lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
1,093 rows where filing_year = 2021 and issue_code = "RET" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2591055 | RUTLEDGE POLICY GROUP, LLC a8907bfe-e883-4389-969c-7c5fc21db705 | 1T | RUTLEDGE POLICY GROUP, LLC | 401105775 | AMERICAN RETIREMENT ASSOCIATION | 2021 | first_quarter | RET | Retirement Savings Legislation - all provisions Student Loan Matching - defined contribution plans | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2021-02-09T21:50:14.957000-05:00 | |
| 2591222 | DIRECTORS GUILD OF AMERICA, INC. f2695326-ad7e-47bd-ad24-737db5d34ee4 | Q1 | DIRECTORS GUILD OF AMERICA, INC. | 400969783 | DIRECTORS GUILD OF AMERICA, INC. | 2021 | first_quarter | RET | Multiemployer Pension Plans | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-03-23T17:21:44.583000-04:00 | |
| 2591345 | AMAC ACTION fa6d96f0-de94-416e-978b-82084e9e0c04 | Q1 | AMAC ACTION | 401104675 | AMAC ACTION | 2021 | first_quarter | RET | healthcare reform solutions and legislation, Social Security reform solutions and legislation | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 57988 | 0 | 0 | 2021-03-31T15:50:53.743000-04:00 | |
| 2591752 | FORSCEY, PLLC 96fbe8b1-7c5e-4296-8989-5269ee3f5c51 | Q1 | FORSCEY, PLLC | 52880 | WRITERS GUILD OF AMERICA, WEST | 2021 | first_quarter | RET | Work in support of legislation to provide direct grants for certain distressed multi-employers to make up for funding shortfalls in such plans and to improve funding of the Pension Benefit Guaranty Corporation (PBGC). | Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE | 30000 | 0 | 0 | 2021-04-02T18:20:47.073000-04:00 | |
| 2592159 | TREA SENIOR CITIZENS LEAGUE 44b40ad8-1773-4172-b764-715d0e3dc02f | Q1 | TREA SENIOR CITIZENS LEAGUE | 38426 | TREA SENIOR CITIZENS LEAGUE | 2021 | first_quarter | RET | Social Security Cost of Living Adjustment, Social Security Reform, Repeal of the Windfall Elimination Provision and the Government Pension Offset. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-06T10:10:03.663000-04:00 | ||
| 2592206 | INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO af8bdd45-0c04-4ab3-b3c3-9cbd60c63850 | Q1 | INTERNATIONAL UNION OF POLICE ASSOCIATIONS, AFL-CIO | 50400 | INTERNATIONAL UNION OF POLICE ASSOCIATIONS AFL-CIO | 2021 | first_quarter | RET | HR82, HR2337, S 129 | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-06T12:56:43.123000-04:00 | |
| 2592233 | 1600 GROUP LLC 139ffa35-ac59-46d6-b747-96944386ea34 | 1T | 1600 GROUP LLC | 401105018 | INTERNATIONAL BROTHERHOOD OF TEAMSTERS | 2021 | first_quarter | RET | H.R. 397, The Rehabilitation for Multiemployer Pensions Act | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2021-04-06T13:50:01.857000-04:00 | |
| 2592411 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 0371b6b6-55e2-481c-b500-6863d6e3d491 | Q1 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2021 | first_quarter | RET | Issues related to IRA and pension reform. Issues related to investment advice in connection with retirement products. Issues related to individuals and business investing in retirement vehicles, plan funding limits, participation and disclosure rules, exemptions, employer and plan sponsor duties, and safe harbors. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 425021 | 0 | 0 | 2021-04-07T09:16:54.623000-04:00 | |
| 2592424 | DANEA KEHOE 866bd408-b219-4e88-9511-416cfcc2129d | Q1 | DANEA KEHOE | 67570 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2021 | first_quarter | RET | SECURE II, retirement savings tax proposals | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 10000 | 0 | 0 | 2021-04-07T10:02:04.413000-04:00 | |
| 2592433 | THE ESOP ASSOCIATION 6fee0517-2e86-4ab9-ae30-a7c08df2944d | Q1 | THE ESOP ASSOCIATION | 13858 | ESOP ASSOCIATION | 2021 | first_quarter | RET | Any proposed legislation potentially impacting ESOP creation and operation, and employee ownership issues and generally all legislative proposals to amend the Employee Retirement Security Act of 1974. Above areas include tax and labor law issues embedded in the Employee Retirement Security Act of 1974 and the Federal Internal Revenue Code, and laws encouraging Federal agencies to promote creation and operation of ESOPs. COVID-19 economic issues and responses to H.R. 1319, American Rescue Plan Act of 2021, all provisions relating to SBA loans, lending, unemployment, taxes and credit. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-07T10:09:08.557000-04:00 | |
| 2592565 | BAKERY, CONFECTIONERY, TOBACCO WORKERS AND GRAIN MILLERS INTERNATIONAL UNION 1f381f31-e8ec-4149-89b2-ecb1377f473c | Q1 | BAKERY, CONFECTIONERY, TOBACCO WORKERS AND GRAIN MILLERS INTERNATIONAL UNION | 401105346 | BAKERY, CONFECTIONERY, TOBACCO WORKERS AND GRAIN MILLERS INTERNATIONAL UNION | 2021 | first_quarter | RET | Emergency Pension Plan Act of 2021 - H.R. 423 | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-07T13:25:32.943000-04:00 | ||
| 2593239 | DOUCET CONSULTING SOLUTIONS, LLC 5082ddf3-b614-481b-bcc7-616a104c456b | Q1 | DOUCET CONSULTING SOLUTIONS, LLC | 401104418 | LOUISIANA SHERIFFS' ASSOCIATION | 2021 | first_quarter | RET | Support of the Public Servants Protection and Fairness Act of 2021, H.R. 2337 | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),SENATE,Treasury, Dept of | 10000 | 0 | 0 | 2021-04-12T09:54:08.540000-04:00 | |
| 2593479 | MR. MARK REY f1801d75-c3cc-4131-b49a-ceddf3486e5f | Q1 | MR. MARK REY | 400454181 | NATIONAL OLDER WORKERS CAREER CENTER | 2021 | first_quarter | RET | Assisting retired federal workers secure new employment opportunities | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE,U.S. Forest Service | 6000 | 0 | 0 | 2021-04-12T14:50:48.017000-04:00 | |
| 2593556 | MINDSET ADVOCACY, LLC bbd261d6-b35a-4aa7-a8aa-99522ae92c80 | Q1 | MINDSET ADVOCACY, LLC | 296271 | LPL FINANCIAL LLC | 2021 | first_quarter | RET | General interest in retirement issues. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-12T15:57:52.767000-04:00 | |
| 2593563 | HOLLAND & KNIGHT LLP 66d12e73-30c1-4d3a-a976-fa38a377840a | Q1 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2021 | first_quarter | RET | Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-12T15:59:57.720000-04:00 | |
| 2593667 | LEDGE COUNSEL, INC. 7d2c0413-3189-45fb-822a-bde20fbbc25a | Q1 | LEDGE COUNSEL, INC. | 22438 | NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION | 2021 | first_quarter | RET | Federal civil service retirement | Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE | 10000 | 0 | 0 | 2021-04-12T18:03:18.723000-04:00 | |
| 2593674 | PENN AVENUE PARTNERS 7c5c3d31-e891-496d-954f-7df2641c3374 | Q1 | PENN AVENUE PARTNERS | 400918672 | BRIGHTHOUSE FINANCIAL, INC. | 2021 | first_quarter | RET | Retirement issues impacting Brighthouse Financial. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-12T18:07:26.543000-04:00 | |
| 2594009 | MELTSNER STRATEGIES, LLC 715bb26c-d4ca-402b-bcb4-102c3a1c10ed | Q1 | MELTSNER STRATEGIES, LLC | 401079030 | NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES | 2021 | first_quarter | RET | Fee increase for Social Security Claimants' Representatives Stop The Wait Act (yet unnumbered) | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2021-04-13T11:39:04.963000-04:00 | |
| 2594015 | DUTKO WORLDWIDE, LLC f8d26e79-954e-41b4-a96a-9f5152daee31 | Q1 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE FEDERAL SERVICES LLC | 2021 | first_quarter | RET | Monitor IT Modernization at the Social Security Administration | Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2021-04-13T11:39:06.463000-04:00 | |
| 2594253 | RICH FEUER ANDERSON efcd9f72-ea8a-4548-9db9-1239b49feb4e | Q1 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2021 | first_quarter | RET | Issues related to retirement security and savings, including retirement income products and retirement income disclosures. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-04-13T14:06:29.413000-04:00 | |
| 2594483 | AMERICAN POSTAL WORKERS UNION, AFL-CIO ae2942f1-1f0c-43f9-9845-d519b06d5ecd | Q1 | AMERICAN POSTAL WORKERS UNION, AFL-CIO | 3138 | AMERICAN POSTAL WORKERS UNION AFL-CIO | 2021 | first_quarter | RET | H.R.82 Support for Social Security Fairness Act | HOUSE OF REPRESENTATIVES,SENATE | 130000 | 0 | 0 | 2021-04-13T16:17:21.450000-04:00 | |
| 2594912 | DAVIS & HARMAN LLP a189645d-33ff-4eb1-9a91-d82eacae9b4f | Q1 | DAVIS & HARMAN LLP | 11674 | RETIREMENT INDUSTRY TRUST ASSOCIATION | 2021 | first_quarter | RET | Issues related to retirement savings and IRAs. S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-14T11:04:13.667000-04:00 | ||
| 2594921 | DAVIS & HARMAN LLP 218c9e59-5e77-4d84-84a6-f5ae4e39deca | Q1 | DAVIS & HARMAN LLP | 11674 | MISSIONSQUARE RETIREMENT | 2021 | first_quarter | RET | Proposals related to retirement and retiree health savings and collective investment trusts. S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 6257, Public Service Retirement Fairness Act of 2020 (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-14T11:12:16.853000-04:00 | |
| 2594925 | DAVIS & HARMAN LLP 8dbe999c-3930-46fe-b97c-08bdb12df575 | Q1 | DAVIS & HARMAN LLP | 11674 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | 2021 | first_quarter | RET | Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to lifetime income. Issues related to the tax treatment of retirement plans, IRAs, and annuity products. S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-14T11:14:17.790000-04:00 | |
| 2594930 | DAVIS & HARMAN LLP 0815d796-f1d1-4691-aa93-5cf8e3534caa | Q1 | DAVIS & HARMAN LLP | 11674 | VANGUARD GROUP | 2021 | first_quarter | RET | Issues related to tax incentives for retirement savings. Issues related to employee benefit plan investments and administration, and electronic delivery of ERISA-mandated statements and disclosures, including: H.R. 6257, Public Service Retirement Fairness Act of 2020 (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-14T11:24:20.727000-04:00 | |
| 2594932 | DAVIS & HARMAN LLP b4d3ea77-e61c-44ef-afb0-accc5a2b0878 | Q1 | DAVIS & HARMAN LLP | 11674 | SPARK INSTITUTE | 2021 | first_quarter | RET | Issues related to tax incentives for retirement savings. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to recordkeeping simplification for 401(k) plans. Issues related to lifetime income and auto features. H.R. 4610/S. 3759, RETIRE Act (115th Congress). H.R. 8696, Securing A Strong Retirement Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). Provisions related to pension plans including, the American Rescue Plan Act of 2021. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-14T11:27:21.887000-04:00 | |
| 2594934 | DAVIS & HARMAN LLP 90a0b953-29e6-463a-aa39-86cdd4813007 | Q1 | DAVIS & HARMAN LLP | 11674 | TIAA | 2021 | first_quarter | RET | Issues related to tax incentives for retirement savings. Issues regarding investment offerings in defined contribution plans. Legislation to expand the employee-sponsored retirement system. Issues related to lifetime income products in qualified retirement plans. Proposals to increase annuitization within qualified retirement plans. Issues related to employee benefit administration and electronic delivery of ERISA-mandated statements and disclosures. Proposals that would consolidate various retirement and IRA types. Issues related to electronic notarization. H.R. 4610/S. 3795, RETIRE Act (115th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8990, Lifetime Income for Employees Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-14T11:29:22.683000-04:00 | |
| 2594968 | DAVIS & HARMAN LLP 61fb9476-96c0-452d-8c20-602cc5e450e4 | Q1 | DAVIS & HARMAN LLP | 11674 | INSPIRA FINANCIAL | 2021 | first_quarter | RET | Issues related to retirement savings. Issues related to automatic rollovers, missing participants, PBGC, and cash-out limits. H.R. 5676, Retirement Plan Modernization Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 7439/S. 4192, Retirement Savings Lost and Found Act (116th Congress). H.R. 8696, Securing A Strong Retirement Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-14T11:39:30.173000-04:00 | |
| 2595125 | CASSIDY & ASSOCIATES, INC. f6594ff3-365f-46c2-95e0-192e31c4bee3 | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2021 | first_quarter | RET | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-14T12:57:02.957000-04:00 | |
| 2595186 | INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES 00cdffe9-5a8b-430e-8a05-8d8667c8e0cc | Q1 | INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES | 401105446 | INTERNATIONAL ALLIANCE OF THEATRICAL STAGE EMPLOYEES | 2021 | first_quarter | RET | Support for H.R. 1319, the American Rescue Plan Act of 2021; Support for the Butch Lewis Emergency Pension Plan Relief Act; Oppose the Giving Retirement Options to Workers Act | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,U.S. Copyright Office | 60000 | 0 | 0 | 2021-04-14T13:11:17.140000-04:00 | |
| 2595198 | AARP 694534f9-e7ee-4036-93f2-3c561b98c3af | Q1 | AARP | 1694 | AARP | 2021 | first_quarter | RET | P.L. 117,2 - the American Rescue Plan Act of 2021 H.R. 2062/S. 880, the Protecting Older Workers Against Discrimination Act No bill number - Discussed the Average Wage Index for Social Security No bill number - Discussed retirement plan portability No bill number - Discussed paper and electronic delivery for retirement plan disclosures and notices No bill number - Discussed private sector retirement reform legislation, including establishment of a national automatic retirement system and Secure Act 2 legislation No bill number - Discussed state-facilitated retirement savings programs for private sector workers No bill number - Discussed part-time worker, independent contractor, contingent worker, personal/individual and portable retirement plan issues. No bill number - Discussed fiduciary responsibility issues No bill number - Discussed student loan and retirement saving issues No bill number - Discussed retirement plan data collection, retention, dissemination and cybersecurity issues No bill number - Discussed small employer and pooled retirement plan issues No bill number - Discussed small retirement account cash out issues No bill number - Discussed Individual Retirement Account (IRA) and Required Minimum Distribution (RMD) No bill number - Discussed options to improve spend down of retirement savings after retirement No bill number - Discussed retirement proposals and actions. No bill number - Discussed the Social Security Administrations Internet Social Security Number Replacement Cards (iSSNRC) system No bill number - Discussed offsets in Unemployment Insurance benefits due to the receipt of Social Security benefits No bill number - Discussed the Stop the Wait Act No bill number - Discussed legislation to create a fast track process outside of regular order to consider changes to Social Security and Medicare. H.R. 2337, To amend title II of the Social Security Act to provide an equitable Social Security formula for individuals with noncovered employment and to provide relief for… | Administration for Children & Families (ACF),Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Corporation for Natl & Community Service,Defense, Dept of (DOD),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Indian Health Service,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Institutes of Health (NIH),Natl Transportation Safety Board (NTSB),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,Veterans Affairs, Dept of (VA),White House Office | 2840000 | 0 | 0 | 2021-04-14T13:14:18.377000-04:00 | |
| 2595213 | SUMMIT STRATEGIES GOVERNMENT AFFAIRS LLC f8753690-6ecb-44b2-b8a3-9793ebb4b684 | Q1 | SUMMIT STRATEGIES GOVERNMENT AFFAIRS LLC | 401103550 | THE ASSOCIATION OF UNION CONSTRUCTORS | 2021 | first_quarter | RET | Issues related to multiemployer pension reform. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-14T13:35:21.407000-04:00 | |
| 2595252 | SQUIRE PATTON BOGGS 492daf8a-449c-4df9-868c-701140a2bc12 | Q1 | SQUIRE PATTON BOGGS | 30906 | AON SERVICE CORPORATION (FKA AON HEWITT) | 2021 | first_quarter | RET | Advice regarding retirement-related legislation and regulatory reform. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-14T14:02:31.487000-04:00 | |
| 2595278 | NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. 369561d1-bb99-4f78-9908-6358a08273b0 | Q1 | NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. | 26980 | NATIONAL ASSOCIATION OF POLICE ORGANIZATIONS, INC. | 2021 | first_quarter | RET | Social Security Fairness Act; Public Servants Protection and Fairness Act; Public Safety Retirees Healthcare Protection Act | Bureau of Justice Assistance,HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Justice Program,SENATE | 40000 | 0 | 0 | 2021-04-14T14:18:38.077000-04:00 | |
| 2595290 | SMART USA CO d0533b5f-1cf2-4472-9cea-05deefd53d44 | Q1 | SMART USA CO | 401105823 | SMART USA CO | 2021 | first_quarter | RET | Refundable Saver's Credit | HOUSE OF REPRESENTATIVES,SENATE | 17620 | 0 | 0 | 2021-04-14T14:24:40.483000-04:00 | |
| 2595359 | SMART USA CO 0d3175a7-4238-428a-86d2-80595101cc6c | 1A | SMART USA CO | 401105823 | SMART USA CO | 2021 | first_quarter | RET | Refundable Saver's Credit | HOUSE OF REPRESENTATIVES,SENATE | 17620 | 0 | 0 | 2021-04-14T14:52:00.823000-04:00 | |
| 2595383 | DAVIS & HARMAN LLP 8fb3ea58-aaa3-4273-afb4-349abe3d0ca2 | Q1 | DAVIS & HARMAN LLP | 11674 | LINCOLN NATIONAL CORPORATION | 2021 | first_quarter | RET | Comprehensive pension and retirement savings legislation. Issues related to electronic delivery of IRC- and ERISA-mandated statements and disclosures. Issues related to paid family, sick, and medical leave. S. 1431, Retirement Security and Savings Act (116th Congress). S. 2370, Automatic IRA Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-14T15:04:07.177000-04:00 | ||
| 2595927 | DYKEMA GOSSETT PLLC 126417ce-6ef5-4bef-be14-6ce119c30312 | Q1 | DYKEMA GOSSETT PLLC | 12915 | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | 2021 | first_quarter | RET | Lobbied in support of retirement security and pension provisions in HR 1319, the American Rescue Plan Act. Lobbied on life insurance related tax provisions in COVID relief legislation. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-15T10:35:22.577000-04:00 | |
| 2595977 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA e1c6109b-d3a8-46bc-90f6-5e42f52ba659 | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2021 | first_quarter | RET | Monitor SEC's Regulation Best Interest Lobby in favor of H.R. 6994/S. 3795 from the 116th Congress, the Registered Index Linked Annuity Act H.R. 1997 from the 116th Congress, the Setting Every Community up for Retirement Act. Issue: retirement security reforms H.R. 1439, from the 116th Congress, the Increasing Access to a Secure Retirement Act Issue: Provides a fiduciary safe harbor to the selection of an annuity provider. Regarding the Department of Labors Financial Factors in Selecting Plan Investments, support changes to prevent the Department from requiring plan fiduciaries to select investments based solely on pecuniary factors and prohibiting consideration of Environmental, Societal, and Governmental factors. (No specific bills.) | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 560000 | 0 | 0 | 2021-04-15T10:59:37.507000-04:00 | |
| 2596373 | UNITED FOOD & COMMERCIAL WORKERS INTERNATIONAL UNION a38139c4-021d-4dcc-9301-42c1d2018a80 | Q1 | UNITED FOOD & COMMERCIAL WORKERS INTERNATIONAL UNION | 39121 | UNITED FOOD & COMMERCIAL WORKERS INTERNATIONAL UNION | 2021 | first_quarter | RET | Met with House and Senate staff regarding pension issues. | HOUSE OF REPRESENTATIVES,SENATE | 160000 | 0 | 0 | 2021-04-15T14:30:37.970000-04:00 | |
| 2596555 | BLACKROCK FUNDS SERVICES GROUP, LLC 862578a2-aff4-4d5b-8bda-0140e11fe828 | Q1 | BLACKROCK FUNDS SERVICES GROUP, LLC | 400534597 | BLACKROCK FUNDS SERVICES GROUP LLC | 2021 | first_quarter | RET | ESG Rule/DOL Proxy Rule/DOL | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 310000 | 0 | 0 | 2021-04-15T16:00:38.630000-04:00 | |
| 2596596 | NESTLE USA 7d5d4c5c-a08a-48fd-b621-5c2e4945929d | Q1 | NESTLE USA | 29037 | NESTLE USA | 2021 | first_quarter | RET | Proposals relating to multiemployer pension plans in connection with P.L. No.117-2, the American Rescue Plan Act of 2021 | Agriculture, Dept of (USDA),Food & Drug Administration (FDA),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 311000 | 0 | 0 | 2021-04-15T16:29:49.940000-04:00 | |
| 2597236 | NATIONAL RURAL LETTER CARRIERS' ASSOCIATION af51f789-0652-40c2-912c-174dd49d79fd | Q1 | NATIONAL RURAL LETTER CARRIERS' ASSOCIATION | 28526 | NATIONAL RURAL LETTER CARRIERS' ASSOCIATION | 2021 | first_quarter | RET | H.R.82-"Social Security Fairness Act of 2021"-this legislation repeals provisions that would reduce Social Security benefits for individuals who receive other benefits such as a pension from a state or local government, and eliminates the GPO and WEP. The NRLCA has not taken a position. H.R.2337-"Public Servants Protection and Fairness Act", this legislation offsets the WEP and provides limited relief for those beneficiaries impacted. The NRLCA has not taken a position. | HOUSE OF REPRESENTATIVES,SENATE | 125000 | 0 | 0 | 2021-04-16T11:17:56.893000-04:00 | |
| 2597257 | AMERICANS FOR PROSPERITY 881b0f53-e182-4019-8221-76c15140b64c | Q1 | AMERICANS FOR PROSPERITY | 401103225 | AMERICANS FOR PROSPERITY | 2021 | first_quarter | RET | H.R. 1319: American Rescue Plan Act of 2021Oppose | HOUSE OF REPRESENTATIVES,SENATE | 190000 | 0 | 0 | 2021-04-16T11:22:59.857000-04:00 | |
| 2597285 | BREDHOFF & KAISER, P.L.L.C. 341b80f6-0855-4066-b646-e9a02db41b20 | Q1 | BREDHOFF & KAISER, P.L.L.C. | 304953 | BAKERY AND CONFECTIONERY UNION & INDUSTRY INTERNATIONAL PENSION FUND | 2021 | first_quarter | RET | pension relief | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-16T11:31:05.007000-04:00 | ||
| 2597295 | NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES 65e1a40a-2ca2-4203-a57d-6e584f00e752 | Q1 | NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES | 28253 | NATIONAL ORGANIZATION OF SOCIAL SECURITY CLAIMANTS' REPRESENTATIVES | 2021 | first_quarter | RET | Issues related to the Social Security disability application and appeals process (generally, no specific legislation) H.R 157 Guam Supplemental Security Income Equity Act (generally no specific provisions) H.R. 537 Supplemental Security Income Equality Act (generally no specific provisions) | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Personnel Management (OPM),SENATE,Small Business Administration (SBA),Social Security Administration (SSA),Treasury, Dept of,Veterans Affairs, Dept of (VA) | 50000 | 0 | 0 | 2021-04-16T11:34:05.980000-04:00 | |
| 2597586 | DOTCHIN & ASSOCIATES, LLC 64aa1b3a-7e50-4950-91a7-aa9a8d6c9f82 | Q1 | DOTCHIN & ASSOCIATES, LLC | 401105105 | UNITED PARCEL SERVICE | 2021 | first_quarter | RET | Multi-Employer Pension Reform Proposals including those in COVID relief packages | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-16T12:26:12.530000-04:00 | |
| 2597693 | ALLIANCE FOR RETIRED AMERICANS 2748508d-800a-42fd-80c6-3e2111104803 | Q1 | ALLIANCE FOR RETIRED AMERICANS | 67238 | ALLIANCE FOR RETIRED AMERICANS | 2021 | first_quarter | RET | 1. Proposals to change the Social Security annual Cost of Living Adjustment formula 2. Proposals to raise the Social Security normal retirement age 3. Proposals to "means test" Social Security benefits 4. Beneficiary information available through Social Security Administration field offices 5. Status of the Social Security Disability Insurance Trust Fund 6. Closing of Social Security Administration field offices 7. Implementation of the Multiemployer Pension Reform Act of 2014 8. Status of Social Security Disability claims backlog 9. Proposals regarding the Social Security Windfall Elimination Provision 10. Proposals regarding the Social Security Government Pension Offset 11. H.R. 82, Social Security Fairness Act of 2021, entire bill 12. H.R. 1319, American Rescue Plan Act of 2021, provisions regarding multiemployer pension plans | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE,Social Security Administration (SSA) | 80000 | 0 | 0 | 2021-04-16T12:52:38.470000-04:00 | |
| 2597748 | NEXA STRATEGIES, LLC 0e8b939c-62fd-44da-b2e7-1c03104231ee | Q1 | NEXA STRATEGIES, LLC | 401103711 | DOTCHIN & ASSOCIATES ON BEHALF OF UNITED PARCEL SERVICE | 2021 | first_quarter | RET | Multi-Employer Pension Reform Proposals including those in COVID relief packages | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-16T13:09:52.620000-04:00 | |
| 2598154 | NATIONWIDE MUTUAL INSURANCE COMPANY 445dbd07-dfcf-4f39-8b7c-0e759c9adf5c | Q1 | NATIONWIDE MUTUAL INSURANCE COMPANY | 26411 | NATIONWIDE MUTUAL INSURANCE COMPANY | 2021 | first_quarter | RET | S 1431(116th), Retirement Security and Savings Act - modifies various tax policies, credits, and requirements that apply to employer-provided retirement plans and Individual Retirement Accounts. HR 6732 (116th), vETF - direct the Secretary of the Treasury to modify certain regulations relating to insurance-dedicated exchange-traded funds. ISSUE Investment Advice Standard of Conduct DRAFTAutomatic Retirement Plan Act of 2020 - require employers to offer a 401(k) or 403(b) plan HR 8696 (116th), Securing a Strong Retirement Act - modifies various tax policies, credits, and requirements that apply to employer-provided retirement plans and Individual Retirement Accounts. HR 6994/S 3795 (116th), Registration for Index Linked Annuities (RILA) Act - requires the Securities and Exchange Commission (SEC) to create a new form for the registration of index linked annuities. DRAFTPortable Retirement and Investment Account (PRIA) Act - to establish portable retirement accounts DRAFTWell-Being Insurance for Seniors to be at Home (WISH) Act - create a public-private partnership to provide long-term health care insurance for older adults. HR 409, Emergency Pension Plan Relief Act - provide relief for multiemployer and single employer pension plans, and for other purposes. HR 423, Emergency Pension Plan Relief Act - provide relief for multiemployer and single employer pension plans, and for other purposes. HR 699, Mutual Fund Litigation Reform Act - amend the Investment Company Act of 1940 to provide complaint and burden of proof requirements for certain actions for breach of fiduciary duty HR 725/S 153, Personalized Care Act - amend the Internal Revenue Code of 1986 to expand and improve health savings accounts, and for other purposes. HR 984, Retirement Inflation Protection Act - allows the basis of certain assets to be adjusted for inflation solely for the purpose of determining the gain or loss. S 380, Health Savings Act - modifies the requirements for health savings accounts (HSAs). HR 1584, Protecting Retirement Savers an… | Agriculture, Dept of (USDA),Federal Deposit Insurance Corporation (FDIC),Federal Emergency Management Agency (FEMA),Federal Reserve System,Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Transportation, Dept of (DOT),Treasury, Dept of,U.S. Copyright Office,U.S. Postal Service (USPS) | 860000 | 0 | 0 | 2021-04-16T14:53:42.637000-04:00 | |
| 2598189 | SIFF & ASSOCIATES PLLC 99b3f172-67a6-4c3b-92ea-67047f1d4011 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2021 | first_quarter | RET | Department of Labor final rule on "Fiduciary Duties Regarding Proxy Voting and Shareholder Rights," amending the Investment Duties regulation to address the application of the prudence and exclusive purpose duties under the Employee Retirement Income Security Act of 1974 (ERISA) to the exercise of shareholder rights, including proxy voting, the use of written proxy voting policies and guidelines, and the selection and monitoring of proxy advisory firms (85 Fed. Reg. 81658, December 16, 2020). Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). | Labor, Dept of (DOL),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-16T15:02:59.693000-04:00 | |
| 2598201 | SIFF & ASSOCIATES PLLC 1b5fc7b5-7274-4423-a624-1eaa9db5a0b8 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | SIGNATORY WALL AND CEILING CONTRACTORS ALLIANCE | 2021 | first_quarter | RET | H.R. 409, the Emergency Pension Plan Relief Act of 2021, legislation to provide relief for multiemployer and single employer pension plans; entire bill. H.R. 423, the Emergency Pension Plan Relief Act of 2021, legislation to provide relief for multiemployer and single employer pension plans; entire bill. H. Con. Res. 11, Establishing the congressional budget for the United States Government for fiscal year 2021 and setting forth the appropriate budgetary levels for fiscal years 2022 through 2030, Title II, Section 2001 (b) & (l), regarding reconciliation instructions for the Committees on Education and Labor & Ways and Means. S. Con. Res. 5, A concurrent resolution setting forth the congressional budget for the United States Government for fiscal year 2021 and setting forth the appropriate budgetary levels for fiscal years 2022 through 2030, Section 2002(e) & (g), regarding reconciliation instructions for the Committees on Finance and Health, Education, Labor, and Pensions. H.R. 1319, the American Rescue Plan Act of 2021, legislation to provide for reconciliation pursuant to Title II of S. Con. Res. 5; Title IX, Subtitle H, "Pensions." H.R. 1319, the American Rescue Plan Act, legislation to provide for reconciliation pursuant to Title II of S. Con. Res. 5; proposed amendments to authorize alternative structures for multiemployer pension plans to provide a secure, sustainable retirement for workers while ensuring the viability of sponsoring employers (no amendments introduced). Implementation of Pub. L. 117-2, the American Rescue Plan Act of 2021, legislation to provide for reconciliation pursuant to Title II of S. Con. Res. 5; Title IX, Subtitle H, Section 9704, Special Financial Assistance Program for Financially Troubled Multiemployer Plans. Department of Labor proposed rule regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113, June 30, 2020). | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,White House Office | 50000 | 0 | 0 | 2021-04-16T15:05:01.747000-04:00 | |
| 2598536 | RICH FEUER ANDERSON 457892f6-8aed-43a6-89ee-7f09da097eb2 | Q1 | RICH FEUER ANDERSON | 84775 | FMR LLC | 2021 | first_quarter | RET | Legislation and regulation affecting employee retirement benefits. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-16T16:32:35.913000-04:00 | |
| 2598966 | AMERICAN BENEFITS COUNCIL 598d6a8c-4eab-4c94-be27-acf07559bc77 | Q1 | AMERICAN BENEFITS COUNCIL | 4675 | AMERICAN BENEFITS COUNCIL | 2021 | first_quarter | RET | Legislative Consolidated Appropriations Act of 2021 - H.R. 133 (Public Law 116-260) - employer-sponsored retirement and other benefit plans American Rescue Plan Act of 2021 - H.R. 1319, (Public Law 117-2) - single-employer pension funding stabilization FY21 Budget Reconciliation Bill - single-employer pension funding stabilization FY22 Budget Reconciliation Bill Administration - Infrastructure proposal Automatic Retirement Plan Act (ARPA) SECURE 2.0 - (A Secure Retirement Act) - comprehensive bipartisan proposal Emergency Pension Plan Relief Act - H.R. 409 Emergency Pension Plan Relief Act - H.R. 423 Cybersecurity Environmental, Social and Governance (ESG) principals in investing Financial wellness, emergency savings Pension Benefit Guaranty Corporation (PBGC) premiums Tax Incentives for 401 (k) contributions Telework practices Regulatory American Rescue Plan Act of 2021 - H.R. 1319, (Public Law 117-2) - single-employer pension funding stabilization - implementation issues DOL - Independent Contractor Rule - proposed withdrawal of final rule PBGC/IRS - Missing Participants - request for clarifying guidance on missing participant benefits DOL - best practices for missing participants IRS - proposed regulations on automatic postponements during Federally declared disasters IRS - Final Rule Exempting Volunteer Executives from Excise Tax White House Memorandum - Regulatory Freeze Pending Review Environmental, Social and Governance (ESG) investment and proxy voting guidance, temporary non-enforcement policy White House Memorandum - Modernizing Regulatory Review DOL (EBSA) - guidance on maximum duration of relief extending certain participant and plan deadlines resulting from COVID-19 Treasury/IRS - safe harbor correction method for automatic contribution arrangements IRS - mandatory 60-day postponement of certain tax-related deadlines Treasury/IRS - - request for guidance on defined benefit funding implementation DOL/Treasury/IRS - Pooled Employer Plans (PEPs) and Multiple Employer Plans (MEPs) - comment… | Centers For Medicare and Medicaid Services (CMS),Equal Employment Opportunity Commission (EEOC),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 324796 | 0 | 0 | 2021-04-17T09:34:19.413000-04:00 | |
| 2599438 | CAPITOL COUNSEL LLC 97b53d35-ff6f-4ea9-a8b1-9b4e00b85b18 | Q1 | CAPITOL COUNSEL LLC | 313715 | MARCH OF DIMES INC. | 2021 | first_quarter | RET | Advice and advocacy regarding pension funding. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-17T15:29:05.237000-04:00 | |
| 2599593 | TIBER CREEK GROUP f32b1d78-c2ca-45f6-b82c-30a0ff67b5cd | Q1 | TIBER CREEK GROUP | 20744 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 2021 | first_quarter | RET | Implementation of the Setting Every Community Up for Retirement Enhancement Act, PL 116-94. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-04-17T19:46:49.547000-04:00 | |
| 2600611 | DYKEMA GOSSETT PLLC 9414e641-1dbf-4617-8e86-605c8a75d8c5 | Q1 | DYKEMA GOSSETT PLLC | 12915 | THE ERISA INDUSTRY COMMITTEE | 2021 | first_quarter | RET | Coronavirus Pandemic Response on employer-sponsored defined benefit and defined contribution plans. H.R.1319 - American Rescue Plan Act of 2021. ERISA and I.R.C. section 420; all provisions. Paid leave. General Issues and regulations; pension and retirement proposals. Lifetime income illustrations on benefit statements. Tuition Reimbursement (Section 127 of Internal Revenue Code) and student loan debt relief. Electronic delivery. Multiemployer Pension Reform. Missing participant audit enforcement. | Centers For Medicare and Medicaid Services (CMS),Council of Economic Advisers (CEA),Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-19T09:12:14.703000-04:00 | |
| 2600829 | UNITED ASSN OF JOURNEYMEN & APPRENTICES OF THE PLUMBING & PIPEFITTING INDUSTRY 7784b9cd-16fd-4953-b9fc-0c9b528f56d5 | Q1 | UNITED ASSN OF JOURNEYMEN & APPRENTICES OF THE PLUMBING & PIPEFITTING INDUSTRY | 39041 | UNITED ASSN OF JOURNEYMEN & APPRENTICES OF THE PLUMBING & PIPEFITTING INDUSTRY | 2021 | first_quarter | RET | - Outreach regarding DOL's proposed proxy voting and shareholder rights rule. - Outreach regarding DOL's rule on financial factors in selecting plan investments. | Energy, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of Management & Budget (OMB),Office of Policy Development,SENATE | 150000 | 0 | 0 | 2021-04-19T09:56:58.193000-04:00 | |
| 2600856 | INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE) 338aec6f-03f3-4e7c-8b75-5e76dfcb70cd | Q1 | INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE) | 19968 | INTERNATIONAL FEDERATION OF PROFESSIONAL AND TECHNICAL ENGINEERS (IFPTE) | 2021 | first_quarter | RET | Social Security 2100 Act Appeals Council rule ALJ Competitive Service Restoration Act | HOUSE OF REPRESENTATIVES,SENATE | 55000 | 0 | 0 | 2021-04-19T10:00:01.393000-04:00 | |
| 2600946 | WILLIAMS AND JENSEN, PLLC c7bc007c-4001-40e6-b2c6-26c9e6e5c571 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | NATIONAL RETIREMENT FUND | 2021 | first_quarter | RET | Legislation to provide financial relief to certain multiemployer pension plans. H.R. 1319. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-19T10:11:22.673000-04:00 | |
| 2600955 | INVESTMENT COMPANY INSTITUTE dd82b9eb-3cd6-47d0-995c-089549144113 | Q1 | INVESTMENT COMPANY INSTITUTE | 20128 | INVESTMENT COMPANY INSTITUTE | 2021 | first_quarter | RET | Qualified Default Investment Alternatives | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 990000 | 0 | 0 | 2021-04-19T10:14:26.170000-04:00 | |
| 2600982 | DAVIS & HARMAN LLP 8578d717-750f-4734-add0-51b603dcbcee | Q1 | DAVIS & HARMAN LLP | 11674 | EDWARD JONES INVESTMENTS | 2021 | first_quarter | RET | Proposals related to small business retirement issues and retirement savings issues. SIMPLE IRAs. Required minimum distribution issues. Proposals to assist military spouses. S. 1431, Retirement Security and Savings Act (116th Congress). S. 321, Retirement Security Act. S. 322, SIMPLE Plan Modernization Act (116th Congress). H.R. 4117, IRA Preservation Act (116th Congress). H.R. 1453 (117th Congress)/S. 4173 (116th Congress), Military Spouses Retirement Security Act. S. 5064, Improving Access to Retirement Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress) | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-19T10:16:30.620000-04:00 | |
| 2601001 | CROSSROADS STRATEGIES, LLC dfcdef50-3b3e-407e-916f-f280e8f7d864 | Q1 | CROSSROADS STRATEGIES, LLC | 400531586 | NATIONAL ASSOCIATION OF FARM SERVICE AGENCY COUNTY OFFICE EMPLOYEES (NASCOE) | 2021 | first_quarter | RET | Legislative activities that impact Farm Service Agency (FSA) programs and employees. | Agriculture, Dept of (USDA),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-19T10:19:34.360000-04:00 | |
| 2601058 | DAVIS & HARMAN LLP 51e11111-978e-4be6-8ac3-b25de2c9e458 | Q1 | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2021 | first_quarter | RET | Issues related to expanding retirement coverage and adequacy, facilitating retirement income, and increasing retirement security. Issues related to qualifying longevity annuity contracts. Issues related to state law preemption. Proposals to reform the multiple employer plan rules. H.R. 1907, Retirement Security for American Workers Act (116th Congress). Proposals related to environmental, social, and governance criteria in plan investments and proxy voting. Child Savings Accounts. H.R. 4523, the Automatic Retirement Plan Act (115th Congress). 403(b) investments. Annuity defaults. Annuity tax credits. S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act (116th Congress). H.R. 6257, Public Service Retirement Fairness Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 1319, the American Rescue Plan Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-19T10:25:46.507000-04:00 | |
| 2601245 | DAVIS & HARMAN LLP 42233d1f-33b5-496a-a524-468c0a46fcb9 | Q1 | DAVIS & HARMAN LLP | 11674 | NATIONWIDE INSURANCE COMPANIES | 2021 | first_quarter | RET | Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Proposals related to electronic disclosure. H.R. 1439, Increasing Access to a Secure Retirement Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act (116th Congress). Proposals related to ETFs and variable annuities. H.R. 6732, To direct the Secretary of the Treasury to modify certain regulations relating to insurance dedicated exchange traded funds (116th Congress). S. 5064, Improving Access to Retirement Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 1319, the American Rescue Plan Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-19T10:41:25.117000-04:00 | |
| 2601426 | DAVIS & HARMAN LLP 541c0662-3c29-407f-8e2b-fd54e17e1e1e | Q1 | DAVIS & HARMAN LLP | 11674 | NATIONAL RURAL ELECTRIC COOPERATIVE ASSN | 2021 | first_quarter | RET | Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creation of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Proposals that would consolidate various retirement and IRA types. Proposals related to annuity incentives. Proposals related to electronic disclosure. H.R. 1439, Increasing Access to a Secure Retirement Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act (116th Congress). Proposals related to ETFs and variable annuities. H.R. 6732, To direct the Secretary of the Treasury to modify certain regulations relating to insurance dedicated exchange traded funds (116th Congress). S. 5064, Improving Access to Retirement Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 1319, the American Rescue Plan Act. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-19T10:55:08.297000-04:00 | |
| 2601525 | DAVIS & HARMAN LLP 3a07efe5-1275-42f1-9cae-f190cde3aea8 | Q1 | DAVIS & HARMAN LLP | 11674 | SMART USA CO. | 2021 | first_quarter | RET | Issues related to retirement savings, small business retirement plan coverage, small business start-up credit, Pooled Employer Plans, lifetime income, Savers Credit, access to portable savings arrangements, QLACs, required minimum distribution age, child savings accounts, and automatic retirement plan or IRA arrangements. H.R. 4523, Automatic Retirement Plan Act (115th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). S. 2370, Automatic IRA Act (116th Congress). S. 5035/H.R. 7418, Encouraging Americans to Save Act (116th Congress). S. 5064, A bill to amend the Internal Revenue Code of 1986 to increase retirement savings, to improve retirement plan administration (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes (116th Congress). S. 3764, Young American Savers Act (116th Congress). H.R. 1319, the American Rescue Plan Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-19T11:04:32.777000-04:00 | |
| 2601578 | DAVIS & HARMAN LLP 09e93ac8-043f-4105-93e3-d720754f9949 | 1T | DAVIS & HARMAN LLP | 11674 | PRUDENTIAL FINANCIAL | 2021 | first_quarter | RET | H.R. 8990, Lifetime Income for Employees Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2021-04-19T11:08:46.633000-04:00 | ||
| 2601762 | DAVIS & HARMAN LLP f74dde18-e77d-4a47-86fd-92a36fb37e79 | Q1 | DAVIS & HARMAN LLP | 11674 | AMERICAN BENEFITS COUNCIL | 2021 | first_quarter | RET | Proposals related to retirement plan enhancements. Proposals relating to defined benefit plans, including plan funding and multiemployer plan issues. Issues related to tax incentives for retirement savings. Issues related to electronic notarization. Proposals related to environmental, social, and governance plan investments and proxy voting. Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Proposals related to stable value investment offerings in defined contribution plans. Proposals related to phased retirement. Proposals to increase PBGC premiums. Proposals related to retirement target date funds. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to PBGC collections and PBGC disclosure and mediation issues. Proposals related to electronic disclosure of information under ERISA. Proposals regarding compliance of retirement plans. Issues related to Form 5500 filing and missing participants. Issues related to the use of brokerage windows in defined contribution plans. Proposals to reform the multiple employer plan rules. Proposals to modify required minimum distribution rules. Proposals that would modify limits on retirement plan contributions. Proposals related to stretch IRAs. Issues related to access to death master file. Issues related to government issued mortality tables. Proposals to amend the nondiscrimination provisions to protect older, longer service employees. Issues related to swap, margin, and capital rules. State-administered retirement plan initiatives. Annuitization with respect to defined benefit plans. QLACs. Effects of corporate integration on retirement plans. Proposals that would consolidate various retirement and IRA types. Proposals to create a retirement lost and found. Child Savings Accounts. Proposals related to the establishment of savings accounts for emergencies. P… | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-19T11:24:38.013000-04:00 | |
| 2601828 | KEVIN KAYES ab61607d-5bbd-4c7b-8533-dde4fd833ee6 | Q1 | KEVIN KAYES | 401104434 | ARCBEST | 2021 | first_quarter | RET | Multiemployer pension relief in H.R. 1319, the American Rescue Plan of 2021, PL 117-2. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-19T11:29:01.753000-04:00 | |
| 2601845 | DAVIS & HARMAN LLP 1548bf80-876e-488a-96b9-b04fe3590962 | Q1 | DAVIS & HARMAN LLP | 11674 | LPL FINANCIAL | 2021 | first_quarter | RET | Proposals to enhance retirement savings opportunities for employers, employees, and individuals, including self correcting inadvertent plan errors. Small business tax credit. Issues related to the Department of Labor's regulation defining fiduciary. Required minimum distribution issues. SIMPLE IRAs. H.R. 1938, Small Employer Retirement Savings Auto-Enrollment Credit Act (116th Congress). S. 1431, Retirement Security and Savings Act (116th Congress). S. 321, Retirement Security Act (116th Congress). S. 322, SIMPLE Plan Modernization Act (116th Congress). H.R. 8083, Preserving Employee Retirement Savings Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-19T11:31:05.780000-04:00 | |
| 2602046 | PAYCHEX, INC. afb4235f-9c66-4640-9714-1efaa4179c4c | Q1 | PAYCHEX, INC. | 401104380 | PAYCHEX, INC. | 2021 | first_quarter | RET | Promoting clarity around the Secure Act implementation Pooled Employer Plan rules Small business access to 401(k) | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 60000 | 0 | 0 | 2021-04-19T11:41:56.970000-04:00 | |
| 2602073 | DAVIS & HARMAN LLP 537dcc52-ed28-4fae-9219-6899abd60621 | Q1 | DAVIS & HARMAN LLP | 11674 | FMR LLC | 2021 | first_quarter | RET | Proposals to expand retirement plan coverage and adequacy, including proposals to reform the multiple employer plan rules. Proposals related to creating of new qualified retirement plans for small business. Issues related to tax incentives for retirement savings. Issues related to the Department of Labor's regulation defining fiduciary. Qualified plan issues. Proposals related to self correcting inadvertent plan errors. Proposals related to electronic disclosure. S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 322, SIMPLE Plan Modernization Act (116th Congress). S. 321, Retirement Security Act (116th Congress). Issues related to e-notarization. S. 1428/H.R. 6276, Retirement Parity for Student Loans Act (116th Congress). S. 3533/H.R. 6364, Securing and Enabling Commerce Using Remote and Electronic Notarization Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-19T11:44:03.730000-04:00 | |
| 2602079 | PUBLIC PRIVATE STRATEGIES e3191daa-6a61-4110-8bdc-cb869e4b7339 | Q1 | PUBLIC PRIVATE STRATEGIES | 401104830 | ETSY | 2021 | first_quarter | RET | Benefits | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of,U.S. Trade Representative (USTR),White House Office | 30000 | 0 | 0 | 2021-04-19T11:44:05.003000-04:00 | |
| 2602156 | TIBER CREEK GROUP 4ce6d2c0-c6bb-4598-8d81-c618877201f1 | Q1 | TIBER CREEK GROUP | 20744 | THE CAPITAL GROUP COMPANIES, INC. AND ITS AFFILIATES | 2021 | first_quarter | RET | Issues related to retirement savings. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-19T11:51:22.200000-04:00 | |
| 2602211 | DAVIS & HARMAN LLP a4443a21-67cc-4ef2-84cc-0df611b06ff1 | Q1 | DAVIS & HARMAN LLP | 11674 | WILLIS NORTH AMERICA INC | 2021 | first_quarter | RET | Issues related to government issued mortality tables. Issues related to tax incentives for retirement savings. Retirement assumption issues. S. 1431, Retirement Security and Savings Act (116th Congress). | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-19T11:57:35.927000-04:00 | |
| 2602285 | DAVIS & HARMAN LLP 714f4869-e184-4ac4-9a19-5d31b2e0ce54 | Q1 | DAVIS & HARMAN LLP | 11674 | TRANSAMERICA LIFE INSURANCE COMPANY | 2021 | first_quarter | RET | Proposals related to retirement plans for small business. Proposals to reform the multiple employer plan rules. Proposals related to ABLE accounts. Issues related to defined benefit plan funding. Guidance related to nondiscrimination rules for defined contribution plan annuity investment products. Issues related to tax incentives for retirement savings. Issues related to income investment options. Proposals related to electronic disclosure. Plan consolidation. Proposals to amend the Internal Revenue Code and ERISA to avoid duplicative annual reporting, including H.R. 982 and S. 354. S. 1431, Retirement Security and Savings Act (116th Congress). S. 1011, to modify the requirements for multiple employer plans, and for other purposes (116th Congress). S. 321, Retirement Security Act. H.R. 4523, the Automatic Retirement Plan Act (115th Congress). H.R. 4637, the SAVE Act (115th Congress). Issues related to e-notarization. H.R. 6257, Public Service Retirement Fairness Act (116th Congress). S. 3533/H.R. 6364, Securing and Enabling Commerce Using Remote and Electronic Notarization Act (116th Congress). S. 5064, Improving Access to Retirement Savings (116th Congress). H.R. 8696, Securing a Strong Retirement Act (116th Congress). H.R. 8606, To defer the tax of certain sales of employer stock and reduce certain retirement-related excise taxes, and for other purposes (116th Congress). H.R. 423/H.R. 409, Emergency Pension Plan Relief Act. H.R. 1319, the American Rescue Plan Act. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-19T12:03:51.953000-04:00 | |
| 2602336 | DAVIS & HARMAN LLP b63fd826-42e5-4607-8b91-bf0481d87787 | 1A | DAVIS & HARMAN LLP | 11674 | AMERICAN BENEFITS COUNCIL | 2021 | first_quarter | RET | Proposals related to retirement plan enhancements. Proposals relating to defined benefit plans, including plan funding and multiemployer plan issues. Issues related to tax incentives for retirement savings. Issues related to electronic notarization. Proposals related to environmental, social, and governance plan investments and proxy voting. Proposals related to stemming leakage from retirement plans through reform of plan loan rules. Proposals related to stable value investment offerings in defined contribution plans. Proposals related to phased retirement. Proposals to increase PBGC premiums. Proposals related to retirement target date funds. Issues related to the Department of Labor's proposed regulation defining fiduciary for investment advice purposes. Proposals and regulations related to cash balance, pension equity, and other hybrid pension plans. Issues related to PBGC collections and PBGC disclosure and mediation issues. Proposals related to electronic disclosure of information under ERISA. Proposals regarding compliance of retirement plans. Issues related to Form 5500 filing and missing participants. Issues related to the use of brokerage windows in defined contribution plans. Proposals to reform the multiple employer plan rules. Proposals to modify required minimum distribution rules. Proposals that would modify limits on retirement plan contributions. Proposals related to stretch IRAs. Issues related to access to death master file. Issues related to government issued mortality tables. Proposals to amend the nondiscrimination provisions to protect older, longer service employees. Issues related to swap, margin, and capital rules. State-administered retirement plan initiatives. Annuitization with respect to defined benefit plans. QLACs. Effects of corporate integration on retirement plans. Proposals that would consolidate various retirement and IRA types. Proposals to create a retirement lost and found. Child Savings Accounts. Proposals related to the establishment of savings accounts for emergencies. P… | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-19T12:09:05.697000-04:00 | |
| 2602366 | DAVIS & HARMAN LLP df375ede-3075-4198-8a53-e703a59634ba | Q1 | DAVIS & HARMAN LLP | 11674 | BROKER/DEALER COORDINATION GROUP | 2021 | first_quarter | RET | Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-19T12:12:12.900000-04:00 | ||
| 2602437 | NATIONAL ASSOCIATION OF POSTAL SUPERVISORS d87cb3a9-9238-40de-a2ad-0d6c763bffc6 | Q1 | NATIONAL ASSOCIATION OF POSTAL SUPERVISORS | 401075023 | NATIONAL ASSOCIATION OF POSTAL SUPERVISORS | 2021 | first_quarter | RET | H.R. 82 - the Social Security Fairness Act, legislation is repeal the Government Pension Offset and the Windfall Elimination Provision | HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Office of Personnel Management (OPM),Postal Regulatory Commission,SENATE,Treasury, Dept of,U.S. Postal Service (USPS) | 15000 | 0 | 0 | 2021-04-19T12:18:27.530000-04:00 | |
| 2602531 | INSURED RETIREMENT INSTITUTE 3ca6f75b-6090-4df3-a308-4f2a976691b2 | Q1 | INSURED RETIREMENT INSTITUTE | 285494 | INSURED RETIREMENT INSTITUTE | 2021 | first_quarter | RET | DOL - EBSA Request for Information - Open MEPs and Other Issues under Section 3(5) of the Employee Retirement Income Security Act (29 CFR Parts 2510). DOL - EBSA Proposed PTE for Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans RFI (85 FR 36880 - Application No. D-12010 - Document Number: 2020-13142). DOL - EBSA - Prohibited Transactions Involving Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans - RIN: 1210-ZA28. DOL - EBSA - Financial Factors in Selecting Plan Investments - ZRIN 1210-AB95. DOL - EBSA - Improving Investment Advice for Workers and Retirees - ZRIN 1210-ZA29. DOL - EBSA - Registration Requirements for Pooled Plan Providers - RIN 1210-AB94. DOL - EBSA - Pension Benefit Statements-Lifetime Income Illustrations - RIN 1210-AB20. DOL - EBSA - Fiduciary Duties Regarding Proxy Voting and Shareholder Rights - RIN 1210-AB91. DOL - OSEC - Rescission of Department of Labor Rule on Guidance (29 CFR Part 89 - RIN 1290-AA41). EOP - Amending Executive Order 13959 - Addressing the Threat from Securities Investments That Finance Communist Chinese Military Companies (E.O. 13974 of Jan 13, 2021 - 86 FR 4875). EOP - Executive Order 13990 - Protecting Public Health and the Environment and Restoring Science to Tackle the Climate Crisis (Federal Register/Vol. 86, No. 14 - Monday, January 25, 2021). FINRA - Comment on Lessons From the COVID-19 Pandemic (Regulatory Notice 20-42). Legislation and rulemaking affecting annuities, variable life products and retirement savings including Trump Administration and Congressional proposals on tax reform. Proposals at the Department of Treasury for increasing Americans' access to guaranteed lifetime income solutions. Treasury - IRS Proposed Rulemaking: Multiple Employer Plans (26 CFR Part 1 [REG-121508-18] RIN 1545-BO97). Treasury - IRS Proposed Rulemaking: Updated Life Expectancy and Distribution Period Tables Used for Purposes of Determining Minimum Required Distributions (26 CFR Part 1 [REG-132210-18] RIN 1545-B… | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 130000 | 0 | 0 | 2021-04-19T12:24:46.867000-04:00 | |
| 2602846 | WILLIAMS AND JENSEN, PLLC 1fe81e5e-1358-4a6f-82df-6cbc14d06ed4 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | HOUSTON FIREFIGHTERS RELIEF AND RETIREMENT FUND | 2021 | first_quarter | RET | Social Security legislation. H.R.82 - Social Security Fairness Act of 2021. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2021-04-19T12:58:03.817000-04:00 | |
| 2602866 | WILLIAMS AND JENSEN, PLLC a5b4f8ba-bc9c-46bf-969f-91b31ef493d6 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | LOS ANGELES COUNTY EMPLOYEES' RETIREMENT SYSTEM | 2021 | first_quarter | RET | Social Security legislation. H.R.82 - Social Security Fairness Act of 2021. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-19T13:00:07.867000-04:00 | |
| 2602939 | THE SMITH-FREE GROUP, LLC 8d3919cb-45e4-4ae1-826a-7627aa7bb46e | 1T | THE SMITH-FREE GROUP, LLC | 35800 | THE SAN DIEGO UNION-TRIBUNE, LLC | 2021 | first_quarter | RET | P.L.117-2, American Rescue Plan Act of 2021 (Section 9707. Modification of Special Rules for Minimum Funding Standards for Community Newspaper Plans) | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 1 | 2021-04-19T13:07:25.187000-04:00 | |
| 2603208 | MERCURY PUBLIC AFFAIRS, LLC f9a1f25c-d3fa-4f21-b68e-2e7324fff8fc | 1T | MERCURY PUBLIC AFFAIRS, LLC | 70175 | PRIMERICA, INC. | 2021 | first_quarter | RET | Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act. | HOUSE OF REPRESENTATIVES,Office of Administration,SENATE | 20000 | 0 | 1 | 2021-04-19T13:32:32.067000-04:00 | |
| 2603323 | WILLIAMS AND JENSEN, PLLC b5a99137-3b65-4e44-9fc3-96b448d79b4f | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | THE VANGUARD GROUP, INC. | 2021 | first_quarter | RET | Retirement and savings issues, generally; Securing a Strong Retirement Act. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2021-04-19T13:45:58.287000-04:00 | |
| 2603422 | TRUCKER HUSS APC fc3ce414-9626-4233-96ca-5666026a5548 | Q1 | TRUCKER HUSS APC | 400537609 | WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND | 2021 | first_quarter | RET | Composite Plan Legislation, Multiemployer pension funding and solvency, PBGC premiums | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Pension Benefit Guaranty Corporation (PBGC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-19T13:55:22.497000-04:00 | |
| 2603481 | KEVIN KAYES bbcb4db1-8bd9-425c-8ca7-4388bf9aac1e | Q1 | KEVIN KAYES | 401104434 | THE BROADWAY LEAGUE INC. | 2021 | first_quarter | RET | Relief for multiemployer pension plans in H.R. 1319, the American Rescue Plan of 2021, PL 117-2. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-19T14:02:33.617000-04:00 | |
| 2603492 | UNISYS CORPORATION 17231e18-ba2b-4e3a-974b-4fa82d422569 | Q1 | UNISYS CORPORATION | 39028 | UNISYS CORPORATION | 2021 | first_quarter | RET | American Rescue Plan Act of 2021, HR 1319 (Issues related to single-employer pension reform stabilization). | HOUSE OF REPRESENTATIVES,SENATE | 130000 | 0 | 0 | 2021-04-19T14:03:37.823000-04:00 | |
| 2603564 | PRUDENTIAL FINANCIAL, INC. 71e9f697-5ef2-4d74-8186-f2fac4e60885 | Q1 | PRUDENTIAL FINANCIAL, INC. | 32338 | PRUDENTIAL FINANCIAL INC | 2021 | first_quarter | RET | Retirement Security Act of 2019 AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act General Account Legislative Fix Qualified Professional Asset Manager (OPAM) Exception Amendment ERISA Clarifications for Securitizies Originated or Underwritten by Inter-Affiliates Qualified Default Investment Allocation Section 420 Legislative Fix CARES Act Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions | Commodity Futures Trading Commission (CFTC),Consumer Financial Protection Bureau (CFPB),Federal Accounting Standards Advisory Board (FASAB),Federal Highway Administration (FHA),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 510000 | 0 | 0 | 2021-04-19T14:11:58.463000-04:00 | |
| 2604008 | HANCE SCARBOROUGH 3070a86b-487e-44e5-91e0-81a2686fce55 | Q1 | HANCE SCARBOROUGH | 17443 | ASSOCIATION OF TEXAS PROFESSIONAL EDUCATORS | 2021 | first_quarter | RET | H.R. 1319 The American Rescue Plan Act H.R. 748 CARES Act H.R. 133 Consolidated Appropriations Act, 2021 | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-19T14:44:57.417000-04:00 | |
| 2604188 | NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION 872c375c-68c4-4b2c-808a-21c092cbf8ae | Q1 | NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION | 26477 | NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION | 2021 | first_quarter | RET | Air Traffic Control retirement eligibility. Controller staffing. Thrift Savings Plan, federal pensions. CIP, FERS/CSRS. Federal Employee Tax. FEHBP. Provisions relating to federal employees salaries, health benefits, and retirements. Impact of government shutdown on FAA workforce and the national airspace system. Merit Systems Protection Board. Retired military controllers. Air Traffic Controller Federal Employees Retirement System Supplemental Retirement. H.R. 1283 Continuity for Operators with Necessary Training Required for ATC Contract Towers Act of 2021: Provisions relating to eliminating hiring barriers for Contract air traffic control towers. S. 419 Continuity for Operators with Necessary Training Required for ATC Contract Towers Act of 2021: Provisions relating to eliminating hiring barriers for Contract air traffic control towers. Mandatory Retirement Age of Federal Employees including air traffic controllers. Families First Coronavirus Response Act (PL 116-127): Provisions relating to emergency paid sick leave and expanded FMLA leave. | Federal Aviation Administration (FAA),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT) | 230000 | 0 | 0 | 2021-04-19T15:00:47.517000-04:00 | |
| 2604228 | MUNK POLICY & LAW 84f7e562-6a1b-43a7-818e-a52a91b14a2a | Q1 | MUNK POLICY & LAW | 401105075 | ENTERGY SERVICES LLC | 2021 | first_quarter | RET | Pension Smoothing | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-19T15:02:54.273000-04:00 | |
| 2604799 | WINNING STRATEGIES WASHINGTON 7e3175e6-f05f-44ca-a443-9e22c53a5906 | Q1 | WINNING STRATEGIES WASHINGTON | 50796 | NATIONAL TROOPERS COALITION | 2021 | first_quarter | RET | Retirement Issue | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-19T15:51:06.920000-04:00 | |
| 2605292 | ALLON ADVOCACY, LLC d2b2ed4c-a6f2-40ad-b4c4-4ed2af5d4d37 | Q1 | ALLON ADVOCACY, LLC | 401104657 | YODLEE INC. | 2021 | first_quarter | RET | Best interest rule finalized by SEC and revised Department of Labor fiduciary rule. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2021-04-19T16:22:47.207000-04:00 | |
| 2605310 | WINNING STRATEGIES WASHINGTON 8c3ffb3f-5693-4d9e-b689-867c38881b14 | Q1 | WINNING STRATEGIES WASHINGTON | 50796 | PRUDENTIAL | 2021 | first_quarter | RET | Retirement & pensions | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-19T16:24:50.320000-04:00 | |
| 2605451 | WILLIAMS AND JENSEN, PLLC c0d32575-e23d-4a62-aa6e-3bb4b3d73658 | Q1 | WILLIAMS AND JENSEN, PLLC | 41454 | AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY | 2021 | first_quarter | RET | Benefit distributions in the form of annuities. Fiduciary Rule. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-19T16:37:28.110000-04:00 | |
| 2605477 | SIFF & ASSOCIATES PLLC bc4af6d7-fe1d-4fcd-9e68-3055466cc859 | Q1 | SIFF & ASSOCIATES PLLC | 400665998 | FMR LLC | 2021 | first_quarter | RET | Department of Labor proposed rule regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113, June 30, 2020). Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). Department of Labor "Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees" (85 Fed. Reg. 82798, December 18, 2020). | Labor, Dept of (DOL),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2021-04-19T16:38:34.557000-04:00 | |
| 2605600 | INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS e51486d8-7911-43fd-aac2-2273fe510880 | Q1 | INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS | 19753 | INTERNATIONAL ASSOCIATION OF FIRE FIGHTERS | 2021 | first_quarter | RET | HELPS Retirees benefit technical corrections. Efforts to undermine public pensions. Social Security offsets. Deferred compensation penalty waivers. | Environmental Protection Agency (EPA),Federal Communications Commission (FCC),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Office of Management & Budget (OMB),SENATE,Transportation, Dept of (DOT),Treasury, Dept of | 97000 | 0 | 0 | 2021-04-19T16:45:01.220000-04:00 | |
| 2605701 | PAYCHEX, INC. 544aeae6-1641-4318-ab11-9ea13f9e68e9 | 1A | PAYCHEX, INC. | 401104380 | PAYCHEX, INC. | 2021 | first_quarter | RET | Promoting clarity around the Secure Act implementation Pooled Employer Plan rules Small business access to 401(k) | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 60000 | 0 | 0 | 2021-04-19T16:53:22.937000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);