lobbying_activities
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
3,825 rows where filing_year = 2021 and issue_code = "FIN" sorted by filing_year descending
This data as json, CSV (advanced)
Suggested facets: filing_type, is_termination, received_date (date)
| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2591026 | TAUZIN CONSULTANTS, LLC d17f4e95-f820-4b17-a444-3aebb788389e | 1T | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2021 | first_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2021-02-01T09:09:34.993000-05:00 | |
| 2591094 | TIGER HILL PARTNERS LLC c29ae01f-5be6-4b6f-a4cd-0f124f04d05e | 1T | TIGER HILL PARTNERS LLC | 401105491 | HILL STRATEGY LLC ON BEHALF OF IEX GROUP, INC. | 2021 | first_quarter | FIN | Equity market structure reform - no specific legislation | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 1 | 2021-03-01T10:41:57.980000-05:00 | |
| 2591190 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES dc13a0ac-ea46-4a92-93d9-87d9b75cd621 | Q1 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2021 | first_quarter | FIN | Credit union and credit union related issues. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2021-03-12T14:08:38.743000-05:00 | |
| 2591259 | NORTH SOUTH GOVERNMENT STRATEGIES, FKA JDM PUBLIC STRATEGIES, LLC 3ea907c1-e916-49c6-be8a-1f5bc6be619b | 1T | NORTH SOUTH GOVERNMENT STRATEGIES, FKA JDM PUBLIC STRATEGIES, LLC | 400689052 | CONSUMER CREDIT INDUSTRY ASSOCIATION | 2021 | first_quarter | FIN | track legislative activity related to business of insurance legislation and related CFPB authority; track legislative activity related to the sale of voluntary protection products in relation to financing transactions | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 20000 | 0 | 1 | 2021-03-24T18:47:12.650000-04:00 | |
| 2591498 | ELEVATE CREDIT, INC. 7b57b1c2-d54f-46fb-bc0b-70c5d2b0c3bb | 1T | ELEVATE CREDIT, INC. | 401104725 | ELEVATE CREDIT, INC. | 2021 | first_quarter | FIN | Bank Vendor issues, rate cap | HOUSE OF REPRESENTATIVES,SENATE | 0 | 1 | 2021-04-01T15:37:56.150000-04:00 | ||
| 2591581 | EXEL ADVISORS 6c2333e7-5c48-494a-9898-c651b4a2b4be | Q1 | EXEL ADVISORS | 401105119 | MGIC | 2021 | first_quarter | FIN | SEC Asset Management Advisory Committee activities. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-02T11:48:42.407000-04:00 | |
| 2591595 | CORPORATION FOR SUPPORTIVE HOUSING 3d9da3a3-fefc-485d-98a5-b34dcfba86f9 | Q1 | CORPORATION FOR SUPPORTIVE HOUSING | 69195 | CORPORATION FOR SUPPORTIVE HOUSING | 2021 | first_quarter | FIN | grandfather CDFIs into managing SBA programs such as Paycheck Protection Program without requiring that they comply with banking regulations or SBA designations | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-02T12:03:48.190000-04:00 | ||
| 2591692 | ATOLLETC LLC a18f3848-845f-4cc2-8797-5f906f272980 | Q1 | ATOLLETC LLC | 401105527 | ATOLLETC LLC | 2021 | first_quarter | FIN | Digital Assets, Cryptocurrencies, Blockchain | Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-02T16:39:30.913000-04:00 | |
| 2591703 | ATOLLETC LLC 6ab3ba93-3e27-4e69-9973-667e9637606f | Q1 | ATOLLETC LLC | 401105527 | GOVERNMENT BLOCKCHAIN ASSOCATION - SPRINGFIELD | 2021 | first_quarter | FIN | Digital Assets, Cryptocurrencies, Blockchain | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-02T16:44:32.230000-04:00 | ||
| 2591796 | WASHINGTON MATTERS LLC f26a08d6-25e0-48ed-8ef4-4e222d5e45f3 | Q1 | WASHINGTON MATTERS LLC | 40036305 | COALITION FOR EQUITABLE REGULATION AND TAXATION | 2021 | first_quarter | FIN | Seeking clarification of proposed amendments to cash reporting applied to small businesses. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-03T11:46:08.870000-04:00 | |
| 2591847 | HOLLAND & KNIGHT LLP f6dbcb5a-d856-4001-8ad2-89aefd155444 | Q1 | HOLLAND & KNIGHT LLP | 18466 | HOUGHTON MIFFLIN HARCOURT | 2021 | first_quarter | FIN | S.3548 - CARES Act. | Education, Dept of,HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2021-04-04T11:03:44.200000-04:00 | |
| 2591849 | HOLLAND & KNIGHT LLP e36afa7c-188a-4b27-8e64-75b954374e5d | Q1 | HOLLAND & KNIGHT LLP | 18466 | CONTINENTAL SERVICE GROUP, INC. D/B/A CONSERVE | 2021 | first_quarter | FIN | Education and advocacy around the private debt collection program required under Section 6306(c)(1) of the Internal Revenue Code and ConServe's position as an approved private debt collector under the program. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-04T11:18:44.960000-04:00 | |
| 2591923 | ADVANCED POLICY CONSULTING, LLC a3a9d121-e79c-48a7-b451-ea97a4d50011 | Q1 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INDEPENDENT INVESTMENT BANKERS, CORP. | 2021 | first_quarter | FIN | HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-05T10:47:36.340000-04:00 | ||
| 2591924 | ADVANCED POLICY CONSULTING, LLC 3fbb998f-8761-4e4e-b919-bb6c8ec9e469 | Q1 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BA SECURITIES, LLC | 2021 | first_quarter | FIN | HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-05T10:49:37.087000-04:00 | |
| 2591925 | ADVANCED POLICY CONSULTING, LLC 25956879-1fae-42a0-8379-056ee9884544 | Q1 | ADVANCED POLICY CONSULTING, LLC | 401103524 | M&A SECURITIES GROUP, INC. | 2021 | first_quarter | FIN | HR 935 - "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021" | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-05T10:51:37.910000-04:00 | |
| 2591937 | ADVANCED POLICY CONSULTING, LLC 2c91795a-db92-497e-a453-10273a83f2f7 | Q1 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INVESTMENT COMPANY INSTITUTE (ICI) | 2021 | first_quarter | FIN | Monitoring Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI) and related legislation. Hart-Scott-Rodino Antitrust Improvements Act (HSR) as it pertains to investment companies and aggregate threshold requirements. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-05T11:09:44.447000-04:00 | |
| 2591968 | ADVANCED POLICY CONSULTING, LLC 4d02ec63-971e-4a2f-8bfa-d2319e8ed533 | Q1 | ADVANCED POLICY CONSULTING, LLC | 401103524 | ASSOCIATION OF INDEPENDENT MORTGAGE EXPERTS (AIME) | 2021 | first_quarter | FIN | Monitor financial services legislation that may impact independent mortgage brokers | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-05T12:46:55.773000-04:00 | |
| 2592104 | RICH FEUER ANDERSON 629b7002-6dba-41cb-abcf-953f9fe1b7a1 | Q1 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2021 | first_quarter | FIN | Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Implementation of H.R. 748, the "Coronavirus Aid, Relief and Economic Security Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-05T17:41:23.217000-04:00 | |
| 2592106 | RICH FEUER ANDERSON 31ead8bd-5335-4e81-80d3-040da2f2c5ce | Q1 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2021 | first_quarter | FIN | Legislation and regulation affecting asset management services. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-05T17:49:24.637000-04:00 | |
| 2592173 | COUNCIL OF INSTITUTIONAL INVESTORS 2dde92ae-808b-4bcb-9e5f-ab0a9122bf2a | Q1 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2021 | first_quarter | FIN | March 25, 2021CII letter to SEC on Nasdaq proposal relating to SPACs March 18, 2021CII letter to Senate Banking Committee supporting the SEC as Investor Advocate Act of 2021 Attachment: draft of the SEC as Investor Advocate Act of 2021 March 18, 2021CII letter to SEC on Rule 144 March 16, 2021 CII staff and members met with staffers from the offices of Sen. Tammy Baldwin (D-Wisc.) and Rep. Anthony Gonzalez (R-Ohio) as well as staffers from the House Financial Services Committees Subcommittee on Investor Protection, Entrepreneurship and Capital Markets and the Senate Banking Committees Subcommittee on Securities and Capital Markets. At the SEC, they met with Acting Chair Allison Herren Lee, Commissioner Hester Peirce, Investor Advocate Rick Fleming and Acting Director of the Division of Corporation Finance John Coates. Feb. 25, 2021CII letter to SEC on NYSE proposal relating to SPACs Feb. 18, 2021CII letter to SEC on Nasdaq proposal relating to restrictive market companies Feb. 17, 2021CII letter to UK Treasury on dual-class share structures Feb. 1, 2021CII letter to FTC on premerger notification proposal Jan. 13, 2021CII letter to SEC on Nasdaq proposal relating to direct listings Jan. 7, 2021CII letter to SEC on Nasdaq proposal relating to SPACs | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 10000 | 0 | 0 | 2021-04-06T11:13:16.037000-04:00 | |
| 2592236 | NASDAQ, INC. 550fd6a2-86a3-4d69-a518-9090e868e1b4 | Q1 | NASDAQ, INC. | 27115 | NASDAQ INC | 2021 | first_quarter | FIN | COVID Pandemic Issues: Ensure that stock exchange personnel are listed as critical infrastructure employees by the DHS for areas where workplace restrictions are in place; Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R. 5116 - Corporate Governance Reform and Transparency Act of 2019; Legislation on confidential filing and test the waters, H.R. 294 - Encouraging Public Offerings Act of 2021, S. 536 - Encouraging Public Offerings Act of 2019; Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S. 2306 - Main Street Growth Act; Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives; Legislation on 10-Q optionality, H.R. 4076 - Modernizing Disclosures for Investors Act; Legislation on reforming shareholder proposal rules: raise initial threshold eligibility, raise resubmission threshold, H.R. 3088 - Shareholder Protection Act of 2019; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs; Support for Nasdaq Board Diversity filing with the SEC; Defend dual class structures; Federal financial transaction tax, H.R. 8695 - Protecting Retirement Savers and Everyday Investors Act; Tax treatment of buybacks and dividends; Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms; H1B visa/immigration reform; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities; Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and Requir… | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 505000 | 0 | 0 | 2021-04-06T14:09:04.473000-04:00 | |
| 2592413 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS 0371b6b6-55e2-481c-b500-6863d6e3d491 | Q1 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2021 | first_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 425021 | 0 | 0 | 2021-04-07T09:16:54.623000-04:00 | |
| 2592495 | HUTTON STRATEGIES 2697870d-2594-4b97-9711-fd96e3e595c7 | Q1 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2021 | first_quarter | FIN | financial services and capital markets issues generally. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-07T11:41:48.273000-04:00 | |
| 2592941 | THE INSTITUTE OF INTERNAL AUDITORS 2439bf12-0688-4304-8939-e09e32cb186d | Q1 | THE INSTITUTE OF INTERNAL AUDITORS | 401104412 | THE INSTITUTE OF INTERNAL AUDITORS | 2021 | first_quarter | FIN | Issues related to corporate governance, risk management and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-09T14:32:36.880000-04:00 | |
| 2593008 | RESOLUTION PUBLIC AFFAIRS, LLC f1a73e56-68d5-44bc-8bdf-387e74363493 | Q1 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | WELLS FARGO & COMPANY | 2021 | first_quarter | FIN | Issues related to GSIBs, generally | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-09T18:27:35.683000-04:00 | |
| 2593010 | RESOLUTION PUBLIC AFFAIRS, LLC 5b5633bf-8c75-4b0f-856d-586a5cca3046 | Q1 | RESOLUTION PUBLIC AFFAIRS, LLC | 401105068 | INVESTMENT COMPANY INSTITUTE | 2021 | first_quarter | FIN | HR 1319 the American Recovery Program. Issues related to retirement savings, generally | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-09T18:32:38.273000-04:00 | |
| 2593062 | WATER STRATEGIES, LLC 6797eebb-7bb1-46d8-871a-c13116ba1c02 | Q1 | WATER STRATEGIES, LLC | 400434103 | NATIONAL WATER RESOURCES ASSOCIATION | 2021 | first_quarter | FIN | Review and track Special Districts Provide Essential Services Act (H.R. 535/ S.91) Review and track H.R.1319 - American Rescue Plan Act of 2021 Review and support water conservation tax parity sections of H.R. 848, the Growing Renewable Energy and Efficiency Now (GREEN) Act | Agriculture, Dept of (USDA),Army, Dept of (Corps of Engineers),Bureau of Reclamation,Council on Environmental Quality (CEQ),Environmental Protection Agency (EPA),Federal Emergency Management Agency (FEMA),Food & Drug Administration (FDA),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),SENATE,U.S. Fish & Wildlife Service (USFWS),U.S. Forest Service | 120000 | 0 | 0 | 2021-04-10T07:29:00.087000-04:00 | |
| 2593093 | THE WILLIAMS GROUP da770291-5461-41ad-8e31-968edc0cb464 | Q1 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2021 | first_quarter | FIN | Federal charters | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2021-04-10T09:56:12.317000-04:00 | |
| 2593097 | THE WILLIAMS GROUP 1222b90b-bafe-4aaa-a3df-9db31d9797cf | Q1 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2021 | first_quarter | FIN | Insurance and Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 19500 | 0 | 0 | 2021-04-10T09:58:13.590000-04:00 | |
| 2593098 | THE WILLIAMS GROUP 9587ae33-fae3-43bb-8358-ebe9be363236 | Q1 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2021 | first_quarter | FIN | Banking Law | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2021-04-10T10:00:14.797000-04:00 | |
| 2593099 | THE WILLIAMS GROUP 6bd2a8f3-ce8c-462e-abe8-40abc6d16eee | Q1 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2021 | first_quarter | FIN | Fai Credit Reporting Act | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2021-04-10T10:03:16.067000-04:00 | |
| 2593101 | THE WILLIAMS GROUP 832f66f9-c131-4968-89fd-53c5db54c2b7 | 1T | THE WILLIAMS GROUP | 401104049 | THE MANAGED FUNDS ASSOCIATION | 2021 | first_quarter | FIN | Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 1 | 2021-04-10T10:07:18.430000-04:00 | |
| 2593103 | THE WILLIAMS GROUP 6734b22e-2946-446e-8c2e-6a89a58cbb8f | Q1 | THE WILLIAMS GROUP | 401104049 | ROBINHOOD | 2021 | first_quarter | FIN | Securities Law | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2021-04-10T10:10:20.827000-04:00 | |
| 2593110 | HOLLAND & KNIGHT LLP bcfdb3f8-18f1-40b4-a077-3bfcf74f912d | Q1 | HOLLAND & KNIGHT LLP | 18466 | FEE DEDUCTIBILITY COALITION | 2021 | first_quarter | FIN | Efforts to reinstate the ability to deduct investment and financial advisory fees. | 0 | 0 | 2021-04-10T13:28:25.620000-04:00 | |||
| 2593120 | HOLLAND & KNIGHT LLP 7a674bfb-0b42-409a-a88c-52aa36ae8166 | Q1 | HOLLAND & KNIGHT LLP | 18466 | NATIONAL ASSOCIATION OF PERSONAL FINANCIAL ADVISORS | 2021 | first_quarter | FIN | Broadening SECURE ACT/retirement reform acts; Federal policy related to financial and retirement security. | 0 | 0 | 2021-04-10T14:14:35.227000-04:00 | |||
| 2593133 | HOLLAND & KNIGHT LLP b2a28511-51fa-431d-aa2c-3a3c90457d7a | Q1 | HOLLAND & KNIGHT LLP | 18466 | BLOCK.ONE | 2021 | first_quarter | FIN | Issues related to financial services and financial technologies; blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-10T15:07:45.287000-04:00 | |
| 2593187 | PUBLIC CITIZEN 590cbc34-6857-42cd-917d-6dced46bda70 | Q1 | PUBLIC CITIZEN | 32362 | PUBLIC CITIZEN | 2021 | first_quarter | FIN | payment for order flow and other issues related to gamestop/robinhood | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,White House Office | 90000 | 0 | 0 | 2021-04-12T08:00:37.127000-04:00 | |
| 2593301 | M&T BANK CORPORATION a4155941-c5fe-4216-8145-6377f87ce737 | Q1 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2021 | first_quarter | FIN | Small Business Lending, other regulations related to financial institutions | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2021-04-12T11:31:10.493000-04:00 | |
| 2593396 | PORTERFIELD, FETTIG & SEARS, LLC 21f5387c-0ef9-431a-83be-43c57bc8583d | Q1 | PORTERFIELD, FETTIG & SEARS, LLC | 305054 | VANGUARD | 2021 | first_quarter | FIN | Asset management and money market fund issues; data security and privacy. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-12T12:58:25.353000-04:00 | |
| 2593503 | RWC, INC 4e82f1f5-9db4-4536-ba82-d42bf41bf805 | Q1 | RWC, INC | 400510505 | COIN CENTER | 2021 | first_quarter | FIN | Issues related to cryptocurrency technology | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2021-04-12T15:15:14.933000-04:00 | |
| 2593550 | DENTONS US LLP eb1ad5d7-7fbd-49a9-932c-dfe7c45b965e | Q1 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2021 | first_quarter | FIN | Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus Package, American Recovery Act of 2021; | HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2021-04-12T15:53:44.367000-04:00 | |
| 2593554 | DENTONS US LLP c6cb716c-c438-4d9a-ad9b-fb15e7e294bb | Q1 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2021 | first_quarter | FIN | Issues related to implementation of Dodd-Frank or to amend Dodd Frank; Operation Choke Point; COVID 19 Stimulus Package, American Recovery Act of 2021; | HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2021-04-12T15:54:48.097000-04:00 | |
| 2593557 | MINDSET ADVOCACY, LLC bbd261d6-b35a-4aa7-a8aa-99522ae92c80 | Q1 | MINDSET ADVOCACY, LLC | 296271 | LPL FINANCIAL LLC | 2021 | first_quarter | FIN | General interests in cybersecurity proposals. General interest in proposed Federal Data Breach Notification Standard. General interest in a best-interest standard for investment advice. General interest in enhancing Diversity and Inclusion best practices within the financial services industry. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-12T15:57:52.767000-04:00 | |
| 2593562 | HOLLAND & KNIGHT LLP 66d12e73-30c1-4d3a-a976-fa38a377840a | Q1 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2021 | first_quarter | FIN | Educating members of Congress and staff on financial planning business tax incentives and retirement issues and policy. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-12T15:59:57.720000-04:00 | |
| 2593668 | LEDGE COUNSEL, INC. 7d2c0413-3189-45fb-822a-bde20fbbc25a | Q1 | LEDGE COUNSEL, INC. | 22438 | NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION | 2021 | first_quarter | FIN | Federal Retirement Thrift Savings Plan | Federal Retirement Thrift Investment Board,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Office of Personnel Management (OPM),President of the U.S.,SENATE | 10000 | 0 | 0 | 2021-04-12T18:03:18.723000-04:00 | |
| 2593676 | PENN AVENUE PARTNERS 7c5c3d31-e891-496d-954f-7df2641c3374 | Q1 | PENN AVENUE PARTNERS | 400918672 | BRIGHTHOUSE FINANCIAL, INC. | 2021 | first_quarter | FIN | Financial services issues impacting Brighthouse Financial. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-12T18:07:26.543000-04:00 | |
| 2593721 | VETERANS EDUCATION SUCCESS 9443efac-8683-489d-b566-b85513ea751c | Q1 | VETERANS EDUCATION SUCCESS | 401104702 | VETERANS EDUCATION SUCCESS | 2021 | first_quarter | FIN | Nomination of Rohit Chopra to head CFPB Consumer financial protection especially re cap on interest rates | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-12T18:41:00.217000-04:00 | |
| 2593730 | VALERIE MORSE WHITE CONSULTING afe6770a-f6ed-4b38-a2b1-ca0c09e4d800 | Q1 | VALERIE MORSE WHITE CONSULTING | 40041336 | VISA U.S.A. INC. | 2021 | first_quarter | FIN | Issues relating to interchange fees issues relating to diversity and inclusion Issues relating to impact of COVID 19 | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2021-04-12T19:43:15.357000-04:00 | |
| 2593746 | LAWRENCE JAMES GROUP PROFESSIONALS LLC 4ebfde54-3412-446f-8346-c995da38f590 | Q1 | LAWRENCE JAMES GROUP PROFESSIONALS LLC | 401105099 | BORSKI ASSOCIATES ON BEHALF OF PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP | 2021 | first_quarter | FIN | Support changes to PPP program and designation as lender. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-12T20:03:26.377000-04:00 | ||
| 2593773 | MANUFACTURED HOUSING INSTITUTE 7c4b859a-9638-4eb2-9ca2-52e563d20858 | Q1 | MANUFACTURED HOUSING INSTITUTE | 23714 | MANUFACTURED HOUSING INSTITUTE | 2021 | first_quarter | FIN | Clarification of Paycheck Protection Program guidelines regarding the eligibility of manufactured housing communities to receive funds. Monitoring legislation that extends and expands the eviction moratorium and foreclosure moratorium for residents and landlords. Targeted liability relief legislation to provide businesses a safe harbor pass from unwarranted lawsuits from the COVID health emergency. Monitoring changes to Ability to Repay/Qualified Mortgage rule. Revise the Truth in Lending Acts implementing regulation, Regulation Z, to align with Public Law 115-174. Implement the duty to serve requirements contained in the Housing and Economic Recovery Act of 2008 for manufactured housing (Public Law 110-289). Seek updates to FHA Title I and Title II Manufactured Home Loan Insurance Programs. Inclusion of rental assistance and support for small businesses in economic stimulus packages regarding COVID-19. | Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Energy, Dept of,Federal Emergency Management Agency (FEMA),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),SENATE,Small Business Administration (SBA),Treasury, Dept of | 110000 | 0 | 0 | 2021-04-13T08:00:53.667000-04:00 | |
| 2593852 | BORSKI ASSOCIATES 54748685-d7ea-4998-a45c-df038623d03f | Q1 | BORSKI ASSOCIATES | 84376 | PHILADELPHIA INDUSTRIAL DEVELOPMENT CORP | 2021 | first_quarter | FIN | Support changes to PPP program and designation as lender | HOUSE OF REPRESENTATIVES,SENATE | 10500 | 0 | 0 | 2021-04-13T09:47:53.977000-04:00 | |
| 2593961 | ASSOCIATION OF EQUIPMENT MANUFACTURERS e2a02adc-a615-4510-bd4e-ba7a933a6095 | Q1 | ASSOCIATION OF EQUIPMENT MANUFACTURERS | 286017 | ASSOCIATION OF EQUIPMENT MANUFACTURERS | 2021 | first_quarter | FIN | PN78-24, Support for the nomination and confirmation of Janet Yellen to serve as Secretary of the Treasury | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Mine Safety & Health Administration (MSHA),SENATE,Small Business Administration (SBA),Transportation, Dept of (DOT),U.S. Trade Representative (USTR),White House Office | 683325 | 0 | 0 | 2021-04-13T11:15:35.067000-04:00 | |
| 2594012 | DUTKO WORLDWIDE, LLC f8d26e79-954e-41b4-a96a-9f5152daee31 | Q1 | DUTKO WORLDWIDE, LLC | 12868 | ACCENTURE FEDERAL SERVICES LLC | 2021 | first_quarter | FIN | Monitor financial services IT modernization | Agriculture, Dept of (USDA),Education, Dept of,Federal Housing Finance Agency (FHFA),Federal Retirement Thrift Investment Board,Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2021-04-13T11:39:06.463000-04:00 | |
| 2594149 | CAPITOL COUNSEL LLC 0f47d3d3-06e3-40fe-902c-0126bc71e7b0 | Q1 | CAPITOL COUNSEL LLC | 313715 | ENERGY INFRASTRUCTURE COUNCIL | 2021 | first_quarter | FIN | Issues related to SEC rule making on shareholder proposal rule 14A-8. Issues affecting the energy infrastructure industry in the United States, including, but not limited to, environmental, social and governance matters (ESG) including climate change and sustainability. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 40000 | 0 | 0 | 2021-04-13T12:48:47.643000-04:00 | |
| 2594153 | HOLLAND & KNIGHT LLP 0f60b3ef-0fbc-48cb-93f4-585036365203 | Q1 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2021 | first_quarter | FIN | Payment card security standards issues related to data breach, privacy, data security, and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-13T12:55:50.207000-04:00 | |
| 2594202 | CAPITOL COUNSEL LLC 265cb9b4-c64d-469c-a8a1-2c39b6826182 | Q1 | CAPITOL COUNSEL LLC | 313715 | CAPITAL MAGNET FUND COALITION (AD HOC COALITION) | 2021 | first_quarter | FIN | Advocacy for Capital Magnet Fund funding as well as on grantee/administrative issues. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2021-04-13T13:31:43.427000-04:00 | |
| 2594251 | RICH FEUER ANDERSON efcd9f72-ea8a-4548-9db9-1239b49feb4e | Q1 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2021 | first_quarter | FIN | Regulation of asset management products and activities as systemically important. Regulation of money market funds and exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-04-13T14:06:29.413000-04:00 | |
| 2594282 | RICH FEUER ANDERSON 324122c4-a990-48cf-9558-0b15fc75df87 | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2021 | first_quarter | FIN | Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-13T14:17:46.157000-04:00 | |
| 2594285 | MCDERMOTT WILL & SCHULTE LLP 8bc5c32f-a293-4f80-9605-c8e0dae620fc | Q1 | MCDERMOTT WILL & SCHULTE LLP | 24338 | SANTA BARBARA TAX PRODUCTS GROUP | 2021 | first_quarter | FIN | Legislation and agency regulation concerning tax time financial products, including but not limited to prepaid debit cards. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-13T14:22:52.087000-04:00 | |
| 2594358 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS 9c3cea57-0851-4e34-b066-b987fad81c01 | Q1 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 400531588 | COMMUNITY BANKERS ASSOCIATION OF ILLINOIS | 2021 | first_quarter | FIN | CBAI 2020 Federal Policy Priorities - Community Bank Response to the COVID-19 Crisis COVID-19 has focused community bank efforts on helping their individual and small business customers and their communities weather the virus crisis and assist in the recovery effort. This was a commitment above and beyond what was normally expected, but one which community bankers were happy to fulfill. Community banks stepped-up during the crisis despite the many challenges and frustrations they encountered. They should be commended for what they are doing, treated fairly and equally, encouraged to do more, and not penalized for successfully performing their essential function. The Independent Community Bankers of Americas Legislative and Regulatory Agenda Contained in their Community Focus 2020: The Community Bank Agenda for Expanding Economic Opportunity CBAI joins the Independent Community Bankers of America (ICBA) in supporting a more efficient system of regulation, unbiased laws governing the financial sector, a safer and more secure business environment, and more efficient agricultural policies to support the nations economic growth and development in every corner of the country. Completing the Implementation of the Economic Growth, Regulatory Relief and Consumer Protection Act (S. 2155) The banking regulators have almost completed implementing S. 2155 so community banks can benefit from all of the regulatory relief measures. Community bankers, the associations that represent their interests, and Congress (which represent this vital economic constituency) must diligently insist on the swift completion the rulemaking - consistent with Congressional intent. Additional Meaningful Regulatory Relief for Community Banks Community bankers seek additional regulatory relief including on several fronts (i.e., BSA reform, CTRs , SARs, tax exempt interest on agricultural and small business loans, and beneficial ownership reporting) to permit them to serve their customers and communities better and more efficiently. The Com… | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 60000 | 0 | 0 | 2021-04-13T15:15:27.460000-04:00 | |
| 2594479 | RICH FEUER ANDERSON cc52381d-d04b-477c-b6ad-21b074d20fa6 | Q1 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2021 | first_quarter | FIN | Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2021-04-13T16:17:16.267000-04:00 | |
| 2594511 | RICH FEUER ANDERSON bfaee0d6-16b0-4136-8c6f-c5b3265f2229 | Q1 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2021 | first_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-13T16:35:44.050000-04:00 | |
| 2594534 | RICH FEUER ANDERSON 905d65cb-22bb-4546-b544-ae5b3676046f | Q1 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2021 | first_quarter | FIN | Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-13T16:54:03.080000-04:00 | |
| 2594640 | PENN AVENUE PARTNERS aacc7792-4622-4672-8687-feea81429a9c | Q1 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2021 | first_quarter | FIN | Financial Services Issues. Cross Border Remittance Issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2021-04-13T18:19:53.770000-04:00 | |
| 2594669 | MERKAVA STRATEGIES CORPORATION bee65068-23ea-4bc2-903f-4b4c97bd3372 | Q1 | MERKAVA STRATEGIES CORPORATION | 401105865 | BORIS MINTS | 2021 | first_quarter | FIN | Client's inclusion in Section 241 of CAATSA report and related matters | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 125000 | 0 | 0 | 2021-04-13T19:56:02.813000-04:00 | |
| 2594845 | ACG ADVOCACY 8a8f9ccc-a0b1-4e4d-952b-f5cf8730c1e1 | Q1 | ACG ADVOCACY | 2057 | AMBAC ASSURANCE CORPORATION | 2021 | first_quarter | FIN | Military housing finance issues. Fiscal issues impacting Puerto Rico. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 90000 | 0 | 0 | 2021-04-14T10:18:56.997000-04:00 | |
| 2594914 | WARNER, NORCROSS + JUDD LLP d4be18bb-7bce-4936-b223-10f485a30381 | Q1 | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2021 | first_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress). The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 8530 | 0 | 0 | 2021-04-14T11:06:14.753000-04:00 | |
| 2595096 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 52d9362d-975d-4374-a2f2-a01e9c74bf12 | Q1 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2021 | first_quarter | FIN | - Anti-Money Laundering Act of 2020 - requirements for certain transactions involving convertible - virtual currency or digital assets - General issues relating to ESG - General issues relating to short selling practices | HOUSE OF REPRESENTATIVES,Treasury, Dept of | 70000 | 0 | 0 | 2021-04-14T12:41:58.033000-04:00 | |
| 2595124 | CASSIDY & ASSOCIATES, INC. f6594ff3-365f-46c2-95e0-192e31c4bee3 | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2021 | first_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-14T12:57:02.957000-04:00 | |
| 2595192 | AARP 694534f9-e7ee-4036-93f2-3c561b98c3af | Q1 | AARP | 1694 | AARP | 2021 | first_quarter | FIN | Public L.117-2, American Rescue Plan Act of 2021 No bill number - Discussed retirement plan portability No bill number - Participated in SEC Investor Advisory Committee meeting No bill number - Discussed notice of proposed rulemaking regarding Consumer Access to Financial Records No bill number - SECURE Act No bill number - Discussed "Reporting Instances of Non-authorized Grift Act (RING) Act of 2021 | Administration for Children & Families (ACF),Agriculture, Dept of (USDA),Centers For Disease Control & Prevention (CDC),Centers For Medicare and Medicaid Services (CMS),Consumer Financial Protection Bureau (CFPB),Corporation for Natl & Community Service,Defense, Dept of (DOD),Food & Drug Administration (FDA),Government Accountability Office (GAO),Health & Human Services, Dept of (HHS),Health Resources & Services Administration (HRSA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Indian Health Service,Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Institutes of Health (NIH),Natl Transportation Safety Board (NTSB),Office of Management & Budget (OMB),Office of Personnel Management (OPM),Office of the Comptroller of the Currency (OCC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Social Security Administration (SSA),Transportation, Dept of (DOT),Treasury, Dept of,Veterans Affairs, Dept of (VA),White House Office | 2840000 | 0 | 0 | 2021-04-14T13:14:18.377000-04:00 | |
| 2595219 | SOBBA PUBLIC, LLC af1943a5-6508-4ed8-a178-2e692628eee2 | Q1 | SOBBA PUBLIC, LLC | 316797 | VIRTU FINANCIAL, LLC | 2021 | first_quarter | FIN | issues related to market making of securities and derivatives | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2021-04-14T13:39:22.827000-04:00 | |
| 2595235 | SOBBA PUBLIC, LLC 38e57fc7-495d-4015-9e06-ead64a4055f7 | Q1 | SOBBA PUBLIC, LLC | 316797 | ATMOSPHERE I, LLC, FORMERLY IGNEIO, LLC | 2021 | first_quarter | FIN | issues related to the blockchain and crypto currencies | Commodity Futures Trading Commission (CFTC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),Securities & Exchange Commission (SEC),Treasury, Dept of | 30000 | 0 | 0 | 2021-04-14T13:47:25.913000-04:00 | |
| 2595248 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 88663478-6d50-4cb0-af2a-35945a9bc165 | Q1 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | MORTGAGE RESEARCH CENTER, LLC | 2021 | first_quarter | FIN | Mortgage servicing issues and general financial services issues | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-14T14:00:30.537000-04:00 | |
| 2595372 | MINDSET ADVOCACY, LLC ff5142fb-e11e-4f00-b6b8-411b11e379fc | Q1 | MINDSET ADVOCACY, LLC | 296271 | PURPOSE FINANCIAL, INC. | 2021 | first_quarter | FIN | Dodd-Frank Act implementation, CARES Act (S. 3548 & H.R. 748) | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-14T15:03:04.727000-04:00 | |
| 2595420 | KASOWITZ LLP bec876e7-5397-4780-8de7-4cf7f11e26a7 | Q1 | KASOWITZ LLP | 401103221 | BIZ2CREDIT INC. | 2021 | first_quarter | FIN | Fintech issues, and outreach to key financial institutions regulators. | Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of | 41905 | 0 | 0 | 2021-04-14T15:39:41.710000-04:00 | |
| 2595461 | CBOE GLOBAL MARKETS, INC. bebaebdb-3e11-44ae-89be-86080d0f6c34 | Q1 | CBOE GLOBAL MARKETS, INC. | 48510 | CBOE GLOBAL MARKETS, INC. | 2021 | first_quarter | FIN | Issues related to potential change in the U.S. Tax Code impacting securities. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-14T16:01:57.843000-04:00 | |
| 2595489 | MINDSET ADVOCACY, LLC 8c9c416c-17ae-48d6-b12f-50a8a4903cd2 | Q1 | MINDSET ADVOCACY, LLC | 296271 | KROLL BOND RATING AGENCY, INC. | 2021 | first_quarter | FIN | Federal policy issues related to NRSROs. | Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2021-04-14T16:16:07.853000-04:00 | |
| 2595519 | REAL ESTATE ROUNDTABLE b11d2585-7bd5-4db8-a19c-78241cf71c4f | Q1 | REAL ESTATE ROUNDTABLE | 28435 | REAL ESTATE ROUNDTABLE | 2021 | first_quarter | FIN | Dodd Frank - Wall Street Reform and Consumer Protection Act Credit Risk Retention OTC Derivatives Basel III, Liquidity Coverage Ratio, HVCRE Rule, FRTB Volcker Rule Flood Insurance; Terrorism Risk Insurance CFIUS Reform (FIRRMA) Beneficial Ownership (BSA) Cyber Security (H.R. 3776, H.R. 3359) Current Expected Credit Losses (CECL) LIBOR Reform Federal Reserve Credit Facilities Forbearance Issues TALF Main Street Lending Program Emergency Rental Assistance for Residential Business Tenants (e.g. H.R. 7301) Restart Act (S.3814) Corporate Governance Through Diversity Act (H.R. 1018, S. 360) Pandemic Risk Insurance Troubled Debt Restructuring (TDR) CECL Reg S-K Reform | Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Director of National Intelligence (ODNI),Energy, Dept of,Environmental Protection Agency (EPA),Federal Accounting Standards Advisory Board (FASAB),Federal Bureau of Investigation (FBI),Federal Deposit Insurance Corporation (FDIC),Federal Energy Regulatory Commission (FERC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Labor, Dept of (DOL),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),State, Dept of (DOS),Transportation, Dept of (DOT),Treasury, Dept of,White House Office | 1056891 | 0 | 0 | 2021-04-14T16:26:13.913000-04:00 | |
| 2595546 | MINDSET ADVOCACY, LLC 0f801069-3b30-47d6-b8fd-a083b9f96ea4 | Q1 | MINDSET ADVOCACY, LLC | 296271 | INTERCONTINENTALEXCHANGE, INC. | 2021 | first_quarter | FIN | Holding Foreign Countries Accountable Act, corporate disclosures, sanctions | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2021-04-14T16:40:20.780000-04:00 | |
| 2595626 | O'ROURKE AND ASSOCIATES, LLC 33e1606b-8767-4c30-afb7-56b73b7e1b1f | Q1 | O'ROURKE AND ASSOCIATES, LLC | 401105420 | ADS ALLIANCE DATA SYSTEMS | 2021 | first_quarter | FIN | Issues relating to arbitration, data security/data breach, and privacy. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-14T17:11:51.440000-04:00 | |
| 2595632 | O'ROURKE AND ASSOCIATES, LLC a3d716a2-c224-4ab4-8ff3-fa4e3c02c29d | Q1 | O'ROURKE AND ASSOCIATES, LLC | 401105420 | FIRST AMERICAN FINANCIAL CORPORATION | 2021 | first_quarter | FIN | Issues relating to data security/data breach, and privacy. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2021-04-14T17:17:55.337000-04:00 | |
| 2595673 | MINDSET ADVOCACY, LLC 362a586b-4de5-411f-8b5f-3f3957014ea1 | Q1 | MINDSET ADVOCACY, LLC | 296271 | RENAISSANCE RE NORTH AMERICA | 2021 | first_quarter | FIN | Risk mitigation, flood insurance reform, risk transfer, FHFA Capital Rule | Federal Emergency Management Agency (FEMA),HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-14T17:49:09.680000-04:00 | |
| 2595794 | REPUBLIC CONSULTING, LLC 1a44ea5c-e7e1-49a3-af1c-e82cef367b1b | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | WORKIVA | 2021 | first_quarter | FIN | Financial Transparency Act and Use of machine readable data in government reports. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-15T08:53:47.173000-04:00 | |
| 2595797 | REPUBLIC CONSULTING, LLC 2a336c23-91b1-4e57-afda-f8792141f8e8 | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | MORTGAGE BANKERS ASSOCIATION | 2021 | first_quarter | FIN | Issues related to GSE Reform and affordable housing. | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-15T08:58:48.743000-04:00 | |
| 2595919 | AMERICAN ACADEMY OF OPHTHALMOLOGY 26ed1b58-4b78-4c65-9e9a-24461f6cdd73 | Q1 | AMERICAN ACADEMY OF OPHTHALMOLOGY | 1364 | AMERICAN ACADEMY OF OPHTHALMOLOGY | 2021 | first_quarter | FIN | HR 133, Consolidated Appropriations Act, 2021 (Omnibus Appropriations/COVID-19 Relief bill) HR 1799, the PPP Extension Act HR 1319, the American Rescue Plan Act of 2021 | Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,SENATE | 240000 | 0 | 0 | 2021-04-15T10:34:20.910000-04:00 | |
| 2595975 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA e1c6109b-d3a8-46bc-90f6-5e42f52ba659 | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2021 | first_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. Financial Services and General Government Appropriations Act, 2021: Issue: Making appropriations for financial services and general government , "Lobby for a provision to be included that would require the SEC to develop a unique registration form for Registered Index Linked Annuities. Monitor efforts to provide for a statutory replacement benchmark rate for contracts that use LIBOR as a benchmark and do not contain any fallback provisions independent of LIBOR. (No bills introduced). | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 560000 | 0 | 0 | 2021-04-15T10:59:37.507000-04:00 | |
| 2596330 | SOCIETY FOR CORPORATE GOVERNANCE 61eba901-2887-4676-9ad4-b5ce81e00142 | Q1 | SOCIETY FOR CORPORATE GOVERNANCE | 400789376 | SOCIETY FOR CORPORATE GOVERNANCE | 2021 | first_quarter | FIN | Proxy Voting | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-15T14:05:21.473000-04:00 | ||
| 2596350 | THE JOSEPH GROUP, LLC 49f8a345-b764-4a58-9c3e-23138e531592 | Q1 | THE JOSEPH GROUP, LLC | 288613 | ANGELLIST | 2021 | first_quarter | FIN | Issues relating to capital formation Crowdfunding, cryptocurrency and blockchain related matters | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2021-04-15T14:21:30.317000-04:00 | ||
| 2596419 | RICH FEUER ANDERSON 86ed4bf7-2e66-4145-94ec-13c77f674b43 | Q1 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2021 | first_quarter | FIN | Regulation of business development companies. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-15T14:54:52.690000-04:00 | |
| 2596457 | MINDSET ADVOCACY, LLC 3e2630f4-ba03-48e5-b993-aee0a3f3c949 | Q1 | MINDSET ADVOCACY, LLC | 296271 | NOMURA HOLDING AMERICA, INC. | 2021 | first_quarter | FIN | Legislation and regulation related to capital markets issues, CARES Act (S.3548) | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2021-04-15T15:12:01.840000-04:00 | |
| 2596494 | EQUIPMENT LEASING AND FINANCE ASSOCIATION cade7adb-1677-4ae3-a37c-dffd82011271 | Q1 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2021 | first_quarter | FIN | Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) Issues related to Small Business and Lending Fairness Act | Consumer Financial Protection Bureau (CFPB),Federal Reserve System,HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Small Business Administration (SBA),Treasury, Dept of | 110000 | 0 | 0 | 2021-04-15T15:33:12.507000-04:00 | |
| 2596553 | BLACKROCK FUNDS SERVICES GROUP, LLC 862578a2-aff4-4d5b-8bda-0140e11fe828 | Q1 | BLACKROCK FUNDS SERVICES GROUP, LLC | 400534597 | BLACKROCK FUNDS SERVICES GROUP LLC | 2021 | first_quarter | FIN | Financial Stability Issues Exchange Traded Products Climate Risk | Commodity Futures Trading Commission (CFTC),Executive Office of the President (EOP),Export-Import Bank of the United States (EXIM Bank),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 310000 | 0 | 0 | 2021-04-15T16:00:38.630000-04:00 | |
| 2596583 | 1607 STRATEGIES, LLC 6869ef5c-21b5-42c9-ab56-0f9f39f5cbed | Q1 | 1607 STRATEGIES, LLC | 401105461 | STRUCTURED FINANCE ASSOCIATION | 2021 | first_quarter | FIN | Issues affecting structured finance, the transition from LIBOR and Consumer Financial Protection Bureau actions affecting the expectations of market participants involved in securitization. Issues related to mortgage finance reform. Issues regarding Consumer Financial Protection Bureau rulemaking concerning qualified mortgages. Issues related to FASBs new accounting standards. | Consumer Financial Protection Bureau (CFPB),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of | 22500 | 0 | 0 | 2021-04-15T16:13:46.193000-04:00 | |
| 2596708 | MCLARTY INBOUND LLC 98fc70f4-e29a-4c52-8b00-2788fbb899d2 | Q1 | MCLARTY INBOUND LLC | 401103585 | PRAGER DREIFUSS AG (ON BEHALF OF MARE FINANCE INVESTMENT HOLDINGS) | 2021 | first_quarter | FIN | Advise on US-Venezuela relations, OFAC licensing process, and foreign assets. | State, Dept of (DOS) | 30000 | 0 | 0 | 2021-04-15T17:32:22.333000-04:00 | |
| 2596725 | LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 2449fb54-3cf0-45ba-9187-4f3c0dedc70c | Q1 | LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS | 22371 | LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS | 2021 | first_quarter | FIN | Community Reinvestment Act reform Consumer Financial Protection Bureau policy and oversight Coronavirus response packages Fair Chance Hiring policy under Section 19 | Bureau of the Census,Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Education, Dept of,Equal Employment Opportunity Commission (EEOC),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),Office of the Comptroller of the Currency (OCC),SENATE,White House Office | 443849 | 0 | 0 | 2021-04-15T17:41:26.213000-04:00 | |
| 2596740 | RICH FEUER ANDERSON 7f08eae0-207d-487f-bc26-bbde4f7365c7 | Q1 | RICH FEUER ANDERSON | 84775 | THE HARTFORD FINANCIAL SERVICES GROUP, INC. | 2021 | first_quarter | FIN | Legislative proposals addressing pandemic risk insurance and business interruption insurance. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2021-04-15T17:45:28.800000-04:00 | |
| 2596758 | RICH FEUER ANDERSON c1e231a9-25d4-46bf-a0cb-da9bee98af9e | Q1 | RICH FEUER ANDERSON | 84775 | AMERICAN PROPERTY CASUALTY INSURERS ASSOCIATION | 2021 | first_quarter | FIN | Regulatory structure for insurance and financial services. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2021-04-15T18:19:41.407000-04:00 | |
| 2597013 | THE SMITH-FREE GROUP, LLC 1695da96-80bf-4f09-882c-b477e472de53 | Q1 | THE SMITH-FREE GROUP, LLC | 35800 | MASTERCARD WORLDWIDE | 2021 | first_quarter | FIN | Efforts in support of promoting contactless payments technology for urban mass transit mobility | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2021-04-16T09:47:55.537000-04:00 | |
| 2597046 | ACA INTERNATIONAL 4deb26bf-b2e0-4e88-8408-8c90f0065e71 | Q1 | ACA INTERNATIONAL | 81431 | ACA INTERNATIONAL | 2021 | first_quarter | FIN | Issues related to Operation Choke Point and Fair Access to Banking S. 563 - the Fair Access to Banking Act - protects fair access to financial services and to ensure banks operate in a safe and sound manner, basing judgements and decisions on impartial, individualized risk-based analysis developed through empirical data and evaluated under quantifiable standards. | Consumer Financial Protection Bureau (CFPB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA) | 136000 | 0 | 0 | 2021-04-16T10:05:04.977000-04:00 | |
| 2597119 | HOLLAND & KNIGHT LLP 1c8fe383-a892-4dac-a7c0-5dbb28789739 | Q1 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2021 | first_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2021-04-16T10:32:22.703000-04:00 |
Advanced export
JSON shape: default, array, newline-delimited, object
CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);