lobbying_activities
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3,779 rows where filing_year = 2020 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2420211 | BALLARD PARTNERS ca978137-bacb-44b8-8613-b1787cc870f9 | 1T | BALLARD PARTNERS | 401104288 | PRUDENTIAL FINANCIAL, INC. | 2020 | first_quarter | FIN | Dodd-Frank regulation. | Treasury, Dept of | 60000 | 0 | 1 | 2020-02-20T15:16:03.090000-05:00 | |
| 2420281 | THORN RUN PARTNERS dcb7a622-f2f9-4f34-be87-713e1ea10a05 | 1T | THORN RUN PARTNERS | 400534596 | RENEW FINANCIAL GROUP, LLC | 2020 | first_quarter | FIN | Issues related to Property Assessed Clean Energy (PACE) financing. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2020-03-16T12:22:47.283000-04:00 | |
| 2420311 | MIKE WILLIAMS CAPITOL STRATEGIES LLC (F/K/A MW CAPITOL STRATEGIES LLC) e6861ce9-effc-4598-9ebc-4666792bfa6b | 1T | MIKE WILLIAMS CAPITOL STRATEGIES LLC (F/K/A MW CAPITOL STRATEGIES LLC) | 401103471 | KELLEY DRYE & WARREN LLP | 2020 | first_quarter | FIN | S. 821 Freedom Financing Act, H.R. 1595 SAFE Banking Act; policy related to discriminatory financing practices by financial institutions against federally licensed firearms manufacturers | Commerce, Dept of (DOC),Defense, Dept of (DOD),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 20000 | 0 | 1 | 2020-03-23T11:59:45.110000-04:00 | |
| 2420338 | THE SMITH-FREE GROUP, LLC 8d0acdcf-3ca1-42a0-8f21-52cdc03956e6 | 1T | THE SMITH-FREE GROUP, LLC | 35800 | INVESTMENT COMPANY INSTITUTE | 2020 | first_quarter | FIN | Discussions regarding HR 3561, Financial Stability Oversight Council Improvement Act of 2019 (All Sections of Text) - Efforts in support of bill Monitored discussions regarding regulation of asset management | HOUSE OF REPRESENTATIVES | 20000 | 0 | 1 | 2020-03-25T22:52:13.813000-04:00 | |
| 2420419 | THE VELASQUEZ GROUP, L.L.C. 86a144ae-44e1-4b50-aec1-956f16c53d7d | Q1 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2020 | first_quarter | FIN | Monitoring of S. 3111 Brokered Deposit Affiliate-Subsidiary Modernization Act of 2019 | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-03-30T23:06:11.317000-04:00 | |
| 2420464 | VETERANS EDUCATION SUCCESS bc6186f7-bbd0-4604-b853-f62824bcb8a8 | Q1 | VETERANS EDUCATION SUCCESS | 401104702 | VETERANS EDUCATION SUCCESS | 2020 | first_quarter | FIN | Military Lending Act Payday Lending | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-03-31T14:39:41.130000-04:00 | |
| 2420491 | JST STRATEGIES LLC (JOCHUM SHORE & TROSSEVIN PC) e7e485e0-3e23-4b75-b608-bb3492aa59c2 | 1T | JST STRATEGIES LLC (JOCHUM SHORE & TROSSEVIN PC) | 320793 | THE PEW CHARITABLE TRUSTS | 2020 | first_quarter | FIN | Flood Insurance Reform | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 1 | 2020-04-01T06:45:24.923000-04:00 | |
| 2420516 | AMERICAN FINANCIAL SERVICES ASSOCIATION 8fa70d3c-3b54-4816-8355-8f0aa7284dc7 | Q1 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2020 | first_quarter | FIN | S. 3036 on unsolicited loan applications, issues pertaining to installment lending and vehicle financing, data security matters, credit reporting issues, Consumer Financial Protection Bureau matters, legislation regarding rates on credit lending (HR 2930 and S 1389 plus others not yet introduced), legislation regarding disclosure of debt settlement companies, unsolicited loan offers (S. 3036), provisions in CARES Act relating to accounting standards, credit provisions, and small business loans | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Accounting Standards Advisory Board (FASAB),Federal Communications Commission (FCC),HOUSE OF REPRESENTATIVES,Office of Management & Budget (OMB),Securities & Exchange Commission (SEC),SENATE,Small Business Administration (SBA),Vice President of the U.S.,White House Office | 250000 | 0 | 0 | 2020-04-01T10:33:34.423000-04:00 | |
| 2420640 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES 27ce08f0-ab46-4bfe-9a45-0930aa98a62e | Q1 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2020 | first_quarter | FIN | Credit unions operations, capital requirements and reserves Current Expected Credit Losses (CECL), and issues related to the Federal Credit Union Act. H.R. 748 CURES Act. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE,Treasury, Dept of | 110000 | 0 | 0 | 2020-04-01T17:07:57.343000-04:00 | |
| 2420706 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 713df9f0-5638-48b9-8899-0456b9f0bd70 | Q1 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | PRA GROUP | 2020 | first_quarter | FIN | Financial Services, Telephone Consumer Protection Act; Consumer Financial Protection | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-04-02T11:38:24.993000-04:00 | |
| 2420894 | RWC, INC f693abe6-b71e-425d-a6f1-0cb45d2ac6c2 | Q1 | RWC, INC | 400510505 | COIN CENTER | 2020 | first_quarter | FIN | Issues related to cryptocurrency technology | Commodity Futures Trading Commission (CFTC),Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 50000 | 0 | 0 | 2020-04-03T09:41:46.733000-04:00 | |
| 2420902 | FINANCIAL SERVICES INSTITUTE 2454da8f-3877-4860-b69a-8c10aa43e901 | Q1 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2020 | first_quarter | FIN | SEC Regulation Best Interest, diversity & inclusion, Coronavirus Aid, Relief, and. Economic Security (CARES) Act, payments to ensemble practices, DOL Association Health Plan Rule, SEC share class enforcement efforts, fixes to Tax Cuts and Jobs Act (TCJA) 2017 such as restoring the tax deductibility of advisory fees | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE | 120000 | 0 | 0 | 2020-04-03T09:57:51.077000-04:00 | |
| 2421042 | LAVENDER CONSULTANTS 97ea42c2-e771-4c68-b841-a352a1cc6256 | Q1 | LAVENDER CONSULTANTS | 401104727 | JACKSON VAUGHN PUBLIC STRATEGIES ON BEHALF OF ENOVA ONLINE SERVICES, INC. | 2020 | first_quarter | FIN | CFPB Small Dollar Lending Rule Operation Chokepoint Fintech Charter True Lender Legislation Valid When Made Legislation HR 1509/S. 656 - Stopping Abuse & Fraud in Electronic Lending Act of 2019 (SAFE Lending Act of 2019) HR 56 - Financial Technology Protection Act HR 189 - Financial Institution Customer Protection Act of 2019 HR 741 - Taking Account of Institutions with Low Operation Risk Act of 2019 (TAILOR Act of 2019) HR 1282 - Data Accountability & Trust Act HR 1423610, Forced Arbitration Injustice Repeal act; HR 1491 - Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019 (FINTECH Act of 2019) HR 1423 companion bill to S.610 H.R.5050 - Veterans and Consumers Fair Credit Act S. 142 - American Data Dissemination Act of 2019 S. 583 - Digital Accountability and Transparency to Advance Privacy Act S. 610 - Forced Arbitration Injustice Repeal Act S. 630 - Arbitration Fairness for Consumers Act S. 635 - Restoring Statutory Rights and Interests of the States Act of 2019 (arbitration) S.283 -Veterans and Consumers Fair Credit Act S. 2808 - Emergency Assistance in Response to the Covid-19 Pandemic | Consumer Financial Protection Bureau (CFPB),Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2020-04-03T15:44:34.253000-04:00 | |
| 2421293 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS e29b815e-8cf0-498a-9f95-bfb57da3dd96 | Q1 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 26901 | NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS | 2020 | first_quarter | FIN | Issues related to the implementation of the Dodd-Frank Wall Street Reform Act 2010. Issues related to the regulation of securities products, including the conduct, compensation and use of the title "advisor.adviser" by those who sell them. Issues related to the regulation of certain employee benefit plan/sponsors/participants and IRA holders under ERISA. Issues related to investment advice provided by municipal advisors. Issues related to consumer compensation in instances of investment fraud. Issues related to the disclosure of potential examples of financial exploitation of senior citizens. | Centers For Medicare and Medicaid Services (CMS),Health & Human Services, Dept of (HHS),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 556658 | 0 | 0 | 2020-04-06T10:25:58.200000-04:00 | |
| 2421327 | HOLLAND & KNIGHT LLP b6d879e2-24ce-40b6-9fe4-d71c34672b17 | Q1 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2020 | first_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule and financial planning business objectives. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-04-06T11:26:29.210000-04:00 | |
| 2421432 | JACKSON VAUGHN PUBLIC STRATEGIES 923482d1-8723-484f-bbcb-37b6584802e6 | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ENOVA ONLINE SERVICES, INC. | 2020 | first_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, HR 5050, Veterans and Consumers Fair Credit Act; Loan Shark Prevention Act; S 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019; S 2808, Emergency Assistance in Response to the COVID-19 Pandemic | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-06T14:40:51.290000-04:00 | ||
| 2421433 | JACKSON VAUGHN PUBLIC STRATEGIES 7f7ebfa8-66d1-4115-af57-f7f8c47b800f | Q1 | JACKSON VAUGHN PUBLIC STRATEGIES | 401103484 | ONLINE LENDERS ALLIANCE | 2020 | first_quarter | FIN | CFPB Small Dollar Lending Rule; Operation ChokePoint; FinTech Charter; True Lender Legislation; Valid When Made Legislation; HR 1509/S 656, Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 56, Financial Technology Protection Act; HR 189, Financial Institution Customer Protection Act of 2019; HR 741, Taking Account of Institutions with Low Operation Risk Act of 2019; HR 1282, Data Accountability & Trust Act; HR 1423/S 610, Forced Arbitration Injustice Repeal Act; HR 1491, Facilitating Innovation & New Technology so Entrepreneurs Create and Hire Act of 2019; HR 1509/S 656,Stopping Abuse & Fraud in Electronic Lending Act of 2019; HR 2930/S 1389, Loan Shark Prevention Act; HR 5050/S 2833, Veterans and Consumers Fair Credit Act; 142, American Data Dissemination Act of 2019; S 583, Digital Accountability and Transparency to Advance Privacy Act; S 610, Forced Arbitration Injustice Repeal Act; S 630, Arbitration Fairness for Consumers Act; S 635, Restoring Statutory Rights and Interests of the States Act of 2019; S 1205, Protections in Consumer Lending Act; S 1230, Protecting Consumers from Unreasonable Credit Rates Act of 2019; S 2808, Emergency Assistance in Response to the COVID-19 Pandemic | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-06T14:43:52.670000-04:00 | ||
| 2421455 | HOLLAND & KNIGHT LLP 56498e48-88c6-4f7d-a8b3-84b660b4dcc2 | Q1 | HOLLAND & KNIGHT LLP | 18466 | BLOCK.ONE | 2020 | first_quarter | FIN | Issues related to financial services and financial technologies; blockchain. | HOUSE OF REPRESENTATIVES,SENATE,White House Office | 80000 | 0 | 0 | 2020-04-06T16:03:12.373000-04:00 | |
| 2421467 | ACG ADVOCACY 3a8d287d-6bff-46d7-9630-b86fb9aae251 | Q1 | ACG ADVOCACY | 2057 | LIFE INSURANCE SETTLEMENT ASSOCIATION (LISA) | 2020 | first_quarter | FIN | Life Settlement Issues. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-04-06T16:22:27.013000-04:00 | |
| 2421589 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA 9f8c8769-31a5-430c-af51-51a6bd0b2620 | Q1 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) FORMERLY AZOA SERIVCES CORP/FIREMAN'S FUND(ALLIANZ OF AMERICA | 14611 | AZOA SERVICES CORP(ALLIANZ OF AMERICA) AND AFFILIATES | 2020 | first_quarter | FIN | Systemic Risk: Argue that asset managers should not be designated as systemically important financial institutions under SEC113 of Dodd-Frank. Also, track international developments regarding systemic risk designation. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Risk Management Agency,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 580000 | 0 | 0 | 2020-04-07T09:49:41.817000-04:00 | |
| 2421619 | WARNER, NORCROSS + JUDD LLP 8b599ee5-212e-4c65-ad4d-b61fbc9036d5 | Q1 | WARNER, NORCROSS + JUDD LLP | 401050963 | BUSINESS INTERMEDIARY EDUCATION FOUNDATION | 2020 | first_quarter | FIN | Creating simplified system of federal registration and regulation for broker dealers who are only engaged in brokering the mergers, acquisitions, and sales of privately owned businesses as would be provided in H.R. 609 (116th Congress). The Small Business, Mergers, Acquisitions and Sales Broker Simplification Act. | HOUSE OF REPRESENTATIVES,SENATE | 7914 | 0 | 0 | 2020-04-07T10:40:12.833000-04:00 | |
| 2421634 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) 52c12e20-5e1f-4310-8413-c8c064fb55ed | Q1 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 292458 | FEDERATED HERMES, INC.(FORMERLY KNOWN AS FEDERATED INVESTORS, INC.) | 2020 | first_quarter | FIN | Issues related to Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) implementation and regulations; proposals related to potential money market and other mutual fund regulations by the SEC (e.g.,floating net asset value and liquidity gates and fees) and implementation thereof. | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 200000 | 0 | 0 | 2020-04-07T11:26:26.943000-04:00 | |
| 2421654 | HUTTON STRATEGIES f3d79f29-9c9e-42f8-b11d-84a1ded010e2 | Q1 | HUTTON STRATEGIES | 312758 | FEDERATED INVESTORS | 2020 | first_quarter | FIN | Financial services & Capital markets issues generally; S. 733 & H.R. 4492, Consumer Financial Choice & Capital Markets Protection Act of 2019. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-04-07T12:04:45.077000-04:00 | |
| 2421661 | HUTTON STRATEGIES f1e27dd7-5ed7-4aea-8da7-32aaed0f3b43 | Q1 | HUTTON STRATEGIES | 312758 | MICROBILT | 2020 | first_quarter | FIN | data security & privacy legislation generally; credit reporting & financial technology issues generally. Monitored the financial services related provisions in the CARES Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-07T12:14:49.313000-04:00 | ||
| 2421710 | HOLLAND & KNIGHT LLP 8a38e11a-4cb7-4a27-bcb8-8134d42cadb6 | Q1 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2020 | first_quarter | FIN | Policy issues related to data breach, privacy, data security and cyber security. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-04-07T13:45:40.137000-04:00 | |
| 2421735 | ACG ADVOCACY 8d85b3a4-06f4-4c0e-8dfd-207132148df5 | Q1 | ACG ADVOCACY | 2057 | CREDIT PROTECTION COALTION | 2020 | first_quarter | FIN | Financial services issues. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-07T13:57:53.960000-04:00 | ||
| 2421895 | RICH FEUER ANDERSON bff7dd60-9895-4186-9977-82c1a4edf537 | Q1 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2020 | first_quarter | FIN | Regulation of asset managers. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-04-07T16:26:42.860000-04:00 | |
| 2421913 | PENN AVENUE PARTNERS 8f3346da-77e3-4011-ba0e-7b6479cc27de | Q1 | PENN AVENUE PARTNERS | 400918672 | ELLIOTT MANAGEMENT CORPORATION | 2020 | first_quarter | FIN | Monitoring issues related to the financial services industry. | 0 | 0 | 2020-04-07T16:34:01.073000-04:00 | |||
| 2421926 | RICH FEUER ANDERSON 22c38ed0-2c2a-4270-97e8-8f340b2286a6 | Q1 | RICH FEUER ANDERSON | 84775 | BLACKROCK FUNDS SERVICES GROUP LLC (FORMERLY BLACKROCK CAPITAL MANAGEMENT INC.) | 2020 | first_quarter | FIN | Regulation of asset managers as systemically important financial institutions. Regulation of money market funds, including S.733 and H.R.4492, the "Consumer Financial Choice and Capital Markets Protection Act of 2019." Regulation of exchange-traded funds. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-04-07T16:50:15.693000-04:00 | |
| 2421931 | M&T BANK CORPORATION f98df5c6-c853-4210-93fd-d69b8c445c84 | Q1 | M&T BANK CORPORATION | 401104858 | M&T BANK CORPORATION | 2020 | first_quarter | FIN | Pandemic response, CECL, other regulations related to financial institutions. | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2020-04-07T16:57:20.227000-04:00 | |
| 2421947 | PENN AVENUE PARTNERS 55abb2a8-7e33-4d9d-929e-9288444bc83a | Q1 | PENN AVENUE PARTNERS | 400918672 | WESTERN UNION | 2020 | first_quarter | FIN | Financial Services Issues. Cross Border Remittance Issues. | Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-07T17:18:38.553000-04:00 | |
| 2422108 | HOLLAND & KNIGHT LLP a623ef20-2dd5-437e-9d73-63e18eda3563 | Q1 | HOLLAND & KNIGHT LLP | 18466 | REFORMA STRATEGIES LLC (ON BEHALF OF EAST-WEST BANK) | 2020 | first_quarter | FIN | Minority Depository Institutions | HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA) | 20000 | 0 | 0 | 2020-04-08T13:46:17.287000-04:00 | |
| 2422145 | RICH FEUER ANDERSON c1f2a34a-5d5e-4898-8393-3e5dd7ccb69e | Q1 | RICH FEUER ANDERSON | 84775 | FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD) | 2020 | first_quarter | FIN | Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-04-08T14:47:58.153000-04:00 | |
| 2422461 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 675c9274-4078-4e1a-9677-31cacb27a6ab | Q1 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2020 | first_quarter | FIN | HR 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act & Commodity Exchange Act - harmonization of registration exemptions for CPOs and CTAs with registration exemptions for investment advisers | Post-Trade Name Give-Up on Swap Execution Facilities Securities Exchange Act of 1934 - Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice Investment Advisers Act of 1940 - proposed amendments to the advertising rule Commodity Exchange Act - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 120000 | 0 | 0 | 2020-04-09T14:20:54.790000-04:00 | |
| 2422508 | THORSEN FRENCH ADVOCACY LLC 50c0591a-ea5c-4c46-8f77-80254e3ec47b | Q1 | THORSEN FRENCH ADVOCACY LLC | 400599826 | WESTERN UNION | 2020 | first_quarter | FIN | Issues Related to Anti-Money Laundering. Counterfeiting Issues. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-09T14:43:40.413000-04:00 | |
| 2422635 | MINDSET ADVOCACY, LLC 736f9623-ae46-43e6-9b4a-23d4c82085bd | Q1 | MINDSET ADVOCACY, LLC | 296271 | NOMURA HOLDING AMERICA, INC. | 2020 | first_quarter | FIN | Legislation and regulation related to capital markets issues, CARES Act (S.3548) | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-04-09T16:51:36.493000-04:00 | |
| 2422640 | EQUIPMENT LEASING AND FINANCE ASSOCIATION 4707e05c-e309-4324-b929-126d6eac7631 | Q1 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 13767 | EQUIPMENT LEASING AND FINANCE ASSOCIATION | 2020 | first_quarter | FIN | CFPB-2020-0008: RFC regarding implementation of Section 1071 of Dodd Frank Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub.L. 111-203) H.R.3490 - Small Business Lending Fairness Act S.1961 - Small Business Lending Fairness Act | Bureau of Industry and Security (BIS),Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),SENATE,Small Business Administration (SBA),Treasury, Dept of | 172000 | 0 | 0 | 2020-04-09T17:03:42.170000-04:00 | |
| 2422644 | RICH FEUER ANDERSON dbb8760e-07bf-4dda-8e43-2f141326ee03 | Q1 | RICH FEUER ANDERSON | 84775 | NOMURA AMERICA HOLDING INC. | 2020 | first_quarter | FIN | Regulation of derivatives and capital requirements. Equities market structure issues. | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-04-09T17:29:47.583000-04:00 | |
| 2422648 | RICH FEUER ANDERSON b87dd46f-c2b3-454c-a4b2-5e4febe16799 | Q1 | RICH FEUER ANDERSON | 84775 | SWIFT, INC. | 2020 | first_quarter | FIN | Imposition of sanctions on financial messaging services with respect to institutions in other countries. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2020-04-09T17:54:53.900000-04:00 | |
| 2422753 | SOCIETY FOR CORPORATE GOVERNANCE f87f7c7d-a3c0-4e13-a530-e9901f72e78b | Q1 | SOCIETY FOR CORPORATE GOVERNANCE | 400789376 | SOCIETY FOR CORPORATE GOVERNANCE | 2020 | first_quarter | FIN | Proxy Voting | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-04-10T10:29:51.900000-04:00 | |
| 2422796 | TAUZIN CONSULTANTS, LLC 5b269099-0446-49cb-ac3f-87be9df78fe8 | Q1 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2020 | first_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-04-10T11:04:45.393000-04:00 | |
| 2422850 | TAUZIN STRATEGIC NETWORKS 59fec8b5-749a-47bb-9b55-1bc76ae3efe2 | Q1 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2020 | first_quarter | FIN | Advocated for issues relating to the upcoming NFIP. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-10T11:32:48.027000-04:00 | |
| 2422945 | EXPERIAN NORTH AMERICA 9322e097-934a-406b-9aae-fd73d3cae0ae | Q1 | EXPERIAN NORTH AMERICA | 293038 | EXPERIAN NORTH AMERICA | 2020 | first_quarter | FIN | Legislative and regulatory issues pertaining to credit reporting and scoring, including H.R. 748, H.R. 3614, H.R. 3618, H.R. 3621, H.R. 3622, H.R. 3629, H.R. 3642, H.R. 3821, H.R. 4231, H.R. 4328, H.R. 5332, H.R. 6321, H.R. 6370, H.R. 6379, S. 1828, S. 3508 and S. 3548. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Social Security Administration (SSA) | 360000 | 0 | 0 | 2020-04-10T13:39:07.017000-04:00 | |
| 2422981 | MISSY EDWARDS STRATEGIES, LLC 4800b799-d8e0-416e-93dc-481f31732532 | Q1 | MISSY EDWARDS STRATEGIES, LLC | 400547641 | REAL ESTATE ROUNDTABLE | 2020 | first_quarter | FIN | Followed regulatory reform and financial services related issues Dodd-Frank - Wal Street Reforms and Consumer Protection Act, OTC Derivatives, Incentive-Based Risk Retention Credit risk retention, Mark to Market, FAS17, Volker Rule, FASB issues, Basel III | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Transportation, Dept of (DOT),Treasury, Dept of | 30000 | 0 | 0 | 2020-04-10T14:06:37.937000-04:00 | |
| 2423066 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION 21869f4a-68f5-4bdf-8b13-376230f95b77 | Q1 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 14303 | FEDERAL AGRICULTURAL MORTGAGE CORPORATION | 2020 | first_quarter | FIN | Charter modification for Farmer Mac | HOUSE OF REPRESENTATIVES,SENATE | 45000 | 0 | 0 | 2020-04-10T15:25:39.187000-04:00 | |
| 2423083 | HOLLAND & KNIGHT LLP dfaa84f0-d8fe-40cc-957a-8ef107ce7b02 | Q1 | HOLLAND & KNIGHT LLP | 18466 | FINANCIAL SERVICES INSTITUTE | 2020 | first_quarter | FIN | Best interest standard for SEC; Independent Contractor legislation; tax deductibility of advisory fees; exemption of small broker deals; retirement security; regulation through enforcement at the Securities and Exchange Commission. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-04-10T15:46:55.917000-04:00 | |
| 2423100 | RICH FEUER ANDERSON 4861aa8f-c311-4471-9a6b-886826f614be | Q1 | RICH FEUER ANDERSON | 84775 | LONDON STOCK EXCHANGE GROUP PLC | 2020 | first_quarter | FIN | Regulation of securities indices, regulation of derivative instruments, regulation and capitalization of clearinghouses, and protection of customer assets. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2020-04-10T16:20:11.397000-04:00 | |
| 2423211 | RICH FEUER ANDERSON 851b52a7-961f-45e3-a49f-58e33b682dcc | Q1 | RICH FEUER ANDERSON | 84775 | FRANKLIN SQUARE HOLDINGS, L.P. | 2020 | first_quarter | FIN | Regulation of business development companies, including implementation of the "Small Business Credit Availability Act." | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-04-10T17:27:58.477000-04:00 | |
| 2423407 | CASSIDY & ASSOCIATES, INC. 10f361b2-93fe-4638-b5e0-9ebe22643c89 | Q1 | CASSIDY & ASSOCIATES, INC. | 8453 | SOCIETY OF ACTUARIES | 2020 | first_quarter | FIN | General legislative issues related to actuarial profession | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-04-11T14:03:06.760000-04:00 | |
| 2423422 | REPUBLIC CONSULTING, LLC e07c464d-9b71-460c-93c7-c0785e4d7689 | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | FINICITY | 2020 | first_quarter | FIN | Advocate Consumer Access to financial data. | Federal Deposit Insurance Corporation (FDIC),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Office of the Comptroller of the Currency (OCC),SENATE | 20000 | 0 | 0 | 2020-04-11T14:20:33.397000-04:00 | |
| 2423426 | REPUBLIC CONSULTING, LLC 1b69fb5c-511a-4630-88e5-a05eb9867533 | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL ASSOCIATION OF AFFORDABLE HOUSING LENDERS | 2020 | first_quarter | FIN | Community Reinvestment Act regulations, affordable housing programs, and affordable housing tax credits. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-04-11T14:23:19.120000-04:00 | |
| 2423430 | REPUBLIC CONSULTING, LLC 75deb432-1824-49cf-af6b-1d98b41cb092 | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | CFA INSTITUTE | 2020 | first_quarter | FIN | Capital Markets Policy and regulation of investment professionals, and investment products. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-04-11T14:25:04.457000-04:00 | |
| 2423436 | REPUBLIC CONSULTING, LLC 2ac133a9-4596-44a1-a2b7-9985fa39808c | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | WORKIVA | 2020 | first_quarter | FIN | Financial Transparency Act and Use of machine readable data in government reports. | HOUSE OF REPRESENTATIVES,SENATE | 60000 | 0 | 0 | 2020-04-11T14:29:53.160000-04:00 | |
| 2423437 | MORRISON PUBLIC AFFAIRS GROUP 30e9d32b-8b4c-452b-8f22-9f4de3b9457d | Q1 | MORRISON PUBLIC AFFAIRS GROUP | 67193 | ESSENT U.S. HOLDINGS, INC. | 2020 | first_quarter | FIN | Housing finance legislation and regulation. | Federal Housing Finance Agency (FHFA),Ginnie Mae,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of,White House Office | 30000 | 0 | 0 | 2020-04-11T14:30:15.723000-04:00 | |
| 2423443 | REPUBLIC CONSULTING, LLC ec2b2396-dfa0-4f03-b0a6-101bf5717498 | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | MORTGAGE BANKERS ASSOCIATION | 2020 | first_quarter | FIN | Issues related to mortgage banking, mortgage finance, and affordable housing. | Executive Office of the President (EOP),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2020-04-11T14:38:04.240000-04:00 | |
| 2423887 | REPUBLIC CONSULTING, LLC dc46bb9c-1980-4d91-9d0e-8cb8cf81f23b | Q1 | REPUBLIC CONSULTING, LLC | 401016871 | DEPLHI TECHNOLOGIES | 2020 | first_quarter | FIN | Monitor issues related to the CARES Act passage and implementation. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-13T12:34:05.520000-04:00 | ||
| 2423891 | MINDSET ADVOCACY, LLC 6daa0865-2aa9-45b4-b390-5cb3691ffc16 | Q1 | MINDSET ADVOCACY, LLC | 296271 | FAIR ISAAC CORPORATION (DBA FICO) | 2020 | first_quarter | FIN | Issues related to credit scores and implementation of S.2155, the "Economic Growth, Regulatory Relief and Consumer Protection Act." Comprehensive CREDIT Act of 2020 (H.R. 3621). CARES Act (H.R. 748). | Federal Housing Finance Agency (FHFA),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2020-04-13T12:37:11.850000-04:00 | |
| 2423911 | MANAGEMENT IMPACT SOLUTIONS CONSULTING 7226bee7-0190-4f8a-bfba-02bd3b36336d | Q1 | MANAGEMENT IMPACT SOLUTIONS CONSULTING | 401104639 | MANAGMENT IMPACT SOLUTIONS CONSULTING | 2020 | first_quarter | FIN | Designed and implemented individual, SBA PPP and other businesses related relief loans for national, regional, and local banks, credit unions etc. | Agency for Healthcare Research & Quality (AHRQ),Agriculture, Dept of (USDA),Alcohol & Tobacco Tax & Trade Bureau (TTB),Army, Dept of (Corps of Engineers),Bureau of Economic Analysis,Bureau of Transportation Statistics,Centers For Disease Control & Prevention (CDC),Commerce, Dept of (DOC),Consumer Financial Protection Bureau (CFPB),Consumer Product Safety Commission (CPSC),Council of Economic Advisers (CEA),Defense Advanced Research Projects Agency (DARPA),Defense, Dept of (DOD),Economic Development Administration,Education, Dept of,Environmental Protection Agency (EPA),Executive Office of the President (EOP),Federal Communications Commission (FCC),Federal Housing Finance Agency (FHFA),Federal Reserve System,General Services Administration (GSA),Health & Human Services, Dept of (HHS),Homeland Security, Dept of (DHS),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Internal Revenue Service (IRS),Justice, Dept of (DOJ),Labor, Dept of (DOL),Natl Endowment for the Arts,Natl Endowment for the Humanities,Natl Foundation on the Arts & Humanities,Office of Management & Budget (OMB),SENATE,Small Business Administration (SBA),Transportation, Dept of (DOT),Treasury, Dept of | 0 | 0 | 2020-04-13T12:38:20.680000-04:00 | ||
| 2423963 | IMPERIUM GLOBAL ADVISORS 96fadeac-86bb-4d67-a45a-8bfd396d3a26 | Q1 | IMPERIUM GLOBAL ADVISORS | 401104114 | INDEPENDENT PAYROLL PROVIDERS ASSOCIATION | 2020 | first_quarter | FIN | Payroll Diversion Fraud | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 0 | 0 | 2020-04-13T13:10:38.943000-04:00 | ||
| 2424010 | LOWE'S COMPANIES INC. d62fe0fb-08d6-4af3-b0c7-566dd1f22b15 | Q1 | LOWE'S COMPANIES INC. | 312678 | LOWE'S COMPANIES INC. | 2020 | first_quarter | FIN | Monitoring changes to interchange policies and data security | Consumer Product Safety Commission (CPSC),Energy, Dept of,Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,White House Office | 210000 | 0 | 0 | 2020-04-13T13:54:52.157000-04:00 | |
| 2424108 | THE SMITH-FREE GROUP, LLC ab4e46aa-f6c1-46de-8106-9fc99133ab56 | Q1 | THE SMITH-FREE GROUP, LLC | 35800 | MASTERCARD WORLDWIDE | 2020 | first_quarter | FIN | Monitored H.R.2144, Token Taxonomy Act of 2019 Monitored H.R.3928, Federal Reserve Accountability and Justification Act Monitored H.R.3939, To require the Board of Governors of the Federal Reserve System to carry out a quantitative impact study of any proposed real-time payment system under the Faster Payments Initiative before implementing such system. Monitored discussions regarding data localization and competition policy | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 70000 | 0 | 0 | 2020-04-13T14:54:19.787000-04:00 | |
| 2424337 | MONEYGRAM INTERNATIONAL INC. 8da8434e-7ac8-4480-a9a0-3b07fe892723 | Q1 | MONEYGRAM INTERNATIONAL INC. | 401103625 | MONEYGRAM INTERNATIONAL INC. | 2020 | first_quarter | FIN | Issues related to money transfer services, de-risking and fintech; Issues related to federal financial regulation, consumer protection, and the Bank Secrecy Act; Issues related to improving scam prevention and fraud protection standards | HOUSE OF REPRESENTATIVES,SENATE | 100000 | 0 | 0 | 2020-04-13T16:28:22.873000-04:00 | |
| 2424439 | THE SMITH-FREE GROUP, LLC 6f91cdb2-72e9-4ef1-9b06-a6b0286d9f2b | Q1 | THE SMITH-FREE GROUP, LLC | 35800 | HSBC TECHNOLOGY & SERVICES (USA) INC | 2020 | first_quarter | FIN | Monitored H.R.4863, United States Export Finance Agency Act of 2019 Monitored discussions involving inter-affiliate margin | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2020-04-13T17:36:54.973000-04:00 | |
| 2424470 | MINDSET ADVOCACY, LLC d0755a12-be50-4983-a6cf-a432e4873e94 | Q1 | MINDSET ADVOCACY, LLC | 296271 | PURPOSE FINANCIAL, INC. | 2020 | first_quarter | FIN | Dodd-Frank Act implementation, CARES Act (S. 3548 & H.R. 748) | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2020-04-13T18:01:29.200000-04:00 | |
| 2424675 | ONE ACTION b6ba35e6-431e-4ab0-a822-6ad73153e223 | Q1 | ONE ACTION | 400615867 | ONE ACTION | 2020 | first_quarter | FIN | BUILD Act Oversight with OPIC, USAID, and new DFC Corporate Transparency Act (H.R. 2513) and the Senate companion bill on beneficial ownership ILLICIT CASH Act S. 2563 COVID-19 Response, Debt Cancellation/World Bank/IMF | HOUSE OF REPRESENTATIVES,Natl Security Council (NSC),Office of Management & Budget (OMB),Overseas Private Investment Corp (OPIC),Securities & Exchange Commission (SEC),SENATE,State, Dept of (DOS),Treasury, Dept of,U.S. Agency for International Development (USAID),White House Office | 690000 | 0 | 0 | 2020-04-14T10:04:03.077000-04:00 | |
| 2424689 | KPMG LLP 7e078046-fd6b-48a3-b130-d774a040494e | Q1 | KPMG LLP | 21893 | KPMG LLP | 2020 | first_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Defense, Dept of (DOD),Defense Finance & Accounting Service (DFAS),Executive Office of the President (EOP),Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 550000 | 0 | 0 | 2020-04-14T10:21:08.447000-04:00 | |
| 2424902 | BOND DEALERS OF AMERICA a11a1582-4d3a-41d7-bad1-97b57ad4556f | Q1 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2020 | first_quarter | FIN | Tax & Securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 5000 | 0 | 0 | 2020-04-14T12:08:57.990000-04:00 | |
| 2424913 | THE WILLIAMS GROUP 9f57cd3a-0fc9-4df6-8f15-13f99dd49c91 | Q1 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2020 | first_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-04-14T12:17:01.217000-04:00 | |
| 2424915 | THE WILLIAMS GROUP 02dbac39-2d33-4aa3-b263-f93ac5baf148 | Q1 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2020 | first_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 19500 | 0 | 0 | 2020-04-14T12:19:03.330000-04:00 | |
| 2424917 | THE WILLIAMS GROUP e6799e91-970f-4e1c-a0a7-ff4af67d5aa8 | Q1 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2020 | first_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2020-04-14T12:20:03.880000-04:00 | |
| 2424936 | THE WILLIAMS GROUP 4d88dc4b-e50f-46ea-b029-14ce853d9584 | Q1 | THE WILLIAMS GROUP | 401104049 | TRANSUNION | 2020 | first_quarter | FIN | FCRA | HOUSE OF REPRESENTATIVES,SENATE | 11250 | 0 | 0 | 2020-04-14T12:25:08.997000-04:00 | |
| 2424939 | DAVIS & HARMAN LLP c2bb5be3-4da6-4e1a-896c-8693f2edc97a | Q1 | DAVIS & HARMAN LLP | 11674 | BROKER/DEALER COORDINATION GROUP | 2020 | first_quarter | FIN | Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-14T12:26:10.097000-04:00 | ||
| 2424945 | THE WILLIAMS GROUP 3d7ac2fd-f3b4-47f1-90ec-689980a493fb | Q1 | THE WILLIAMS GROUP | 401104049 | THE MANAGED FUNDS ASSOCIATION | 2020 | first_quarter | FIN | Managed funds disclosures | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2020-04-14T12:27:11.423000-04:00 | |
| 2424999 | JM FAMILY ENTERPRISES, INC 9fe98839-490b-4af7-a7c6-6858adc82a7e | Q1 | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2020 | first_quarter | FIN | Consumer Financial Protection Bureau regulatory actions, oversight and legislation related to auto finance. S.2563, "Illicit Cash Act" H.R. 748, "The CARES Act" - provisions related to federal assistance to Small Business including the Payroll Protection Program Military Lending Act DOD interpretive rule as applied to Guaranteed Auto Protection product "Privacy Notification Technical Clarification Act" Modernizing Annual Privacy Notice Requirement under the Gramm-Leach-Bliley Act | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-04-14T13:22:30.333000-04:00 | |
| 2425008 | DAVIS & HARMAN LLP db0f6f02-bfe0-4802-a94d-3faab7df66da | Q1 | DAVIS & HARMAN LLP | 11674 | LPL FINANCIAL | 2020 | first_quarter | FIN | H.R. 3279, Gender Diversity in Corporate Leadership Act. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2020-04-14T13:24:31.430000-04:00 | |
| 2425050 | DAVIS & HARMAN LLP 351d2efe-199c-4a0f-9716-58ce2d702416 | Q1 | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2020 | first_quarter | FIN | H.R. 3279, Gender Diversity in Corporate Leadership Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-14T13:54:45.587000-04:00 | |
| 2425057 | DAVIS & HARMAN LLP f69bacf2-f363-4742-9a0e-d1155e1f3b47 | 1A | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2020 | first_quarter | FIN | H.R. 3279, Gender Diversity in Corporate Leadership Act. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-14T13:57:47.100000-04:00 | |
| 2425255 | FAIR ISAAC CORPORATION (DBA FICO) f2525e0e-f6cd-4657-8bcc-d90ffa95964e | Q1 | FAIR ISAAC CORPORATION (DBA FICO) | 400612859 | FAIR ISAAC CORPORATION (DBA FICO) | 2020 | first_quarter | FIN | Issues related to credit scoring; Implementation of PL 115-174, Economic Growth, Regulatory Relief and Consumer Protection Act (credit scores); H.R. 4231/S. 1828, Credit Access and Inclusion Act of 2019; H.R. 123, FHA Additional Credit Pilot Program Reauthorization Act; H.R. 748, Coronavirus Aid, Relief, and Economic Security (CARES) Act; H.R. 3621, Comprehensive CREDIT Act of 2020 | HOUSE OF REPRESENTATIVES,SENATE | 150000 | 0 | 0 | 2020-04-14T15:31:48.943000-04:00 | |
| 2425268 | BLUEPOINT DC 99a16974-9e9e-47e2-9580-df321cc14532 | Q1 | BLUEPOINT DC | 401104846 | NAVIENT | 2020 | first_quarter | FIN | Issues affecting student loan servicing and financial literacy and education. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-04-14T15:40:53.380000-04:00 | |
| 2425345 | BALCH & BINGHAM, LLP 80b669eb-f2bb-4f51-96d6-7434356e0787 | Q1 | BALCH & BINGHAM, LLP | 5197 | GLOBE LIFE, INC. F/K/A TORCHMARK CORPORATION | 2020 | first_quarter | FIN | Matters related to the Federal Reserve Commercial Paper Funding Facility 2020. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-14T16:24:22.087000-04:00 | |
| 2425368 | RICH FEUER ANDERSON 62fcba78-82bd-4116-b079-b1ffbebd8456 | Q1 | RICH FEUER ANDERSON | 84775 | SOCIAL FINANCE, INC. | 2020 | first_quarter | FIN | Regulation of online lenders, including potential national charters, application of banking regulations, and securitization of student loans. Eligibility of securitized consumer loan assets for Federal Reserve liquidity. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-04-14T16:38:31.380000-04:00 | |
| 2425436 | THE SMITH-FREE GROUP, LLC d8eb9adf-e285-4de4-99ad-9c6de027a903 | 1T | THE SMITH-FREE GROUP, LLC | 35800 | SQUARE, INC. | 2020 | first_quarter | FIN | Discussions related to small business lending Monitored discussions related to FDIC regulation Monitored discussions related to HR 4813, Keeping Big Tech Out of Finance Act | HOUSE OF REPRESENTATIVES | 10000 | 0 | 1 | 2020-04-14T17:10:57.547000-04:00 | |
| 2425441 | MINDSET ADVOCACY, LLC 51bd57ab-d003-42de-9416-add53d237cf4 | Q1 | MINDSET ADVOCACY, LLC | 296271 | ZILLOW GROUP, INC. | 2020 | first_quarter | FIN | Issues related to home valuation, real estate market trends and outlook; Issues related to data security and privacy; Issues related to online real estate; Mortgage policy, Issues related to the CARES Act (S. 3548 & H.R. 748) | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-14T17:11:58.560000-04:00 | |
| 2425507 | FIDELIS GOVERNMENT RELATIONS ead846ae-ca42-4d92-89cf-c0032d274940 | Q1 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2020 | first_quarter | FIN | Insurance issues generally | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,Office of the Vice President of the United States,SENATE | 15000 | 0 | 0 | 2020-04-15T04:34:28.623000-04:00 | |
| 2425555 | HSBC TECHNOLOGY AND SERVICES USA INC. 166e38b9-5f7c-4045-befa-f61ebc4c606a | Q1 | HSBC TECHNOLOGY AND SERVICES USA INC. | 18694 | HSBC TECHNOLOGY AND SERVICES USA INC. | 2020 | first_quarter | FIN | Beneficial Ownership Registry Proposals Bank Secrecy Act reform legislation, generally S. 2563 The Improving Laundering Laws and Increasing Comprehensive Information Tracking of Criminal Activity in Shell Holdings (ILLICIT CASH) Act Monitored S.1731 Ensuring Quality Information and Transparency for Abroad-Based Listings on our Exchanges Act (EQUITABLE Act) Monitored H.R. 4998 Secure and Trusted Communications Networks Act of 2019 and and implementation Monitored Monitored S. 3469 Neutralizing Emerging Threats from Wireless OEMs Receiving direction from Kleptocracies and Surveillance states Act (NETWORKS Act) | Federal Reserve System,HOUSE OF REPRESENTATIVES,SENATE,Small Business Administration (SBA),Treasury, Dept of | 550000 | 0 | 0 | 2020-04-15T09:05:46.277000-04:00 | |
| 2425568 | VORYS, SATER, SEYMOUR AND PEASE LLP 6c908107-49ec-4663-9208-0fbc1949a58f | Q1 | VORYS, SATER, SEYMOUR AND PEASE LLP | 40236 | FIDELITY AND GUARANTY LIFE | 2020 | first_quarter | FIN | U.S. Department of Labor's possible fiduciary rule. | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 20000 | 0 | 0 | 2020-04-15T09:13:51.063000-04:00 | |
| 2425645 | BROWN-FORMAN CORPORATION a28b89fe-b6ce-4e14-a791-a15304742207 | Q1 | BROWN-FORMAN CORPORATION | 7213 | BROWN-FORMAN CORPORATION | 2020 | first_quarter | FIN | Issues related to family majority controlled companies - no specific legislation. | Commerce, Dept of (DOC),Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of,U.S. Customs & Border Protection,U.S. Trade Representative (USTR) | 300000 | 0 | 0 | 2020-04-15T09:46:17.203000-04:00 | |
| 2425795 | HOLLAND & KNIGHT LLP b26ab4ce-8422-40b6-a15c-c15aefb0a81d | Q1 | HOLLAND & KNIGHT LLP | 18466 | AMERICA'S HOMEOWNER ALLIANCE | 2020 | first_quarter | FIN | Housing affordability and access to credit. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-15T10:50:02.643000-04:00 | ||
| 2425812 | HOLLAND & KNIGHT LLP 6b2a89f3-d71c-45ff-8eb6-54a871f8d1e5 | Q1 | HOLLAND & KNIGHT LLP | 18466 | RADIAN GROUP, INC. | 2020 | first_quarter | FIN | Government sponsored entity reform, housing affordability and credit access. | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE,Treasury, Dept of | 60000 | 0 | 0 | 2020-04-15T10:56:08.227000-04:00 | |
| 2425840 | HOLLAND & KNIGHT LLP 8c04d205-1d13-445f-98fe-2171e26a4742 | Q1 | HOLLAND & KNIGHT LLP | 18466 | MIDFIRST BANK | 2020 | first_quarter | FIN | Implementation of P.L. 115-174, the Economic Growth, Regulatory Relief, and Consumer Protection Act; Federal Housing Administration rulemaking; H.R.1595 - Secure And Fair Enforcement Banking Act of 2019. | HOUSE OF REPRESENTATIVES | 10000 | 0 | 0 | 2020-04-15T11:04:15.733000-04:00 | |
| 2425862 | THE INSTITUTE OF INTERNAL AUDITORS fbe9df2a-f439-45f1-9ddd-44b0994c64d6 | Q1 | THE INSTITUTE OF INTERNAL AUDITORS | 401104412 | THE INSTITUTE OF INTERNAL AUDITORS | 2020 | first_quarter | FIN | Issues related to corporate governance, risk management, and auditing standards. Issues related to the internal auditing sector. Issues related to SEC disclosures. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2020-04-15T11:14:22.477000-04:00 | |
| 2425871 | HOLLAND & KNIGHT LLP 2f200b81-d349-4898-b01b-bc99be87133c | Q1 | HOLLAND & KNIGHT LLP | 18466 | NAT'L COMMUNITY REINVESTMENT COALITION | 2020 | first_quarter | FIN | Single family residential homeownership. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2020-04-15T11:21:28.767000-04:00 | ||
| 2425941 | BOSE PUBLIC AFFAIRS GROUP ebde7c13-368b-4baf-afd2-f31d23ca004e | Q1 | BOSE PUBLIC AFFAIRS GROUP | 297294 | NAVIENT SOLUTIONS LLC (FORMERLY NAVIENT CORPORATION) | 2020 | first_quarter | FIN | Issues affecting student loan servicing and financial literacy and education | Executive Office of the President (EOP),HOUSE OF REPRESENTATIVES,SENATE,Vice President of the U.S. | 20000 | 0 | 0 | 2020-04-15T11:38:54.227000-04:00 | |
| 2425979 | THE INGRAM GROUP LLC 1eced90b-11b1-4c39-9a19-ac4305b12146 | 1T | THE INGRAM GROUP LLC | 400577737 | GLOBAL WITNESS PUBLISHING INC. | 2020 | first_quarter | FIN | SEC related issues (Sec. 1504 of the Dodd-Frank Act, P.L.111-203) | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 1 | 2020-04-15T11:53:09.157000-04:00 | |
| 2426242 | JM FAMILY ENTERPRISES, INC 50572fc2-25b3-4bed-b9f1-e67e31060c10 | 1A | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2020 | first_quarter | FIN | Issues generally affecting the automobile industry, including vehicle financing and Consumer Financial Protection Bureau. Proposals addressing tax treatment of business investments. Consumer Financial Protection Bureau regulatory actions, oversight and legislation related to auto finance. S.3548 and H.R.748, Coronavirus Aid, Relief and Economic Security Act or the CARES Act. S.2563, "Illicit Cash Act" Military Lending Act DOD interpretive rule as applied to Guaranteed Auto Protection product "Privacy Notification Technical Clarification Act" Modernizing Annual Privacy Notice Requirement under the Gramm-Leach-Bliley Act | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-04-15T12:55:29.607000-04:00 | |
| 2426343 | CHARTWELL STRATEGY GROUP LLC 61a92a77-7493-48e9-8730-2d60b93caeec | Q1 | CHARTWELL STRATEGY GROUP LLC | 401104750 | BOSTON ASSET MANAGEMENT ASSOCIATION, INC. | 2020 | first_quarter | FIN | General overview for members and staff. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2020-04-15T13:39:58.687000-04:00 | |
| 2426362 | CHARTWELL STRATEGY GROUP LLC 7182a875-8189-4944-84c0-1633c4f7c8dd | Q1 | CHARTWELL STRATEGY GROUP LLC | 401104750 | GRAMERCY FUNDS MANAGEMENT, LLC | 2020 | first_quarter | FIN | International finance. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2020-04-15T13:48:04.753000-04:00 | |
| 2426381 | CHARTWELL STRATEGY GROUP LLC b9c9cb0c-ec95-4de3-83df-c79d2c5534b5 | Q1 | CHARTWELL STRATEGY GROUP LLC | 401104750 | EMPOWER RETIREMENT LLC (FKA GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY) | 2020 | first_quarter | FIN | General overview for members and staff, retirement policy, financial services, pension reform. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-15T13:51:07.340000-04:00 | |
| 2426393 | CHARTWELL STRATEGY GROUP LLC 42b03b10-f760-4002-8987-533bfc8f90f8 | Q1 | CHARTWELL STRATEGY GROUP LLC | 401104750 | LPL FINANCIAL, LLC | 2020 | first_quarter | FIN | General overview for members and staff. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-15T13:54:10.967000-04:00 | |
| 2426405 | CHARTWELL STRATEGY GROUP LLC 9f4b016a-4be0-447a-9b09-bc245b3204eb | Q1 | CHARTWELL STRATEGY GROUP LLC | 401104750 | MASSACHUSETTS EDUCATIONAL FINANCING AUTHORITY | 2020 | first_quarter | FIN | General overview for members and staff, Reauthorization Higher Education Act, Tax Reform. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2020-04-15T13:56:13.583000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);