 first_quarter RET Issues related to tax incentives for retirement savings. Issues regarding investment offerings in defined contribution plans. Legislation to expand the employee-sponsored retirement system. Issues related to lifetime income products in qualified retirement plans. Proposals to increase annuitization within qualified retirement plans. Issues related to employee benefit administration and electronic delivery of ERISA-mandated statements and disclosures. Proposals that would consolidate various retirement and IRA types. Issues related to electronic notarization. H.R. 4610/S. 3795, RETIRE Act (115th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8990, Lifetime Income for Employees Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-14T11:29:22.683000-04:00
2594968 DAVIS & HARMAN LLP 61fb9476-96c0-452d-8c20-602cc5e450e4 Q1 DAVIS & HARMAN LLP 11674 INSPIRA FINANCIAL 2021 first_quarter RET Issues related to retirement savings. Issues related to automatic rollovers, missing participants, PBGC, and cash-out limits. H.R. 5676, Retirement Plan Modernization Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 7439/S. 4192, Retirement Savings Lost and Found Act (116th Congress). H.R. 8696, Securing A Strong Retirement Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-14T11:39:30.173000-04:00
2595125 CASSIDY & ASSOCIATES, INC. f6594ff3-365f-46c2-95e0-192e31c4bee3 Q1 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2021 first_quarter RET General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2021-04-14T12:57:02.957000-04:00
2595186 INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES 00cdffe9-5a8b-430e-8a05-8d8667c8e0cc Q1 INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES 401105446 INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES 2021 first_quarter RET Support for H.R. 1319, the American Rescue Plan Act of 2021; Support for the Butch Lewis Emergency Pension Plan Relief Act; Oppose the Giving Retirement Options to Workers Act Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,U.S. Copyright Office   60000 0 0 2021-04-14T13:11:17.140000-04:00
2595198 AARP 694534f9-e7ee-4036-93f2-3c561b98c3af Q1 AARP 1694 AARP 2021 first_quarter RET P.L. 117,2 - the American Rescue Plan Act of 2021 H.R. 2062/S. 880, the Protecting Older Workers Against Discrimination Act No bill number - Discussed the Average Wage Index for Social Security No bill number - Discussed retirement plan portability No bill number - Discussed paper and electronic delivery for retirement plan disclosures and notices No bill number - Discussed private sector retirement reform legislation, including establishment of a national automatic retirement system and Secure Act 2 legislation No bill number - Discussed state-facilitated retirement savings programs for private sector workers No bill number - Discussed part-time worker, independent contractor, contingent worker, personal/individual and portable retirement plan issues. No bill number - Discussed fiduciary responsibility issues No bill number - Discussed student loan and retirement saving issues No bill number - Discussed retirement plan data collection, retention, dissemination and cybersecurity issues No bill number - Discussed small employer and pooled retirement plan issues No bill number - Discussed small retirement account cash out issues No bill number - Discussed Individual Retirement Account (IRA) and Required Minimum Distribution (RMD) No bill number - Discussed options to improve spend down of retirement savings after retirement No bill number - Discussed retirement proposals and actions. No bill number - Discussed the Social Security Administrations Internet Social Security Number Replacement Cards (iSSNRC) system No bill number - Discussed offsets in Unemployment Insurance benefits due to the receipt of Social Security benefits No bill number - Discussed the Stop the Wait Act No bill number - Discussed legislation to create a fast track process outside of regular order to consider changes to Social Security and Medicare. H.R. 2337, To amend title II of the Social Security Act to provide an equitable Social Security formula for individuals with noncovered employment and to provide relief for… Administration for Children & Families (ACF),Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Corporation for Natl & Community Service,Defense, Dept of (DOD),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Indian Health Service,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Institutes of Health (NIH),Natl Transportation Safety Board (NTSB),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,Veterans Affairs, Dept of (VA),White House Office   2840000 0 0 2021-04-14T13:14:18.377000-04:00
2595213 SUMMIT STRATEGIES GOVERNMENT AFFAIRS LLC f8753690-6ecb-44b2-b8a3-9793ebb4b684 Q1 SUMMIT STRATEGIES GOVERNMENT AFFAIRS LLC 401103550 THE ASSOCIATION OF UNION CONSTRUCTORS 2021 first_quarter RET Issues related to multiemployer pension reform. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-14T13:35:21.407000-04:00
2595252 SQUIRE PATTON BOGGS 492daf8a-449c-4df9-868c-701140a2bc12 Q1 SQUIRE PATTON BOGGS 30906 AON SERVICE CORPORATION (FKA AON HEWITT) 2021 first_quarter RET Advice regarding retirement-related legislation and regulatory reform. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-14T14:02:31.487000-04:00
2595278 NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. 369561d1-bb99-4f78-9908-6358a08273b0 Q1 NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. 26980 NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. 2021 first_quarter RET Social Security Fairness Act; Public Servants Protection and Fairness Act; Public Safety Retirees Healthcare Protection Act Bureau of Justice Assistance,HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Justice Program,SENATE   40000 0 0 2021-04-14T14:18:38.077000-04:00
2595290 SMART USA CO d0533b5f-1cf2-4472-9cea-05deefd53d44 Q1 SMART USA CO 401105823 SMART USA CO 2021 first_quarter RET Refundable Saver's Credit HOUSE OF REPRESENTATIVES,SENATE   17620 0 0 2021-04-14T14:24:40.483000-04:00
2595359 SMART USA CO 0d3175a7-4238-428a-86d2-80595101cc6c 1A SMART USA CO 401105823 SMART USA CO 2021 first_quarter RET Refundable Saver's Credit HOUSE OF REPRESENTATIVES,SENATE   17620 0 0 2021-04-14T14:52:00.823000-04:00
2595383 DAVIS & HARMAN LLP 8fb3ea58-aaa3-4273-afb4-349abe3d0ca2 Q1 DAVIS & HARMAN LLP 11674 LINCOLN NATIONAL CORPORATION 2021 first_quarter RET Comprehensive pension and retirement savings legislation. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to paid family, sick, and medical leave. S. 1431, Retirement Security and Savings Act (116th Congress). S. 2370, Automatic IRA Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-14T15:04:07.177000-04:00
2595927 DYKEMA GOSSETT PLLC 126417ce-6ef5-4bef-be14-6ce119c30312 Q1 DYKEMA GOSSETT PLLC 12915 JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 2021 first_quarter RET Lobbied in support of retirement security and pension provisions in HR 1319, the American Rescue Plan Act. Lobbied on life insurance related tax provisions in COVID relief legislation. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-15T10:35:22.577000-04:00
2595977 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA e1c6109b-d3a8-46bc-90f6-5e42f52ba659 Q1 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2021 first_quarter RET Monitor SEC's Regulation Best Interest Lobby in favor of H.R. 6994/S. 3795 from the 116th Congress, the Registered Index Linked Annuity Act H.R. 1997 from the 116th Congress, the Setting Every Community up for Retirement Act. Issue: retirement security reforms H.R. 1439, from the 116th Congress, the Increasing Access to a Secure Retirement Act Issue: Provides a fiduciary safe harbor to the selection of an annuity provider. Regarding the Department of Labors Financial Factors in Selecting Plan Investments, support changes to prevent the Department from requiring plan fiduciaries to select investments based solely on pecuniary factors and prohibiting consideration of Environmental, Societal, and Governmental factors. (No specific bills.) Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   560000 0 0 2021-04-15T10:59:37.507000-04:00
2596373 UNITED FOOD & COMMERCIAL WORKERS INTERNATIONAL UNION a38139c4-021d-4dcc-9301-42c1d2018a80 Q1 UNITED FOOD & COMMERCIAL WORKERS INTERNATIONAL UNION 39121 UNITED FOOD & COMMERCIAL WORKERS INTERNATIONAL UNION 2021 first_quarter RET Met with House and Senate staff regarding pension issues. HOUSE OF REPRESENTATIVES,SENATE   160000 0 0 2021-04-15T14:30:37.970000-04:00
2596555 BLACKROCK FUNDS SERVICES GROUP, LLC 862578a2-aff4-4d5b-8bda-0140e11fe828 Q1 BLACKROCK FUNDS SERVICES GROUP, LLC 400534597 BLACKROCK FUNDS SERVICES GROUP LLC 2021 first_quarter RET ESG Rule/DOL Proxy Rule/DOL Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   310000 0 0 2021-04-15T16:00:38.630000-04:00
2596596 NESTLE USA 7d5d4c5c-a08a-48fd-b621-5c2e4945929d Q1 NESTLE USA 29037 NESTLE USA 2021 first_quarter RET Proposals relating to multiemployer pension plans in connection with P.L. No.117-2, the American Rescue Plan Act of 2021 Agriculture, Dept of (USDA),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR)   311000 0 0 2021-04-15T16:29:49.940000-04:00
2597236 NATIONAL RURAL LETTER CARRIERS' ASSOCIATION af51f789-0652-40c2-912c-174dd49d79fd Q1 NATIONAL RURAL LETTER CARRIERS' ASSOCIATION 28526 NATIONAL RURAL LETTER CARRIERS' ASSOCIATION 2021 first_quarter RET H.R.82-"Social Security Fairness Act of 2021"-this legislation repeals provisions that would reduce Social Security benefits for individuals who receive other benefits such as a pension from a state or local government, and eliminates the GPO and WEP. The NRLCA has not taken a position. H.R.2337-"Public Servants Protection and Fairness Act", this legislation offsets the WEP and provides limited relief for those beneficiaries impacted. The NRLCA has not taken a position. HOUSE OF REPRESENTATIVES,SENATE   125000 0 0 2021-04-16T11:17:56.893000-04:00
2597257 AMERICANS FOR PROSPERITY 881b0f53-e182-4019-8221-76c15140b64c Q1 AMERICANS FOR PROSPERITY 401103225 AMERICANS FOR PROSPERITY 2021 first_quarter RET H.R. 1319: American Rescue Plan Act of 2021Oppose HOUSE OF REPRESENTATIVES,SENATE   190000 0 0 2021-04-16T11:22:59.857000-04:00
2597285 BREDHOFF & KAISER, P.L.L.C. 341b80f6-0855-4066-b646-e9a02db41b20 Q1 BREDHOFF & KAISER, P.L.L.C. 304953 BAKERY AND CONFECTIONERY UNION & INDUSTRY INTERNATIONAL PENSION FUND 2021 first_quarter RET pension relief HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-16T11:31:05.007000-04:00
2597295 NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES 65e1a40a-2ca2-4203-a57d-6e584f00e752 Q1 NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES 28253 NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES 2021 first_quarter RET Issues related to the Social Security disability application and appeals process (generally, no specific legislation) H.R 157 Guam Supplemental Security Income Equity Act (generally no specific provisions) H.R. 537 Supplemental Security Income Equality Act (generally no specific provisions) HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Personnel Management (OPM),SENATE,Small Business Administration (SBA),Social Security Administration (SSA),Treasury, Dept of,Veterans Affairs, Dept of (VA)   50000 0 0 2021-04-16T11:34:05.980000-04:00
2597586 DOTCHIN & ASSOCIATES, LLC 64aa1b3a-7e50-4950-91a7-aa9a8d6c9f82 Q1 DOTCHIN & ASSOCIATES, LLC 401105105 UNITED PARCEL SERVICE 2021 first_quarter RET Multi-Employer Pension Reform Proposals including those in COVID relief packages HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-16T12:26:12.530000-04:00
2597693 ALLIANCE FOR RETIRED AMERICANS 2748508d-800a-42fd-80c6-3e2111104803 Q1 ALLIANCE FOR RETIRED AMERICANS 67238 ALLIANCE FOR RETIRED AMERICANS 2021 first_quarter RET 1. Proposals to change the Social Security annual Cost of Living Adjustment formula 2. Proposals to raise the Social Security normal retirement age 3. Proposals to "means test" Social Security benefits 4. Beneficiary information available through Social Security Administration field offices 5. Status of the Social Security Disability Insurance Trust Fund 6. Closing of Social Security Administration field offices 7. Implementation of the Multiemployer Pension Reform Act of 2014 8. Status of Social Security Disability claims backlog 9. Proposals regarding the Social Security Windfall Elimination Provision 10. Proposals regarding the Social Security Government Pension Offset 11. H.R. 82, Social Security Fairness Act of 2021, entire bill 12. H.R. 1319, American Rescue Plan Act of 2021, provisions regarding multiemployer pension plans Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,Social Security Administration (SSA)   80000 0 0 2021-04-16T12:52:38.470000-04:00
2597748 NEXA STRATEGIES, LLC 0e8b939c-62fd-44da-b2e7-1c03104231ee Q1 NEXA STRATEGIES, LLC 401103711 DOTCHIN & ASSOCIATES ON BEHALF OF UNITED PARCEL SERVICE 2021 first_quarter RET Multi-Employer Pension Reform Proposals including those in COVID relief packages HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-16T13:09:52.620000-04:00
2598154 NATIONWIDE MUTUAL INSURANCE COMPANY 445dbd07-dfcf-4f39-8b7c-0e759c9adf5c Q1 NATIONWIDE MUTUAL INSURANCE COMPANY 26411 NATIONWIDE MUTUAL INSURANCE COMPANY 2021 first_quarter RET S 1431(116th), Retirement Security and Savings Act - modifies various tax policies, credits, and requirements that apply to employer-provided retirement plans and Individual Retirement Accounts. HR 6732 (116th), vETF - direct the Secretary of the Treasury to modify certain regulations relating to insurance-dedicated exchange-traded funds. ISSUE Investment Advice Standard of Conduct DRAFTAutomatic Retirement Plan Act of 2020 - require employers to offer a 401(k) or 403(b) plan HR 8696 (116th), Securing a Strong Retirement Act - modifies various tax policies, credits, and requirements that apply to employer-provided retirement plans and Individual Retirement Accounts. HR 6994/S 3795 (116th), Registration for Index Linked Annuities (RILA) Act - requires the Securities and Exchange Commission (SEC) to create a new form for the registration of index linked annuities. DRAFTPortable Retirement and Investment Account (PRIA) Act - to establish portable retirement accounts DRAFTWell-Being Insurance for Seniors to be at Home (WISH) Act - create a public-private partnership to provide long-term health care insurance for older adults. HR 409, Emergency Pension Plan Relief Act - provide relief for multiemployer and single employer pension plans, and for other purposes. HR 423, Emergency Pension Plan Relief Act - provide relief for multiemployer and single employer pension plans, and for other purposes. HR 699, Mutual Fund Litigation Reform Act - amend the Investment Company Act of 1940 to provide complaint and burden of proof requirements for certain actions for breach of fiduciary duty HR 725/S 153, Personalized Care Act - amend the Internal Revenue Code of 1986 to expand and improve health savings accounts, and for other purposes. HR 984, Retirement Inflation Protection Act - allows the basis of certain assets to be adjusted for inflation solely for the purpose of determining the gain or loss. S 380, Health Savings Act - modifies the requirements for health savings accounts (HSAs). HR 1584, Protecting Retirement Savers an… Agriculture, Dept of (USDA),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Copyright Office,U.S. Postal Service (USPS)   860000 0 0 2021-04-16T14:53:42.637000-04:00
2598189 SIFF & ASSOCIATES PLLC 99b3f172-67a6-4c3b-92ea-67047f1d4011 Q1 SIFF & ASSOCIATES PLLC 400665998 CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE 2021 first_quarter RET Department of Labor final rule on "Fiduciary Duties Regarding Proxy Voting and Shareholder Rights," amending the Investment Duties regulation to address the application of the prudence and exclusive purpose duties under the Employee Retirement Income Security Act of 1974 (ERISA) to the exercise of shareholder rights, including proxy voting, the use of written proxy voting policies and guidelines, and the selection and monitoring of proxy advisory firms (85 Fed. Reg. 81658, December 16, 2020). Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). Labor, Dept of (DOL),SENATE,Treasury, Dept of 20000   0 0 2021-04-16T15:02:59.693000-04:00
2598201 SIFF & ASSOCIATES PLLC 1b5fc7b5-7274-4423-a624-1eaa9db5a0b8 Q1 SIFF & ASSOCIATES PLLC 400665998 SIGNATORY WALL AND CEILING CONTRACTORS ALLIANCE 2021 first_quarter RET H.R. 409, the Emergency Pension Plan Relief Act of 2021, legislation to provide relief for multiemployer and single employer pension plans; entire bill. H.R. 423, the Emergency Pension Plan Relief Act of 2021, legislation to provide relief for multiemployer and single employer pension plans; entire bill. H. Con. Res. 11, Establishing the congressional budget for the United States Government for fiscal year 2021 and setting forth the appropriate budgetary levels for fiscal years 2022 through 2030, Title II, Section 2001 (b) & (l), regarding reconciliation instructions for the Committees on Education and Labor & Ways and Means. S. Con. Res. 5, A concurrent resolution setting forth the congressional budget for the United States Government for fiscal year 2021 and setting forth the appropriate budgetary levels for fiscal years 2022 through 2030, Section 2002(e) & (g), regarding reconciliation instructions for the Committees on Finance and Health, Education, Labor, and Pensions. H.R. 1319, the American Rescue Plan Act of 2021, legislation to provide for reconciliation pursuant to Title II of S. Con. Res. 5; Title IX, Subtitle H, "Pensions." H.R. 1319, the American Rescue Plan Act, legislation to provide for reconciliation pursuant to Title II of S. Con. Res. 5; proposed amendments to authorize alternative structures for multiemployer pension plans to provide a secure, sustainable retirement for workers while ensuring the viability of sponsoring employers (no amendments introduced). Implementation of Pub. L. 117-2, the American Rescue Plan Act of 2021, legislation to provide for reconciliation pursuant to Title II of S. Con. Res. 5; Title IX, Subtitle H, Section 9704, Special Financial Assistance Program for Financially Troubled Multiemployer Plans. Department of Labor proposed rule regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113, June 30, 2020). HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,White House Office 50000   0 0 2021-04-16T15:05:01.747000-04:00
2598536 RICH FEUER ANDERSON 457892f6-8aed-43a6-89ee-7f09da097eb2 Q1 RICH FEUER ANDERSON 84775 FMR LLC 2021 first_quarter RET Legislation and regulation affecting employee retirement benefits. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-16T16:32:35.913000-04:00
2598966 AMERICAN BENEFITS COUNCIL 598d6a8c-4eab-4c94-be27-acf07559bc77 Q1 AMERICAN BENEFITS COUNCIL 4675 AMERICAN BENEFITS COUNCIL 2021 first_quarter RET Legislative Consolidated Appropriations Act of 2021 - H.R. 133 (Public Law 116-260) - employer-sponsored retirement and other benefit plans American Rescue Plan Act of 2021 - H.R. 1319, (Public Law 117-2) - single-employer pension funding stabilization FY21 Budget Reconciliation Bill - single-employer pension funding stabilization FY22 Budget Reconciliation Bill Administration - Infrastructure proposal Automatic Retirement Plan Act (ARPA) SECURE 2.0 - (A Secure Retirement Act) - comprehensive bipartisan proposal Emergency Pension Plan Relief Act - H.R. 409 Emergency Pension Plan Relief Act - H.R. 423 Cybersecurity Environmental, Social and Governance (ESG) principals in investing Financial wellness, emergency savings Pension Benefit Guaranty Corporation (PBGC) premiums Tax Incentives for 401 (k) contributions Telework practices Regulatory American Rescue Plan Act of 2021 - H.R. 1319, (Public Law 117-2) - single-employer pension funding stabilization - implementation issues DOL - Independent Contractor Rule - proposed withdrawal of final rule PBGC/IRS - Missing Participants - request for clarifying guidance on missing participant benefits DOL - best practices for missing participants IRS - proposed regulations on automatic postponements during Federally declared disasters IRS - Final Rule Exempting Volunteer Executives from Excise Tax White House Memorandum - Regulatory Freeze Pending Review Environmental, Social and Governance (ESG) investment and proxy voting guidance, temporary non-enforcement policy White House Memorandum - Modernizing Regulatory Review DOL (EBSA) - guidance on maximum duration of relief extending certain participant and plan deadlines resulting from COVID-19 Treasury/IRS - safe harbor correction method for automatic contribution arrangements IRS - mandatory 60-day postponement of certain tax-related deadlines Treasury/IRS - - request for guidance on defined benefit funding implementation DOL/Treasury/IRS - Pooled Employer Plans (PEPs) and Multiple Employer Plans (MEPs) - comment… Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office   324796 0 0 2021-04-17T09:34:19.413000-04:00
2599438 CAPITOL COUNSEL LLC 97b53d35-ff6f-4ea9-a8b1-9b4e00b85b18 Q1 CAPITOL COUNSEL LLC 313715 MARCH OF DIMES INC. 2021 first_quarter RET Advice and advocacy regarding pension funding. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-17T15:29:05.237000-04:00
2599593 TIBER CREEK GROUP f32b1d78-c2ca-45f6-b82c-30a0ff67b5cd Q1 TIBER CREEK GROUP 20744 UNITED SERVICES AUTOMOBILE ASSOCIATION 2021 first_quarter RET Implementation of the Setting Every Community Up for Retirement Enhancement Act, PL 116-94. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-04-17T19:46:49.547000-04:00
2600611 DYKEMA GOSSETT PLLC 9414e641-1dbf-4617-8e86-605c8a75d8c5 Q1 DYKEMA GOSSETT PLLC 12915 THE ERISA INDUSTRY COMMITTEE 2021 first_quarter RET Coronavirus Pandemic Response on employer-sponsored defined benefit and defined contribution plans. H.R.1319 - American Rescue Plan Act of 2021. ERISA and I.R.C. section 420; all provisions. Paid leave. General Issues and regulations; pension and retirement proposals. Lifetime income illustrations on benefit statements. Tuition Reimbursement (Section 127 of Internal Revenue Code) and student loan debt relief. Electronic delivery. Multiemployer Pension Reform. Missing participant audit enforcement. Centers For Medicare and Medicaid Services (CMS),Council of Economic Advisers (CEA),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of 20000   0 0 2021-04-19T09:12:14.703000-04:00
2600829 UNITED ASSN OF JOURNEYMEN & APPRENTICES OF THE PLUMBING & PIPEFITTING INDUSTRY 7784b9cd-16fd-4953-b9fc-0c9b528f56d5 Q1 UNITED ASSN OF JOURNEYMEN & APPRENTICES OF THE PLUMBING & PIPEFITTING INDUSTRY 39041 UNITED ASSN OF JOURNEYMEN & APPRENTICES OF THE PLUMBING & PIPEFITTING INDUSTRY 2021 first_quarter RET - Outreach regarding DOL's proposed proxy voting and shareholder rights rule. - Outreach regarding DOL's rule on financial factors in selecting plan investments. Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Office of Policy Development,SENATE   150000 0 0 2021-04-19T09:56:58.193000-04:00
2600856 INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE) 338aec6f-03f3-4e7c-8b75-5e76dfcb70cd Q1 INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE) 19968 INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE) 2021 first_quarter RET Social Security 2100 Act Appeals Council rule ALJ Competitive Service Restoration Act HOUSE OF REPRESENTATIVES,SENATE   55000 0 0 2021-04-19T10:00:01.393000-04:00
2600946 WILLIAMS AND JENSEN, PLLC c7bc007c-4001-40e6-b2c6-26c9e6e5c571 Q1 WILLIAMS AND JENSEN, PLLC 41454 NATIONAL RETIREMENT FUND 2021 first_quarter RET Legislation to provide financial relief to certain multiemployer pension plans. H.R. 1319. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-19T10:11:22.673000-04:00
2600955 INVESTMENT COMPANY INSTITUTE dd82b9eb-3cd6-47d0-995c-089549144113 Q1 INVESTMENT COMPANY INSTITUTE 20128 INVESTMENT COMPANY INSTITUTE 2021 first_quarter RET Qualified Default Investment Alternatives HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of   990000 0 0 2021-04-19T10:14:26.170000-04:00
2600982 DAVIS & HARMAN LLP 8578d717-750f-4734-add0-51b603dcbcee Q1 DAVIS & HARMAN LLP 11674 EDWARD JONES INVESTMENTS 2021 first_quarter RET Proposals related to small business retirement issues and retirement savings issues. SIMPLE IRAs. Required minimum distribution issues. Proposals to assist military spouses. S. 1431, Retirement Security and Savings Act (116th Congress). S. 321, Retirement Security Act. S. 322, SIMPLE Plan Modernization Act (116th Congress). H.R. 4117, IRA Preservation Act (116th Congress). H.R. 1453 (117th Congress)/S. 4173 (116th Congress), Military Spouses Retirement Security Act. S. 5064, Improving Access to Retirement Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress) HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-19T10:16:30.620000-04:00
2601001 CROSSROADS STRATEGIES, LLC dfcdef50-3b3e-407e-916f-f280e8f7d864 Q1 CROSSROADS STRATEGIES, LLC 400531586 NATIONAL ASSOCIATION OF FARM SERVICE AGENCY COUNTY OFFICE EMPLOYEES (NASCOE) 2021 first_quarter RET Legislative activities that impact Farm Service Agency (FSA) programs and employees. Agriculture, Dept of (USDA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-19T10:19:34.360000-04:00
2601058 DAVIS & HARMAN LLP 51e11111-978e-4be6-8ac3-b25de2c9e458 Q1 DAVIS & HARMAN LLP 11674 STATE STREET BANK AND TRUST CO. 2021 first_quarter RET Issues related to expanding retirement coverage and adequacy, facilitating retirement income, and increasing retirement security. Issues related to qualifying longevity annuity contracts. Issues related to state law preemption. Proposals to reform the multiple employer plan rules. H.R. 1907, Retirement Security for American Workers Act (116th Congress). Proposals related to environmental, social, and governance criteria in plan investments and proxy voting. Child Savings Accounts. H.R. 4523, the Automatic Retirement Plan Act (115th Congress). 403(b) investments. Annuity defaults. Annuity tax credits. S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act (116th Congress). H.R. 6257, Public Service Retirement Fairness Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 1319, the American Rescue Plan Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-19T10:25:46.507000-04:00
2601245 DAVIS & HARMAN LLP 42233d1f-33b5-496a-a524-468c0a46fcb9 Q1 DAVIS & HARMAN LLP 11674 NATIONWIDE INSURANCE COMPANIES 2021 first_quarter RET Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Proposals related to electronic disclosure. H.R. 1439, Increasing Access to a Secure Retirement Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act (116th Congress). Proposals related to ETFs and variable annuities. H.R. 6732, To direct the Secretary of the Treasury to modify certain regulations relating to insurance dedicated exchange traded funds (116th Congress). S. 5064, Improving Access to Retirement Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 1319, the American Rescue Plan Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-19T10:41:25.117000-04:00
2601426 DAVIS & HARMAN LLP 541c0662-3c29-407f-8e2b-fd54e17e1e1e Q1 DAVIS & HARMAN LLP 11674 NATIONAL RURAL ELECTRIC COOPERATIVE ASSN 2021 first_quarter RET Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Proposals related to electronic disclosure. H.R. 1439, Increasing Access to a Secure Retirement Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act (116th Congress). Proposals related to ETFs and variable annuities. H.R. 6732, To direct the Secretary of the Treasury to modify certain regulations relating to insurance dedicated exchange traded funds (116th Congress). S. 5064, Improving Access to Retirement Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 1319, the American Rescue Plan Act. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-19T10:55:08.297000-04:00
2601525 DAVIS & HARMAN LLP 3a07efe5-1275-42f1-9cae-f190cde3aea8 Q1 DAVIS & HARMAN LLP 11674 SMART USA CO. 2021 first_quarter RET Issues related to retirement savings, small business retirement plan coverage, small business start-up credit, Pooled Employer Plans, lifetime income, Savers Credit, access to portable savings arrangements, QLACs, required minimum distribution age, child savings accounts, and automatic retirement plan or IRA arrangements. H.R. 4523, Automatic Retirement Plan Act (115th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). S. 2370, Automatic IRA Act (116th Congress). S. 5035/H.R. 7418, Encouraging Americans to Save Act (116th Congress). S. 5064, A bill to amend the Internal Revenue Code of 1986 to increase retirement savings, to improve retirement plan administration (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes (116th Congress). S. 3764, Young American Savers Act (116th Congress). H.R. 1319, the American Rescue Plan Act. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-19T11:04:32.777000-04:00
2601578 DAVIS & HARMAN LLP 09e93ac8-043f-4105-93e3-d720754f9949 1T DAVIS & HARMAN LLP 11674 PRUDENTIAL FINANCIAL 2021 first_quarter RET H.R. 8990, Lifetime Income for Employees Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE     0 1 2021-04-19T11:08:46.633000-04:00
2601762 DAVIS & HARMAN LLP f74dde18-e77d-4a47-86fd-92a36fb37e79 Q1 DAVIS & HARMAN LLP 11674 AMERICAN BENEFITS COUNCIL 2021 first_quarter RET Proposals related to retirement plan enhancements. Proposals relating to defined benefit plans, including plan funding and multiemployer plan issues. Issues related to tax incentives for retirement savings. Issues related to electronic notarization. Proposals related to environmental, social, and governance plan investments and proxy voting. Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Proposals related to stable value investment offerings in defined contribution plans. Proposals related to phased retirement. Proposals to increase PBGC premiums. Proposals related to retirement target date funds. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to PBGC collections and PBGC disclosure and mediation issues. Proposals related to electronic disclosure of information under ERISA. Proposals regarding compliance of retirement plans. Issues related to Form 5500 filing and missing participants. Issues related to the use of brokerage windows in defined contribution plans. Proposals to reform the multiple employer plan rules. Proposals to modify required minimum distribution rules. Proposals that would modify limits on retirement plan contributions. Proposals related to stretch IRAs. Issues related to access to death master file. Issues related to government issued mortality tables. Proposals to amend the nondiscrimination provisions to protect older, longer service employees. Issues related to swap, margin, and capital rules. State-administered retirement plan initiatives. Annuitization with respect to defined benefit plans. QLACs. Effects of corporate integration on retirement plans. Proposals that would consolidate various retirement and IRA types. Proposals to create a retirement lost and found. Child Savings Accounts. Proposals related to the establishment of savings accounts for emergencies. P… HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-19T11:24:38.013000-04:00
2601828 KEVIN KAYES ab61607d-5bbd-4c7b-8533-dde4fd833ee6 Q1 KEVIN KAYES 401104434 ARCBEST 2021 first_quarter RET Multiemployer pension relief in H.R. 1319, the American Rescue Plan of 2021, PL 117-2. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-19T11:29:01.753000-04:00
2601845 DAVIS & HARMAN LLP 1548bf80-876e-488a-96b9-b04fe3590962 Q1 DAVIS & HARMAN LLP 11674 LPL FINANCIAL 2021 first_quarter RET Proposals to enhance retirement savings opportunities for employers, employees, and individuals, including self correcting inadvertent plan errors. Small business tax credit. Issues related to the Department of Labor's regulation defining fiduciary. Required minimum distribution issues. SIMPLE IRAs. H.R. 1938, Small Employer Retirement Savings Auto-Enrollment Credit Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). S. 321, Retirement Security Act (116th Congress). S. 322, SIMPLE Plan Modernization Act (116th Congress). H.R. 8083, Preserving Employee Retirement Savings Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-19T11:31:05.780000-04:00
2602046 PAYCHEX, INC. afb4235f-9c66-4640-9714-1efaa4179c4c Q1 PAYCHEX, INC. 401104380 PAYCHEX, INC. 2021 first_quarter RET Promoting clarity around the Secure Act implementation Pooled Employer Plan rules Small business access to 401(k) HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of   60000 0 0 2021-04-19T11:41:56.970000-04:00
2602073 DAVIS & HARMAN LLP 537dcc52-ed28-4fae-9219-6899abd60621 Q1 DAVIS & HARMAN LLP 11674 FMR LLC 2021 first_quarter RET Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creating of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Proposals related to electronic disclosure. S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 322, SIMPLE Plan Modernization Act (116th Congress). S. 321, Retirement Security Act (116th Congress). Issues related to e-notarization. S. 1428/H.R. 6276, Retirement Parity for Student Loans Act (116th Congress). S. 3533/H.R. 6364, Securing and Enabling Commerce Using Remote and Electronic Notarization Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-19T11:44:03.730000-04:00
2602079 PUBLIC PRIVATE STRATEGIES e3191daa-6a61-4110-8bdc-cb869e4b7339 Q1 PUBLIC PRIVATE STRATEGIES 401104830 ETSY 2021 first_quarter RET Benefits Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office 30000   0 0 2021-04-19T11:44:05.003000-04:00
2602156 TIBER CREEK GROUP 4ce6d2c0-c6bb-4598-8d81-c618877201f1 Q1 TIBER CREEK GROUP 20744 THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES 2021 first_quarter RET Issues related to retirement savings. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-19T11:51:22.200000-04:00
2602211 DAVIS & HARMAN LLP a4443a21-67cc-4ef2-84cc-0df611b06ff1 Q1 DAVIS & HARMAN LLP 11674 WILLIS NORTH AMERICA INC 2021 first_quarter RET Issues related to government issued mortality tables. Issues related to tax incentives for retirement savings. Retirement assumption issues. S. 1431, Retirement Security and Savings Act (116th Congress). HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-19T11:57:35.927000-04:00
2602285 DAVIS & HARMAN LLP 714f4869-e184-4ac4-9a19-5d31b2e0ce54 Q1 DAVIS & HARMAN LLP 11674 TRANSAMERICA LIFE INSURANCE COMPANY 2021 first_quarter RET Proposals related to retirement plans for small business. Proposals to reform the multiple employer plan rules. Proposals related to ABLE accounts. Issues related to defined benefit plan funding. Guidance related to nondiscrimination rules for defined contribution plan annuity investment products. Issues related to tax incentives for retirement savings. Issues related to income investment options. Proposals related to electronic disclosure. Plan consolidation. Proposals to amend the Internal Revenue Code and ERISA to avoid duplicative annual reporting, including H.R. 982 and S. 354. S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act. H.R. 4523, the Automatic Retirement Plan Act (115th Congress). H.R. 4637, the SAVE Act (115th Congress). Issues related to e-notarization. H.R. 6257, Public Service Retirement Fairness Act (116th Congress). S. 3533/H.R. 6364, Securing and Enabling Commerce Using Remote and Electronic Notarization Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 423/H.R. 409, Emergency Pension Plan Relief Act. H.R. 1319, the American Rescue Plan Act. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-19T12:03:51.953000-04:00
2602336 DAVIS & HARMAN LLP b63fd826-42e5-4607-8b91-bf0481d87787 1A DAVIS & HARMAN LLP 11674 AMERICAN BENEFITS COUNCIL 2021 first_quarter RET Proposals related to retirement plan enhancements. Proposals relating to defined benefit plans, including plan funding and multiemployer plan issues. Issues related to tax incentives for retirement savings. Issues related to electronic notarization. Proposals related to environmental, social, and governance plan investments and proxy voting. Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Proposals related to stable value investment offerings in defined contribution plans. Proposals related to phased retirement. Proposals to increase PBGC premiums. Proposals related to retirement target date funds. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to PBGC collections and PBGC disclosure and mediation issues. Proposals related to electronic disclosure of information under ERISA. Proposals regarding compliance of retirement plans. Issues related to Form 5500 filing and missing participants. Issues related to the use of brokerage windows in defined contribution plans. Proposals to reform the multiple employer plan rules. Proposals to modify required minimum distribution rules. Proposals that would modify limits on retirement plan contributions. Proposals related to stretch IRAs. Issues related to access to death master file. Issues related to government issued mortality tables. Proposals to amend the nondiscrimination provisions to protect older, longer service employees. Issues related to swap, margin, and capital rules. State-administered retirement plan initiatives. Annuitization with respect to defined benefit plans. QLACs. Effects of corporate integration on retirement plans. Proposals that would consolidate various retirement and IRA types. Proposals to create a retirement lost and found. Child Savings Accounts. Proposals related to the establishment of savings accounts for emergencies. P… HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-19T12:09:05.697000-04:00
2602366 DAVIS & HARMAN LLP df375ede-3075-4198-8a53-e703a59634ba Q1 DAVIS & HARMAN LLP 11674 BROKER/DEALER COORDINATION GROUP 2021 first_quarter RET Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-19T12:12:12.900000-04:00
2602437 NATIONAL ASSOCIATION OF POSTAL SUPERVISORS d87cb3a9-9238-40de-a2ad-0d6c763bffc6 Q1 NATIONAL ASSOCIATION OF POSTAL SUPERVISORS 401075023 NATIONAL ASSOCIATION OF POSTAL SUPERVISORS 2021 first_quarter RET H.R. 82 - the Social Security Fairness Act, legislation is repeal the Government Pension Offset and the Windfall Elimination Provision HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Office of Personnel Management (OPM),Postal Regulatory Commission,SENATE,Treasury, Dept of,U.S. Postal Service (USPS)   15000 0 0 2021-04-19T12:18:27.530000-04:00
2602531 INSURED RETIREMENT INSTITUTE 3ca6f75b-6090-4df3-a308-4f2a976691b2 Q1 INSURED RETIREMENT INSTITUTE 285494 INSURED RETIREMENT INSTITUTE 2021 first_quarter RET DOL - EBSA Request for Information - Open MEPs and Other Issues under Section 3(5) of the Employee Retirement Income Security Act (29 CFR Parts 2510). DOL - EBSA Proposed PTE for Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans RFI (85 FR 36880 - Application No. D-12010 - Document Number: 2020-13142). DOL - EBSA - Prohibited Transactions Involving Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans - RIN: 1210-ZA28. DOL - EBSA - Financial Factors in Selecting Plan Investments - ZRIN 1210-AB95. DOL - EBSA - Improving Investment Advice for Workers and Retirees - ZRIN 1210-ZA29. DOL - EBSA - Registration Requirements for Pooled Plan Providers - RIN 1210-AB94. DOL - EBSA - Pension Benefit Statements-Lifetime Income Illustrations - RIN 1210-AB20. DOL - EBSA - Fiduciary Duties Regarding Proxy Voting and Shareholder Rights - RIN 1210-AB91. DOL - OSEC - Rescission of Department of Labor Rule on Guidance (29 CFR Part 89 - RIN 1290-AA41). EOP - Amending Executive Order 13959 - Addressing the Threat from Securities Investments That Finance Communist Chinese Military Companies (E.O. 13974 of Jan 13, 2021 - 86 FR 4875). EOP - Executive Order 13990 - Protecting Public Health and the Environment and Restoring Science to Tackle the Climate Crisis (Federal Register/Vol. 86, No. 14 - Monday, January 25, 2021). FINRA - Comment on Lessons From the COVID-19 Pandemic (Regulatory Notice 20-42). Legislation and rulemaking affecting annuities, variable life products and retirement savings including Trump Administration and Congressional proposals on tax reform. Proposals at the Department of Treasury for increasing Americans' access to guaranteed lifetime income solutions. Treasury - IRS Proposed Rulemaking: Multiple Employer Plans (26 CFR Part 1 [REG-121508-18] RIN 1545-BO97). Treasury - IRS Proposed Rulemaking: Updated Life Expectancy and Distribution Period Tables Used for Purposes of Determining Minimum Required Distributions (26 CFR Part 1 [REG-132210-18] RIN 1545-B… HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   130000 0 0 2021-04-19T12:24:46.867000-04:00
2602846 WILLIAMS AND JENSEN, PLLC 1fe81e5e-1358-4a6f-82df-6cbc14d06ed4 Q1 WILLIAMS AND JENSEN, PLLC 41454 HOUSTON FIREFIGHTERS RELIEF AND RETIREMENT FUND 2021 first_quarter RET Social Security legislation. H.R.82 - Social Security Fairness Act of 2021. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 40000   0 0 2021-04-19T12:58:03.817000-04:00
2602866 WILLIAMS AND JENSEN, PLLC a5b4f8ba-bc9c-46bf-969f-91b31ef493d6 Q1 WILLIAMS AND JENSEN, PLLC 41454 LOS ANGELES COUNTY EMPLOYEES' RETIREMENT SYSTEM 2021 first_quarter RET Social Security legislation. H.R.82 - Social Security Fairness Act of 2021. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-19T13:00:07.867000-04:00
2602939 THE SMITH-FREE GROUP, LLC 8d3919cb-45e4-4ae1-826a-7627aa7bb46e 1T THE SMITH-FREE GROUP, LLC 35800 THE SAN DIEGO UNION-TRIBUNE, LLC 2021 first_quarter RET P.L.117-2, American Rescue Plan Act of 2021 (Section 9707. Modification of Special Rules for Minimum Funding Standards for Community Newspaper Plans) HOUSE OF REPRESENTATIVES,SENATE 50000   0 1 2021-04-19T13:07:25.187000-04:00
2603208 MERCURY PUBLIC AFFAIRS, LLC f9a1f25c-d3fa-4f21-b68e-2e7324fff8fc 1T MERCURY PUBLIC AFFAIRS, LLC 70175 PRIMERICA, INC. 2021 first_quarter RET Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act. HOUSE OF REPRESENTATIVES,Office of Administration,SENATE 20000   0 1 2021-04-19T13:32:32.067000-04:00
2603323 WILLIAMS AND JENSEN, PLLC b5a99137-3b65-4e44-9fc3-96b448d79b4f Q1 WILLIAMS AND JENSEN, PLLC 41454 THE VANGUARD GROUP, INC. 2021 first_quarter RET Retirement and savings issues, generally; Securing a Strong Retirement Act. HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2021-04-19T13:45:58.287000-04:00
2603422 TRUCKER HUSS APC fc3ce414-9626-4233-96ca-5666026a5548 Q1 TRUCKER HUSS APC 400537609 WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND 2021 first_quarter RET Composite Plan Legislation, Multiemployer pension funding and solvency, PBGC premiums HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of 20000   0 0 2021-04-19T13:55:22.497000-04:00
2603481 KEVIN KAYES bbcb4db1-8bd9-425c-8ca7-4388bf9aac1e Q1 KEVIN KAYES 401104434 THE BROADWAY LEAGUE INC. 2021 first_quarter RET Relief for multiemployer pension plans in H.R. 1319, the American Rescue Plan of 2021, PL 117-2. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-19T14:02:33.617000-04:00
2603492 UNISYS CORPORATION 17231e18-ba2b-4e3a-974b-4fa82d422569 Q1 UNISYS CORPORATION 39028 UNISYS CORPORATION 2021 first_quarter RET American Rescue Plan Act of 2021, HR 1319 (Issues related to single-employer pension reform stabilization). HOUSE OF REPRESENTATIVES,SENATE   130000 0 0 2021-04-19T14:03:37.823000-04:00
2603564 PRUDENTIAL FINANCIAL, INC. 71e9f697-5ef2-4d74-8186-f2fac4e60885 Q1 PRUDENTIAL FINANCIAL, INC. 32338 PRUDENTIAL FINANCIAL INC 2021 first_quarter RET Retirement Security Act of 2019 AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act General Account Legislative Fix Qualified Professional Asset Manager (OPAM) Exception Amendment ERISA Clarifications for Securitizies Originated or Underwritten by Inter-Affiliates Qualified Default Investment Allocation Section 420 Legislative Fix CARES Act Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Accounting Standards Advisory Board (FASAB),Federal Highway Administration (FHA),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   510000 0 0 2021-04-19T14:11:58.463000-04:00
2604008 HANCE SCARBOROUGH 3070a86b-487e-44e5-91e0-81a2686fce55 Q1 HANCE SCARBOROUGH 17443 ASSOCIATION OF TEXAS PROFESSIONAL EDUCATORS 2021 first_quarter RET H.R. 1319 The American Rescue Plan Act H.R. 748 CARES Act H.R. 133 Consolidated Appropriations Act, 2021 HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-19T14:44:57.417000-04:00
2604188 NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION 872c375c-68c4-4b2c-808a-21c092cbf8ae Q1 NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION 26477 NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION 2021 first_quarter RET Air Traffic Control retirement eligibility. Controller staffing. Thrift Savings Plan, federal pensions. CIP, FERS/CSRS. Federal Employee Tax. FEHBP. Provisions relating to federal employees salaries, health benefits, and retirements. Impact of government shutdown on FAA workforce and the national airspace system. Merit Systems Protection Board. Retired military controllers. Air Traffic Controller Federal Employees Retirement System Supplemental Retirement. H.R. 1283 Continuity for Operators with Necessary Training Required for ATC Contract Towers Act of 2021: Provisions relating to eliminating hiring barriers for Contract air traffic control towers. S. 419 Continuity for Operators with Necessary Training Required for ATC Contract Towers Act of 2021: Provisions relating to eliminating hiring barriers for Contract air traffic control towers. Mandatory Retirement Age of Federal Employees including air traffic controllers. Families First Coronavirus Response Act (PL 116-127): Provisions relating to emergency paid sick leave and expanded FMLA leave. Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT)   230000 0 0 2021-04-19T15:00:47.517000-04:00
2604228 MUNK POLICY & LAW 84f7e562-6a1b-43a7-818e-a52a91b14a2a Q1 MUNK POLICY & LAW 401105075 ENTERGY SERVICES LLC 2021 first_quarter RET Pension Smoothing HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-19T15:02:54.273000-04:00
2604799 WINNING STRATEGIES WASHINGTON 7e3175e6-f05f-44ca-a443-9e22c53a5906 Q1 WINNING STRATEGIES WASHINGTON 50796 NATIONAL TROOPERS COALITION 2021 first_quarter RET Retirement Issue HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-19T15:51:06.920000-04:00
2605292 ALLON ADVOCACY, LLC d2b2ed4c-a6f2-40ad-b4c4-4ed2af5d4d37 Q1 ALLON ADVOCACY, LLC 401104657 YODLEE INC. 2021 first_quarter RET Best interest rule finalized by SEC and revised Department of Labor fiduciary rule. Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 70000   0 0 2021-04-19T16:22:47.207000-04:00
2605310 WINNING STRATEGIES WASHINGTON 8c3ffb3f-5693-4d9e-b689-867c38881b14 Q1 WINNING STRATEGIES WASHINGTON 50796 PRUDENTIAL 2021 first_quarter RET Retirement & pensions HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-19T16:24:50.320000-04:00
2605451 WILLIAMS AND JENSEN, PLLC c0d32575-e23d-4a62-aa6e-3bb4b3d73658 Q1 WILLIAMS AND JENSEN, PLLC 41454 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY 2021 first_quarter RET Benefit distributions in the form of annuities. Fiduciary Rule. HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of 20000   0 0 2021-04-19T16:37:28.110000-04:00
2605477 SIFF & ASSOCIATES PLLC bc4af6d7-fe1d-4fcd-9e68-3055466cc859 Q1 SIFF & ASSOCIATES PLLC 400665998 FMR LLC 2021 first_quarter RET Department of Labor proposed rule regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113, June 30, 2020). Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). Department of Labor "Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees" (85 Fed. Reg. 82798, December 18, 2020). Labor, Dept of (DOL),SENATE,Treasury, Dept of 30000   0 0 2021-04-19T16:38:34.557000-04:00
2605600 INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS e51486d8-7911-43fd-aac2-2273fe510880 Q1 INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS 19753 INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS 2021 first_quarter RET HELPS Retirees benefit technical corrections. Efforts to undermine public pensions. Social Security offsets. Deferred compensation penalty waivers. Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT),Treasury, Dept of   97000 0 0 2021-04-19T16:45:01.220000-04:00
2605701 PAYCHEX, INC. 544aeae6-1641-4318-ab11-9ea13f9e68e9 1A PAYCHEX, INC. 401104380 PAYCHEX, INC. 2021 first_quarter RET Promoting clarity around the Secure Act implementation Pooled Employer Plan rules Small business access to 401(k) HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of   60000 0 0 2021-04-19T16:53:22.937000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
Powered by Datasette · Queries took 2064.999ms · Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API