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lobbying_activities

Individual lobbying activities reported in quarterly filings. Each row is one issue area for one client — includes the specific issues lobbied on, government entities contacted, and income/expense amounts.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

3,825 rows where filing_year = 2021 and issue_code = "FIN" sorted by filing_year descending

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filing_period 4

  • fourth_quarter 1,008
  • third_quarter 975
  • second_quarter 952
  • first_quarter 890

issue_code 1

  • FIN · 3,825 ✖

filing_year 1

  • 2021 · 3,825 ✖
id filing_uuid filing_type registrant_name registrant_id client_name filing_year ▲ filing_period issue_code specific_issues government_entities income_amount expense_amount is_no_activity is_termination received_date
2591026 TAUZIN CONSULTANTS, LLC d17f4e95-f820-4b17-a444-3aebb788389e 1T TAUZIN CONSULTANTS, LLC 400671007 ST. CHARLES PARISH 2021 first_quarter FIN Issues related to the upcoming NFIP reauthorization. Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE 10000   0 1 2021-02-01T09:09:34.993000-05:00
2591094 TIGER HILL PARTNERS LLC c29ae01f-5be6-4b6f-a4cd-0f124f04d05e 1T TIGER HILL PARTNERS LLC 401105491 HILL STRATEGY LLC ON BEHALF OF IEX GROUP, INC. 2021 first_quarter FIN Equity market structure reform - no specific legislation HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 10000   0 1 2021-03-01T10:41:57.980000-05:00
2591190 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES dc13a0ac-ea46-4a92-93d9-87d9b75cd621 Q1 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 7725 CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 2021 first_quarter FIN Credit union and credit union related issues. Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of   110000 0 0 2021-03-12T14:08:38.743000-05:00
2591259 NORTH SOUTH GOVERNMENT STRATEGIES, FKA JDM PUBLIC STRATEGIES, LLC 3ea907c1-e916-49c6-be8a-1f5bc6be619b 1T NORTH SOUTH GOVERNMENT STRATEGIES, FKA JDM PUBLIC STRATEGIES, LLC 400689052 CONSUMER CREDIT INDUSTRY ASSOCIATION 2021 first_quarter FIN track legislative activity related to business of insurance legislation and related CFPB authority; track legislative activity related to the sale of voluntary protection products in relation to financing transactions HOUSE OF REPRESENTATIVES,SENATE,White House Office 20000   0 1 2021-03-24T18:47:12.650000-04:00
2591498 ELEVATE CREDIT, INC. 7b57b1c2-d54f-46fb-bc0b-70c5d2b0c3bb 1T ELEVATE CREDIT, INC. 401104725 ELEVATE CREDIT, INC. 2021 first_quarter FIN Bank Vendor issues, rate cap HOUSE OF REPRESENTATIVES,SENATE     0 1 2021-04-01T15:37:56.150000-04:00
2591581 EXEL ADVISORS 6c2333e7-5c48-494a-9898-c651b4a2b4be Q1 EXEL ADVISORS 401105119 MGIC 2021 first_quarter FIN SEC Asset Management Advisory Committee activities. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-02T11:48:42.407000-04:00
2591595 CORPORATION FOR SUPPORTIVE HOUSING 3d9da3a3-fefc-485d-98a5-b34dcfba86f9 Q1 CORPORATION FOR SUPPORTIVE HOUSING 69195 CORPORATION FOR SUPPORTIVE HOUSING 2021 first_quarter FIN grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-02T12:03:48.190000-04:00
2591692 ATOLLETC LLC a18f3848-845f-4cc2-8797-5f906f272980 Q1 ATOLLETC LLC 401105527 ATOLLETC LLC 2021 first_quarter FIN Digital Assets, Cryptocurrencies, Blockchain Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2021-04-02T16:39:30.913000-04:00
2591703 ATOLLETC LLC 6ab3ba93-3e27-4e69-9973-667e9637606f Q1 ATOLLETC LLC 401105527 GOVERNMENT BLOCKCHAIN ASSOCATION - SPRINGFIELD 2021 first_quarter FIN Digital Assets, Cryptocurrencies, Blockchain HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-02T16:44:32.230000-04:00
2591796 WASHINGTON MATTERS LLC f26a08d6-25e0-48ed-8ef4-4e222d5e45f3 Q1 WASHINGTON MATTERS LLC 40036305 COALITION FOR EQUITABLE REGULATION AND TAXATION 2021 first_quarter FIN Seeking clarification of proposed amendments to cash reporting applied to small businesses. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-03T11:46:08.870000-04:00
2591847 HOLLAND & KNIGHT LLP f6dbcb5a-d856-4001-8ad2-89aefd155444 Q1 HOLLAND & KNIGHT LLP 18466 HOUGHTON MIFFLIN HARCOURT 2021 first_quarter FIN S.3548 - CARES Act. Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 50000   0 0 2021-04-04T11:03:44.200000-04:00
2591849 HOLLAND & KNIGHT LLP e36afa7c-188a-4b27-8e64-75b954374e5d Q1 HOLLAND & KNIGHT LLP 18466 CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE 2021 first_quarter FIN Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-04T11:18:44.960000-04:00
2591923 ADVANCED POLICY CONSULTING, LLC a3a9d121-e79c-48a7-b451-ea97a4d50011 Q1 ADVANCED POLICY CONSULTING, LLC 401103524 INDEPENDENT INVESTMENT BANKERS, CORP. 2021 first_quarter FIN HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-05T10:47:36.340000-04:00
2591924 ADVANCED POLICY CONSULTING, LLC 3fbb998f-8761-4e4e-b919-bb6c8ec9e469 Q1 ADVANCED POLICY CONSULTING, LLC 401103524 BA SECURITIES, LLC 2021 first_quarter FIN HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-05T10:49:37.087000-04:00
2591925 ADVANCED POLICY CONSULTING, LLC 25956879-1fae-42a0-8379-056ee9884544 Q1 ADVANCED POLICY CONSULTING, LLC 401103524 M&A SECURITIES GROUP, INC. 2021 first_quarter FIN HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-05T10:51:37.910000-04:00
2591937 ADVANCED POLICY CONSULTING, LLC 2c91795a-db92-497e-a453-10273a83f2f7 Q1 ADVANCED POLICY CONSULTING, LLC 401103524 INVESTMENT COMPANY INSTITUTE (ICI) 2021 first_quarter FIN Monitoring Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI) and related legislation. Hart-Scott-Rodino Antitrust Improvements Act (HSR) as it pertains to investment companies and aggregate threshold requirements. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-05T11:09:44.447000-04:00
2591968 ADVANCED POLICY CONSULTING, LLC 4d02ec63-971e-4a2f-8bfa-d2319e8ed533 Q1 ADVANCED POLICY CONSULTING, LLC 401103524 ASSOCIATION OF INDEPENDENT MORTGAGE EXPERTS (AIME) 2021 first_quarter FIN Monitor financial services legislation that may impact independent mortgage brokers HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-05T12:46:55.773000-04:00
2592104 RICH FEUER ANDERSON 629b7002-6dba-41cb-abcf-953f9fe1b7a1 Q1 RICH FEUER ANDERSON 84775 SOCIAL FINANCE, INC. 2021 first_quarter FIN Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Implementation of H.R. 748, the "Coronavirus Aid, Relief and Economic Security Act." HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-05T17:41:23.217000-04:00
2592106 RICH FEUER ANDERSON 31ead8bd-5335-4e81-80d3-040da2f2c5ce Q1 RICH FEUER ANDERSON 84775 WELLINGTON MANAGEMENT CO LLP 2021 first_quarter FIN Legislation and regulation affecting asset management services. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-05T17:49:24.637000-04:00
2592173 COUNCIL OF INSTITUTIONAL INVESTORS 2dde92ae-808b-4bcb-9e5f-ab0a9122bf2a Q1 COUNCIL OF INSTITUTIONAL INVESTORS 11082 COUNCIL OF INSTITUTIONAL INVESTORS 2021 first_quarter FIN March 25, 2021CII letter to SEC on Nasdaq proposal relating to SPACs March 18, 2021CII letter to Senate Banking Committee supporting the SEC as Investor Advocate Act of 2021 Attachment: draft of the SEC as Investor Advocate Act of 2021 March 18, 2021CII letter to SEC on Rule 144 March 16, 2021 CII staff and members met with staffers from the offices of Sen. Tammy Baldwin (D-Wisc.) and Rep. Anthony Gonzalez (R-Ohio) as well as staffers from the House Financial Services Committees Subcommittee on Investor Protection, Entrepreneurship and Capital Markets and the Senate Banking Committees Subcommittee on Securities and Capital Markets. At the SEC, they met with Acting Chair Allison Herren Lee, Commissioner Hester Peirce, Investor Advocate Rick Fleming and Acting Director of the Division of Corporation Finance John Coates. Feb. 25, 2021CII letter to SEC on NYSE proposal relating to SPACs Feb. 18, 2021CII letter to SEC on Nasdaq proposal relating to restrictive market companies Feb. 17, 2021CII letter to UK Treasury on dual-class share structures Feb. 1, 2021CII letter to FTC on premerger notification proposal Jan. 13, 2021CII letter to SEC on Nasdaq proposal relating to direct listings Jan. 7, 2021CII letter to SEC on Nasdaq proposal relating to SPACs Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE   10000 0 0 2021-04-06T11:13:16.037000-04:00
2592236 NASDAQ, INC. 550fd6a2-86a3-4d69-a518-9090e868e1b4 Q1 NASDAQ, INC. 27115 NASDAQ INC 2021 first_quarter FIN COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place; Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Legislation on confidential filing and test the waters, H.R. 294 - Encouraging Public Offerings Act of 2021, S. 536 - Encouraging Public Offerings Act of 2019; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S. 2306 - Main Street Growth Act; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives; Legislation on 10-Q optionality, H.R. 4076 - Modernizing Disclosures for Investors Act; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R. 3088 - Shareholder Protection Act of 2019; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Support for Nasdaq Board Diversity filing with the SEC; Defend dual class structures; Federal financial transaction tax, H.R. 8695 - Protecting Retirement Savers and Everyday Investors Act; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requir… Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   505000 0 0 2021-04-06T14:09:04.473000-04:00
2592413 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 0371b6b6-55e2-481c-b500-6863d6e3d491 Q1 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 26901 NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 2021 first_quarter FIN Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   425021 0 0 2021-04-07T09:16:54.623000-04:00
2592495 HUTTON STRATEGIES 2697870d-2594-4b97-9711-fd96e3e595c7 Q1 HUTTON STRATEGIES 312758 FEDERATED INVESTORS 2021 first_quarter FIN financial services and capital markets issues generally. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-07T11:41:48.273000-04:00
2592941 THE INSTITUTE OF INTERNAL AUDITORS 2439bf12-0688-4304-8939-e09e32cb186d Q1 THE INSTITUTE OF INTERNAL AUDITORS 401104412 THE INSTITUTE OF INTERNAL AUDITORS 2021 first_quarter FIN Issues related to corporate governance, risk management and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. HOUSE OF REPRESENTATIVES,SENATE   30000 0 0 2021-04-09T14:32:36.880000-04:00
2593008 RESOLUTION PUBLIC AFFAIRS, LLC f1a73e56-68d5-44bc-8bdf-387e74363493 Q1 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 WELLS FARGO & COMPANY 2021 first_quarter FIN Issues related to GSIBs, generally HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-09T18:27:35.683000-04:00
2593010 RESOLUTION PUBLIC AFFAIRS, LLC 5b5633bf-8c75-4b0f-856d-586a5cca3046 Q1 RESOLUTION PUBLIC AFFAIRS, LLC 401105068 INVESTMENT COMPANY INSTITUTE 2021 first_quarter FIN HR 1319 the American Recovery Program. Issues related to retirement savings, generally HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-09T18:32:38.273000-04:00
2593062 WATER STRATEGIES, LLC 6797eebb-7bb1-46d8-871a-c13116ba1c02 Q1 WATER STRATEGIES, LLC 400434103 NATIONAL WATER RESOURCES ASSOCIATION 2021 first_quarter FIN Review and track Special Districts Provide Essential Services Act (H.R. 535/ S.91) Review and track H.R.1319 - American Rescue Plan Act of 2021 Review and support water conservation tax parity sections of H.R. 848, the Growing Renewable Energy and Efficiency Now (GREEN) Act Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Bureau of Reclamation,Council on Environmental Quality (CEQ),Environmental Protection Agency (EPA),Federal Emergency Management Agency (FEMA),Food & Drug Administration (FDA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,U.S. Fish & Wildlife Service (USFWS),U.S. Forest Service 120000   0 0 2021-04-10T07:29:00.087000-04:00
2593093 THE WILLIAMS GROUP da770291-5461-41ad-8e31-968edc0cb464 Q1 THE WILLIAMS GROUP 401104049 GENERAL MOTORS 2021 first_quarter FIN Federal charters HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2021-04-10T09:56:12.317000-04:00
2593097 THE WILLIAMS GROUP 1222b90b-bafe-4aaa-a3df-9db31d9797cf Q1 THE WILLIAMS GROUP 401104049 METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) 2021 first_quarter FIN Insurance and Securities Law HOUSE OF REPRESENTATIVES,SENATE 19500   0 0 2021-04-10T09:58:13.590000-04:00
2593098 THE WILLIAMS GROUP 9587ae33-fae3-43bb-8358-ebe9be363236 Q1 THE WILLIAMS GROUP 401104049 AMERICAN FINANCIAL SERVICES ASSOCIATION 2021 first_quarter FIN Banking Law HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2021-04-10T10:00:14.797000-04:00
2593099 THE WILLIAMS GROUP 6bd2a8f3-ce8c-462e-abe8-40abc6d16eee Q1 THE WILLIAMS GROUP 401104049 TRANSUNION 2021 first_quarter FIN Fai Credit Reporting Act HOUSE OF REPRESENTATIVES,SENATE 11250   0 0 2021-04-10T10:03:16.067000-04:00
2593101 THE WILLIAMS GROUP 832f66f9-c131-4968-89fd-53c5db54c2b7 1T THE WILLIAMS GROUP 401104049 THE MANAGED FUNDS ASSOCIATION 2021 first_quarter FIN Securities Law HOUSE OF REPRESENTATIVES,SENATE 15000   0 1 2021-04-10T10:07:18.430000-04:00
2593103 THE WILLIAMS GROUP 6734b22e-2946-446e-8c2e-6a89a58cbb8f Q1 THE WILLIAMS GROUP 401104049 ROBINHOOD 2021 first_quarter FIN Securities Law HOUSE OF REPRESENTATIVES,SENATE 45000   0 0 2021-04-10T10:10:20.827000-04:00
2593110 HOLLAND & KNIGHT LLP bcfdb3f8-18f1-40b4-a077-3bfcf74f912d Q1 HOLLAND & KNIGHT LLP 18466 FEE DEDUCTIBILITY COALITION 2021 first_quarter FIN Efforts to reinstate the ability to deduct investment and financial advisory fees.       0 0 2021-04-10T13:28:25.620000-04:00
2593120 HOLLAND & KNIGHT LLP 7a674bfb-0b42-409a-a88c-52aa36ae8166 Q1 HOLLAND & KNIGHT LLP 18466 NATIONAL ASSOCIATION OF PERSONAL FINANCIAL ADVISORS 2021 first_quarter FIN Broadening SECURE ACT/retirement reform acts; Federal policy related to financial and retirement security.       0 0 2021-04-10T14:14:35.227000-04:00
2593133 HOLLAND & KNIGHT LLP b2a28511-51fa-431d-aa2c-3a3c90457d7a Q1 HOLLAND & KNIGHT LLP 18466 BLOCK.ONE 2021 first_quarter FIN Issues related to financial services and financial technologies; blockchain. HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-10T15:07:45.287000-04:00
2593187 PUBLIC CITIZEN 590cbc34-6857-42cd-917d-6dced46bda70 Q1 PUBLIC CITIZEN 32362 PUBLIC CITIZEN 2021 first_quarter FIN payment for order flow and other issues related to gamestop/robinhood Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,White House Office   90000 0 0 2021-04-12T08:00:37.127000-04:00
2593301 M&T BANK CORPORATION a4155941-c5fe-4216-8145-6377f87ce737 Q1 M&T BANK CORPORATION 401104858 M&T BANK CORPORATION 2021 first_quarter FIN Small Business Lending, other regulations related to financial institutions HOUSE OF REPRESENTATIVES,SENATE   90000 0 0 2021-04-12T11:31:10.493000-04:00
2593396 PORTERFIELD, FETTIG & SEARS, LLC 21f5387c-0ef9-431a-83be-43c57bc8583d Q1 PORTERFIELD, FETTIG & SEARS, LLC 305054 VANGUARD 2021 first_quarter FIN Asset management and money market fund issues; data security and privacy. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-12T12:58:25.353000-04:00
2593503 RWC, INC 4e82f1f5-9db4-4536-ba82-d42bf41bf805 Q1 RWC, INC 400510505 COIN CENTER 2021 first_quarter FIN Issues related to cryptocurrency technology Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 50000   0 0 2021-04-12T15:15:14.933000-04:00
2593550 DENTONS US LLP eb1ad5d7-7fbd-49a9-932c-dfe7c45b965e Q1 DENTONS US LLP 36105 AMERICAN AMUSEMENT MACHINE ASSOCIATION 2021 first_quarter FIN Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus Package, American Recovery Act of 2021; HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 20000   0 0 2021-04-12T15:53:44.367000-04:00
2593554 DENTONS US LLP c6cb716c-c438-4d9a-ad9b-fb15e7e294bb Q1 DENTONS US LLP 36105 AMUSEMENT AND MUSIC OPERATORS ASSOCIATION 2021 first_quarter FIN Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus Package, American Recovery Act of 2021; HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE 20000   0 0 2021-04-12T15:54:48.097000-04:00
2593557 MINDSET ADVOCACY, LLC bbd261d6-b35a-4aa7-a8aa-99522ae92c80 Q1 MINDSET ADVOCACY, LLC 296271 LPL FINANCIAL LLC 2021 first_quarter FIN General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. General interest in enhancing Diversity and Inclusion best practices within the financial services industry. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-12T15:57:52.767000-04:00
2593562 HOLLAND & KNIGHT LLP 66d12e73-30c1-4d3a-a976-fa38a377840a Q1 HOLLAND & KNIGHT LLP 18466 CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. 2021 first_quarter FIN Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-12T15:59:57.720000-04:00
2593668 LEDGE COUNSEL, INC. 7d2c0413-3189-45fb-822a-bde20fbbc25a Q1 LEDGE COUNSEL, INC. 22438 NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION 2021 first_quarter FIN Federal Retirement Thrift Savings Plan Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE 10000   0 0 2021-04-12T18:03:18.723000-04:00
2593676 PENN AVENUE PARTNERS 7c5c3d31-e891-496d-954f-7df2641c3374 Q1 PENN AVENUE PARTNERS 400918672 BRIGHTHOUSE FINANCIAL, INC. 2021 first_quarter FIN Financial services issues impacting Brighthouse Financial. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-12T18:07:26.543000-04:00
2593721 VETERANS EDUCATION SUCCESS 9443efac-8683-489d-b566-b85513ea751c Q1 VETERANS EDUCATION SUCCESS 401104702 VETERANS EDUCATION SUCCESS 2021 first_quarter FIN Nomination of Rohit Chopra to head CFPB Consumer financial protection especially re cap on interest rates HOUSE OF REPRESENTATIVES,SENATE   10000 0 0 2021-04-12T18:41:00.217000-04:00
2593730 VALERIE MORSE WHITE CONSULTING afe6770a-f6ed-4b38-a2b1-ca0c09e4d800 Q1 VALERIE MORSE WHITE CONSULTING 40041336 VISA U.S.A. INC. 2021 first_quarter FIN Issues relating to interchange fees issues relating to diversity and inclusion Issues relating to impact of COVID 19 HOUSE OF REPRESENTATIVES 30000   0 0 2021-04-12T19:43:15.357000-04:00
2593746 LAWRENCE JAMES GROUP PROFESSIONALS LLC 4ebfde54-3412-446f-8346-c995da38f590 Q1 LAWRENCE JAMES GROUP PROFESSIONALS LLC 401105099 BORSKI ASSOCIATES ON BEHALF OF PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP 2021 first_quarter FIN Support changes to PPP program and designation as lender. HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-12T20:03:26.377000-04:00
2593773 MANUFACTURED HOUSING INSTITUTE 7c4b859a-9638-4eb2-9ca2-52e563d20858 Q1 MANUFACTURED HOUSING INSTITUTE 23714 MANUFACTURED HOUSING INSTITUTE 2021 first_quarter FIN Clarification of Paycheck Protection Program guidelines regarding the eligibility of manufactured housing communities to receive funds. Monitoring legislation that extends and expands the eviction moratorium and foreclosure moratorium for residents and landlords. Targeted liability relief legislation to provide businesses a safe harbor pass from unwarranted lawsuits from the COVID health emergency. Monitoring changes to Ability to Repay/Qualified Mortgage rule. Revise the Truth in Lending Acts implementing regulation, Regulation Z, to align with Public Law 115-174. Implement the duty to serve requirements contained in the Housing and Economic Recovery Act of 2008 for manufactured housing (Public Law 110-289). Seek updates to FHA Title I and Title II Manufactured Home Loan Insurance Programs. Inclusion of rental assistance and support for small businesses in economic stimulus packages regarding COVID-19. Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of   110000 0 0 2021-04-13T08:00:53.667000-04:00
2593852 BORSKI ASSOCIATES 54748685-d7ea-4998-a45c-df038623d03f Q1 BORSKI ASSOCIATES 84376 PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP 2021 first_quarter FIN Support changes to PPP program and designation as lender HOUSE OF REPRESENTATIVES,SENATE 10500   0 0 2021-04-13T09:47:53.977000-04:00
2593961 ASSOCIATION OF EQUIPMENT MANUFACTURERS e2a02adc-a615-4510-bd4e-ba7a933a6095 Q1 ASSOCIATION OF EQUIPMENT MANUFACTURERS 286017 ASSOCIATION OF EQUIPMENT MANUFACTURERS 2021 first_quarter FIN PN78-24, Support for the nomination and confirmation of Janet Yellen to serve as Secretary of the Treasury Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Mine Safety & Health Administration (MSHA),SENATE,Small Business Administration (SBA),Transportation, Dept of (DOT),U.S. Trade Representative (USTR),White House Office 683325   0 0 2021-04-13T11:15:35.067000-04:00
2594012 DUTKO WORLDWIDE, LLC f8d26e79-954e-41b4-a96a-9f5152daee31 Q1 DUTKO WORLDWIDE, LLC 12868 ACCENTURE FEDERAL SERVICES LLC 2021 first_quarter FIN Monitor financial services IT modernization Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 40000   0 0 2021-04-13T11:39:06.463000-04:00
2594149 CAPITOL COUNSEL LLC 0f47d3d3-06e3-40fe-902c-0126bc71e7b0 Q1 CAPITOL COUNSEL LLC 313715 ENERGY INFRASTRUCTURE COUNCIL 2021 first_quarter FIN Issues related to SEC rule making on shareholder proposal rule 14A-8. Issues affecting the energy infrastructure industry in the United States, including, but not limited to, environmental, social and governance matters (ESG) including climate change and sustainability. Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE 40000   0 0 2021-04-13T12:48:47.643000-04:00
2594153 HOLLAND & KNIGHT LLP 0f60b3ef-0fbc-48cb-93f4-585036365203 Q1 HOLLAND & KNIGHT LLP 18466 PCI SECURITY STANDARDS COUNCIL, LLC 2021 first_quarter FIN Payment card security standards issues related to data breach, privacy, data security, and cyber security. Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-13T12:55:50.207000-04:00
2594202 CAPITOL COUNSEL LLC 265cb9b4-c64d-469c-a8a1-2c39b6826182 Q1 CAPITOL COUNSEL LLC 313715 CAPITAL MAGNET FUND COALITION (AD HOC COALITION) 2021 first_quarter FIN Advocacy for Capital Magnet Fund funding as well as on grantee/administrative issues. Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 30000   0 0 2021-04-13T13:31:43.427000-04:00
2594251 RICH FEUER ANDERSON efcd9f72-ea8a-4548-9db9-1239b49feb4e Q1 RICH FEUER ANDERSON 84775 BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) 2021 first_quarter FIN Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-04-13T14:06:29.413000-04:00
2594282 RICH FEUER ANDERSON 324122c4-a990-48cf-9558-0b15fc75df87 Q1 RICH FEUER ANDERSON 84775 FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) 2021 first_quarter FIN Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-13T14:17:46.157000-04:00
2594285 MCDERMOTT WILL & SCHULTE LLP 8bc5c32f-a293-4f80-9605-c8e0dae620fc Q1 MCDERMOTT WILL & SCHULTE LLP 24338 SANTA BARBARA TAX PRODUCTS GROUP 2021 first_quarter FIN Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-13T14:22:52.087000-04:00
2594358 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 9c3cea57-0851-4e34-b066-b987fad81c01 Q1 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 400531588 COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 2021 first_quarter FIN CBAI 2020 Federal Policy Priorities - Community Bank Response to the COVID-19 Crisis COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. This was a commitment above and beyond what was normally expected, but one which community bankers were happy to fulfill. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function. The Independent Community Bankers of Americas Legislative and Regulatory Agenda Contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country. Completing the Implementation of the Economic Growth, Regulatory Relief and Consumer Protection Act (S. 2155) The banking regulators have almost completed implementing S. 2155 so community banks can benefit from all of the regulatory relief measures. Community bankers, the associations that represent their interests, and Congress (which represent this vital economic constituency) must diligently insist on the swift completion the rulemaking - consistent with Congressional intent. Additional Meaningful Regulatory Relief for Community Banks Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs , SARs, tax exempt interest on agricultural and small business loans, and beneficial ownership reporting) to permit them to serve their customers and communities better and more efficiently. The Com… Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE   60000 0 0 2021-04-13T15:15:27.460000-04:00
2594479 RICH FEUER ANDERSON cc52381d-d04b-477c-b6ad-21b074d20fa6 Q1 RICH FEUER ANDERSON 84775 NOMURA AMERICA HOLDING INC. 2021 first_quarter FIN Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues. HOUSE OF REPRESENTATIVES,SENATE 15000   0 0 2021-04-13T16:17:16.267000-04:00
2594511 RICH FEUER ANDERSON bfaee0d6-16b0-4136-8c6f-c5b3265f2229 Q1 RICH FEUER ANDERSON 84775 SWIFT, INC. 2021 first_quarter FIN Imposition of sanctions on financial messaging services with respect to institutions in other countries. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-13T16:35:44.050000-04:00
2594534 RICH FEUER ANDERSON 905d65cb-22bb-4546-b544-ae5b3676046f Q1 RICH FEUER ANDERSON 84775 LONDON STOCK EXCHANGE GROUP PLC 2021 first_quarter FIN Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-13T16:54:03.080000-04:00
2594640 PENN AVENUE PARTNERS aacc7792-4622-4672-8687-feea81429a9c Q1 PENN AVENUE PARTNERS 400918672 WESTERN UNION 2021 first_quarter FIN Financial Services Issues. Cross Border Remittance Issues. HOUSE OF REPRESENTATIVES,SENATE 20000   0 0 2021-04-13T18:19:53.770000-04:00
2594669 MERKAVA STRATEGIES CORPORATION bee65068-23ea-4bc2-903f-4b4c97bd3372 Q1 MERKAVA STRATEGIES CORPORATION 401105865 BORIS MINTS 2021 first_quarter FIN Client's inclusion in Section 241 of CAATSA report and related matters HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 125000   0 0 2021-04-13T19:56:02.813000-04:00
2594845 ACG ADVOCACY 8a8f9ccc-a0b1-4e4d-952b-f5cf8730c1e1 Q1 ACG ADVOCACY 2057 AMBAC ASSURANCE CORPORATION 2021 first_quarter FIN Military housing finance issues. Fiscal issues impacting Puerto Rico. HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 90000   0 0 2021-04-14T10:18:56.997000-04:00
2594914 WARNER, NORCROSS + JUDD LLP d4be18bb-7bce-4936-b223-10f485a30381 Q1 WARNER, NORCROSS + JUDD LLP 401050963 BUSINESS INTERMEDIARY EDUCATION FOUNDATION 2021 first_quarter FIN Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress). The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. HOUSE OF REPRESENTATIVES,SENATE 8530   0 0 2021-04-14T11:06:14.753000-04:00
2595096 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 52d9362d-975d-4374-a2f2-a01e9c74bf12 Q1 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 400503478 ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 2021 first_quarter FIN - Anti-Money Laundering Act of 2020 - requirements for certain transactions involving convertible - virtual currency or digital assets - General issues relating to ESG - General issues relating to short selling practices HOUSE OF REPRESENTATIVES,Treasury, Dept of   70000 0 0 2021-04-14T12:41:58.033000-04:00
2595124 CASSIDY & ASSOCIATES, INC. f6594ff3-365f-46c2-95e0-192e31c4bee3 Q1 CASSIDY & ASSOCIATES, INC. 8453 SOCIETY OF ACTUARIES 2021 first_quarter FIN General legislative issues related to actuarial profession HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2021-04-14T12:57:02.957000-04:00
2595192 AARP 694534f9-e7ee-4036-93f2-3c561b98c3af Q1 AARP 1694 AARP 2021 first_quarter FIN Public L.117-2, American Rescue Plan Act of 2021 No bill number - Discussed retirement plan portability No bill number - Participated in SEC Investor Advisory Committee meeting No bill number - Discussed notice of proposed rulemaking regarding Consumer Access to Financial Records No bill number - SECURE Act No bill number - Discussed "Reporting Instances of Non-authorized Grift Act (RING) Act of 2021 Administration for Children & Families (ACF),Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Corporation for Natl & Community Service,Defense, Dept of (DOD),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Indian Health Service,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Institutes of Health (NIH),Natl Transportation Safety Board (NTSB),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,Veterans Affairs, Dept of (VA),White House Office   2840000 0 0 2021-04-14T13:14:18.377000-04:00
2595219 SOBBA PUBLIC, LLC af1943a5-6508-4ed8-a178-2e692628eee2 Q1 SOBBA PUBLIC, LLC 316797 VIRTU FINANCIAL, LLC 2021 first_quarter FIN issues related to market making of securities and derivatives Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 40000   0 0 2021-04-14T13:39:22.827000-04:00
2595235 SOBBA PUBLIC, LLC 38e57fc7-495d-4015-9e06-ead64a4055f7 Q1 SOBBA PUBLIC, LLC 316797 ATMOSPHERE I, LLC, FORMERLY IGNEIO, LLC 2021 first_quarter FIN issues related to the blockchain and crypto currencies Commodity Futures Trading Commission (CFTC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),Securities & Exchange Commission (SEC),Treasury, Dept of 30000   0 0 2021-04-14T13:47:25.913000-04:00
2595248 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 88663478-6d50-4cb0-af2a-35945a9bc165 Q1 MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 24486 MORTGAGE RESEARCH CENTER, LLC 2021 first_quarter FIN Mortgage servicing issues and general financial services issues HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-14T14:00:30.537000-04:00
2595372 MINDSET ADVOCACY, LLC ff5142fb-e11e-4f00-b6b8-411b11e379fc Q1 MINDSET ADVOCACY, LLC 296271 PURPOSE FINANCIAL, INC. 2021 first_quarter FIN Dodd-Frank Act implementation, CARES Act (S. 3548 & H.R. 748) Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-14T15:03:04.727000-04:00
2595420 KASOWITZ LLP bec876e7-5397-4780-8de7-4cf7f11e26a7 Q1 KASOWITZ LLP 401103221 BIZ2CREDIT INC. 2021 first_quarter FIN Fintech issues, and outreach to key financial institutions regulators. Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of 41905   0 0 2021-04-14T15:39:41.710000-04:00
2595461 CBOE GLOBAL MARKETS, INC. bebaebdb-3e11-44ae-89be-86080d0f6c34 Q1 CBOE GLOBAL MARKETS, INC. 48510 CBOE GLOBAL MARKETS, INC. 2021 first_quarter FIN Issues related to potential change in the U.S. Tax Code impacting securities. HOUSE OF REPRESENTATIVES,SENATE   60000 0 0 2021-04-14T16:01:57.843000-04:00
2595489 MINDSET ADVOCACY, LLC 8c9c416c-17ae-48d6-b12f-50a8a4903cd2 Q1 MINDSET ADVOCACY, LLC 296271 KROLL BOND RATING AGENCY, INC. 2021 first_quarter FIN Federal policy issues related to NRSROs. Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of 60000   0 0 2021-04-14T16:16:07.853000-04:00
2595519 REAL ESTATE ROUNDTABLE b11d2585-7bd5-4db8-a19c-78241cf71c4f Q1 REAL ESTATE ROUNDTABLE 28435 REAL ESTATE ROUNDTABLE 2021 first_quarter FIN Dodd Frank - Wall Street Reform and Consumer Protection Act Credit Risk Retention OTC Derivatives Basel III, Liquidity Coverage Ratio, HVCRE Rule, FRTB Volcker Rule Flood Insurance; Terrorism Risk Insurance CFIUS Reform (FIRRMA) Beneficial Ownership (BSA) Cyber Security (H.R. 3776, H.R. 3359) Current Expected Credit Losses (CECL) LIBOR Reform Federal Reserve Credit Facilities Forbearance Issues TALF Main Street Lending Program Emergency Rental Assistance for Residential Business Tenants (e.g. H.R. 7301) Restart Act (S.3814) Corporate Governance Through Diversity Act (H.R. 1018, S. 360) Pandemic Risk Insurance Troubled Debt Restructuring (TDR) CECL Reg S-K Reform Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Director of National Intelligence (ODNI),Energy, Dept of,Environmental Protection Agency (EPA),Federal Accounting Standards Advisory Board (FASAB),Federal Bureau of Investigation (FBI),Federal Deposit Insurance Corporation (FDIC),Federal Energy Regulatory Commission (FERC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,White House Office   1056891 0 0 2021-04-14T16:26:13.913000-04:00
2595546 MINDSET ADVOCACY, LLC 0f801069-3b30-47d6-b8fd-a083b9f96ea4 Q1 MINDSET ADVOCACY, LLC 296271 INTERCONTINENTALEXCHANGE, INC. 2021 first_quarter FIN Holding Foreign Countries Accountable Act, corporate disclosures, sanctions HOUSE OF REPRESENTATIVES,SENATE 50000   0 0 2021-04-14T16:40:20.780000-04:00
2595626 O'ROURKE AND ASSOCIATES, LLC 33e1606b-8767-4c30-afb7-56b73b7e1b1f Q1 O'ROURKE AND ASSOCIATES, LLC 401105420 ADS ALLIANCE DATA SYSTEMS 2021 first_quarter FIN Issues relating to arbitration, data security/data breach, and privacy. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-14T17:11:51.440000-04:00
2595632 O'ROURKE AND ASSOCIATES, LLC a3d716a2-c224-4ab4-8ff3-fa4e3c02c29d Q1 O'ROURKE AND ASSOCIATES, LLC 401105420 FIRST AMERICAN FINANCIAL CORPORATION 2021 first_quarter FIN Issues relating to data security/data breach, and privacy. HOUSE OF REPRESENTATIVES,SENATE 10000   0 0 2021-04-14T17:17:55.337000-04:00
2595673 MINDSET ADVOCACY, LLC 362a586b-4de5-411f-8b5f-3f3957014ea1 Q1 MINDSET ADVOCACY, LLC 296271 RENAISSANCE RE NORTH AMERICA 2021 first_quarter FIN Risk mitigation, flood insurance reform, risk transfer, FHFA Capital Rule Federal Emergency Management Agency (FEMA),HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-14T17:49:09.680000-04:00
2595794 REPUBLIC CONSULTING, LLC 1a44ea5c-e7e1-49a3-af1c-e82cef367b1b Q1 REPUBLIC CONSULTING, LLC 401016871 WORKIVA 2021 first_quarter FIN Financial Transparency Act and Use of machine readable data in government reports. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-15T08:53:47.173000-04:00
2595797 REPUBLIC CONSULTING, LLC 2a336c23-91b1-4e57-afda-f8792141f8e8 Q1 REPUBLIC CONSULTING, LLC 401016871 MORTGAGE BANKERS ASSOCIATION 2021 first_quarter FIN Issues related to GSE Reform and affordable housing. Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-15T08:58:48.743000-04:00
2595919 AMERICAN ACADEMY OF OPHTHALMOLOGY 26ed1b58-4b78-4c65-9e9a-24461f6cdd73 Q1 AMERICAN ACADEMY OF OPHTHALMOLOGY 1364 AMERICAN ACADEMY OF OPHTHALMOLOGY 2021 first_quarter FIN HR 133, Consolidated Appropriations Act, 2021 (Omnibus Appropriations/COVID-19 Relief bill) HR 1799, the PPP Extension Act HR 1319, the American Rescue Plan Act of 2021 Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE   240000 0 0 2021-04-15T10:34:20.910000-04:00
2595975 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA e1c6109b-d3a8-46bc-90f6-5e42f52ba659 Q1 AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 14611 AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES 2021 first_quarter FIN Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Financial Services and General Government Appropriations Act, 2021: Issue: Making appropriations for financial services and general government , "Lobby for a provision to be included that would require the SEC to develop a unique registration form for Registered Index Linked Annuities. Monitor efforts to provide for a statutory replacement benchmark rate for contracts that use LIBOR as a benchmark and do not contain any fallback provisions independent of LIBOR. (No bills introduced). Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   560000 0 0 2021-04-15T10:59:37.507000-04:00
2596330 SOCIETY FOR CORPORATE GOVERNANCE 61eba901-2887-4676-9ad4-b5ce81e00142 Q1 SOCIETY FOR CORPORATE GOVERNANCE 400789376 SOCIETY FOR CORPORATE GOVERNANCE 2021 first_quarter FIN Proxy Voting HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-15T14:05:21.473000-04:00
2596350 THE JOSEPH GROUP, LLC 49f8a345-b764-4a58-9c3e-23138e531592 Q1 THE JOSEPH GROUP, LLC 288613 ANGELLIST 2021 first_quarter FIN Issues relating to capital formation Crowdfunding, cryptocurrency and blockchain related matters HOUSE OF REPRESENTATIVES,SENATE     0 0 2021-04-15T14:21:30.317000-04:00
2596419 RICH FEUER ANDERSON 86ed4bf7-2e66-4145-94ec-13c77f674b43 Q1 RICH FEUER ANDERSON 84775 FRANKLIN SQUARE HOLDINGS, L.P. 2021 first_quarter FIN Regulation of business development companies. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-15T14:54:52.690000-04:00
2596457 MINDSET ADVOCACY, LLC 3e2630f4-ba03-48e5-b993-aee0a3f3c949 Q1 MINDSET ADVOCACY, LLC 296271 NOMURA HOLDING AMERICA, INC. 2021 first_quarter FIN Legislation and regulation related to capital markets issues, CARES Act (S.3548) Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of 20000   0 0 2021-04-15T15:12:01.840000-04:00
2596494 EQUIPMENT LEASING AND FINANCE ASSOCIATION cade7adb-1677-4ae3-a37c-dffd82011271 Q1 EQUIPMENT LEASING AND FINANCE ASSOCIATION 13767 EQUIPMENT LEASING AND FINANCE ASSOCIATION 2021 first_quarter FIN Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) Issues related to Small Business and Lending Fairness Act Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Small Business Administration (SBA),Treasury, Dept of   110000 0 0 2021-04-15T15:33:12.507000-04:00
2596553 BLACKROCK FUNDS SERVICES GROUP, LLC 862578a2-aff4-4d5b-8bda-0140e11fe828 Q1 BLACKROCK FUNDS SERVICES GROUP, LLC 400534597 BLACKROCK FUNDS SERVICES GROUP LLC 2021 first_quarter FIN Financial Stability Issues Exchange Traded Products Climate Risk Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of   310000 0 0 2021-04-15T16:00:38.630000-04:00
2596583 1607 STRATEGIES, LLC 6869ef5c-21b5-42c9-ab56-0f9f39f5cbed Q1 1607 STRATEGIES, LLC 401105461 STRUCTURED FINANCE ASSOCIATION 2021 first_quarter FIN Issues affecting structured finance, the transition from LIBOR and Consumer Financial Protection Bureau actions affecting the expectations of market participants involved in securitization. Issues related to mortgage finance reform. Issues regarding Consumer Financial Protection Bureau rulemaking concerning qualified mortgages. Issues related to FASBs new accounting standards. Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of 22500   0 0 2021-04-15T16:13:46.193000-04:00
2596708 MCLARTY INBOUND LLC 98fc70f4-e29a-4c52-8b00-2788fbb899d2 Q1 MCLARTY INBOUND LLC 401103585 PRAGER DREIFUSS AG (ON BEHALF OF MARE FINANCE INVESTMENT HOLDINGS) 2021 first_quarter FIN Advise on US-Venezuela relations, OFAC licensing process, and foreign assets. State, Dept of (DOS) 30000   0 0 2021-04-15T17:32:22.333000-04:00
2596725 LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 2449fb54-3cf0-45ba-9187-4f3c0dedc70c Q1 LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 22371 LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 2021 first_quarter FIN Community Reinvestment Act reform Consumer Financial Protection Bureau policy and oversight Coronavirus response packages Fair Chance Hiring policy under Section 19 Bureau of the Census,Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Education, Dept of,Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),Office of the Comptroller of the Currency (OCC),SENATE,White House Office   443849 0 0 2021-04-15T17:41:26.213000-04:00
2596740 RICH FEUER ANDERSON 7f08eae0-207d-487f-bc26-bbde4f7365c7 Q1 RICH FEUER ANDERSON 84775 THE HARTFORD FINANCIAL SERVICES GROUP, INC. 2021 first_quarter FIN Legislative proposals addressing pandemic risk insurance and business interruption insurance. HOUSE OF REPRESENTATIVES,SENATE 60000   0 0 2021-04-15T17:45:28.800000-04:00
2596758 RICH FEUER ANDERSON c1e231a9-25d4-46bf-a0cb-da9bee98af9e Q1 RICH FEUER ANDERSON 84775 AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION 2021 first_quarter FIN Regulatory structure for insurance and financial services. HOUSE OF REPRESENTATIVES,SENATE 40000   0 0 2021-04-15T18:19:41.407000-04:00
2597013 THE SMITH-FREE GROUP, LLC 1695da96-80bf-4f09-882c-b477e472de53 Q1 THE SMITH-FREE GROUP, LLC 35800 MASTERCARD WORLDWIDE 2021 first_quarter FIN Efforts in support of promoting contactless payments technology for urban mass transit mobility HOUSE OF REPRESENTATIVES,SENATE 30000   0 0 2021-04-16T09:47:55.537000-04:00
2597046 ACA INTERNATIONAL 4deb26bf-b2e0-4e88-8408-8c90f0065e71 Q1 ACA INTERNATIONAL 81431 ACA INTERNATIONAL 2021 first_quarter FIN Issues related to Operation Choke Point and Fair Access to Banking S. 563 - the Fair Access to Banking Act - protects fair access to financial services and to ensure banks operate in a safe and sound manner, basing judgements and decisions on impartial, individualized risk-based analysis developed through empirical data and evaluated under quantifiable standards. Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA)   136000 0 0 2021-04-16T10:05:04.977000-04:00
2597119 HOLLAND & KNIGHT LLP 1c8fe383-a892-4dac-a7c0-5dbb28789739 Q1 HOLLAND & KNIGHT LLP 18466 AMSCOT FINANCIAL CORPORATION 2021 first_quarter FIN Legislation and policies affecting financial services, including pay day advances and check cashing. HOUSE OF REPRESENTATIVES,SENATE 80000   0 0 2021-04-16T10:32:22.703000-04:00

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CREATE TABLE lobbying_activities (
            id INTEGER PRIMARY KEY,
            filing_uuid TEXT NOT NULL,
            filing_type TEXT NOT NULL,
            registrant_name TEXT NOT NULL,
            registrant_id INTEGER,
            client_name TEXT NOT NULL,
            filing_year INTEGER NOT NULL,
            filing_period TEXT NOT NULL,
            issue_code TEXT,
            specific_issues TEXT,
            government_entities TEXT,
            income_amount INTEGER,
            expense_amount INTEGER,
            is_no_activity INTEGER DEFAULT 0,
            is_termination INTEGER DEFAULT 0,
            received_date TEXT,
            CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
                REFERENCES lobbying_filings_raw(filing_uuid)
        );
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);
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